TapewireFind a company

person · Reporting owner

MITAROTONDA JAMES A

Disclosed activity across 6 companies

Tapewire entity
37522
SEC CIK
0001254583

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AVON PRODUCTS INCAVP · Entity 152510DirectorOctober 01, 2019October 03, 2019
EASTERN COEML · Entity 6456Director · 10% ownerSeptember 16, 2026September 17, 2026
RAMBUS INCRMBS · Entity 3575DirectorApril 01, 2022April 04, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AVON PRODUCTS INC

Report date October 01, 2019 · Filed October 03, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Barington Companies Equity Partners, LP3,009,028 Reported balance After 2019-10-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-10-01 · Other · Disposed 1,048,077 · Balance 3,009,028

F1: Distribution to a redeeming investor in Barington Companies Equity Partners, L.P. of common stock of Avon Products, Inc.

F2: Not applicable.

F3: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F4: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

Common StockSEC Table I · non-derivativeIndirectBy Barington Companies Investors, LLC101,821 Reported balance Holding disclosure · report date 2019-10-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 101,821

F3: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F5: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Investors. Barington Investors directly owns all 101,821 shares of common stock of the Company.

Common StockSEC Table I · non-derivativeDirect8,333 Reported balance Holding disclosure · report date 2019-10-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 8,333

Filing footnotes · ownership attribution and instrument terms

F1: Distribution to a redeeming investor in Barington Companies Equity Partners, L.P. of common stock of Avon Products, Inc.

F2: Not applicable.

F3: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F4: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

F5: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Investors. Barington Investors directly owns all 101,821 shares of common stock of the Company.

EASTERN CO

Report date September 16, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect47,613 Reported balance After 2026-09-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-16 · Purchase · Acquired 1,423 · Balance 47,613

F1: 1,423 shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2026.

Common SharesSEC Table I · non-derivativeIndirectBy Barington Companies Equity Partners, L.P.650,000 Reported balance Holding disclosure · report date 2026-09-16 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 650,000

F2: The reporting person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners L.P.

F3: The reporting person disclaims beneficial ownership of these securities, except to the extent of the pecuniary interests therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of these shares for the purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: 1,423 shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2026.

F2: The reporting person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners L.P.

F3: The reporting person disclaims beneficial ownership of these securities, except to the extent of the pecuniary interests therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of these shares for the purposes of Section 16 or any other purpose.

RAMBUS INC

Report date April 01, 2022 · Filed April 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,946 Reported balance After 2022-04-01 transaction · row 1
1 source row

Row 1 · 2022-04-01 · Grant · Acquired 5,408 · Balance 13,946

F1: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2023 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

Common StockSEC Table I · non-derivativeIndirectBy Barington Companies Equity Partners, L.P.530,100 Reported balance Holding disclosure · report date 2022-04-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 530,100

F2: Shares are held by Barington Companies Equity Partners, L.P. and beneficially owned by Mr. Mitarotonda as well as Barington Companies Investors, LLC, Barington Capital Group L.P. and LNA Capital Corp

Filing footnotes · ownership attribution and instrument terms

F1: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2023 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

F2: Shares are held by Barington Companies Equity Partners, L.P. and beneficially owned by Mr. Mitarotonda as well as Barington Companies Investors, LLC, Barington Capital Group L.P. and LNA Capital Corp

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BARINGTON/HILCO ACQUISITION CORP.

Report date January 08, 2018 · Filed February 21, 2018

Section 16 reporting ended · disclosed 2018-02-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2018-01-08 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2018-01-08 · Other · Disposed 490,508 · Balance 0

F1: In connection with the transfer of shares of common stock and warrants of the Issuer, pursuant to an agreement, dated January 3, 2018 (the "Agreement"), between the Issuer, the purchasers party thereto (the "Purchasers"), Barington Companies Advisors, LLC ("BCA") and other sellers party thereto, the Purchasers agreed that they would cause to be paid certain obligations of the Issuer in the amount of approximately $2,213,229.11.

F2: Represents the shares of common stock beneficially owned by BCA.

