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Nasdaq · USD

RMBS

RAMBUS INC

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3575
SEC CIK
0000917273
Parsed reports
384

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 2026011
Apr 202605
May 202606
Jun 202604
Jul 202600
Aug 202601
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2017 Filed Mar 15, 2017 21:22 UTC
STARK LAURASVP, GM ESD
Exercise / conversionEmployee stock option (right to buy) · Derivative 700 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001209191-17-020862 · doc4.xml · derivative · entry 7

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,300

Underlying: Common Stock · 700 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:22 UTC
STARK LAURASVP, GM ESD
Exercise / conversionEmployee stock option (right to buy) · Derivative 465 $0.00 Strike: $8.55 $0.00
Disclosure

SEC source: 0001209191-17-020862 · doc4.xml · derivative · entry 6

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,116

Underlying: Common Stock · 465 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:22 UTC
STARK LAURASVP, GM ESD
SaleCommon Stock 3,810 $13.10 $49,911.00
Disclosure

SEC source: 0001209191-17-020862 · doc4.xml · nonDerivative · entry 5

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,511

F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017.

F2 · price: All shares were sold at an exact sale price of $13.10.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:22 UTC
STARK LAURASVP, GM ESD
Exercise / conversionCommon Stock 804 $8.76 $7,043.04
Disclosure

SEC source: 0001209191-17-020862 · doc4.xml · nonDerivative · entry 4

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:22 UTC
STARK LAURASVP, GM ESD
Exercise / conversionCommon Stock 973 $5.46 $5,312.58
Disclosure

SEC source: 0001209191-17-020862 · doc4.xml · nonDerivative · entry 3

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:22 UTC
STARK LAURASVP, GM ESD
Exercise / conversionCommon Stock 700 $7.31 $5,117.00
Disclosure

SEC source: 0001209191-17-020862 · doc4.xml · nonDerivative · entry 2

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:22 UTC
STARK LAURASVP, GM ESD
Exercise / conversionCommon Stock 465 $8.55 $3,975.75
Disclosure

SEC source: 0001209191-17-020862 · doc4.xml · nonDerivative · entry 1

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 00:07 UTC
Kim JaeSVP & GC
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,335 $0.00 Strike: $8.76 $0.00
Disclosure

SEC source: 0001209191-17-012937 · doc4.xml · derivative · entry 13

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,073

Underlying: Common Stock · 20,408 shares

Expires 2024-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 00:07 UTC
Kim JaeSVP & GC
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 110 $0.00 Strike: $5.63 $0.00
Disclosure

SEC source: 0001209191-17-012937 · doc4.xml · derivative · entry 12

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110

Underlying: Common Stock · 220 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 00:07 UTC
Kim JaeSVP & GC
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 242 $0.00 Strike: $5.63 $0.00
Disclosure

SEC source: 0001209191-17-012937 · doc4.xml · derivative · entry 11

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243

Underlying: Common Stock · 485 shares

Expires 2020-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 00:07 UTC
Kim JaeSVP & GC
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,459 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001209191-17-012937 · doc4.xml · derivative · entry 10

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,459

Underlying: Common Stock · 2,918 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 00:07 UTC
Kim JaeSVP & GC
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,432 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001209191-17-012937 · doc4.xml · derivative · entry 9

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432

Underlying: Common Stock · 4,864 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 00:07 UTC
Kim JaeSVP & GC
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 495 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001209191-17-012937 · doc4.xml · derivative · entry 8

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495

Underlying: Common Stock · 990 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 00:07 UTC
Kim JaeSVP & GC
SaleCommon Stock 9,845 $12.65 $124,515.62
Disclosure

SEC source: 0001209191-17-012937 · doc4.xml · nonDerivative · entry 7

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,631

F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 21, 2016.

F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.60 to $12.70. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 00:07 UTC
Kim JaeSVP & GC
Exercise / conversionCommon Stock 4,335 $8.76 $37,974.60
Disclosure

SEC source: 0001209191-17-012937 · doc4.xml · nonDerivative · entry 6

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 00:07 UTC
Kim JaeSVP & GC
Exercise / conversionCommon Stock 110 $5.63 $619.30
Disclosure

SEC source: 0001209191-17-012937 · doc4.xml · nonDerivative · entry 5

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 00:07 UTC
Kim JaeSVP & GC
Exercise / conversionCommon Stock 242 $5.63 $1,362.46
Disclosure

SEC source: 0001209191-17-012937 · doc4.xml · nonDerivative · entry 4

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 00:07 UTC
Kim JaeSVP & GC
Exercise / conversionCommon Stock 1,459 $5.46 $7,966.14
Disclosure

SEC source: 0001209191-17-012937 · doc4.xml · nonDerivative · entry 3

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 00:07 UTC
Kim JaeSVP & GC
Exercise / conversionCommon Stock 2,432 $5.46 $13,278.72
Disclosure

SEC source: 0001209191-17-012937 · doc4.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 00:07 UTC
Kim JaeSVP & GC
Exercise / conversionCommon Stock 495 $7.31 $3,618.45
Disclosure

