Last 12 months
Inside the activity.
0 purchase rows · 32 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 6 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2018 Filed Feb 6, 2018 00:37 UTC |
MATHUR RAHULSVP, CFO
|
GrantCommon Stock | 23,535 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002958 · doc4.xml · nonDerivative · entry 2 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,821 F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2019 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:37 UTC |
MATHUR RAHULSVP, CFO
|
Tax withholdingCommon Stock | 1,906 | $12.84 | $24,473.04 |
DisclosureSEC source: 0000899243-18-002958 · doc4.xml · nonDerivative · entry 1 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,286 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:36 UTC |
Kim JaeSVP, GC & HR
|
GrantEmployee stock option (right to buy) · Derivative | 41,716 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0000899243-18-002957 · doc4.xml · derivative · entry 5 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,716 Underlying: Common Stock · 41,716 shares Expires 2028-02-01 F4 · derivative.exercise_date: One-tenth of the shares subject to the option vest on August 1, 2018 and the remaining shares vest in equal monthly installments until fully vested on February 1, 2022. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:36 UTC |
Kim JaeSVP, GC & HR
|
GrantCommon Stock | 20,979 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002957 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,246 F3 · shares: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2020 based upon assessed achievement of the Company's targeted pro forma operating margin for fiscal year 2016 and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:36 UTC |
Kim JaeSVP, GC & HR
|
GrantCommon Stock | 22,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002957 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,267 F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2019 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:36 UTC |
Kim JaeSVP, GC & HR
|
Tax withholdingCommon Stock | 3,506 | $12.84 | $45,017.04 |
DisclosureSEC source: 0000899243-18-002957 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,117 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:35 UTC |
BLACK RONALD DDirector · President & CEO
|
GrantEmployee stock option (right to buy) · Derivative | 217,755 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0000899243-18-002956 · doc4.xml · derivative · entry 5 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,755 Underlying: Common Stock · 217,755 shares Expires 2028-02-01 F4 · derivative.exercise_date: One-tenth of the shares subject to the option vest on August 1, 2018 and the remaining shares vest in equal monthly installments until fully vested on February 1, 2022. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:35 UTC |
BLACK RONALD DDirector · President & CEO
|
GrantCommon Stock | 213,057 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002956 · doc4.xml · nonDerivative · entry 3 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,059,289 F3 · shares: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2020 based upon assessed achievement of the Company's targeted pro forma operating margin for fiscal year 2016 and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:35 UTC |
BLACK RONALD DDirector · President & CEO
|
GrantCommon Stock | 57,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002956 · doc4.xml · nonDerivative · entry 2 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,232 F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2019 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:35 UTC |
BLACK RONALD DDirector · President & CEO
|
Tax withholdingCommon Stock | 13,427 | $12.84 | $172,402.68 |
DisclosureSEC source: 0000899243-18-002956 · doc4.xml · nonDerivative · entry 1 BLACK RONALD D · CIK 0001222711 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,419 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 02:31 UTC |
SHRIGLEY DAVID ADirector
|
SaleCommon Stock | 5,000 | $14.18 | $70,900.00 |
DisclosureSEC source: 0000899243-18-002338 · doc4.xml · nonDerivative · entry 1 SHRIGLEY DAVID A · CIK 0001189259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,045 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2016. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:16 UTC |
KISSNER CHARLESDirector
|
SaleCommon Stock | 6,347 | $14.27 | $90,539.96 |
DisclosureSEC source: 0000899243-18-001333 · doc4.xml · nonDerivative · entry 1 KISSNER CHARLES · CIK 0001188095 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 47,619 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.03 to $14.41. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held directly by Kissner and Associates LLC for which the Reporting Person serves as the owner of the company. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC |
STARK LAURADirector · SVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 804 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,159 Underlying: Common Stock · 804 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC |
STARK LAURADirector · SVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 971 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,171 Underlying: Common Stock · 971 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC |
STARK LAURADirector · SVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,300 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC |
STARK LAURADirector · SVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 465 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,930 Underlying: Common Stock · 465 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC |
STARK LAURADirector · SVP, GM ESD
|
SaleCommon Stock | 2,940 | $14.10 | $41,468.41 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,208 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.06 to $14.16. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC |
STARK LAURADirector · SVP, GM ESD
|
Exercise / conversionCommon Stock | 804 | $8.76 | $7,043.04 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC |
