RMNI

SEC source: 0001635282-21-000182 · wf-form4_163882948786093.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Through the SAR Trust

Disclosed balance after: 12,067,008

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.08 to $6.1679, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the United States Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

SEC source: 0001635282-21-000174 · wf-form4_163849546997798.xml · derivative · entry 8

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,991

Underlying: Common Stock · 50,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001635282-21-000174 · wf-form4_163849546997798.xml · nonDerivative · entry 4

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,293

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.35 to $6.71, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the United States Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

SEC source: 0001635282-21-000174 · wf-form4_163849546997798.xml · nonDerivative · entry 3

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-21-000174 · wf-form4_163849546997798.xml · derivative · entry 7

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,991

Underlying: Common Stock · 26,996 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

SEC source: 0001635282-21-000174 · wf-form4_163849546997798.xml · nonDerivative · entry 2

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,293

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.595 to $6.6975, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the United States Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

SEC source: 0001635282-21-000174 · wf-form4_163849546997798.xml · nonDerivative · entry 1

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-22-000030 · wf-form5_164401140133739.xml · nonDerivative · entry 4

Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through the SAR Trust

Disclosed balance after: 11,418,924

SEC source: 0001635282-21-000169 · wf-form4_163778773708157.xml · nonDerivative · entry 1

Brossard Gerard · CIK 0001639839 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001635282-21-000169 · wf-form4_163778773708157.xml · derivative · entry 3

Brossard Gerard · CIK 0001639839 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,334

Underlying: Common Stock · 66,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On November 20, 2020, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested ratably on Saturday, November 20, 2021 (with a deemed transaction date of Monday, November 22, 2021). The remaining two-thirds vest ratably on November 20, 2022 and November 20, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On November 20, 2020, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested ratably on Saturday, November 20, 2021 (with a deemed transaction date of Monday, November 22, 2021). The remaining two-thirds vest ratably on November 20, 2022 and November 20, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

SEC source: 0001635282-21-000169 · wf-form4_163778773708157.xml · nonDerivative · entry 2

Brossard Gerard · CIK 0001639839 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,078

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

SEC source: 0001635282-21-000151 · wf-form4_163338095807820.xml · derivative · entry 1

MCCALLUM KATRINKA · CIK 0001201242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,614

Underlying: Common Stock · 30,614 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 50% of the Restricted Stock Units awarded will vest and settle into shares of the Issuer's common stock upon the earlier to occur of the one-year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, and the remainder shall vest and settle into shares of the Issuer's common stock upon the earlier to occur of the two-year anniversary of the grant date or the day prior to the Issuer's second annual meeting of stockholders occurring after the grant date (subject, in each case, to the Reporting Peron's continuous service as a member of the Issuer's Board of Directors through the applicable vesting date).

F2 · derivative.expiration_date: 50% of the Restricted Stock Units awarded will vest and settle into shares of the Issuer's common stock upon the earlier to occur of the one-year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, and the remainder shall vest and settle into shares of the Issuer's common stock upon the earlier to occur of the two-year anniversary of the grant date or the day prior to the Issuer's second annual meeting of stockholders occurring after the grant date (subject, in each case, to the Reporting Peron's continuous service as a member of the Issuer's Board of Directors through the applicable vesting date).

SEC source: 0001635282-21-000153 · wf-form4_163338267767742.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On October 1, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested ratably on October 1, 2021. The remaining two-thirds vest ratably on October 1, 2022 and October 1, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On October 1, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested ratably on October 1, 2021. The remaining two-thirds vest ratably on October 1, 2022 and October 1, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

SEC source: 0001635282-21-000153 · wf-form4_163338267767742.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,868

F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

SEC source: 0001635282-21-000153 · wf-form4_163338267767742.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0000947871-21-001007 · ownership.xml · nonDerivative · entry 12

GPIAC, LLC · CIK 0001642652 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,805,632

F1 · ownership.nature: These securities are held by RMNI InvestCo, LLC, an affiliate of the Reporting Person.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000947871-21-001007 · ownership.xml · nonDerivative · entry 11

GPIAC, LLC · CIK 0001642652 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,264,085

SEC source: 0000947871-21-001007 · ownership.xml · nonDerivative · entry 10

GPIAC, LLC · CIK 0001642652 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,805,632

F1 · ownership.nature: These securities are held by RMNI InvestCo, LLC, an affiliate of the Reporting Person.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000947871-21-001007 · ownership.xml · nonDerivative · entry 9

GPIAC, LLC · CIK 0001642652 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,768,383

SEC source: 0000947871-21-001007 · ownership.xml · nonDerivative · entry 8

GPIAC, LLC · CIK 0001642652 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,905,632

