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Nasdaq · USD

RLMD

RELMADA THERAPEUTICS, INC.

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Tapewire entity
5498
SEC CIK
0001553643
Parsed reports
177

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202640
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2026 Filed Sep 11, 2026 11:30 UTC
TRAVERSA SERGIODirector · Chief Executive Officer
PurchaseCommon Stock 100,000 $4.10 $410,000.00
Disclosure

SEC source: 0001213900-26-098969 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500,000

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F3 · price: Purchase prices range from $4.03 to $4.11 per share, inclusive

Read SEC document
September 10, 2026 Filed Sep 11, 2026 11:30 UTC
Shenouda MagedChief Financial Officer
PurchaseCommon Stock 79,800 $4.25 $339,150.00
Disclosure

SEC source: 0001213900-26-098970 · ownership.xml · nonDerivative · entry 2

Shenouda Maged · CIK 0001658369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Read SEC document
September 09, 2026 Filed Sep 11, 2026 11:30 UTC
TRAVERSA SERGIODirector · Chief Executive Officer
PurchaseCommon Stock 100,000 $4.18 $418,000.00
Disclosure

SEC source: 0001213900-26-098969 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,400,000

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F2 · price: Purchase prices range from $4.15 to $4.22 per share, inclusive.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 11:30 UTC
Shenouda MagedChief Financial Officer
PurchaseCommon Stock 120,200 $4.20 $504,840.00
Disclosure

SEC source: 0001213900-26-098970 · ownership.xml · nonDerivative · entry 1

Shenouda Maged · CIK 0001658369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 920,200

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F2 · price: Purchase prices range from $4.16 to $4.20 per share, inclusive.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 09:30 UTC
Shenouda MagedChief Financial Officer
PurchaseCommon Stock 11,665 $4.12 $48,059.80
Disclosure

SEC source: 0001213900-25-121973 · ownership.xml · nonDerivative · entry 1

Shenouda Maged · CIK 0001658369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Read SEC document
December 15, 2025 Filed Dec 16, 2025 14:30 UTC
TRAVERSA SERGIODirector · Chief Executive Officer
PurchaseCommon Stock 27,500 $4.12 $113,300.00
Disclosure

SEC source: 0001213900-25-121974 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300,000

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F2 · price: Purchase prices range from $4.10 to $4.12 per share, inclusive.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 14:28 UTC GrantStock Appreciation Rights · Derivative 164,000 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0001213900-25-121967 · ownership.xml · derivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,000

Underlying: Common Stock · 164,000 shares

Expires 2035-12-12

F1 · derivative.exercise_date: The stock appreciation rights vest in 16 equal quarterly installments commencing on March 12, 2026.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 09:30 UTC
Shenouda MagedChief Financial Officer
GrantStock Appreciation Rights · Derivative 828,000 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0001213900-25-121973 · ownership.xml · derivative · entry 2

Shenouda Maged · CIK 0001658369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 828,000

Underlying: Common Stock · 828,000 shares

Expires 2035-12-12

F1 · derivative.exercise_date: The stock appreciation rights vest in 16 equal quarterly installments commencing on March 12, 2026.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 09:28 UTC
Kelly Paul EdwardDirector · COO
GrantStock Appreciation Rights · Derivative 828,000 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0001213900-25-121968 · ownership.xml · derivative · entry 1

Kelly Paul Edward · CIK 0001658544 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 828,000

Underlying: Common Stock · 828,000 shares

Expires 2035-12-12

F1 · derivative.exercise_date: The stock appreciation rights vest in 16 equal quarterly installments commencing on March 12, 2026.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 14:30 UTC
TRAVERSA SERGIODirector · Chief Executive Officer
GrantStock Appreciation Rights · Derivative 1,198,000 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0001213900-25-121974 · ownership.xml · derivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,198,000

Underlying: Common Stock · 1,198,000 shares

Expires 2035-12-12

F3 · derivative.exercise_date: The stock appreciation rights vest in 16 equal quarterly installments commencing on March 12, 2026.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 14:30 UTC
Ence ChuckCA and CO
GrantStock Appreciation Rights · Derivative 828,000 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0001213900-25-121972 · ownership.xml · derivative · entry 1