F3: The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCA. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote122,500 Reported balance Holding disclosure · report date 2018-01-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 122,500

F3: The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCA. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4: Represents the shares of common stock underlying the 122,500 Units of the Issuer that BCA committed to purchase prior to the effective date of the registration statement relating to the Issuer's initial public offering. Each unit ("Unit") consists of one share of common stock, one right ("Right") to automatically receive one-tenth of one share of common stock upon consummation of the Issuer's initial business combination and one warrant ("Warrant") for the purchase of one-half of one share of common stock at a price of $12.50 per full share.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $12.50IndirectSee footnote0 Reported balance After 2018-01-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-01-08 · Other · Disposed 61,250 · Balance 0

F1: In connection with the transfer of shares of common stock and warrants of the Issuer, pursuant to an agreement, dated January 3, 2018 (the "Agreement"), between the Issuer, the purchasers party thereto (the "Purchasers"), Barington Companies Advisors, LLC ("BCA") and other sellers party thereto, the Purchasers agreed that they would cause to be paid certain obligations of the Issuer in the amount of approximately $2,213,229.11.

F5: Latter of (i) completion of initial business combination and (ii) 12 months from date of prospectus.

F6: 3 years after completion of initial business combination.

F7: Represents the shares of common stock underlying the 122,500 Units of the Issuer that BCA committed to purchase prior to the effective date of the registration statement relating to the Issuer's initial public offering. Each Unit consists of one share of common stock and one Right. The related Warrant was transferred to the Purchasers pursuant to the transactions contemplated by the Agreement.

F3: The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCA. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeDirect7,500 Reported balance Holding disclosure · report date 2018-01-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,500

RightSEC Table II · derivative / convertible securityIndirectSee footnote12,250 Reported balance Holding disclosure · report date 2018-01-08 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 12,250

F8: N/A

F9: Each Right entitles the holder to automatically receive one-tenth (1/10) of one share of the Issuer's common stock upon consummation of the Issuer's initial business combination.

F10: If the Issuer fails to consummate an initial business combination by June 30, 2018 (unless the date to consummate a business combination is extended), the Issuer will be dissolved and the Rights will expire worthless.

F7: Represents the shares of common stock underlying the 122,500 Units of the Issuer that BCA committed to purchase prior to the effective date of the registration statement relating to the Issuer's initial public offering. Each Unit consists of one share of common stock and one Right. The related Warrant was transferred to the Purchasers pursuant to the transactions contemplated by the Agreement.

F3: The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCA. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the transfer of shares of common stock and warrants of the Issuer, pursuant to an agreement, dated January 3, 2018 (the "Agreement"), between the Issuer, the purchasers party thereto (the "Purchasers"), Barington Companies Advisors, LLC ("BCA") and other sellers party thereto, the Purchasers agreed that they would cause to be paid certain obligations of the Issuer in the amount of approximately $2,213,229.11.

F2: Represents the shares of common stock beneficially owned by BCA.

F3: The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of BCA. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4: Represents the shares of common stock underlying the 122,500 Units of the Issuer that BCA committed to purchase prior to the effective date of the registration statement relating to the Issuer's initial public offering. Each unit ("Unit") consists of one share of common stock, one right ("Right") to automatically receive one-tenth of one share of common stock upon consummation of the Issuer's initial business combination and one warrant ("Warrant") for the purchase of one-half of one share of common stock at a price of $12.50 per full share.

F5: Latter of (i) completion of initial business combination and (ii) 12 months from date of prospectus.

F6: 3 years after completion of initial business combination.

F7: Represents the shares of common stock underlying the 122,500 Units of the Issuer that BCA committed to purchase prior to the effective date of the registration statement relating to the Issuer's initial public offering. Each Unit consists of one share of common stock and one Right. The related Warrant was transferred to the Purchasers pursuant to the transactions contemplated by the Agreement.

F8: N/A

F9: Each Right entitles the holder to automatically receive one-tenth (1/10) of one share of the Issuer's common stock upon consummation of the Issuer's initial business combination.

