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RM

Regional Management Corp.

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Tapewire entity
2197
SEC CIK
0001519401
Parsed reports
423

Last 12 months

Inside the activity.

3 purchase rows · 98 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025039
Dec 2025015
Jan 202609
Feb 2026012
Mar 202610
Apr 2026014
May 202602
Jun 202600
Jul 202602
Aug 202621
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2022 Filed Nov 24, 2022 00:05 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock, par value $0.10 per share ("Common Stock") 1,000 $29.59 $29,590.00
Disclosure

SEC source: 0001567619-22-020874 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 610,553

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
November 17, 2022 Filed Nov 22, 2022 01:03 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock, par value $0.10 per share ("Common Stock") 63,093 $28.58 $1,803,197.94
Disclosure

SEC source: 0001567619-22-020723 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 611,553

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
November 15, 2022 Filed Nov 16, 2022 01:11 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock 3,148 $30.38 $95,636.24
Disclosure

SEC source: 0001567619-22-020430 · doc1.xml · nonDerivative · entry 3

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 674,646

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
November 14, 2022 Filed Nov 16, 2022 01:11 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock 5,219 $31.00 $161,789.00
Disclosure

SEC source: 0001567619-22-020430 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 677,794

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
November 11, 2022 Filed Nov 16, 2022 01:11 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock, par value $0.10 per share ("Common Stock") 11,172 $31.63 $353,370.36
Disclosure

SEC source: 0001567619-22-020430 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 683,013

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
November 10, 2022 Filed Nov 11, 2022 00:56 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock 6,000 $32.02 $192,120.00
Disclosure

SEC source: 0001567619-22-019605 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 694,185

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
November 08, 2022 Filed Nov 11, 2022 00:56 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock, par value $0.10 per share ("Common Stock") 29,135 $28.75 $837,631.25
Disclosure

SEC source: 0001567619-22-019605 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 700,185

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
August 29, 2022 Filed Aug 29, 2022 22:18 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock 16,600 $35.63 $591,458.00
Disclosure

SEC source: 0001567619-22-016817 · doc1.xml · nonDerivative · entry 3

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 729,320

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
August 26, 2022 Filed Aug 29, 2022 22:18 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock 3,854 $37.57 $144,794.78
Disclosure

SEC source: 0001567619-22-016817 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 745,920

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
August 25, 2022 Filed Aug 29, 2022 22:18 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock, par value $0.10 per share ("Common Stock") 2,800 $38.07 $106,596.00
Disclosure

SEC source: 0001567619-22-016817 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 749,774

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
August 19, 2022 Filed Aug 22, 2022 16:37 UTC PurchaseCommon Stock 6,500 $38.75 $251,875.00
Disclosure

SEC source: 0001209191-22-047030 · doc4.xml · nonDerivative · entry 3

BANCROFT PHILIP V · CIK 0001164390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,605

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.43 to $39.01, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 16:37 UTC PurchaseCommon Stock 1,498 $39.41 $59,036.18
Disclosure

SEC source: 0001209191-22-047030 · doc4.xml · nonDerivative · entry 2

BANCROFT PHILIP V · CIK 0001164390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,105

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.31 to $39.47, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 16:37 UTC PurchaseCommon Stock 5,002 $38.93 $194,727.86
Disclosure

SEC source: 0001209191-22-047030 · doc4.xml · nonDerivative · entry 1

BANCROFT PHILIP V · CIK 0001164390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,607

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.29 to $39.22, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 16:49 UTC PurchaseCommon Stock 259 $39.90 $10,334.10
Disclosure

SEC source: 0001209191-22-046665 · doc4.xml · nonDerivative · entry 5

BANCROFT PHILIP V · CIK 0001164390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,605

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.85 to $39.92, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 16:49 UTC PurchaseCommon Stock 1,316 $38.99 $51,310.84
Disclosure

SEC source: 0001209191-22-046665 · doc4.xml · nonDerivative · entry 4

BANCROFT PHILIP V · CIK 0001164390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,346

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.82 to $39.78, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased.

