Last 12 months
Inside the activity.
3 purchase rows · 98 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 39 |
| Dec 2025 | 0 | 15 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 14 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 2 | 1 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2021 Filed Nov 12, 2021 22:21 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
SaleCommon Stock | 12,851 | $60.80 | $781,340.80 |
DisclosureSEC source: 0001567619-21-020093 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 202,830 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:21 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
PurchaseCommon Stock | 195,577 | $60.82 | $11,894,993.14 |
DisclosureSEC source: 0001567619-21-020093 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 928,705 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:21 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
SaleCommon Stock, par value $0.10 per share ("Common Stock") | 180,198 | $60.80 | $10,956,038.40 |
DisclosureSEC source: 0001567619-21-020093 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 733,128 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 23:03 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,143 | $0.00 Strike: $14.75 | $0.00 |
DisclosureSEC source: 0001209191-21-064310 · doc4.xml · derivative · entry 9 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,143 shares Expires 2025-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 23:03 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,500 | $0.00 Strike: $15.06 | $0.00 |
DisclosureSEC source: 0001209191-21-064310 · doc4.xml · derivative · entry 8 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,500 shares Expires 2025-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested and became exercisable in three equal installments on each of December 31, 2015, December 31, 2016, and December 31, 2017. The option is now fully exercisable. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 23:03 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,644 | $0.00 Strike: $17.76 | $0.00 |
DisclosureSEC source: 0001209191-21-064310 · doc4.xml · derivative · entry 7 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,644 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 23:03 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
|
Tax withholdingCommon Stock | 20,681 | $60.33 | $1,247,684.73 |
DisclosureSEC source: 0001209191-21-064310 · doc4.xml · nonDerivative · entry 4 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,971 F1 · shares: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise prices based on the market price of the issuer's common stock at the time of the option exercises on November 9, 2021; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions. F2 · price: Represents the closing market price of the issuer's common stock at the time of the option exercises on November 9, 2021. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 23:03 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
|
Exercise / conversionCommon Stock | 13,143 | $14.75 | $193,859.25 |
DisclosureSEC source: 0001209191-21-064310 · doc4.xml · nonDerivative · entry 3 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 23:03 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
|
Exercise / conversionCommon Stock | 11,500 | $15.06 | $173,190.00 |
DisclosureSEC source: 0001209191-21-064310 · doc4.xml · nonDerivative · entry 2 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 23:03 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
|
Exercise / conversionCommon Stock | 9,644 | $17.76 | $171,277.44 |
DisclosureSEC source: 0001209191-21-064310 · doc4.xml · nonDerivative · entry 1 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:36 UTC |
Dunn Michael RDirector
|
SaleCommon Stock | 1,946 | $59.70 | $116,176.20 |
DisclosureSEC source: 0001209191-21-063638 · doc4.xml · nonDerivative · entry 2 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,248 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.01 to $60.00, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:36 UTC |
Dunn Michael RDirector
|
SaleCommon Stock | 8,054 | $58.15 | $468,340.10 |
DisclosureSEC source: 0001209191-21-063638 · doc4.xml · nonDerivative · entry 1 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,194 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $59.00, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:38 UTC |
Palomares CarlosDirector
|
SaleCommon Stock | 5,000 | $57.78 | $288,900.00 |
DisclosureSEC source: 0001209191-21-059008 · doc4.xml · nonDerivative · entry 1 Palomares Carlos · CIK 0001525514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,401 F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Plan entered into as of August 19, 2021, under which the reporting person intends to sell up to 18,000 shares. The Rule 10b5-1 Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.32 to $58.07, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 21:31 UTC |
Palomares CarlosDirector
|
SaleCommon Stock | 3,344 | $58.30 | $194,955.20 |
DisclosureSEC source: 0001209191-21-057076 · doc4.xml · nonDerivative · entry 3 Palomares Carlos · CIK 0001525514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,401 F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Plan entered into as of August 19, 2021, under which the reporting person intends to sell up to 18,000 shares. The Rule 10b5-1 Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.89, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 21:31 UTC |
Palomares CarlosDirector
|
SaleCommon Stock | 879 | $57.66 | $50,683.14 |
DisclosureSEC source: 0001209191-21-057076 · doc4.xml · nonDerivative · entry 2 Palomares Carlos · CIK 0001525514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,745 F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Plan entered into as of August 19, 2021, under which the reporting person intends to sell up to 18,000 shares. The Rule 10b5-1 Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.89 to $57.84, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 21:31 UTC |
Palomares CarlosDirector
|
SaleCommon Stock | 777 | $56.29 | $43,737.33 |
DisclosureSEC source: 0001209191-21-057076 · doc4.xml · nonDerivative · entry 1 Palomares Carlos · CIK 0001525514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,624 F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Plan entered into as of August 19, 2021, under which the reporting person intends to sell up to 18,000 shares. The Rule 10b5-1 Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.88 to $56.66, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:35 UTC |
Schachtel John D.EVP and COO