F10: If the Issuer fails to consummate an initial business combination by June 30, 2018 (unless the date to consummate a business combination is extended), the Issuer will be dissolved and the Rights will expire worthless.

OMNOVA SOLUTIONS INC

Report date April 01, 2020 · Filed April 01, 2020

Section 16 reporting ended · disclosed 2020-04-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeIndirectBy Barington Companies Equity Partners, L.P.0 Reported balance After 2020-04-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-04-01 · Disposition to issuer · Disposed 700,472 · Balance 0

F1: On July 3, 2019, OMNOVA Solutions Inc. ("OMNOVA") announced it had entered into an Agreement and Plan of Merger (the "Merger Agreement") with Synthomer plc, Spirit USA Holdings Inc., and Synthomer USA LLC, pursuant to which the Company would merge with and into Spirit USA Holdings Inc., a wholly-owned subsidiary of Synthomer, subject to shareholder and regulatory approvals and other customary conditions (the "Merger"). The Merger became effective on April 1, 2020. Under the terms of the Merger Agreement, each OMNOVA common share, par value $0.10 per share, outstanding immediately prior to the effectiveness of the Merger was converted into the right to receive $10.15 in cash, without interest (the "Merger Consideration").

F2: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F3: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

Common SharesSEC Table I · non-derivativeIndirectBy Barington Companies Investors, LLC0 Reported balance After 2020-04-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-04-01 · Disposition to issuer · Disposed 65,684 · Balance 0

F1: On July 3, 2019, OMNOVA Solutions Inc. ("OMNOVA") announced it had entered into an Agreement and Plan of Merger (the "Merger Agreement") with Synthomer plc, Spirit USA Holdings Inc., and Synthomer USA LLC, pursuant to which the Company would merge with and into Spirit USA Holdings Inc., a wholly-owned subsidiary of Synthomer, subject to shareholder and regulatory approvals and other customary conditions (the "Merger"). The Merger became effective on April 1, 2020. Under the terms of the Merger Agreement, each OMNOVA common share, par value $0.10 per share, outstanding immediately prior to the effectiveness of the Merger was converted into the right to receive $10.15 in cash, without interest (the "Merger Consideration").

F2: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F4: Pursuant to the terms of an Investment Advisory Agreement between Barington Investors and MSF Partners, LLLP ("MSF"), Barington Investors is an investment advisor to MSF and manages an investment account on its behalf holding the number of Common Shares cited above.

Phantom SharesSEC Table II · derivative / convertible securityIndirectBy Plan0 Reported balance After 2020-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-04-01 · Disposition to issuer · Disposed 9,850.3508 · Balance 0

F5: Under the terms of the Merger Agreement, each phantom share issued by OMNOVA was converted into the right to receive the Merger Consideration.

F6: The Merger became effective on April 1, 2020.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-04-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-04-01 · Disposition to issuer · Disposed 51,394 · Balance 0

F7: Under the terms of the Merger Agreement, each unvested restricted share unit granted by OMNOVA was converted into the right to receive the Merger Consideration.

F6: The Merger became effective on April 1, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: On July 3, 2019, OMNOVA Solutions Inc. ("OMNOVA") announced it had entered into an Agreement and Plan of Merger (the "Merger Agreement") with Synthomer plc, Spirit USA Holdings Inc., and Synthomer USA LLC, pursuant to which the Company would merge with and into Spirit USA Holdings Inc., a wholly-owned subsidiary of Synthomer, subject to shareholder and regulatory approvals and other customary conditions (the "Merger"). The Merger became effective on April 1, 2020. Under the terms of the Merger Agreement, each OMNOVA common share, par value $0.10 per share, outstanding immediately prior to the effectiveness of the Merger was converted into the right to receive $10.15 in cash, without interest (the "Merger Consideration").

F2: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F3: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

F4: Pursuant to the terms of an Investment Advisory Agreement between Barington Investors and MSF Partners, LLLP ("MSF"), Barington Investors is an investment advisor to MSF and manages an investment account on its behalf holding the number of Common Shares cited above.