SEC source: 0001209191-17-012937 · doc4.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 22:05 UTC
STARK LAURASVP, GM ESD
Exercise / conversionEmployee stock option (right to buy) · Derivative 555 $0.00 Strike: $8.76 $0.00
Disclosure

SEC source: 0001209191-17-007707 · doc4.xml · derivative · entry 14

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 555 shares

Expires 2024-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 22:05 UTC
STARK LAURASVP, GM ESD
Exercise / conversionEmployee stock option (right to buy) · Derivative 1,238 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001209191-17-007707 · doc4.xml · derivative · entry 13

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,857

Underlying: Common Stock · 1,238 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 22:05 UTC
STARK LAURASVP, GM ESD
Exercise / conversionEmployee stock option (right to buy) · Derivative 1,333 $0.00 Strike: $7.31 $0.00
Disclosure

SEC source: 0001209191-17-007707 · doc4.xml · derivative · entry 12

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 1,333 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 22:05 UTC
STARK LAURASVP, GM ESD
Exercise / conversionEmployee stock option (right to buy) · Derivative 884 $0.00 Strike: $8.55 $0.00
Disclosure

SEC source: 0001209191-17-007707 · doc4.xml · derivative · entry 11

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,581

Underlying: Common Stock · 884 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 22:05 UTC
STARK LAURASVP, GM ESD
SaleCommon Stock 4,010 $12.71 $50,967.10
Disclosure

SEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 9

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,379

F3 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2016.

F4 · price: All shares were sold at an exact sale price of $12.71.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 22:05 UTC
STARK LAURASVP, GM ESD
Exercise / conversionCommon Stock 555 $8.76 $4,861.80
Disclosure

SEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 8

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 22:05 UTC
STARK LAURASVP, GM ESD
Exercise / conversionCommon Stock 1,238 $5.46 $6,759.48
Disclosure

SEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 7

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 22:05 UTC
STARK LAURASVP, GM ESD
Exercise / conversionCommon Stock 1,333 $7.31 $9,744.23
Disclosure

SEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 6

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 22:05 UTC
STARK LAURASVP, GM ESD
Exercise / conversionCommon Stock 884 $8.55 $7,558.20
Disclosure

SEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 5

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 22:05 UTC
STARK LAURASVP, GM ESD
Tax withholdingCommon Stock 1,595 $12.67 $20,208.65
Disclosure

SEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 4

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,379

Read SEC document
February 02, 2017 Filed Feb 3, 2017 22:02 UTC
Kim JaeSVP & GC
Tax withholdingCommon Stock 1,372 $12.67 $17,383.24
Disclosure

SEC source: 0001209191-17-007697 · doc4.xml · nonDerivative · entry 4

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,403

Read SEC document
February 02, 2017 Filed Feb 3, 2017 22:02 UTC
BLACK RONALD DDirector · President & CEO
Tax withholdingCommon Stock 4,802 $12.67 $60,841.34
Disclosure

SEC source: 0001209191-17-007694 · doc4.xml · nonDerivative · entry 4

BLACK RONALD D · CIK 0001222711 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,864

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:05 UTC
STARK LAURASVP, GM ESD
GrantEmployee stock option (right to buy) · Derivative 38,202 $0.00 Strike: $12.80 $0.00
Disclosure

SEC source: 0001209191-17-007707 · doc4.xml · derivative · entry 10

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,202

Underlying: Common Stock · 38,202 shares

Expires 2027-02-01

F5 · derivative.exercise_date: One tenth of the shares subject to the option vest on August 1, 2017 and the remaining shares vest in equal monthly installments until they are fully vested on February 1, 2021.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:05 UTC
STARK LAURASVP, GM ESD
GrantCommon Stock 28,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 3

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,974

F2 · shares: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of RMBS common stock. The performance stock units vest in full on February 1, 2019 based upon assessed achievement of the Company's targeted pro forma operating margin for Fiscal Year 2016 and continued service to the Company through the vest date.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:05 UTC
STARK LAURASVP, GM ESD
GrantCommon Stock 24,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 2

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,542

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. The restricted stock units vest in four equal annual installments beginning on February 1, 2018.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:05 UTC
STARK LAURASVP, GM ESD
Tax withholdingCommon Stock 2,667 $12.80 $34,137.60
Disclosure

SEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 1

STARK LAURA · CIK 0001276837 · SVP, GM ESD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,154

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:04 UTC
MATHUR RAHULSVP, CFO
GrantStock Option (right to buy) · Derivative 29,213 $0.00 Strike: $12.80 $0.00
Disclosure

SEC source: 0001209191-17-007702 · doc4.xml · derivative · entry 2

MATHUR RAHUL · CIK 0001686794 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,213

Underlying: Common Stock · 29,213 shares

Expires 2027-02-01

F2 · derivative.exercise_date: One tenth of the shares subject to the option vest on August 1, 2017 and the remaining shares vest in equal monthly installments until they are fully vested on February 1, 2021.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:04 UTC
MATHUR RAHULSVP, CFO
GrantCommon Stock 18,648 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007702 · doc4.xml · nonDerivative · entry 1

