Tapewire

Nasdaq · USD

RLMD

RELMADA THERAPEUTICS, INC.

Export transactions ↓
Tapewire entity
5498
SEC CIK
0001553643
Parsed reports
177

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202640
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2021 Filed Jan 29, 2021 22:22 UTC
TRAVERSA SERGIODirector · CEO
Exercise / conversionCommon Stock 10,000 $3.24 $32,400.00
Disclosure

SEC source: 0001213900-21-005448 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 26, 2021 19:28 UTC SaleCommon Stock 607 $35.16 $21,342.12
Disclosure

SEC source: 0001213900-21-004478 · ownership.xml · nonDerivative · entry 5

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,228

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F6 · price: Sales prices range from $35.00 to $35.61 per share, inclusive.

Read SEC document
January 26, 2021 Filed Jan 26, 2021 19:30 UTC SaleCommon Stock 685 $35.16 $24,084.60
Disclosure

SEC source: 0001213900-21-004482 · ownership.xml · nonDerivative · entry 5

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,295

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F6 · price: Sales prices range from $35.00 to $35.75 per share, inclusive.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 00:29 UTC
TRAVERSA SERGIODirector · CEO
SaleCommon Stock 600 $35.15 $21,090.00
Disclosure

SEC source: 0001213900-21-004480 · ownership.xml · nonDerivative · entry 5

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,493

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F6 · price: Sales prices range from $35.00 to $35.56 per share, inclusive.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 19:28 UTC SaleCommon Stock 1,280 $35.27 $45,145.60
Disclosure

SEC source: 0001213900-21-004478 · ownership.xml · nonDerivative · entry 4

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,835

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $35.00 to $35.51 per share, inclusive.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 19:30 UTC SaleCommon Stock 1,300 $35.27 $45,851.00
Disclosure

SEC source: 0001213900-21-004482 · ownership.xml · nonDerivative · entry 4

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,980

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $35.00 to $35.51 per share, inclusive.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 00:29 UTC
TRAVERSA SERGIODirector · CEO
SaleCommon Stock 1,300 $35.29 $45,877.00
Disclosure

SEC source: 0001213900-21-004480 · ownership.xml · nonDerivative · entry 4

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,093

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $35.01 to $35.51 per share, inclusive.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:28 UTC Exercise / conversionOptions to purchase common stock · Derivative 4,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-004478 · ownership.xml · derivative · entry 6

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,250

Underlying: Common Stock · 4,000 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Not applicable

F7 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:28 UTC SaleCommon Stock 409 $36.15 $14,785.35
Disclosure

SEC source: 0001213900-21-004478 · ownership.xml · nonDerivative · entry 3

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,115

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $36.06 to $36.37 per share, inclusive.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:28 UTC SaleCommon Stock 1,704 $35.41 $60,338.64
Disclosure

SEC source: 0001213900-21-004478 · ownership.xml · nonDerivative · entry 2

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,524

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $35.04 to $35.98 per share, inclusive.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:28 UTC Exercise / conversionCommon Stock 4,000 $324.00 $1,296,000.00
Disclosure

SEC source: 0001213900-21-004478 · ownership.xml · nonDerivative · entry 1

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:30 UTC Exercise / conversionOptions to purchase common stock · Derivative 4,085 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-004482 · ownership.xml · derivative · entry 6

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,415

Underlying: Common Stock · 3,400 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Not applicable.

F7 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:30 UTC SaleCommon Stock 300 $36.18 $10,854.00
Disclosure

SEC source: 0001213900-21-004482 · ownership.xml · nonDerivative · entry 3

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,280

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $36.06 to $36.37 per share, inclusive.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:30 UTC SaleCommon Stock 1,800 $3,543.00 $6,377,400.00
Disclosure

SEC source: 0001213900-21-004482 · ownership.xml · nonDerivative · entry 2

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,580

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $35.04 to $35.98 per share, inclusive.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:30 UTC Exercise / conversionCommon Stock 4,085 $3.24 $13,235.40
Disclosure

SEC source: 0001213900-21-004482 · ownership.xml · nonDerivative · entry 1

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 00:29 UTC
TRAVERSA SERGIODirector · CEO
Exercise / conversionOptions to purchase common stock · Derivative 4,070 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-004480 · ownership.xml · derivative · entry 6

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,422

Underlying: Common Stock · 4,070 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Not applicable.