F4 · acquired: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.82 to $39.78, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 16:49 UTC PurchaseCommon Stock 4,925 $38.49 $189,563.25
Disclosure

SEC source: 0001209191-22-046665 · doc4.xml · nonDerivative · entry 3

BANCROFT PHILIP V · CIK 0001164390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,030

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.82 to $38.81, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:18 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock, par value $0.10 per share ("Common Stock") 29,980 $38.74 $1,161,425.20
Disclosure

SEC source: 0001567619-22-016465 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 752,574

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
August 16, 2022 Filed Aug 18, 2022 16:49 UTC PurchaseCommon Stock 5,295 $39.81 $210,793.95
Disclosure

SEC source: 0001209191-22-046665 · doc4.xml · nonDerivative · entry 2

BANCROFT PHILIP V · CIK 0001164390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,105

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.54 to $40.00, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 16:49 UTC PurchaseCommon Stock 1,205 $38.81 $46,766.05
Disclosure

SEC source: 0001209191-22-046665 · doc4.xml · nonDerivative · entry 1

BANCROFT PHILIP V · CIK 0001164390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,810

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.47 to $39.11, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:36 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock 20,000 $38.66 $773,200.00
Disclosure

SEC source: 0001567619-22-016377 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 782,554

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:36 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock, par value $0.10 per share ("Common Stock") 20,000 $38.52 $770,400.00
Disclosure

SEC source: 0001567619-22-016377 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 802,554

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
August 11, 2022 Filed Aug 11, 2022 21:07 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock 12,652 $38.61 $488,493.72
Disclosure

SEC source: 0001567619-22-015606 · doc1.xml · nonDerivative · entry 3

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 822,554

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
August 10, 2022 Filed Aug 11, 2022 21:07 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock 31,500 $38.62 $1,216,530.00
Disclosure

SEC source: 0001567619-22-015606 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 835,206

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
August 09, 2022 Filed Aug 11, 2022 21:07 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
SaleCommon Stock, par value $0.10 per share ("Common Stock") 6,000 $37.91 $227,460.00
Disclosure

SEC source: 0001567619-22-015606 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 866,706

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
June 01, 2022 Filed Jan 5, 2023 01:55 UTC
Fisher Brian J.EVP, Chief Strat/Dev Officer
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001511 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,996

F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to the Fisher Family Philanthropic Fund, a donor advised fund, pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
May 26, 2022 Filed May 27, 2022 16:24 UTC GrantCommon Stock 2,908 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032542 · doc4.xml · nonDerivative · entry 1

BANCROFT PHILIP V · CIK 0001164390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,605

Read SEC document
May 26, 2022 Filed May 27, 2022 20:30 UTC GrantCommon Stock 2,722 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032560 · doc4.xml · nonDerivative · entry 1

Johnson Sandra K. · CIK 0001809898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,719

Read SEC document
May 26, 2022 Filed May 27, 2022 20:27 UTC GrantCommon Stock 2,722 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032550 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,483

Read SEC document
May 26, 2022 Filed May 27, 2022 20:29 UTC GrantCommon Stock 2,908 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032556 · doc4.xml · nonDerivative · entry 1

Freiberg Steven J · CIK 0001338913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,648

Read SEC document
May 26, 2022 Filed May 27, 2022 20:31 UTC GrantCommon Stock 3,255 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032564 · doc4.xml · nonDerivative · entry 1

Palomares Carlos · CIK 0001525514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,656

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May 26, 2022 Filed May 27, 2022 20:26 UTC GrantCommon Stock 2,722 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032549 · doc4.xml · nonDerivative · entry 1

Contreras-Sweet Maria · CIK 0001700964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,587

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May 26, 2022 Filed May 27, 2022 20:25 UTC GrantCommon Stock 2,908 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032547 · doc4.xml · nonDerivative · entry 1

Campos Roel C · CIK 0001525543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,243

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May 26, 2022 Filed May 31, 2022 21:27 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
GrantCommon Stock, par value $0.10 per share ("Common Stock") 2,535 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-011951 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 17,789

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

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May 26, 2022 Filed May 31, 2022 21:26 UTC GrantCommon Stock, par value $0.10 per share ("Common Stock") 2,535 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-011950 · doc1.xml · nonDerivative · entry 1

Brown Jonathan David · CIK 0001729585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,789

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May 23, 2022 Filed May 25, 2022 20:36 UTC SaleCommon Stock 1,687 $44.77 $75,526.99
Disclosure

SEC source: 0001209191-22-031880 · doc4.xml · nonDerivative · entry 1

Johnson Sandra K. · CIK 0001809898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,997

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April 10, 2022 Filed Apr 12, 2022 23:43 UTC
Fisher Brian J.EVP, Chief Strat/Dev Officer
Tax withholdingCommon Stock 900 $47.05 $42,345.00
Disclosure

SEC source: 0001209191-22-024220 · doc4.xml · nonDerivative · entry 3

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,996

F2 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance contingent restricted stock units. This is a non-market transaction.