Ence Chuck · CIK 0001697779 · CA and CO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 828,000

Underlying: Common Stock · 828,000 shares

Expires 2035-12-12

F1 · derivative.exercise_date: The stock appreciation rights vest in 16 equal quarterly installments commencing on March 12, 2026.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 14:29 UTC GrantStock Appreciation Rights · Derivative 164,000 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0001213900-25-121971 · ownership.xml · derivative · entry 1

Fedeli Fabiana · CIK 0001961902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,000

Underlying: Common Stock · 164,000 shares

Expires 2035-12-12

F1 · derivative.exercise_date: The stock appreciation rights vest in 16 equal quarterly installments commencing on March 12, 2026.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 14:29 UTC GrantStock Appreciation Rights · Derivative 164,000 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0001213900-25-121969 · ownership.xml · derivative · entry 1

GLASSPOOL JOHN · CIK 0001644079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,000

Underlying: Common Stock · 164,000 shares

Expires 2035-12-12

F1 · derivative.exercise_date: The stock appreciation rights vest in 16 equal quarterly installments commencing on March 12, 2026.

Read SEC document
November 05, 2025 Filed Nov 6, 2025 07:30 UTC
Shenouda MagedChief Financial Officer
PurchaseCommon Stock 500,000 $2.20 $1,100,000.00
Disclosure

SEC source: 0001213900-25-106836 · ownership.xml · nonDerivative · entry 1

Shenouda Maged · CIK 0001658369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,335

Read SEC document
November 05, 2025 Filed Nov 6, 2025 07:30 UTC
Kelly Paul EdwardDirector · Chief Operating Officer
PurchaseCommon Stock 90,000 $2.20 $198,000.00
Disclosure

SEC source: 0001213900-25-106835 · ownership.xml · nonDerivative · entry 1

Kelly Paul Edward · CIK 0001658544 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,295

Read SEC document
November 05, 2025 Filed Nov 6, 2025 12:30 UTC
Ence ChuckCAO and COO
PurchaseCommon Stock 136,000 $2.20 $299,200.00
Disclosure

SEC source: 0001213900-25-106838 · ownership.xml · nonDerivative · entry 1

Ence Chuck · CIK 0001697779 · CAO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,931

Read SEC document
November 05, 2025 Filed Nov 6, 2025 12:30 UTC
TRAVERSA SERGIODirector · Chief Executive Officer
PurchaseCommon Stock 272,500 $2.20 $599,500.00
Disclosure

SEC source: 0001213900-25-106837 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,272,500

Read SEC document
August 28, 2025 Filed Aug 28, 2025 20:56 UTC
TRAVERSA SERGIODirector · Chief Executive Officer
PurchaseCommon Stock 55,976 $0.74 $41,422.24
Disclosure

SEC source: 0001213900-25-081837 · ownership.xml · nonDerivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F4 · price: Purchase prices range from $0.68 to $0.79 per share, inclusive.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:56 UTC
TRAVERSA SERGIODirector · Chief Executive Officer
PurchaseCommon Stock 129,455 $0.67 $86,734.85
Disclosure

SEC source: 0001213900-25-081837 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944,024

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F3 · price: Purchase prices range from $0.65 to $0.69 per share, inclusive.

Read SEC document
August 26, 2025 Filed Aug 28, 2025 20:56 UTC
TRAVERSA SERGIODirector · Chief Executive Officer
PurchaseCommon Stock 80,545 $0.62 $49,937.90
Disclosure

SEC source: 0001213900-25-081837 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,569

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F2 · price: Purchase prices range from $0.61 to $0.65 per share, inclusive.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 23:28 UTC GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001213900-25-059867 · ownership.xml · derivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-06-26

F1 · derivative.exercise_date: The options vest in 16 equal quarterly installments commencing on September 26, 2025.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 19:29 UTC
Shenouda MagedChief Financial Officer
GrantStock Option (right to buy) · Derivative 600,000 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001213900-25-059869 · ownership.xml · derivative · entry 1