F7 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 00:29 UTC
TRAVERSA SERGIODirector · CEO
SaleCommon Stock 434 $36.15 $15,689.10
Disclosure

SEC source: 0001213900-21-004480 · ownership.xml · nonDerivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,393

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $36.04 to $36.37 per share, inclusive.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 00:29 UTC
TRAVERSA SERGIODirector · CEO
SaleCommon Stock 1,736 $35.44 $61,523.84
Disclosure

SEC source: 0001213900-21-004480 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,827

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $35.04 to $35.98 per share, inclusive.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 00:29 UTC
TRAVERSA SERGIODirector · CEO
Exercise / conversionCommon Stock 4,070 $3.24 $13,186.80
Disclosure

SEC source: 0001213900-21-004480 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 07:46 UTC Amendment Exercise / conversionCommon Stock 4,000 $3.24 $12,960.00
Disclosure

SEC source: 0001213900-21-004515 · ownership.xml · nonDerivative · entry 1

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 06:48 UTC Amendment SaleCommon Stock 1,800 $35.43 $63,774.00
Disclosure

SEC source: 0001213900-21-004512 · ownership.xml · nonDerivative · entry 1

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,580

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales price range from $35.04 to $35.98 per share, inclusive.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:12 UTC GrantOptions to purchase common stock · Derivative 100,000 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001213900-21-001432 · ownership.xml · derivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-01-07

F1 · derivative.exercise_date: The options vest from the date of grant in quarterly increments of 6.25%.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 16:07 UTC GrantOptions to purchase common stock · Derivative 127,500 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001213900-21-001419 · ownership.xml · derivative · entry 2

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,500

Underlying: Common Stock · 127,500 shares

Expires 2031-01-07

F1 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four-year period.

F2 · derivative.exercise_date: The options vest 25% one year from the date of grant, and thereafter in equal quarterly increments of 6.25% over the following three years. The options are subject to forfeiture upon failure by the Issuer to reach certain corporate objectives in 2021.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 16:07 UTC GrantOptions to purchase common stock · Derivative 127,500 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001213900-21-001419 · ownership.xml · derivative · entry 1

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,500

Underlying: Common Stock · 127,500 shares

Expires 2031-01-07

F1 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four-year period.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 16:08 UTC GrantOptions to purchase common stock · Derivative 150,000 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001213900-21-001421 · ownership.xml · derivative · entry 1

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2031-01-07

F1 · derivative.exercise_date: The options vest from the date of grant in quarterly increments of 6.25%.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:10 UTC GrantOptions to purchase common stock · Derivative 100,000 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001213900-21-001429 · ownership.xml · derivative · entry 1

SCHMIDT ERIC THOMAS · CIK 0001754403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-01-07

F1 · derivative.exercise_date: The options vest from the date of grant in quarterly increments of 6.25%.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:09 UTC GrantOptions to purchase common stock · Derivative 100,000 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001213900-21-001426 · ownership.xml · derivative · entry 1

GLASSPOOL JOHN · CIK 0001644079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-01-07

F1 · derivative.exercise_date: The options vest from the date of grant in quarterly increments of 6.25%.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:06 UTC
Ence ChuckChief Compliance Officer
GrantOptions to purchase common stock · Derivative 112,500 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001213900-21-001416 · ownership.xml · derivative · entry 2

Ence Chuck · CIK 0001697779 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2031-01-07

F1 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four-year period.

F2 · derivative.exercise_date: The options vest 25% one year from the date of grant, and thereafter in equal quarterly increments of 6.25% over the following three years. The options are subject to forfeiture upon failure by the Issuer to reach certain corporate objectives in 2021.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:06 UTC
Ence ChuckChief Compliance Officer
GrantOptions to purchase common stock · Derivative 112,500 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001213900-21-001416 · ownership.xml · derivative · entry 1

Ence Chuck · CIK 0001697779 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2031-01-07

F1 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four-year period.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:05 UTC
TRAVERSA SERGIODirector · CEO
GrantOptions to purchase common stock · Derivative 250,000 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001213900-21-001414 · ownership.xml · derivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-01-07

F1 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four-year period.

F2 · derivative.exercise_date: The options vest 25% one year from the date of grant, and thereafter in equal quarterly increments of 6.25% over the following three years. The options are subject to forfeiture upon failure by the Issuer to reach certain corporate objectives in 2021.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:05 UTC
TRAVERSA SERGIODirector · CEO
GrantOptions to purchase common stock · Derivative 250,000 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001213900-21-001414 · ownership.xml · derivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-01-07

F1 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four-year period.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:00 UTC SaleCommon Stock 3,000 $32.11 $96,341.70
Disclosure

SEC source: 0001213900-21-000426 · ownership.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,950

F1 · price: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. The range of prices for the transaction reported on this line was $32.01 to $32.38. The average weighted price was $32.1139. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:01 UTC SaleCommon Stock 3,000 $35.74 $107,219.10
Disclosure

SEC source: 0001213900-20-040481 · ownership.xml · nonDerivative · entry 2

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,950

F2 · price: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. The range of prices for the transaction reported on this line was $34.54 to $36.065. The average weighted price was $35.7397. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 24, 2020 Filed Dec 2, 2020 21:01 UTC GiftCommon Stock 21,223 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-040481 · ownership.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,950