|
SaleCommon Stock | 3,335 | $62.28 | $207,703.80 |
DisclosureSEC source: 0001209191-21-056403 · doc4.xml · nonDerivative · entry 3 Schachtel John D. · CIK 0001708027 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,839 F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Trading Plan adopted on August 6, 2021, under which the reporting person intends to sell up to 13,000 shares. The Rule 10b5-1 Trading Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.10 to $62.67, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:35 UTC |
Schachtel John D.EVP and COO
|
SaleCommon Stock | 4,965 | $61.70 | $306,340.50 |
DisclosureSEC source: 0001209191-21-056403 · doc4.xml · nonDerivative · entry 2 Schachtel John D. · CIK 0001708027 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,174 F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Trading Plan adopted on August 6, 2021, under which the reporting person intends to sell up to 13,000 shares. The Rule 10b5-1 Trading Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.08 to $62.07, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 20:35 UTC |
Schachtel John D.EVP and COO
|
SaleCommon Stock | 2,052 | $60.76 | $124,679.52 |
DisclosureSEC source: 0001209191-21-056403 · doc4.xml · nonDerivative · entry 1 Schachtel John D. · CIK 0001708027 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,139 F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Trading Plan adopted on August 6, 2021, under which the reporting person intends to sell up to 13,000 shares. The Rule 10b5-1 Trading Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.08 to $61.04, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| September 13, 2021 Filed Sep 14, 2021 20:23 UTC |
Schachtel John D.EVP and COO
|
SaleCommon Stock | 48 | $60.04 | $2,881.92 |
DisclosureSEC source: 0001209191-21-055913 · doc4.xml · nonDerivative · entry 1 Schachtel John D. · CIK 0001708027 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,191 F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Trading Plan adopted on August 6, 2021, under which the reporting person intends to sell up to 13,000 shares. The Rule 10b5-1 Trading Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 23:25 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
|
SaleCommon Stock | 3,000 | $57.41 | $172,230.00 |
DisclosureSEC source: 0001209191-21-055073 · doc4.xml · nonDerivative · entry 3 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,365 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.39 to $57.64, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 22:59 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
|
PurchaseCommon Stock | 10,034 | $58.70 | $588,995.80 |
DisclosureSEC source: 0001567619-21-016762 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 913,326 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 22:59 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
|
PurchaseCommon Stock | 5,519 | $58.73 | $324,130.87 |
DisclosureSEC source: 0001567619-21-016762 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 903,292 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 22:59 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
|
SaleCommon Stock, par value $0.10 per share ("Common Stock") | 5,519 | $58.65 | $323,689.35 |
DisclosureSEC source: 0001567619-21-016762 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 897,773 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| September 01, 2021 Filed Sep 7, 2021 23:25 UTC |
Fisher Brian J.EVP, Chief Strat/Dev Officer
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055073 · doc4.xml · nonDerivative · entry 2 Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,365 F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to the Fisher Family Philanthropic Fund, a donor advised fund, pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| September 01, 2021 Filed Jan 6, 2022 21:38 UTC |
Johnson Sandra K.Director
|
GiftCommon Stock | 728 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002198 · doc5.xml · nonDerivative · entry 1 Johnson Sandra K. · CIK 0001809898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,684 F1 · balance_after: The amount reflected in column 5 includes two (2) shares resulting from an inadvertent automatic dividend reinvestment pursuant to the terms of a brokerage account. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 20:51 UTC |
Dunn Michael RDirector
|
SaleCommon Stock | 5,000 | $58.44 | $292,200.00 |
DisclosureSEC source: 0001209191-21-054095 · doc4.xml · nonDerivative · entry 1 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,248 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.34 to $58.53, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 20:29 UTC |
Campos Roel CDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001209191-21-054084 · doc4.xml · derivative · entry 3 Campos Roel C · CIK 0001525543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became fully vested and exercisable on March 27, 2017. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 20:29 UTC |
Campos Roel CDirector
|
Tax withholdingCommon Stock | 1,021 | $58.82 | $60,055.22 |
DisclosureSEC source: 0001209191-21-054084 · doc4.xml · nonDerivative · entry 2 Campos Roel C · CIK 0001525543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,523 F1 · shares: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of the option exercise on August 27, 2021. F2 · price: Represents the closing market price of the issuer's common stock at the time of the option exercise on August 27, 2021. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 20:29 UTC |
Campos Roel CDirector
|
Exercise / conversionCommon Stock | 4,000 | $15.00 | $60,000.00 |
DisclosureSEC source: 0001209191-21-054084 · doc4.xml · nonDerivative · entry 1 Campos Roel C · CIK 0001525543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:46 UTC |
Schachtel John D.EVP and COO
|
SaleCommon Stock | 2,600 | $56.00 | $145,600.00 |
DisclosureSEC source: 0001209191-21-052970 · doc4.xml · nonDerivative · entry 1 Schachtel John D. · CIK 0001708027 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,239 F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Trading Plan adopted on August 6, 2021, under which the reporting person intends to sell up to 13,000 shares. The Rule 10b5-1 Trading Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 20:45 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
|
SaleCommon Stock, par value $0.10 per share ("Common Stock") | 355 | $56.52 | $20,064.60 |
DisclosureSEC source: 0001567619-21-016271 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,126 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:28 UTC |