Shenouda Maged · CIK 0001658369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2035-06-26

F1 · derivative.exercise_date: The options vest in 16 equal quarterly installments commencing on September 26, 2025.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 19:27 UTC
Kelly Paul EdwardDirector · Chief Operating Officer
GrantStock Option (right to buy) · Derivative 400,000 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001213900-25-059864 · ownership.xml · derivative · entry 1

Kelly Paul Edward · CIK 0001658544 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2035-06-26

F1 · derivative.exercise_date: The options vest in 16 equal quarterly installments commencing on September 26, 2025.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 23:29 UTC
Ence ChuckCA and CO
GrantStock Option (right to buy) · Derivative 400,000 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001213900-25-059870 · ownership.xml · derivative · entry 1

Ence Chuck · CIK 0001697779 · CA and CO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2035-06-26

F1 · derivative.exercise_date: The options vest in 16 equal quarterly installments commencing on September 26, 2025.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 23:28 UTC
TRAVERSA SERGIODirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 800,000 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001213900-25-059868 · ownership.xml · derivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2035-06-26

F1 · derivative.exercise_date: The options vest in 16 equal quarterly installments commencing on September 26, 2025.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 23:28 UTC GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001213900-25-059866 · ownership.xml · derivative · entry 1

GLASSPOOL JOHN · CIK 0001644079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-06-26

F1 · derivative.exercise_date: The options vest in 16 equal quarterly installments commencing on September 26, 2025.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 23:28 UTC GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001213900-25-059865 · ownership.xml · derivative · entry 1

Fedeli Fabiana · CIK 0001961902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-06-26

F1 · derivative.exercise_date: The options vest in 16 equal quarterly installments commencing on September 26, 2025.

Read SEC document
May 20, 2025 Filed May 20, 2025 18:03 UTC
Shenouda MagedChief Financial Officer
PurchaseCommon Stock 60,000 $0.52 $31,422.00
Disclosure

SEC source: 0001213900-25-046087 · ownership.xml · nonDerivative · entry 3

Shenouda Maged · CIK 0001658369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,335

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F4 · price: Purchase prices range from $0.4998 to $0.5396 per share, inclusive.

Read SEC document
May 20, 2025 Filed May 20, 2025 22:01 UTC
TRAVERSA SERGIODirector · Chief Executive Officer
PurchaseCommon Stock 147,686 $0.56 $82,246.33
Disclosure

SEC source: 0001213900-25-046085 · ownership.xml · nonDerivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 734,024

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F4 · price: Purchase prices range from $0.53 to $0.59 per share, inclusive.

Read SEC document
May 19, 2025 Filed May 20, 2025 18:03 UTC
Shenouda MagedChief Financial Officer
PurchaseCommon Stock 90,000 $0.49 $43,686.00
Disclosure

SEC source: 0001213900-25-046087 · ownership.xml · nonDerivative · entry 2

Shenouda Maged · CIK 0001658369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,335

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F3 · price: Purchase prices range from $0.4493 to $0.4998 per share, inclusive.

Read SEC document
May 19, 2025 Filed May 20, 2025 22:01 UTC
TRAVERSA SERGIODirector · Chief Executive Officer
PurchaseCommon Stock 30,000 $0.50 $14,994.00
Disclosure

SEC source: 0001213900-25-046085 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,338

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F3 · price: Purchase prices range from $0.4998 to $0.50 per share, inclusive.

Read SEC document
May 16, 2025 Filed May 20, 2025 18:03 UTC
Shenouda MagedChief Financial Officer
PurchaseCommon Stock 50,000 $0.44 $22,100.00
Disclosure

SEC source: 0001213900-25-046087 · ownership.xml · nonDerivative · entry 1

Shenouda Maged · CIK 0001658369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,335

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F2 · price: Purchase prices range from $0.4229 to $0.4674 per share, inclusive.