F1 · price: Gift to a family trust.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:03 UTC SaleCommon Stock 3,000 $30.29 $90,863.70
Disclosure

SEC source: 0001213900-20-034800 · ownership.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,173

F1 · price: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. The range of prices for the transaction reported on this line was $30.00 to $31.33. The average weighted price was $30.2879. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:02 UTC SaleCommon Stock 3,000 $37.99 $113,955.60
Disclosure

SEC source: 0001213900-20-029901 · ownership.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,173

F1 · price: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. The range of prices for the transaction reported on this line was $37.04 to $38.58. The average weighted price was $37.9852. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 20:36 UTC SaleCommon Stock 3,000 $34.74 $104,206.80
Disclosure

SEC source: 0001213900-20-025044 · ownership.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,173

F1 · price: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. The range of prices for the transaction reported on this line was $34.22 to $35.60. The average weighted price was $34.7356. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:13 UTC Exercise / conversionOptions to purchase common stock · Derivative 26,362 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-20-022881 · ownership.xml · derivative · entry 4

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,404

Underlying: Common Stock · 26,362 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:13 UTC Tax withholdingCommon Stock 2,189 $39.03 $85,436.67
Disclosure

SEC source: 0001213900-20-022881 · ownership.xml · nonDerivative · entry 3

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,173

F2 · shares: Reflects 2,189 shares withheld at the market price of $39.03 per share to fund the cashless exercise of 26,362 options owned by Mr. Casamento, which cashless exercise was approved in advance by the Board of Directors.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:13 UTC Exercise / conversionCommon Stock 26,362 $3.24 $85,412.88
Disclosure

SEC source: 0001213900-20-022881 · ownership.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 16:16 UTC Exercise / conversionOptions to purchase common stock · Derivative 22,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-20-022888 · ownership.xml · derivative · entry 3

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,500

Underlying: Common Stock · 22,000 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 16:16 UTC Tax withholdingCommon Stock 1,826 $39.03 $71,268.78
Disclosure

SEC source: 0001213900-20-022888 · ownership.xml · nonDerivative · entry 2

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,295

F1 · shares: Reflects 1,826 shares withheld at the market price of $39.03 per share to fund the cashless exercise of 22,000 options owned by Mr. Kelly, which cashless exercise was approved in advance by the Board of Directors.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 16:16 UTC Exercise / conversionCommon Stock 22,000 $3.24 $71,280.00
Disclosure

SEC source: 0001213900-20-022888 · ownership.xml · nonDerivative · entry 1

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:15 UTC
TRAVERSA SERGIODirector · CEO
Exercise / conversionOptions to purchase common stock · Derivative 50,008 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-20-022883 · ownership.xml · derivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,492

Underlying: Common Stock · 50,008 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:15 UTC
TRAVERSA SERGIODirector · CEO
Tax withholdingCommon Stock 4,151 $39.03 $162,013.53
Disclosure

SEC source: 0001213900-20-022883 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,493

F1 · shares: Reflects 4,151 shares withheld at the market price of $39.03 per share to fund the cashless exercise of 50,008 options owned by Mr. Traversa, which cashless exercise was approved in advance by the Board of Directors.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:15 UTC
TRAVERSA SERGIODirector · CEO
Exercise / conversionCommon Stock 50,008 $3.24 $162,025.92
Disclosure

SEC source: 0001213900-20-022883 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 19:30 UTC SaleCommon Stock 3,000 $35.74 $107,213.40
Disclosure

SEC source: 0001213900-20-020143 · ownership.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

F1 · price: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. The range of prices for the transaction reported on this line was $35.40 to $36.69. The average weighted price was $35.7378. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 17:26 UTC SaleCommon Stock 3,000 $43.89 $131,677.20
Disclosure

SEC source: 0001213900-20-016524 · ownership.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

F1 · price: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. The range of prices for the transaction reported on this line was $43.03 to $44.63. The average weighted price was $43.8924. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 09, 2020 Filed Apr 9, 2020 20:37 UTC OtherWarrants to purchase common stock · Derivative 12,500 $9.00 Strike: $9.00 $112,500.00
Disclosure

SEC source: 0001213900-20-008907 · ownership.xml · derivative · entry 4

SCHMIDT ERIC THOMAS · CIK 0001754403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2024-05-14

Read SEC document
April 09, 2020 Filed Apr 9, 2020 20:37 UTC OtherWarrants to purchase common stock · Derivative 32,500 $6.00 Strike: $6.00 $195,000.00
Disclosure

SEC source: 0001213900-20-008907 · ownership.xml · derivative · entry 3

SCHMIDT ERIC THOMAS · CIK 0001754403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,500 shares

Expires 2023-12-03

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.