F5: Under the terms of the Merger Agreement, each phantom share issued by OMNOVA was converted into the right to receive the Merger Consideration.

F6: The Merger became effective on April 1, 2020.

F7: Under the terms of the Merger Agreement, each unvested restricted share unit granted by OMNOVA was converted into the right to receive the Merger Consideration.

SCHULMAN A INC

Report date August 21, 2018 · Filed October 22, 2018 · Amendment

Section 16 reporting ended · disclosed 2018-10-22. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-08-21 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2018-08-21 · Disposition to issuer · Disposed 34,931 · Balance 0

F1: Disposed of pursuant to the merger agreement (the "Merger Agreement") between the issuer, LyondellBasell Industries N.V and LYB Americas Holdco Inc. In addition to the cash consideration, each shareholder will also receive one contingent value right ("CVR") per share or, with respect to equity awards, per share underlying each such equity award. Each CVR will represent the right to receive contingent cash payments from certain net proceeds, if any are recovered, relating to claims arising from the issuer's acquisition of its Citadel subsidiary or the acquisition by Citadel's subsidiary, the Matrixx Group, Incorporated of its Lucent subsidiary, including from certain ongoing litigation against the former owners of the issuer's Citadel subsidiary and the former owners of A. Schulman's Lucent subsidiary and the related government investigations. Reporting person will receive 34,931 CVRs.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the merger agreement (the "Merger Agreement") between the issuer, LyondellBasell Industries N.V and LYB Americas Holdco Inc. In addition to the cash consideration, each shareholder will also receive one contingent value right ("CVR") per share or, with respect to equity awards, per share underlying each such equity award. Each CVR will represent the right to receive contingent cash payments from certain net proceeds, if any are recovered, relating to claims arising from the issuer's acquisition of its Citadel subsidiary or the acquisition by Citadel's subsidiary, the Matrixx Group, Incorporated of its Lucent subsidiary, including from certain ongoing litigation against the former owners of the issuer's Citadel subsidiary and the former owners of A. Schulman's Lucent subsidiary and the related government investigations. Reporting person will receive 34,931 CVRs.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2026 Filed Sep 17, 2026 20:00 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 1,423 $25.25 $35,930.75
Disclosure

SEC source: 0000031107-26-000043 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,613

F1 · security: 1,423 shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2026.

Read SEC document
June 16, 2026 Filed Jun 17, 2026 18:18 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 1,679 $21.40 $35,930.60
Disclosure

SEC source: 0001654954-26-006045 · form4.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,190

F1 · security: 1,679 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 15, 2026.

Read SEC document
June 05, 2026 Filed Jun 8, 2026 21:33 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 3,736 $21.73 $81,170.58
Disclosure

SEC source: 0001654954-26-005786 · form4.xml · nonDerivative · entry 2

MITAROTONDA JAMES A · CIK 0001254583 · Director · 10% owner

BARINGTON COMPANIES EQUITY PARTNERS L P · CIK 0001107149 · 10% owner

BARINGTON COMPANIES MANAGEMENT, LLC · CIK 0000887762 · Investment Adviser

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Barington Companies Equity Partners L.P.

Disclosed balance after: 650,000

F1 · ownership.nature: James A. Mitarotonda is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners L.P. Barington Companies Management, LLC is the investment adviser to Barington Companies Equity Partners L.P.

F2 · ownership.nature: Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of the pecuniary interests therein, and this report shall not be deemed to be an admission that each of the reporting persons is the beneficial owner of these shares for the purposes of Section 16 or any other purpose.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 21:33 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 1,922 $21.58 $41,470.80
Disclosure

SEC source: 0001654954-26-005786 · form4.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director · 10% owner

BARINGTON COMPANIES EQUITY PARTNERS L P · CIK 0001107149 · 10% owner

BARINGTON COMPANIES MANAGEMENT, LLC · CIK 0000887762 · Investment Adviser

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Barington Companies Equity Partners L.P.

Disclosed balance after: 646,264

F1 · ownership.nature: James A. Mitarotonda is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners L.P. Barington Companies Management, LLC is the investment adviser to Barington Companies Equity Partners L.P.