MATHUR RAHUL · CIK 0001686794 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,648

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. The restricted stock units vest in four equal annual installments beginning on February 1, 2018 or the first business trading day thereafter.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:02 UTC
Kim JaeSVP & GC
GrantEmployee stock option (right to buy) · Derivative 29,213 $0.00 Strike: $12.80 $0.00
Disclosure

SEC source: 0001209191-17-007697 · doc4.xml · derivative · entry 5

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,213

Underlying: Common Stock · 29,213 shares

Expires 2027-02-01

F3 · derivative.exercise_date: One tenth of the shares subject to the option vest on August 1, 2017 and the remaining shares vest in equal monthly installments until they are fully vested on February 1, 2021.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:02 UTC
Kim JaeSVP & GC
GrantCommon Stock 19,096 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007697 · doc4.xml · nonDerivative · entry 3

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,775

F2 · shares: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of RMBS common stock. The performance stock units vest in full on February 1, 2019 based upon assessed achievement of the Company's targeted pro forma operating margin for Fiscal Year 2016 and continued service to the Company through the vest date.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:02 UTC
Kim JaeSVP & GC
GrantCommon Stock 18,648 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007697 · doc4.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,679

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. The restricted stock units vest in four equal annual installments beginning on February 1, 2018.

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February 01, 2017 Filed Feb 3, 2017 22:02 UTC
Kim JaeSVP & GC
Tax withholdingCommon Stock 2,340 $12.80 $29,952.00
Disclosure

SEC source: 0001209191-17-007697 · doc4.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,031

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February 01, 2017 Filed Feb 3, 2017 22:02 UTC
BLACK RONALD DDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 197,753 $0.00 Strike: $12.80 $0.00
Disclosure

SEC source: 0001209191-17-007694 · doc4.xml · derivative · entry 5

BLACK RONALD D · CIK 0001222711 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,753

Underlying: Common Stock · 197,753 shares

Expires 2027-02-01

F3 · derivative.exercise_date: One tenth of the shares subject to the option vest on August 1, 2017 and the remaining shares vest in equal monthly installments until they are fully vested on February 1, 2021.

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February 01, 2017 Filed Feb 3, 2017 22:02 UTC
BLACK RONALD DDirector · President & CEO
GrantCommon Stock 233,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007694 · doc4.xml · nonDerivative · entry 3

BLACK RONALD D · CIK 0001222711 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,666

F2 · shares: Shares are represented by performance restricted stock units. Each performance restricted stock unit represents a contingent right to receive one share of RMBS common stock. The performance restricted stock units vest in full on February 1, 2019 based upon assessed achievement of the Company's targeted pro forma operating margin for Fiscal Year 2016 and continued service to the Company through the vest date.

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February 01, 2017 Filed Feb 3, 2017 22:02 UTC
BLACK RONALD DDirector · President & CEO
GrantCommon Stock 63,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007694 · doc4.xml · nonDerivative · entry 2

BLACK RONALD D · CIK 0001222711 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,266

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. The restricted stock units vest in four equal annual installments beginning on February 1, 2018 or the first business trading day thereafter.

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February 01, 2017 Filed Feb 3, 2017 22:02 UTC
BLACK RONALD DDirector · President & CEO
Tax withholdingCommon Stock 9,103 $12.80 $116,518.40
Disclosure

SEC source: 0001209191-17-007694 · doc4.xml · nonDerivative · entry 1

BLACK RONALD D · CIK 0001222711 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,138

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January 30, 2017 Filed Feb 1, 2017 21:23 UTC SaleCommon Stock 5,000 $13.76 $68,800.00
Disclosure

SEC source: 0001209191-17-006698 · doc4.xml · nonDerivative · entry 1

SHRIGLEY DAVID A · CIK 0001189259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,253

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2016.

F2 · price: All shares were sold at an exact sale price of $13.76.

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December 08, 2016 Filed Dec 9, 2016 21:42 UTC
Kim JaeSVP & GC
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,733 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0001209191-16-154433 · doc4.xml · derivative · entry 3

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,534

Underlying: Common Stock · 12,267 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2015 and the remaining shares vested monthly thereafter until fully vested on February 2, 2019.

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December 08, 2016 Filed Dec 9, 2016 21:42 UTC
Kim JaeSVP & GC
SaleCommon Stock 1,733 $14.08 $24,400.64
Disclosure

SEC source: 0001209191-16-154433 · doc4.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,371

F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 21, 2016.

F2 · price: The sale price reported in Column 4 of Table 1 represents the exact sale price of all shares sold.

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December 08, 2016 Filed Dec 9, 2016 21:42 UTC
Kim JaeSVP & GC
Exercise / conversionCommon Stock 1,733 $11.26 $19,513.58
Disclosure

SEC source: 0001209191-16-154433 · doc4.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.