STARK LAURADirector · SVP, GM ESD
|
Exercise / conversionCommon Stock | 971 | $5.46 | $5,301.66 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC |
STARK LAURADirector · SVP, GM ESD
|
Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:52 UTC |
STARK LAURADirector · SVP, GM ESD
|
Exercise / conversionCommon Stock | 465 | $8.55 | $3,975.75 |
DisclosureSEC source: 0000899243-18-001004 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · Director · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2017 Filed Dec 27, 2017 23:35 UTC |
FISHER ELLIS THOMASDirector
|
SaleCommon Stock | 1,702 | $14.28 | $24,304.56 |
DisclosureSEC source: 0000899243-17-029639 · doc4.xml · nonDerivative · entry 1 FISHER ELLIS THOMAS · CIK 0001631809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,740 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2017. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 01:54 UTC |
STANG ERIC BDirector
|
SaleCommon Stock | 5,000 | $14.73 | $73,663.00 |
DisclosureSEC source: 0001209191-17-066242 · doc4.xml · nonDerivative · entry 1 STANG ERIC B · CIK 0001234045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 68,435 F1 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.7325 to $14.7350. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Shares held directly by the Stang Family Trust dated September 2, 2004 for which the Reporting Person serves as a trustee. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 804 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,963 Underlying: Common Stock · 804 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 971 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,142 Underlying: Common Stock · 971 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 465 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,395 Underlying: Common Stock · 465 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC |
STARK LAURASVP, GM ESD
|
SaleCommon Stock | 4,064 | $14.72 | $59,828.99 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,208 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.69 to $14.77. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 804 | $8.76 | $7,043.04 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 971 | $5.46 | $5,301.66 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 23:09 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 465 | $8.55 | $3,975.75 |
DisclosureSEC source: 0001209191-17-065257 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:19 UTC |
Kim JaeSVP, GC & HR
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 43 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-063908 · doc4.xml · derivative · entry 4 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,743 Underlying: Common Stock · 5,786 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:19 UTC |
Kim JaeSVP, GC & HR
|
SaleCommon Stock | 7,000 | $14.90 | $104,300.00 |
DisclosureSEC source: 0001209191-17-063908 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,623 F1 · price: All shares were sold at an exact sale price of $14.90. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:19 UTC |
Kim JaeSVP, GC & HR
|
Exercise / conversionCommon Stock | 43 | $8.76 | $376.68 |
DisclosureSEC source: 0001209191-17-063908 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:21 UTC |
STARK LAURASVP, GM ESD
|
Tax withholdingCommon Stock | 5,171 | $14.75 | $76,272.25 |
DisclosureSEC source: 0001209191-17-063910 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,332 Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:19 UTC |
Kim JaeSVP, GC & HR
|
OtherCommon Stock | 4,190 | $14.75 | $61,802.50 |
DisclosureSEC source: 0001209191-17-063908 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,580 Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 803 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,767 Underlying: Common Stock · 803 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 971 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,113 Underlying: Common Stock · 971 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,700 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 463 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,400 Underlying: Common Stock · 463 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC |
STARK LAURASVP, GM ESD
|
SaleCommon Stock | 2,937 | $14.48 | $42,516.01 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,503 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.42 to $14.55. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 803 | $8.76 | $7,034.28 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 971 | $5.46 | $5,301.66 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:51 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 463 | $8.55 | $3,958.65 |
DisclosureSEC source: 0001209191-17-060704 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 00:10 UTC |
MATHUR RAHULSVP, CFO
|
OtherCommon Stock | 1,664 | $10.67 | $17,750.72 |
DisclosureSEC source: 0001209191-17-059011 · doc4.xml · nonDerivative · entry 2 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,192 F1 · shares: Voluntarily reporting an exempt acquisition of 1,664 shares of Rambus common stock acquired through the Rambus Inc. 2015 Employee Stock Purchase Plan on November 1,2017. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 00:10 UTC |
MATHUR RAHULSVP, CFO
|
Tax withholdingCommon Stock | 7,516 | $14.66 | $110,184.56 |
DisclosureSEC source: 0001209191-17-059011 · doc4.xml · nonDerivative · entry 1 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,528 Read SEC document |
| October 30, 2017 Filed Oct 30, 2017 23:57 UTC |
SHRIGLEY DAVID ADirector
|
SaleCommon Stock | 5,000 | $14.06 | $70,300.00 |
DisclosureSEC source: 0001209191-17-058373 · doc4.xml · nonDerivative · entry 1 SHRIGLEY DAVID A · CIK 0001189259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,045 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2016. F2 · price: All shares were sold at an exact sale price of $14.06. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 804 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,570 Underlying: Common Stock · 804 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.