Last 12 months
Inside the activity.
3 purchase rows · 98 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 39 |
| Dec 2025 | 0 | 15 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 14 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 2 | 1 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2021 Filed Jun 5, 2021 01:11 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
SaleCommon Stock | 5,252 | $49.18 | $258,293.36 |
DisclosureSEC source: 0001567619-21-011736 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 906,824 F1 · ownership.nature: See Footnote 99.1 F2 · ownership.nature: See Footnote 99.1 Read SEC document |
| June 02, 2021 Filed Jun 5, 2021 01:11 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
SaleCommon Stock, par value $0.10 per share ("Common Stock") | 9,331 | $49.50 | $461,884.50 |
DisclosureSEC source: 0001567619-21-011736 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 912,076 F1 · ownership.nature: See Footnote 99.1 F2 · ownership.nature: See Footnote 99.1 Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:26 UTC |
Freiberg Steven JDirector
|
SaleCommon Stock | 2,406 | $49.97 | $120,227.82 |
DisclosureSEC source: 0001209191-21-038230 · doc4.xml · nonDerivative · entry 1 Freiberg Steven J · CIK 0001338913 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 22,448 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.76 to $50.15, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. F2 · ownership.nature: These shares of common stock of Regional Management Corp. are held by the Neena Freiberg Irrevocable Trust. The reporting person is trustee of the Neena Freiberg Irrevocable Trust. Read SEC document |
| June 01, 2021 Filed Sep 7, 2021 23:25 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055073 · doc4.xml · nonDerivative · entry 1 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,365 F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to the Fisher Family Philanthropic Fund, a donor advised fund, pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:02 UTC |
Beck Robert WilliamDirector · President and CEO
|
SaleCommon Stock | 5,500 | $46.34 | $254,870.00 |
DisclosureSEC source: 0001209191-21-037463 · doc4.xml · nonDerivative · entry 2 Beck Robert William · CIK 0001783531 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,834 F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Executive Equity Trading Plan adopted on May 19, 2021, under which the reporting person intends to sell up to 20,500 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 01:07 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT D10% owner · Director-by-Deputization
|
GrantCommon Stock, par value $0.10 per share ("Common Stock") | 2,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011472 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 15,254 F1 · ownership.nature: See Footnote 99.1 F2 · ownership.nature: See Footnote 99.1 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:20 UTC |
Johnson Sandra K.Director
|
GrantCommon Stock | 2,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-036821 · doc4.xml · nonDerivative · entry 1 Johnson Sandra K. · CIK 0001809898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,682 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:18 UTC |
Dunn Michael RDirector
|
GrantCommon Stock | 2,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-036815 · doc4.xml · nonDerivative · entry 1 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,170 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:19 UTC |
Freiberg Steven JDirector
|
GrantCommon Stock | 2,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-036819 · doc4.xml · nonDerivative · entry 1 Freiberg Steven J · CIK 0001338913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,740 Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 01:08 UTC |
Brown Jonathan DavidDirector
|
GrantCommon Stock, par value $0.10 per share ("Common Stock") | 2,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011473 · doc1.xml · nonDerivative · entry 1 Brown Jonathan David · CIK 0001729585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,254 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:21 UTC |
Palomares CarlosDirector
|
GrantCommon Stock | 2,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-036825 · doc4.xml · nonDerivative · entry 1 Palomares Carlos · CIK 0001525514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,401 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:16 UTC |
Contreras-Sweet MariaDirector
|
GrantCommon Stock | 2,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-036807 · doc4.xml · nonDerivative · entry 1 Contreras-Sweet Maria · CIK 0001700964 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,865 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:15 UTC |
Campos Roel CDirector
|