Dunn Michael RDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $17.08 | $0.00 |
DisclosureSEC source: 0001209191-21-052960 · doc4.xml · derivative · entry 7 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,174 Underlying: Common Stock · 67,174 shares Expires 2026-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested and became exercisable in three equal installments on each of December 31, 2016, December 31, 2017, and December 31, 2018. The option is now fully exercisable. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:28 UTC |
Dunn Michael RDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 21,692 | $0.00 Strike: $14.75 | $0.00 |
DisclosureSEC source: 0001209191-21-052960 · doc4.xml · derivative · entry 6 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,692 shares Expires 2025-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:28 UTC |
Dunn Michael RDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $15.06 | $0.00 |
DisclosureSEC source: 0001209191-21-052960 · doc4.xml · derivative · entry 5 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2025-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable in three equal installments on each of December 31, 2015, December 31, 2016, and December 31, 2017. The option is now fully exercisable. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:28 UTC |
Dunn Michael RDirector
|
Tax withholdingCommon Stock | 30,614 | $55.06 | $1,685,606.84 |
DisclosureSEC source: 0001209191-21-052960 · doc4.xml · nonDerivative · entry 4 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,248 F1 · shares: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for payment of the exercise prices based on the market price of the issuer's common stock at the time of the option exercises on August 19, 2021; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions. F2 · price: Represents the closing market price of the issuer's common stock at the time of the option exercises on August 19, 2021. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:28 UTC |
Dunn Michael RDirector
|
Exercise / conversionCommon Stock | 18,000 | $17.08 | $307,440.00 |
DisclosureSEC source: 0001209191-21-052960 · doc4.xml · nonDerivative · entry 3 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:28 UTC |
Dunn Michael RDirector
|
Exercise / conversionCommon Stock | 21,692 | $14.75 | $319,957.00 |
DisclosureSEC source: 0001209191-21-052960 · doc4.xml · nonDerivative · entry 2 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:28 UTC |
Dunn Michael RDirector
|
Exercise / conversionCommon Stock | 10,000 | $15.06 | $150,600.00 |
DisclosureSEC source: 0001209191-21-052960 · doc4.xml · nonDerivative · entry 1 Dunn Michael R · CIK 0001334037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 23:01 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
SaleCommon Stock | 168 | $56.52 | $9,495.36 |
DisclosureSEC source: 0001567619-21-016136 · doc1.xml · nonDerivative · entry 10 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 42,505 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 23:01 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
SaleCommon Stock | 372 | $56.52 | $21,025.44 |
DisclosureSEC source: 0001567619-21-016136 · doc1.xml · nonDerivative · entry 9 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 84,252 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 23:01 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
SaleCommon Stock | 43 | $56.52 | $2,430.36 |
DisclosureSEC source: 0001567619-21-016136 · doc1.xml · nonDerivative · entry 8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,481 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 23:01 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
SaleCommon Stock | 921 | $56.52 | $52,054.92 |
DisclosureSEC source: 0001567619-21-016136 · doc1.xml · nonDerivative · entry 7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 215,681 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 23:01 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
SaleCommon Stock | 1,357 | $56.52 | $76,697.64 |
DisclosureSEC source: 0001567619-21-016136 · doc1.xml · nonDerivative · entry 6 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 903,292 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 20:23 UTC |
Beck Robert WilliamDirector · President and CEO
|
SaleCommon Stock | 5,000 | $56.33 | $281,650.00 |
DisclosureSEC source: 0001209191-21-052769 · doc4.xml · nonDerivative · entry 1 Beck Robert William · CIK 0001783531 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,834 F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Executive Equity Trading Plan adopted on May 19, 2021, under which the reporting person intends to sell up to 20,500 shares. The Rule 10b5-1 Executive Equity Trading Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.08 to $56.79, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 23:01 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
SaleCommon Stock | 222 | $56.65 | $12,576.30 |
DisclosureSEC source: 0001567619-21-016136 · doc1.xml · nonDerivative · entry 5 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 42,673 F1 · ownership.nature: See Exhibit 99.1 F6 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 23:01 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
SaleCommon Stock | 492 | $56.65 | $27,871.80 |
DisclosureSEC source: 0001567619-21-016136 · doc1.xml · nonDerivative · entry 4 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 84,624 F1 · ownership.nature: See Exhibit 99.1 F5 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 23:01 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
|
SaleCommon Stock | 56 | $56.65 | $3,172.40 |
DisclosureSEC source: 0001567619-21-016136 · doc1.xml · nonDerivative · entry 3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,524 F1 · ownership.nature: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 23:01 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
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SaleCommon Stock | 1,219 | $56.65 | $69,056.35 |
DisclosureSEC source: 0001567619-21-016136 · doc1.xml · nonDerivative · entry 2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 216,602 F1 · ownership.nature: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 23:01 UTC |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
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SaleCommon Stock, par value $0.10 per share ("Common Stock") | 1,795 | $56.65 | $101,686.75 |
DisclosureSEC source: 0001567619-21-016136 · doc1.xml · nonDerivative · entry 1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 904,649 F1 · ownership.nature: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.