Last 12 months
Inside the activity.
3 purchase rows · 98 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 39 |
| Dec 2025 | 0 | 15 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 14 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 2 | 1 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Jan 4, 2021 22:22 UTC |
Parmar ManishEVP, Chief Credit Risk Officer
|
Tax withholdingCommon Stock | 1,074 | $29.86 | $32,069.64 |
DisclosureSEC source: 0001209191-21-000404 · doc4.xml · nonDerivative · entry 1 Parmar Manish · CIK 0001798778 · EVP, Chief Credit Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,865 F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 17:18 UTC |
Dymski Michael SVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 3,748 | $29.86 | $111,915.28 |
DisclosureSEC source: 0001209191-21-000386 · doc4.xml · nonDerivative · entry 1 Dymski Michael S · CIK 0001673742 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,172 F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:25 UTC |
Schachtel John D.EVP and COO
|
Tax withholdingCommon Stock | 1,998 | $29.86 | $59,660.28 |
DisclosureSEC source: 0001209191-21-000411 · doc4.xml · nonDerivative · entry 1 Schachtel John D. · CIK 0001708027 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,159 F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:21 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
|
Tax withholdingCommon Stock | 1,348 | $29.86 | $40,251.28 |
DisclosureSEC source: 0001209191-21-000398 · doc4.xml · nonDerivative · entry 1 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,622 F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:14 UTC |
Beck Robert WilliamDirector · President and CEO
|
Tax withholdingCommon Stock | 4,023 | $29.86 | $120,126.78 |
DisclosureSEC source: 0001209191-21-000369 · doc4.xml · nonDerivative · entry 1 Beck Robert William · CIK 0001783531 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,804 F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:12 UTC |
Atwood Catherine RSVP and General Counsel
|
Tax withholdingCommon Stock | 1,545 | $29.86 | $46,133.70 |
DisclosureSEC source: 0001209191-21-000363 · doc4.xml · nonDerivative · entry 1 Atwood Catherine R · CIK 0001827360 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,532 F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 16:37 UTC |
DEMOLINA ALVARO GDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061187 · doc4.xml · derivative · entry 3 DEMOLINA ALVARO G · CIK 0001286112 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became fully vested and exercisable on March 27, 2017. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 16:37 UTC |
DEMOLINA ALVARO GDirector
|
Tax withholdingCommon Stock | 5,612 | $26.73 | $150,008.76 |
DisclosureSEC source: 0001209191-20-061187 · doc4.xml · nonDerivative · entry 2 DEMOLINA ALVARO G · CIK 0001286112 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,559 F1 · shares: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of the option exercise on November 30, 2020. F2 · price: Represents the closing market price of the issuer's common stock at the time of the option exercise on November 30, 2020. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 16:37 UTC |
DEMOLINA ALVARO GDirector
|
Exercise / conversionCommon Stock | 10,000 | $15.00 | $150,000.00 |
DisclosureSEC source: 0001209191-20-061187 · doc4.xml · nonDerivative · entry 1 DEMOLINA ALVARO G · CIK 0001286112 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:44 UTC |
Rana HarpreetEVP and CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 17,371 | $0.00 Strike: $28.21 | $0.00 |
DisclosureSEC source: 0001209191-20-060229 · doc4.xml · derivative · entry 2 Rana Harpreet · CIK 0001832994 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,371 Underlying: Common Stock · 17,371 shares Expires 2030-11-23 F1 · derivative.exercise_date: One-third (1/3) of the shares subject to the option vest and become exercisable on each of December 31, 2021, December 31, 2022, and December 31, 2023. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:44 UTC |
Rana HarpreetEVP and CFO
|
GrantCommon Stock | 5,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060229 · doc4.xml · nonDerivative · entry 1 Rana Harpreet · CIK 0001832994 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,893 Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:15 UTC |
Campos Roel CDirector
|
PurchaseCommon Stock | 700 | $25.84 | $18,088.00 |
DisclosureSEC source: 0001209191-20-057446 · doc4.xml · nonDerivative · entry 1 Campos Roel C · CIK 0001525543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,407 Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 21:26 UTC |
Campos Roel CDirector
|
PurchaseCommon Stock | 1,000 | $25.85 | $25,850.00 |
DisclosureSEC source: 0001209191-20-057137 · doc4.xml · nonDerivative · entry 3 Campos Roel C · CIK 0001525543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,707 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.13 to $26.61, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 21:26 UTC |
Campos Roel CDirector
|
PurchaseCommon Stock | 2,500 | $24.03 | $60,075.00 |
DisclosureSEC source: 0001209191-20-057137 · doc4.xml · nonDerivative · entry 2 Campos Roel C · CIK 0001525543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,707 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.79 to $24.91, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:28 UTC |
Beck Robert WilliamDirector · President and CEO
|
PurchaseCommon Stock | 2,500 | $21.09 | $52,725.00 |
DisclosureSEC source: 0001209191-20-057138 · doc4.xml · nonDerivative · entry 1 Beck Robert William · CIK 0001783531 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,827 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.82 to $21.50, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:26 UTC |
Campos Roel CDirector
|