F2 · ownership.nature: Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of the pecuniary interests therein, and this report shall not be deemed to be an admission that each of the reporting persons is the beneficial owner of these shares for the purposes of Section 16 or any other purpose.

Read SEC document
March 18, 2026 Filed Mar 20, 2026 15:38 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 2,000 $20.11 $40,217.40
Disclosure

SEC source: 0000031107-26-000029 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director · 10% owner

BARINGTON COMPANIES EQUITY PARTNERS L P · CIK 0001107149 · 10% owner

BARINGTON COMPANIES MANAGEMENT, LLC · CIK 0000887762 · Investment Adviser

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Barington Companies Equity Partners L.P.

Disclosed balance after: 644,342

F1 · ownership.nature: James A. Mitarotonda is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners L.P. Barington Companies Management, LLC is the investment adviser to Barington Companies Equity Partners L.P.

F2 · ownership.nature: Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of the pecuniary interests therein, and this report shall not be deemed to be an admission that each of the reporting persons is the beneficial owner of these shares for the purposes of Section 16 or any other purpose.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 18:24 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 1,717 $20.93 $35,936.81
Disclosure

SEC source: 0000031107-26-000022 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,511

F1 · security: 1717 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 13, 2026.

Read SEC document
March 09, 2026 Filed Mar 10, 2026 18:22 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 2,342 $18.74 $43,895.17
Disclosure

SEC source: 0000031107-26-000005 · section16.xml · nonDerivative · entry 2

MITAROTONDA JAMES A · CIK 0001254583 · Director · 10% owner

BARINGTON COMPANIES EQUITY PARTNERS L P · CIK 0001107149 · 10% owner

BARINGTON COMPANIES MANAGEMENT, LLC · CIK 0000887762 · Investment Adviser

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Barington Companies Equity Partners, L.P.

Disclosed balance after: 642,342

F1 · ownership.nature: James A. Mitarotonda is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners L.P. Barington Companies Management, LLC is the investment adviser to Barington Companies Equity Partners L.P.

F2 · ownership.nature: Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of the pecuniary interests therein, and this report shall not be deemed to be an admission that each of the reporting persons is the beneficial owner of these shares for the purposes of Section 16 or any other purpose.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 18:22 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 5,067 $18.29 $92,658.71
Disclosure

SEC source: 0000031107-26-000005 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director · 10% owner

BARINGTON COMPANIES EQUITY PARTNERS L P · CIK 0001107149 · 10% owner

BARINGTON COMPANIES MANAGEMENT, LLC · CIK 0000887762 · Investment Adviser

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Barington Companies Equity Partners, L.P.

Disclosed balance after: 640,000

F1 · ownership.nature: James A. Mitarotonda is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners L.P. Barington Companies Management, LLC is the investment adviser to Barington Companies Equity Partners L.P.

F2 · ownership.nature: Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of the pecuniary interests therein, and this report shall not be deemed to be an admission that each of the reporting persons is the beneficial owner of these shares for the purposes of Section 16 or any other purpose.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 21:28 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 1,839 $19.55 $35,952.45
Disclosure

SEC source: 0000031107-25-000045 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,794

F1 · security: 1,839 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shareson December 15, 2025.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 19:21 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 2,433 $20.14 $48,996.73
Disclosure

SEC source: 0000031107-25-000037 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director · 10% owner

BARINGTON COMPANIES EQUITY PARTNERS L P · CIK 0001107149 · 10% owner

BARINGTON COMPANIES MANAGEMENT, LLC · CIK 0000887762 · Investment Adviser

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Barington Companies Equity Partners, L.P.

Disclosed balance after: 634,933

F3 · shares: Shares acquired through multiple transactions with prices in the range of $20.10 to $20.20 per share.

F1 · ownership.nature: James A. Mitarotonda is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners L.P. Barington Companies Management, LLC is the investment adviser to Barington Companies Equity Partners L.P.