GrantCommon Stock | 2,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-036803 · doc4.xml · nonDerivative · entry 1 Campos Roel C · CIK 0001525543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,072 Read SEC document |
| May 26, 2021 Filed May 27, 2021 20:37 UTC |
Johnson Sandra K.Director
|
GiftCommon Stock | 728 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-036255 · doc4.xml · nonDerivative · entry 2 Johnson Sandra K. · CIK 0001809898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,390 Read SEC document |
| May 26, 2021 Filed May 27, 2021 20:37 UTC |
Johnson Sandra K.Director
|
SaleCommon Stock | 2,655 | $46.38 | $123,138.90 |
DisclosureSEC source: 0001209191-21-036255 · doc4.xml · nonDerivative · entry 1 Johnson Sandra K. · CIK 0001809898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,118 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.38 to $46.41, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| May 11, 2021 Filed Jun 3, 2021 01:02 UTC |
Beck Robert WilliamDirector · President and CEO
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037463 · doc4.xml · nonDerivative · entry 1 Beck Robert William · CIK 0001783531 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,334 Read SEC document |
| May 10, 2021 Filed May 11, 2021 21:11 UTC |
Dunn Michael RDirector
|
SaleCommon Stock | 5,000 | $44.00 | $220,000.00 |
DisclosureSEC source: 0001209191-21-031758 · doc4.xml · nonDerivative · entry 1 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,878 Read SEC document |
| March 28, 2021 Filed Mar 30, 2021 21:33 UTC |
Schachtel John D.EVP and COO
|
Tax withholdingCommon Stock | 4,771 | $35.71 | $170,372.41 |
DisclosureSEC source: 0001209191-21-023608 · doc4.xml · nonDerivative · entry 2 Schachtel John D. · CIK 0001708027 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,839 F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance contingent restricted stock units. This is a non-market transaction. Read SEC document |
| March 28, 2021 Filed Mar 30, 2021 21:33 UTC |
Schachtel John D.EVP and COO
|
GrantCommon Stock | 11,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023608 · doc4.xml · nonDerivative · entry 1 Schachtel John D. · CIK 0001708027 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,610 Read SEC document |
| March 28, 2021 Filed Mar 30, 2021 21:32 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
|
Tax withholdingCommon Stock | 1,270 | $35.71 | $45,351.70 |
DisclosureSEC source: 0001209191-21-023605 · doc4.xml · nonDerivative · entry 3 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,365 F2 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance contingent restricted stock units. This is a non-market transaction. Read SEC document |
| March 28, 2021 Filed Mar 30, 2021 21:32 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
|
GrantCommon Stock | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023605 · doc4.xml · nonDerivative · entry 2 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,635 Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:05 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
OtherCommon Stock | 2,191 | $36.96 | $80,979.36 |
DisclosureSEC source: 0001567619-21-006453 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 48,439 F2 · kind: See Footnote 99.1 F1 · ownership.nature: See Footnote 99.1 F7 · ownership.nature: See Footnote 99.1 Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:05 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
OtherCommon Stock | 773 | $36.96 | $28,570.08 |
DisclosureSEC source: 0001567619-21-006453 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 50,630 F2 · kind: See Footnote 99.1 F1 · ownership.nature: See Footnote 99.1 F7 · ownership.nature: See Footnote 99.1 Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:05 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
OtherCommon Stock | 12,206 | $36.96 | $451,133.76 |
DisclosureSEC source: 0001567619-21-006453 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 122,499 F2 · kind: See Footnote 99.1 F1 · ownership.nature: See Footnote 99.1 F6 · ownership.nature: See Footnote 99.1 Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:05 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
OtherCommon Stock | 13,050 | $36.96 | $482,328.00 |
DisclosureSEC source: 0001567619-21-006453 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 25,963 F2 · kind: See Footnote 99.1 F1 · ownership.nature: See Footnote 99.1 F5 · ownership.nature: See Footnote 99.1 Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:05 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
OtherCommon Stock | 52,283 | $36.96 | $1,932,379.68 |
DisclosureSEC source: 0001567619-21-006453 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 291,217 F2 · kind: See Footnote 99.1 F1 · ownership.nature: See Footnote 99.1 F4 · ownership.nature: See Footnote 99.1 Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:05 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
OtherCommon Stock | 17,822 | $36.96 | $658,701.12 |
