Last 12 months
Inside the activity.
0 purchase rows · 32 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 6 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2016 Filed Dec 5, 2016 21:57 UTC |
Kim JaeSVP & GC
|
Tax withholdingCommon Stock | 4,190 | $12.67 | $53,087.30 |
DisclosureSEC source: 0001209191-16-153390 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,371 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:58 UTC |
STARK LAURASVP, GM ESD
|
Tax withholdingCommon Stock | 5,171 | $12.67 | $65,516.57 |
DisclosureSEC source: 0001209191-16-153391 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,821 Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 01:42 UTC |
HERSCHER PENNYDirector
|
SaleCommon Stock | 30,000 | $13.56 | $406,800.00 |
DisclosureSEC source: 0001209191-16-152239 · doc4.xml · nonDerivative · entry 1 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 32,582 F1 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.48 to $13.68. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC |
Kim JaeSVP & GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,335 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · derivative · entry 13 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,408 Underlying: Common Stock · 24,743 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC |
Kim JaeSVP & GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 111 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · derivative · entry 12 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220 Underlying: Common Stock · 331 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC |
Kim JaeSVP & GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 242 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · derivative · entry 11 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485 Underlying: Common Stock · 727 shares Expires 2020-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC |
Kim JaeSVP & GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,460 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · derivative · entry 10 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,918 Underlying: Common Stock · 4,378 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC |
Kim JaeSVP & GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,433 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · derivative · entry 9 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,864 Underlying: Common Stock · 7,297 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC |
Kim JaeSVP & GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 496 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · derivative · entry 8 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990 Underlying: Common Stock · 1,486 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC |
Kim JaeSVP & GC
|
SaleCommon Stock | 9,851 | $13.35 | $131,515.78 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · nonDerivative · entry 7 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,561 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 21, 2016. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.19 to $13.48. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC |
Kim JaeSVP & GC
|
Exercise / conversionCommon Stock | 4,335 | $8.76 | $37,974.60 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · nonDerivative · entry 6 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC |
Kim JaeSVP & GC
|
Exercise / conversionCommon Stock | 111 | $5.63 | $624.93 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · nonDerivative · entry 5 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC |
Kim JaeSVP & GC
|
Exercise / conversionCommon Stock | 242 | $5.63 | $1,362.46 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · nonDerivative · entry 4 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC |
Kim JaeSVP & GC
|
Exercise / conversionCommon Stock | 1,460 | $5.46 | $7,971.60 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC |
Kim JaeSVP & GC
|
Exercise / conversionCommon Stock | 2,433 | $5.46 | $13,284.18 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC |
Kim JaeSVP & GC
|
Exercise / conversionCommon Stock | 496 | $7.31 | $3,625.76 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 23:02 UTC |
MATHUR RAHULSVP, CFO
|
GrantStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $12.15 | $0.00 |
DisclosureSEC source: 0001209191-16-148038 · doc4.xml · derivative · entry 2 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2026-11-01 F2 · derivative.exercise_date: One tenth of the shares subject to the option vest on May 1, 2017 and the remaining shares vest in equal monthly installments until they are fully vested on November 1, 2020. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 23:02 UTC |
MATHUR RAHULSVP, CFO
|
GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148038 · doc4.xml · nonDerivative · entry 1 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. The restricted stock units vest in four equal annual installments beginning on November 1, 2017 or the first business trading day thereafter. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 20:11 UTC |
SHRIGLEY DAVID ADirector
|
SaleCommon Stock | 5,000 | $12.01 | $60,050.00 |
DisclosureSEC source: 0001209191-16-147428 · doc4.xml · nonDerivative · entry 1 SHRIGLEY DAVID A · CIK 0001189259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,253 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2016. F2 · price: All shares were sold at an exact sale price of $12.01. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 20:34 UTC |
STANG ERIC BDirector
|
SaleCommon Stock | 13,618 | $12.70 | $172,881.87 |
DisclosureSEC source: 0001209191-16-147295 · doc4.xml · nonDerivative · entry 1 STANG ERIC B · CIK 0001234045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 60,561 F1 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.64 to $12.76. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares held directly by the Stang Family Trust dated September 2, 2004 for which the Reporting Person serves as a trustee. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 555 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,555 Underlying: Common Stock · 555 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,238 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,095 Underlying: Common Stock · 1,238 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,333 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,333 Underlying: Common Stock · 1,333 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 884 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,465 Underlying: Common Stock · 884 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC |
STARK LAURASVP, GM ESD