F2 · ownership.nature: Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of the pecuniary interests therein, and this report shall not be deemed to be an admission that each of the reporting persons is the beneficial owner of these shares for the purposes of Section 16 or any other purpose.

Read SEC document
November 13, 2025 Filed Nov 14, 2025 20:06 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 933 $19.79 $18,460.24
Disclosure

SEC source: 0000031107-25-000024 · section16.xml · nonDerivative · entry 2

MITAROTONDA JAMES A · CIK 0001254583 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Barington Companies Equity Partners L.P

Disclosed balance after: 632,500

F1 · ownership.nature: The reporting person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Capital Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners L.P.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, except to the extent of the pecuniary interests therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of these shares for the purposes of Section 16 or any other purpose.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 20:06 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 1,467 $19.54 $28,670.46
Disclosure

SEC source: 0000031107-25-000024 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Barington Companies Equity Partners, L.P.

Disclosed balance after: 631,567

F1 · ownership.nature: The reporting person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Capital Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners L.P.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, except to the extent of the pecuniary interests therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of these shares for the purposes of Section 16 or any other purpose.

Read SEC document
September 17, 2025 Filed Sep 17, 2025 20:50 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,438 $24.98 $35,921.24
Disclosure

SEC source: 0000031107-25-000011 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,955

F1 · security: 1,438 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price on September 15, 2025.

Read SEC document
June 17, 2025 Filed Jun 17, 2025 22:27 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,563 $23.36 $36,511.68
Disclosure

SEC source: 0001654954-25-007119 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,517

F1 · security: 1,563 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 13, 2025.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 22:41 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,350 $26.62 $35,937.00
Disclosure

SEC source: 0001654954-25-002987 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,954

F1 · security: 1350 Shares issued under The Eastern Company Director's Fee Program pursuant to rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 14, 2025.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 21:23 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,096 $28.99 $31,773.04
Disclosure

SEC source: 0001654954-24-015663 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,604

F1 · security: 1,096 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price on December 13, 2024.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 20:33 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,025 $31.46 $32,246.50
Disclosure

SEC source: 0001654954-24-012027 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,508

F1 · security: 1,025 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 13, 2024.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 19:41 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,198 $26.49 $31,735.02
Disclosure

SEC source: 0001654954-24-007904 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,483

F1 · security: 1,198 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 14, 2024.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 22:29 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,096 $28.52 $31,257.92
Disclosure

SEC source: 0001654954-24-003386 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,285

F1 · security: 1,096 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 15, 2024.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 19:04 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,392 $22.80 $31,737.60
Disclosure

SEC source: 0001654954-23-015820 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,189

F1 · security: 1,392 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 15, 2023.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 20:39 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,763 $18.58 $32,756.54
Disclosure

SEC source: 0001654954-23-012024 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,797

F1 · security: 1,763 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2023.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 19:43 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,645 $19.00 $31,255.00
Disclosure

SEC source: 0001654954-23-008202 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,034

F1 · security: 1645 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 15, 2023.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 17:15 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 2,065 $15.86 $32,750.90
Disclosure

SEC source: 0001654954-23-003425 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,389

F1 · security: 2,065 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 15, 2023.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 21:52 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 1,264 $16.95 $21,424.80
Disclosure

SEC source: 0001654954-23-003200 · ownership.xml · nonDerivative · entry 2

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Barington Companies Equity Partners, L.P.

Disclosed balance after: Not disclosed

F1 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Company Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 21:52 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 1,068 $16.25 $17,355.00
Disclosure

SEC source: 0001654954-23-003200 · ownership.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Barrington Companies Equity Partners, L.P.

Disclosed balance after: Not disclosed

F1 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Company Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 21, 2022 Filed Dec 22, 2022 16:12 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,498 $20.86 $31,248.28
Disclosure

SEC source: 0001654954-22-016851 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,324

F1 · security: 1,498 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 15, 2022.