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April 10, 2022 Filed Apr 12, 2022 23:43 UTC
Fisher Brian J.EVP, Chief Strat/Dev Officer
GrantCommon Stock 2,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024220 · doc4.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,896

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April 10, 2022 Filed Apr 12, 2022 23:31 UTC Tax withholdingCommon Stock 1,887 $47.05 $88,783.35
Disclosure

SEC source: 0001209191-22-024218 · doc4.xml · nonDerivative · entry 2

Schachtel John D. · CIK 0001708027 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,884

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance contingent restricted stock units. This is a non-market transaction.

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April 10, 2022 Filed Apr 12, 2022 23:31 UTC GrantCommon Stock 5,138 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024218 · doc4.xml · nonDerivative · entry 1

Schachtel John D. · CIK 0001708027 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,771

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March 16, 2022 Filed Apr 12, 2022 23:48 UTC
Barnette Steven BVP, Chief Accounting Officer
GrantCommon Stock 3,796 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024221 · doc4.xml · nonDerivative · entry 1

Barnette Steven B · CIK 0001854411 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,742

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March 08, 2022 Filed Mar 9, 2022 21:45 UTC
Beck Robert WilliamDirector · President and CEO
SaleCommon Stock 5,000 $47.74 $238,700.00
Disclosure

SEC source: 0001209191-22-017603 · doc4.xml · nonDerivative · entry 1

Beck Robert William · CIK 0001783531 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,172

F1 · kind: The transaction covered by this Form 4 has been effected pursuant to a Rule 10b5-1 Executive Equity Trading Plan adopted on May 19, 2021, under which the reporting person intends to sell up to 20,500 shares. The Rule 10b5-1 Executive Equity Trading Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

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March 02, 2022 Filed Mar 2, 2022 21:35 UTC SaleCommon Stock 12,000 $49.94 $599,280.00
Disclosure

SEC source: 0001209191-22-014770 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,761

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.63 to $50.35, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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March 01, 2022 Filed Apr 12, 2022 23:43 UTC
Fisher Brian J.EVP, Chief Strat/Dev Officer
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024220 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,028

F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to the Fisher Family Philanthropic Fund, a donor advised fund, pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

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February 22, 2022 Filed Feb 24, 2022 21:37 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 49,174 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0001209191-22-012718 · doc4.xml · derivative · entry 3

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,174 shares

Expires 2026-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable in three equal installments on each of December 31, 2016, December 31, 2017, and December 31, 2018. The option is now fully exercisable.

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February 22, 2022 Filed Feb 24, 2022 21:37 UTC Tax withholdingCommon Stock 28,661 $52.47 $1,503,842.67
Disclosure

SEC source: 0001209191-22-012718 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,761

F1 · shares: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on February 22, 2022; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions.

F2 · price: Represents the closing market price of the issuer's common stock at the time of option exercise on February 22, 2022.

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February 22, 2022 Filed Feb 24, 2022 21:37 UTC Exercise / conversionCommon Stock 49,174 $17.08 $839,891.92
Disclosure

SEC source: 0001209191-22-012718 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 17, 2022 Filed Feb 18, 2022 21:35 UTC
Parmar ManishEVP, Chief Credit Risk Officer
GrantCommon Stock 5,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011311 · doc4.xml · nonDerivative · entry 1

Parmar Manish · CIK 0001798778 · EVP, Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,776

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February 17, 2022 Filed Feb 18, 2022 21:51 UTC
Beck Robert WilliamDirector · President and CEO
GrantCommon Stock 28,555 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011340 · doc4.xml · nonDerivative · entry 1

Beck Robert William · CIK 0001783531 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,172

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February 17, 2022 Filed Feb 18, 2022 21:47 UTC
Rana HarpreetEVP and CFO
GrantCommon Stock 7,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011339 · doc4.xml · nonDerivative · entry 1

Rana Harpreet · CIK 0001832994 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,758

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February 17, 2022 Filed Feb 18, 2022 21:43 UTC GrantCommon Stock 7,852 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011333 · doc4.xml · nonDerivative · entry 1

Schachtel John D. · CIK 0001708027 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,633

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.