|
SaleCommon Stock | 4,010 | $12.51 | $50,147.46 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,992 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2016. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.45 to $12.61. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 555 | $8.76 | $4,861.80 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 1,238 | $5.46 | $6,759.48 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 1,333 | $7.31 | $9,744.23 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 884 | $8.55 | $7,558.20 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 23:16 UTC |
FISHER ELLIS THOMASDirector
|
GrantCommon Stock | 12,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145146 · doc4.xml · nonDerivative · entry 1 FISHER ELLIS THOMAS · CIK 0001631809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,492 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2 · shares: All of the restricted stock units will vest on October 3, 2017 or the first business trading day thereafter. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 23:21 UTC |
STANG ERIC BDirector
|
GrantCommon Stock | 12,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145151 · doc4.xml · nonDerivative · entry 1 STANG ERIC B · CIK 0001234045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,874 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2 · shares: All of the restricted stock units will vest on October 3, 2017 or the first business trading day thereafter. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 23:20 UTC |
SHRIGLEY DAVID ADirector
|
GrantCommon Stock | 12,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145150 · doc4.xml · nonDerivative · entry 1 SHRIGLEY DAVID A · CIK 0001189259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,253 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2 · shares: All of the restricted stock units will vest on October 3, 2017 or the first business trading day thereafter. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 23:19 UTC |
KISSNER CHARLESDirector
|
GrantCommon Stock | 12,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145149 · doc4.xml · nonDerivative · entry 1 KISSNER CHARLES · CIK 0001188095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,874 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2 · shares: All of the restricted stock units will vest on October 3, 2017 or the first business trading day thereafter. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 23:18 UTC |
HERSCHER PENNYDirector
|
SaleCommon Stock | 6,809 | $12.43 | $84,610.68 |
DisclosureSEC source: 0001209191-16-145147 · doc4.xml · nonDerivative · entry 2 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 62,582 F3 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 30, 2015. F4 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.355 to $12.55. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F5 · balance_after: Includes remaining 6,809 restricted stock units vested and issued on October 3, 2016. F6 · ownership.nature: Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 23:18 UTC |
HERSCHER PENNYDirector
|
GrantCommon Stock | 12,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145147 · doc4.xml · nonDerivative · entry 1 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,874 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2 · shares: All of the restricted stock units will vest on October 3, 2017 or the first business trading day thereafter. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 23:15 UTC |
BENTLEY J THOMASDirector
|
GrantCommon Stock | 12,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145145 · doc4.xml · nonDerivative · entry 1 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,874 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2 · shares: All of the restricted stock units will vest on October 3, 2017 or the first business trading thereafter. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 555 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,110 Underlying: Common Stock · 555 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,238 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,333 Underlying: Common Stock · 1,238 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,333 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,666 Underlying: Common Stock · 1,333 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 884 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,349 Underlying: Common Stock · 884 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC |
STARK LAURASVP, GM ESD
|
SaleCommon Stock | 4,010 | $14.35 | $57,527.46 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,992 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2016. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.29 to $14.41. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 555 | $8.76 | $4,861.80 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 1,238 | $5.46 | $6,759.48 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 1,333 | $7.31 | $9,744.23 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 884 | $8.55 | $7,558.20 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:00 UTC |
Kim JaeSVP & GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,733 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001209191-16-140260 · doc4.xml · derivative · entry 3 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,267 Underlying: Common Stock · 14,000 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2015 and the remaining shares vested monthly thereafter until fully vested on February 2, 2019. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:00 UTC |
Kim JaeSVP & GC
|
SaleCommon Stock | 1,733 | $14.08 | $24,400.64 |
DisclosureSEC source: 0001209191-16-140260 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,335 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 21, 2016. F2 · price: The sale price reported in Column 4 of Table 1 represents the exact sale price of all shares sold. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:00 UTC |
Kim JaeSVP & GC
|
Exercise / conversionCommon Stock | 1,733 | $11.26 | $19,513.58 |
DisclosureSEC source: 0001209191-16-140260 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2016 Filed Feb 13, 2018 01:14 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 802 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,357 Underlying: Common Stock · 802 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| February 09, 2016 Filed Feb 13, 2018 01:14 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 971 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,200 Underlying: Common Stock · 971 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.