Read SEC document
September 22, 2022 Filed Sep 23, 2022 13:01 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,724 $19.00 $32,756.00
Disclosure

SEC source: 0001654954-22-012888 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,826

F1 · security: 1,724 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2022.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 14:34 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,625 $20.15 $32,743.75
Disclosure

SEC source: 0001654954-22-008644 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,102

F1 · security: 1,625 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 15, 2022.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 15:26 UTC RAMBUS INC RMBS · Entity 3575 GrantCommon Stock 5,408 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-022165 · doc4.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,946

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2023 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

Read SEC document
March 21, 2022 Filed Mar 22, 2022 19:56 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,312 $23.82 $31,251.84
Disclosure

SEC source: 0001654954-22-003578 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,477

F1 · security: 1,312 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 15, 2022.

Read SEC document
December 17, 2021 Filed Dec 20, 2021 20:28 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,231 $25.38 $31,242.78
Disclosure

SEC source: 0001654954-21-013343 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,165

F1 · security: 1,231 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 15, 2021.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 20:55 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 44,020 $23.22 $1,022,144.40
Disclosure

SEC source: 0001654954-21-012667 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barington Companies Equity Partners, L.P.

Disclosed balance after: 627,768

F1 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Company Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 17:42 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,251 $24.98 $31,249.98
Disclosure

SEC source: 0001654954-21-010224 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,934

F1 · security: 1,251 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2021.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 13:06 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 951 $33.39 $31,753.89
Disclosure

SEC source: 0001654954-21-007024 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,683

F1 · security: 951 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 15, 2021.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:48 UTC RAMBUS INC RMBS · Entity 3575 GrantCommon Stock 8,538 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-024861 · doc4.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,538

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2022 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 16:15 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,199 $26.49 $31,761.51
Disclosure

SEC source: 0001654954-21-003484 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,732

F1 · security: 1,199 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 15, 2021.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 23:12 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,008 $25.19 $25,391.52
Disclosure

SEC source: 0001654954-20-013758 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,533

F1 · security: 1,1008 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on December 15, 2020.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 21:45 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 2,400 $22.26 $53,417.52
Disclosure

SEC source: 0001654954-20-012762 · section16.xml · nonDerivative · entry 2

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barington Companies Equity Partners, L.P.

Disclosed balance after: 582,224

F1 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Company Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 21:45 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 200 $22.27 $4,453.00
Disclosure

SEC source: 0001654954-20-012762 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barington Companies Equity Partners, L.P.

Disclosed balance after: 579,824

F1 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Company Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:40 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 100 $22.25 $2,224.50
Disclosure

SEC source: 0001654954-20-012689 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barington Companies Equity Patners, L.P.

Disclosed balance after: 579,624

F1 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Company Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 17:23 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,164 $22.33 $25,992.12
Disclosure

SEC source: 0001654954-20-010641 · section16.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,525

F1 · security: 1,164 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2020.

Read SEC document
June 17, 2020 Filed Jun 18, 2020 17:38 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,736 $18.29 $31,751.44
Disclosure

SEC source: 0001567619-20-012349 · doc1.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,361

F1 · security: 1,736 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on June 15, 2020.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:55 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 1,521 $16.91 $25,725.89
Disclosure

SEC source: 0001567619-20-010152 · doc1.xml · nonDerivative · entry 2

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barington Company Equity Partners, L.P.

Disclosed balance after: 579,524

F1 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
April 01, 2020 Filed Apr 1, 2020 15:34 UTC OMNOVA SOLUTIONS INC OMN · Entity 150196 Disposition to issuerRestricted Share Units · Derivative 51,394 $10.15 $521,649.10
Disclosure

SEC source: 0001127602-20-012419 · form4.xml · derivative · entry 4

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 51,394 shares

Expires not disclosed

F7 · derivative.exercise_price: Under the terms of the Merger Agreement, each unvested restricted share unit granted by OMNOVA was converted into the right to receive the Merger Consideration.

F6 · derivative.exercise_date: The Merger became effective on April 1, 2020.

F6 · derivative.expiration_date: The Merger became effective on April 1, 2020.