DisclosureSEC source: 0001567619-21-006453 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 921,407 F2 · kind: See Footnote 99.1 F1 · ownership.nature: See Footnote 99.1 F3 · ownership.nature: See Footnote 99.1 Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:05 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
OtherCommon Stock, par value $0.10 per share ("Common Stock") | 96,779 | $36.96 | $3,576,951.84 |
DisclosureSEC source: 0001567619-21-006453 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 939,229 F2 · kind: See Footnote 99.1 F1 · ownership.nature: See Footnote 99.1 F3 · ownership.nature: See Footnote 99.1 Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:37 UTC |
Dunn Michael RDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $14.75 | $0.00 |
DisclosureSEC source: 0001209191-21-019025 · doc4.xml · derivative · entry 3 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,692 Underlying: Common Stock · 50,000 shares Expires 2025-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became fully vested and exercisable on December 31, 2017. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:37 UTC |
Dunn Michael RDirector
|
Tax withholdingCommon Stock | 30,056 | $36.73 | $1,103,956.88 |
DisclosureSEC source: 0001209191-21-019025 · doc4.xml · nonDerivative · entry 2 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,878 F1 · shares: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on March 5, 2021; and (2) in satisfaction of tax withholding obligations upon the exercise of stock options. This is a non-market transaction. F2 · price: Represents the closing market price of the issuer's common stock at the time of option exercise on March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:37 UTC |
Dunn Michael RDirector
|
Exercise / conversionCommon Stock | 50,000 | $14.75 | $737,500.00 |
DisclosureSEC source: 0001209191-21-019025 · doc4.xml · nonDerivative · entry 1 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:43 UTC |
Palomares CarlosDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019047 · doc4.xml · derivative · entry 3 Palomares Carlos · CIK 0001525514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable in five equal installments on each of March 27, 2013, March 27, 2014, March 27, 2015, March 27, 2016, and March 27, 2017. The option is now fully exercisable. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:43 UTC |
Palomares CarlosDirector
|
Tax withholdingCommon Stock | 4,084 | $36.73 | $150,005.32 |
DisclosureSEC source: 0001209191-21-019047 · doc4.xml · nonDerivative · entry 2 Palomares Carlos · CIK 0001525514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,576 F1 · shares: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of option exercise on March 5, 2021. F2 · price: Represents the closing market price of the issuer's common stock at the time of option exercise on March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:43 UTC |
Palomares CarlosDirector
|
Exercise / conversionCommon Stock | 10,000 | $15.00 | $150,000.00 |
DisclosureSEC source: 0001209191-21-019047 · doc4.xml · nonDerivative · entry 1 Palomares Carlos · CIK 0001525514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 16:54 UTC |
Dymski Michael SVP, Chief Accounting Officer
|
GrantCommon Stock | 12,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016148 · doc4.xml · nonDerivative · entry 1 Dymski Michael S · CIK 0001673742 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,180 Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:55 UTC |
Atwood Catherine RSVP and General Counsel
|
GrantCommon Stock | 4,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016151 · doc4.xml · nonDerivative · entry 1 Atwood Catherine R · CIK 0001827360 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,774 Read SEC document |
| March 01, 2021 Filed Mar 30, 2021 21:32 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023605 · doc4.xml · nonDerivative · entry 1 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,585 F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to the Fisher Family Philanthropic Fund, a donor advised fund, pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 16:38 UTC |
DEMOLINA ALVARO GDirector
|
SaleCommon Stock | 5,131 | $31.26 | $160,395.06 |
DisclosureSEC source: 0001209191-21-013234 · doc4.xml · nonDerivative · entry 1 DEMOLINA ALVARO G · CIK 0001286112 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,428 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.8607 to $31.63, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 16:38 UTC |
DEMOLINA ALVARO GDirector
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SaleCommon Stock | 1,000 | $32.18 | $32,180.00 |
DisclosureSEC source: 0001209191-21-011877 · doc4.xml · nonDerivative · entry 2 DEMOLINA ALVARO G · CIK 0001286112 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,559 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 16:38 UTC |
