RMBS

SEC source: 0001209191-22-022167 · doc4.xml · nonDerivative · entry 1

KISSNER CHARLES · CIK 0001188095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,873

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2023 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-22-022165 · doc4.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,946

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2023 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-22-022160 · doc4.xml · nonDerivative · entry 1

Saraf Sanjay · CIK 0001748178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,241

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2023 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-22-022158 · doc4.xml · nonDerivative · entry 1

Sayiner Necip · CIK 0001338515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,873

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2023 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-22-022152 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,873

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2023 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-22-021571 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,182

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.05 to $32.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-020651 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,682

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.91 to $31.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-018984 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,182

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.71 to $27.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-017778 · doc4.xml · derivative · entry 4

KISSNER CHARLES · CIK 0001188095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option award vests as to 12.5% of the granted shares on February 1, 2013, and the remaining shares vest monthly thereafter until fully vested on August 1, 2016.

SEC source: 0001209191-22-017778 · doc4.xml · nonDerivative · entry 2

KISSNER CHARLES · CIK 0001188095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,465

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.85 to $28.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-017778 · doc4.xml · nonDerivative · entry 1

KISSNER CHARLES · CIK 0001188095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-017466 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,682

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.88 to $28.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-015229 · doc4.xml · nonDerivative · entry 1

Jones Keith A · CIK 0001347943 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,719

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-22-010130 · doc4.xml · nonDerivative · entry 1

Shinn John · CIK 0001847137 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,779

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.46 to $27.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-22-007385 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,182

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-22-007384 · doc4.xml · nonDerivative · entry 1

Jones Keith A · CIK 0001347943 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,050

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-22-007380 · doc4.xml · nonDerivative · entry 1

Shinn John · CIK 0001847137 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,852

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-22-007382 · doc4.xml · nonDerivative · entry 1

FAN XIANZHI SEAN · CIK 0001583840 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,787

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-22-006569 · doc4.xml · nonDerivative · entry 3

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,270

F4 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2023 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-22-006569 · doc4.xml · nonDerivative · entry 2

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,760

F3 · shares: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2022 based upon assessed achievement of the Company's performance metrics and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-22-006569 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,085

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes an exempt transaction of 1,836 shares acquired through the Rambus Inc. 2015 Employee Stock Purchase plan.

SEC source: 0001209191-22-006553 · doc4.xml · nonDerivative · entry 2

Jones Keith A · CIK 0001347943 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,835

F3 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2023 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-22-006553 · doc4.xml · nonDerivative · entry 1

Jones Keith A · CIK 0001347943 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,011

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

F2 · balance_after: Includes an exempt transactions of 234 shares acquired through the Rambus Inc. 2015 Employee Stock Purchase plan.

SEC source: 0001209191-22-006550 · doc4.xml · nonDerivative · entry 3

FAN XIANZHI SEAN · CIK 0001583840 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,828

F3 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2023 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-22-006550 · doc4.xml · nonDerivative · entry 2

FAN XIANZHI SEAN · CIK 0001583840 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,143

F2 · shares: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2022 based upon assessed achievement of the Company's performance metrics and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-22-006550 · doc4.xml · nonDerivative · entry 1

FAN XIANZHI SEAN · CIK 0001583840 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,978

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-22-006544 · doc4.xml · nonDerivative · entry 2

Shinn John · CIK 0001847137 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,717

F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2023 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-22-006544 · doc4.xml · nonDerivative · entry 1

Shinn John · CIK 0001847137 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,937

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-21-065534 · doc4.xml · nonDerivative · entry 1

Shinn John · CIK 0001847137 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,832

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on November 25, 2020.

SEC source: 0001209191-21-055114 · doc4.xml · nonDerivative · entry 1

FAN XIANZHI SEAN · CIK 0001583840 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,069

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-21-052170 · doc4.xml · nonDerivative · entry 1

Shinn John · CIK 0001847137 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,865

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on November 25, 2020.

SEC source: 0001209191-21-033442 · doc4.xml · nonDerivative · entry 1

Shinn John · CIK 0001847137 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,902

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on November 25, 2020.

SEC source: 0001209191-21-030236 · doc4.xml · nonDerivative · entry 1

ROGGE KAREN M · CIK 0001275868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,303

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest May 3, 2022 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-21-024861 · doc4.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,538

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2022 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-21-024851 · doc4.xml · nonDerivative · entry 1

KISSNER CHARLES · CIK 0001188095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,465

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2022 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-21-024848 · doc4.xml · nonDerivative · entry 1

Rao Meera · CIK 0001480603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,465

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2022 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-21-024844 · doc4.xml · nonDerivative · entry 1

Saraf Sanjay · CIK 0001748178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,833

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2022 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-21-024838 · doc4.xml · nonDerivative · entry 1

Sayiner Necip · CIK 0001338515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,465

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2022 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-21-024836 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,465

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2022 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-21-024831 · doc4.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,625

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2022 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

SEC source: 0001209191-21-019740 · doc4.xml · nonDerivative · entry 1

Jones Keith A · CIK 0001347943 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,180

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2020.

F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $19.66 to $19.97. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-016381 · doc4.xml · nonDerivative · entry 1

Jones Keith A · CIK 0001347943 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,612

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-21-012930 · doc4.xml · nonDerivative · entry 1

Shinn John · CIK 0001847137 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,939

F1 · shares: Shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2022 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS stock.

SEC source: 0001209191-21-007895 · doc4.xml · nonDerivative · entry 2

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,640

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 21, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-007895 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,245

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-21-007733 · doc4.xml · nonDerivative · entry 1

MATHUR RAHUL · CIK 0001686794 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,447

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-21-007731 · doc4.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,279

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-21-007728 · doc4.xml · nonDerivative · entry 1

Jones Keith A · CIK 0001347943 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,033

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-21-007726 · doc4.xml · nonDerivative · entry 1

FAN XIANZHI SEAN · CIK 0001583840 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,590

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

SEC source: 0001209191-21-007546 · doc4.xml · nonDerivative · entry 4

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,640

F4 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 21, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.31 to $19.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.