PurchaseCommon Stock | 5,000 | $22.52 | $112,600.00 |
DisclosureSEC source: 0001209191-20-057137 · doc4.xml · nonDerivative · entry 1 Campos Roel C · CIK 0001525543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,207 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.36 to $23.01, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 16:50 UTC |
Dymski Michael SVP, Interim CFO, and CAO
|
GrantCommon Stock | 4,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052102 · doc4.xml · nonDerivative · entry 1 Dymski Michael S · CIK 0001673742 · VP, Interim CFO, and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,920 Read SEC document |
| September 01, 2020 Filed Feb 8, 2021 21:54 UTC |
Johnson Sandra K.Director
|
GiftCommon Stock | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-008507 · doc5.xml · nonDerivative · entry 1 Johnson Sandra K. · CIK 0001809898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,773 Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 21:39 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
|
OtherCommon Stock | 17,575 | $18.29 | $321,446.75 |
DisclosureSEC source: 0001567619-20-016349 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F2 · kind: See Footnote 99.1 F1 · ownership.nature: See Footnote 99.1 F4 · ownership.nature: See Footnote 99.1 Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 21:39 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
|
OtherCommon Stock, par value $0.10 per share ("Common Stock") | 17,575 | $18.29 | $321,446.75 |
DisclosureSEC source: 0001567619-20-016349 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 842,450 F2 · kind: See Footnote 99.1 F1 · ownership.nature: See Footnote 99.1 F3 · ownership.nature: See Footnote 99.1 Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 22:45 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
|
PurchaseCommon Stock, par value $0.10 per share ("Common Stock") | 3,450 | $18.15 | $62,617.50 |
DisclosureSEC source: 0001567619-20-015651 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 824,875 F1 · ownership.nature: See Footnote 99.1 F2 · ownership.nature: See Footnote 99.1 Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 00:13 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
|
PurchaseCommon Stock | 2,941 | $18.00 | $52,938.00 |
DisclosureSEC source: 0001567619-20-014948 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 821,425 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 10, 2020 Filed Aug 13, 2020 00:13 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
|
PurchaseCommon Stock, par value $0.10 per share ("Common Stock") | 3,144 | $18.34 | $57,660.96 |
DisclosureSEC source: 0001567619-20-014948 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 818,484 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 16:44 UTC |
Dymski Michael SVP, Interim CFO, and CAO
|
Tax withholdingCommon Stock | 607 | $15.45 | $9,378.15 |
DisclosureSEC source: 0001209191-20-043854 · doc4.xml · nonDerivative · entry 1 Dymski Michael S · CIK 0001673742 · VP, Interim CFO, and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,985 F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:39 UTC |
Parmar ManishEVP, Chief Credit Risk Officer
|
GrantCommon Stock | 10,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041029 · doc4.xml · nonDerivative · entry 1 Parmar Manish · CIK 0001798778 · EVP, Chief Credit Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,939 Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:11 UTC |
Dymski Michael SVP, Interim CFO, and CAO
|
GrantCommon Stock | 4,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041398 · doc4.xml · nonDerivative · entry 1 Dymski Michael S · CIK 0001673742 · VP, Interim CFO, and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,592 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 22:39 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
|
GrantCommon Stock, par value $0.10 per share ("Common Stock") | 6,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011555 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,149 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 22:55 UTC |
Johnson Sandra K.Director
|
GrantCommon Stock | 7,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033738 · doc4.xml · nonDerivative · entry 1 Johnson Sandra K. · CIK 0001809898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,828 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 18:52 UTC |
DEMOLINA ALVARO GDirector
|
GrantCommon Stock | 7,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033733 · doc4.xml · nonDerivative · entry 1 DEMOLINA ALVARO G · CIK 0001286112 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,171 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 22:54 UTC |
Freiberg Steven JDirector
|
GrantCommon Stock | 7,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033737 · doc4.xml · nonDerivative · entry 1 Freiberg Steven J · CIK 0001338913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,262 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 22:53 UTC |
Dunn Michael RDirector
|
GrantCommon Stock | 7,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033734 · doc4.xml · nonDerivative · entry 1 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,934 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 22:56 UTC |
Palomares CarlosDirector
|
GrantCommon Stock | 8,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033739 · doc4.xml · nonDerivative · entry 1 Palomares Carlos · CIK 0001525514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,660 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 22:51 UTC |
Contreras-Sweet MariaDirector
|
GrantCommon Stock | 7,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033732 · doc4.xml · nonDerivative · entry 1 Contreras-Sweet Maria · CIK 0001700964 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,387 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 22:51 UTC |