DEMOLINA ALVARO GDirector
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SaleCommon Stock | 24,000 | $31.08 | $745,920.00 |
DisclosureSEC source: 0001209191-21-011877 · doc4.xml · nonDerivative · entry 1 DEMOLINA ALVARO G · CIK 0001286112 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,559 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.50, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 21:49 UTC |
Parmar ManishEVP, Chief Credit Risk Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 12,667 | $0.00 Strike: $30.22 | $0.00 |
DisclosureSEC source: 0001209191-21-008500 · doc4.xml · derivative · entry 2 Parmar Manish · CIK 0001798778 · EVP, Chief Credit Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,667 Underlying: Common Stock · 12,667 shares Expires 2031-02-04 F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2021, December 31, 2022, and December 31, 2023. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 21:49 UTC |
Parmar ManishEVP, Chief Credit Risk Officer
|
GrantCommon Stock | 4,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-008500 · doc4.xml · nonDerivative · entry 1 Parmar Manish · CIK 0001798778 · EVP, Chief Credit Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,232 Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 21:50 UTC |
Schachtel John D.EVP and COO
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GrantEmployee Stock Option (right to buy) · Derivative | 15,403 | $0.00 Strike: $30.22 | $0.00 |
DisclosureSEC source: 0001209191-21-008503 · doc4.xml · derivative · entry 2 Schachtel John D. · CIK 0001708027 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,403 Underlying: Common Stock · 15,403 shares Expires 2031-02-04 F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2021, December 31, 2022, and December 31, 2023. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 21:50 UTC |
Schachtel John D.EVP and COO
|
GrantCommon Stock | 5,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-008503 · doc4.xml · nonDerivative · entry 1 Schachtel John D. · CIK 0001708027 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,470 Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 21:47 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
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GrantEmployee Stock Option (right to buy) · Derivative | 14,395 | $0.00 Strike: $30.22 | $0.00 |
DisclosureSEC source: 0001209191-21-008497 · doc4.xml · derivative · entry 2 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,395 Underlying: Common Stock · 14,395 shares Expires 2031-02-04 F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2021, December 31, 2022, and December 31, 2023. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 21:47 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
|
GrantCommon Stock | 4,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-008497 · doc4.xml · nonDerivative · entry 1 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,585 Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 21:44 UTC |
Beck Robert WilliamDirector · President and CEO
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GrantEmployee Stock Option (right to buy) · Derivative | 53,742 | $0.00 Strike: $30.22 | $0.00 |
DisclosureSEC source: 0001209191-21-008495 · doc4.xml · derivative · entry 2 Beck Robert William · CIK 0001783531 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,742 Underlying: Common Stock · 53,742 shares Expires 2031-02-04 F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2021, December 31, 2022, and December 31, 2023. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 21:44 UTC |
Beck Robert WilliamDirector · President and CEO
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GrantCommon Stock | 18,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-008495 · doc4.xml · nonDerivative · entry 1 Beck Robert William · CIK 0001783531 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,334 Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 21:42 UTC |
Atwood Catherine RSVP and General Counsel
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GrantEmployee Stock Option (right to buy) · Derivative | 7,317 | $0.00 Strike: $30.22 | $0.00 |
DisclosureSEC source: 0001209191-21-008494 · doc4.xml · derivative · entry 2 Atwood Catherine R · CIK 0001827360 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,317 Underlying: Common Stock · 7,317 shares Expires 2031-02-04 F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2021, December 31, 2022, and December 31, 2023. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 21:42 UTC |
Atwood Catherine RSVP and General Counsel
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GrantCommon Stock | 2,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-008494 · doc4.xml · nonDerivative · entry 1 Atwood Catherine R · CIK 0001827360 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,055 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.