F1 · ownership.nature: These securities are held by RMNI InvestCo, LLC, an affiliate of the Reporting Person.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000947871-21-001007 · ownership.xml · nonDerivative · entry 7

GPIAC, LLC · CIK 0001642652 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,974,400

SEC source: 0000947871-21-001007 · ownership.xml · nonDerivative · entry 6

GPIAC, LLC · CIK 0001642652 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,055,632

F1 · ownership.nature: These securities are held by RMNI InvestCo, LLC, an affiliate of the Reporting Person.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000947871-21-001007 · ownership.xml · nonDerivative · entry 5

GPIAC, LLC · CIK 0001642652 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,124,400

SEC source: 0001635282-21-000127 · wf-form4_162863212114678.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 6, 2020 and one-third of which vested ratably on August 6, 2021. The remaining one-third vests ratably on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 6, 2020 and one-third of which vested ratably on August 6, 2021. The remaining one-third vests ratably on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

SEC source: 0001635282-21-000127 · wf-form4_162863212114678.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,789

SEC source: 0001635282-21-000127 · wf-form4_162863212114678.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001635282-21-000131 · wf-form4_162863380284590.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 6, 2020 and one-third of which vested ratably on August 6, 2021. The remaining one-third vests ratably on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 6, 2020 and one-third of which vested ratably on August 6, 2021. The remaining one-third vests ratably on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

SEC source: 0001635282-21-000131 · wf-form4_162863380284590.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,914

SEC source: 0001635282-21-000131 · wf-form4_162863380284590.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001635282-21-000135 · wf-form4_162863563134344.xml · derivative · entry 3

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 6, 2020 and one-third of which vested ratably on August 6, 2021. The remaining one-third vests ratably on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 6, 2020 and one-third of which vested ratably on August 6, 2021. The remaining one-third vests ratably on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

SEC source: 0001635282-21-000135 · wf-form4_162863563134344.xml · nonDerivative · entry 2

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,293

SEC source: 0001635282-21-000135 · wf-form4_162863563134344.xml · nonDerivative · entry 1

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001635282-21-000133 · wf-form4_162863494799273.xml · derivative · entry 3

Salaets Steven · CIK 0001750857 · CIO/CPO EVP GlSec/Facl/Qual/IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 6, 2020 and one-third of which vested ratably on August 6, 2021. The remaining one-third vests ratably on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 6, 2020 and one-third of which vested ratably on August 6, 2021. The remaining one-third vests ratably on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

SEC source: 0001635282-21-000133 · wf-form4_162863494799273.xml · nonDerivative · entry 2

Salaets Steven · CIK 0001750857 · CIO/CPO EVP GlSec/Facl/Qual/IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,238

SEC source: 0001635282-21-000133 · wf-form4_162863494799273.xml · nonDerivative · entry 1

Salaets Steven · CIK 0001750857 · CIO/CPO EVP GlSec/Facl/Qual/IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001635282-21-000129 · wf-form4_162863311591809.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 6, 2020 and one-third of which vested ratably on August 6, 2021. The remaining one-third vests ratably on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 6, 2020 and one-third of which vested ratably on August 6, 2021. The remaining one-third vests ratably on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

SEC source: 0001635282-21-000129 · wf-form4_162863311591809.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,160

SEC source: 0001635282-21-000129 · wf-form4_162863311591809.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001635282-21-000125 · wf-form4_162863077923962.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 6, 2020 and one-third of which vested ratably on August 6, 2021. The remaining one-third vests ratably on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 6, 2020 and one-third of which vested ratably on August 6, 2021. The remaining one-third vests ratably on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

SEC source: 0001635282-21-000125 · wf-form4_162863077923962.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,992

SEC source: 0001635282-21-000125 · wf-form4_162863077923962.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0000947871-21-001007 · ownership.xml · nonDerivative · entry 4

GPIAC, LLC · CIK 0001642652 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,205,632

F1 · ownership.nature: These securities are held by RMNI InvestCo, LLC, an affiliate of the Reporting Person.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000947871-21-001007 · ownership.xml · nonDerivative · entry 3

GPIAC, LLC · CIK 0001642652 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,486,847

SEC source: 0001635282-21-000121 · wf-form4_162828851685624.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

SEC source: 0001635282-21-000121 · wf-form4_162828851685624.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,940

F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

SEC source: 0001635282-21-000121 · wf-form4_162828851685624.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001635282-21-000113 · wf-form4_162828415146050.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

SEC source: 0001635282-21-000113 · wf-form4_162828415146050.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,012

F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

SEC source: 0001635282-21-000113 · wf-form4_162828415146050.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001635282-21-000123 · wf-form4_162829031141186.xml · derivative · entry 3

Salaets Steven · CIK 0001750857 · CIO/CPO EVP GlSec/Facl/Qual/IA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.