Campos Roel CDirector
|
GrantCommon Stock | 7,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033731 · doc4.xml · nonDerivative · entry 2 Campos Roel C · CIK 0001525543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,207 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 22:51 UTC |
Campos Roel CDirector
|
PurchaseCommon Stock | 2,000 | $16.14 | $32,280.00 |
DisclosureSEC source: 0001209191-20-033731 · doc4.xml · nonDerivative · entry 1 Campos Roel C · CIK 0001525543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,337 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.10 to $16.17, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 22:35 UTC |
Brown Jonathan DavidDirector
|
GrantCommon Stock, par value $0.10 per share ("Common Stock") | 6,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011553 · doc1.xml · nonDerivative · entry 1 Brown Jonathan David · CIK 0001729585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,149 Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:18 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
|
PurchaseCommon Stock, par value $0.10 per share ("Common Stock") | 5,115 | $15.94 | $81,533.10 |
DisclosureSEC source: 0001567619-20-010811 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 815,340 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 15, 2020 Filed May 18, 2020 20:55 UTC |
Campos Roel CDirector
|
PurchaseCommon Stock | 3,000 | $13.98 | $41,940.00 |
DisclosureSEC source: 0001209191-20-030135 · doc4.xml · nonDerivative · entry 3 Campos Roel C · CIK 0001525543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,337 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.96 to $14.03, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| May 14, 2020 Filed May 14, 2020 20:39 UTC |
Beck Robert WilliamDirector · President and CEO
|
PurchaseCommon Stock | 5,000 | $10.42 | $52,100.00 |
DisclosureSEC source: 0001209191-20-029205 · doc4.xml · nonDerivative · entry 3 Beck Robert William · CIK 0001783531 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,327 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.34 to $10.46, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:55 UTC |
Campos Roel CDirector
|
PurchaseCommon Stock | 3,000 | $11.95 | $35,850.00 |
DisclosureSEC source: 0001209191-20-030135 · doc4.xml · nonDerivative · entry 2 Campos Roel C · CIK 0001525543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,337 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.87 to $11.96, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:55 UTC |
Campos Roel CDirector
|
PurchaseCommon Stock | 10,000 | $10.92 | $109,200.00 |
DisclosureSEC source: 0001209191-20-030135 · doc4.xml · nonDerivative · entry 1 Campos Roel C · CIK 0001525543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,337 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.72 to $11.13, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:53 UTC |
Schachtel John D.EVP and COO
|
PurchaseCommon Stock | 2,000 | $11.88 | $23,760.00 |
DisclosureSEC source: 0001209191-20-030134 · doc4.xml · nonDerivative · entry 2 Schachtel John D. · CIK 0001708027 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,157 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.85 to $11.90, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:53 UTC |
Schachtel John D.EVP and COO
|
PurchaseCommon Stock | 3,000 | $11.32 | $33,960.00 |
DisclosureSEC source: 0001209191-20-030134 · doc4.xml · nonDerivative · entry 1 Schachtel John D. · CIK 0001708027 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,157 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.84 to $11.75, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| May 13, 2020 Filed May 14, 2020 20:34 UTC |
Fisher Brian J.EVP and General Counsel
|
PurchaseCommon Stock | 8,000 | $11.46 | $91,680.00 |
DisclosureSEC source: 0001209191-20-029201 · doc4.xml · nonDerivative · entry 1 Fisher Brian J. · CIK 0001567382 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,970 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.31 to $11.54, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased. Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:13 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
PurchaseCommon Stock | 2,748 | $11.32 | $31,107.36 |
DisclosureSEC source: 0001567619-20-010510 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 49,857 F1 · ownership.nature: See Exhibit 99.1 F8 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:13 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
PurchaseCommon Stock | 5,416 | $11.32 | $61,309.12 |
DisclosureSEC source: 0001567619-20-010510 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 134,705 F1 · ownership.nature: See Exhibit 99.1 F7 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:13 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
PurchaseCommon Stock | 7,621 | $11.32 | $86,269.72 |
DisclosureSEC source: 0001567619-20-010510 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 229,453 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:13 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
PurchaseCommon Stock | 31,865 | $11.32 | $360,711.80 |
DisclosureSEC source: 0001567619-20-010510 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 343,500 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:13 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
SaleCommon Stock | 4,815 | $11.30 | $54,409.50 |
DisclosureSEC source: 0001567619-20-010510 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,575 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:13 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
SaleCommon Stock | 2,173 | $11.30 | $24,554.90 |
DisclosureSEC source: 0001567619-20-010510 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 39,013 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.