Read SEC document
April 01, 2020 Filed Apr 1, 2020 15:34 UTC OMNOVA SOLUTIONS INC OMN · Entity 150196 Disposition to issuerPhantom Shares · Derivative 9,850.3508 $10.15 $99,981.06
Disclosure

SEC source: 0001127602-20-012419 · form4.xml · derivative · entry 3

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Plan

Disclosed balance after: 0

Underlying: Common Shares · 9,850.3508 shares

Expires not disclosed

F5 · derivative.exercise_price: Under the terms of the Merger Agreement, each phantom share issued by OMNOVA was converted into the right to receive the Merger Consideration.

F6 · derivative.exercise_date: The Merger became effective on April 1, 2020.

F6 · derivative.expiration_date: The Merger became effective on April 1, 2020.

Read SEC document
April 01, 2020 Filed Apr 1, 2020 15:34 UTC OMNOVA SOLUTIONS INC OMN · Entity 150196 Disposition to issuerCommon Shares 65,684 $10.15 $666,692.60
Disclosure

SEC source: 0001127602-20-012419 · form4.xml · nonDerivative · entry 2

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barington Companies Investors, LLC

Disclosed balance after: 0

F1 · kind: On July 3, 2019, OMNOVA Solutions Inc. ("OMNOVA") announced it had entered into an Agreement and Plan of Merger (the "Merger Agreement") with Synthomer plc, Spirit USA Holdings Inc., and Synthomer USA LLC, pursuant to which the Company would merge with and into Spirit USA Holdings Inc., a wholly-owned subsidiary of Synthomer, subject to shareholder and regulatory approvals and other customary conditions (the "Merger"). The Merger became effective on April 1, 2020. Under the terms of the Merger Agreement, each OMNOVA common share, par value $0.10 per share, outstanding immediately prior to the effectiveness of the Merger was converted into the right to receive $10.15 in cash, without interest (the "Merger Consideration").

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Pursuant to the terms of an Investment Advisory Agreement between Barington Investors and MSF Partners, LLLP ("MSF"), Barington Investors is an investment advisor to MSF and manages an investment account on its behalf holding the number of Common Shares cited above.

Read SEC document
April 01, 2020 Filed Apr 1, 2020 15:34 UTC OMNOVA SOLUTIONS INC OMN · Entity 150196 Disposition to issuerCommon Shares 700,472 $10.15 $7,109,790.80
Disclosure

SEC source: 0001127602-20-012419 · form4.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barington Companies Equity Partners, L.P.

Disclosed balance after: 0

F1 · kind: On July 3, 2019, OMNOVA Solutions Inc. ("OMNOVA") announced it had entered into an Agreement and Plan of Merger (the "Merger Agreement") with Synthomer plc, Spirit USA Holdings Inc., and Synthomer USA LLC, pursuant to which the Company would merge with and into Spirit USA Holdings Inc., a wholly-owned subsidiary of Synthomer, subject to shareholder and regulatory approvals and other customary conditions (the "Merger"). The Merger became effective on April 1, 2020. Under the terms of the Merger Agreement, each OMNOVA common share, par value $0.10 per share, outstanding immediately prior to the effectiveness of the Merger was converted into the right to receive $10.15 in cash, without interest (the "Merger Consideration").

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:07 UTC EASTERN CO EML · Entity 6456 GrantCommon Shares 1,262 $25.57 $32,269.34
Disclosure

SEC source: 0001567619-20-007175 · doc1.xml · nonDerivative · entry 1

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,625

F1 · security: 1,262 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on March 13, 2020.

Read SEC document
March 05, 2020 Filed Mar 5, 2020 21:36 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 100 $24.90 $2,490.00
Disclosure

SEC source: 0001567619-20-005743 · doc1.xml · nonDerivative · entry 3

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barington Companies Equity Partners, L.P.

Disclosed balance after: 578,003

F1 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:36 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Shares 1,900 $24.98 $47,462.00
Disclosure

SEC source: 0001567619-20-005743 · doc1.xml · nonDerivative · entry 2

MITAROTONDA JAMES A · CIK 0001254583 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barington Companies Equity Partners, L.P.

Disclosed balance after: 577,903

F1 · ownership.nature: The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.