Read SEC document
May 16, 2025 Filed May 20, 2025 18:03 UTC
Kelly Paul EdwardDirector · Chief Operating Officer
PurchaseCommon Stock 200,000 $0.43 $86,060.00
Disclosure

SEC source: 0001213900-25-046088 · ownership.xml · nonDerivative · entry 1

Kelly Paul Edward · CIK 0001658544 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,295

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F2 · price: Purchase prices range from $0.4071 to $0.4498 per share, inclusive.

Read SEC document
May 16, 2025 Filed May 20, 2025 22:02 UTC
Ence ChuckCA and CO
PurchaseCommon Stock 228,961 $0.45 $103,330.10
Disclosure

SEC source: 0001213900-25-046086 · ownership.xml · nonDerivative · entry 1

Ence Chuck · CIK 0001697779 · CA and CO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,931

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F2 · price: Purchase prices range from $0.401 to $0.4892 per share, inclusive.

Read SEC document
May 16, 2025 Filed May 20, 2025 22:01 UTC
TRAVERSA SERGIODirector · Chief Executive Officer
PurchaseCommon Stock 172,314 $0.45 $77,472.37
Disclosure

SEC source: 0001213900-25-046085 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,338

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F2 · price: Purchase prices range from $0.4485 to $0.4564 per share, inclusive.

Read SEC document
October 22, 2024 Filed Oct 23, 2024 20:27 UTC GiftCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-089971 · ownership.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 11, 2024 Filed Sep 11, 2024 17:46 UTC
Shenouda MagedChief Financial Officer
PurchaseCommon Stock 24,120 $2.95 $71,154.00
Disclosure

SEC source: 0001213900-24-077792 · ownership.xml · nonDerivative · entry 3

Shenouda Maged · CIK 0001658369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,335

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F4 · price: Purchase prices range from $2.79 to $3.05 per share, inclusive.

Read SEC document
September 11, 2024 Filed Sep 11, 2024 21:47 UTC
TRAVERSA SERGIODirector · Chief Executive Officer
PurchaseCommon Stock 51,407 $2.99 $153,706.93
Disclosure

SEC source: 0001213900-24-077795 · ownership.xml · nonDerivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,024

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F4 · price: Purchase prices range from $2.84 to $3.05 per share, inclusive.

Read SEC document
September 10, 2024 Filed Sep 11, 2024 17:46 UTC
Shenouda MagedChief Financial Officer
PurchaseCommon Stock 21,118 $2.73 $57,652.14
Disclosure

SEC source: 0001213900-24-077792 · ownership.xml · nonDerivative · entry 2

Shenouda Maged · CIK 0001658369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,215

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F3 · price: Purchase prices range from $2.70 to $2.75 per share, inclusive.

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September 10, 2024 Filed Sep 11, 2024 21:47 UTC
TRAVERSA SERGIODirector · Chief Executive Officer
PurchaseCommon Stock 33,014 $2.75 $90,788.50
Disclosure

SEC source: 0001213900-24-077795 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,617

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F3 · price: Purchase prices range from $2.73 to $2.80 per share, inclusive.

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September 09, 2024 Filed Sep 11, 2024 21:47 UTC PurchaseCommon Stock 13,000 $2.56 $33,280.00
Disclosure

SEC source: 0001213900-24-077794 · ownership.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,000

Read SEC document
September 09, 2024 Filed Sep 11, 2024 17:46 UTC
Shenouda MagedChief Financial Officer
PurchaseCommon Stock 8,194 $2.55 $20,894.70
Disclosure

SEC source: 0001213900-24-077792 · ownership.xml · nonDerivative · entry 1

Shenouda Maged · CIK 0001658369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,097

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F2 · price: Purchase prices range from $2.49 to $2.60 per share, inclusive.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 17:46 UTC PurchaseCommon Stock 25,000 $2.59 $64,750.00
Disclosure

SEC source: 0001213900-24-077791 · ownership.xml · nonDerivative · entry 1

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,295

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F2 · price: Purchase prices range from $2.50 to $2.64 per share, inclusive.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 21:47 UTC
TRAVERSA SERGIODirector · Chief Executive Officer
PurchaseCommon Stock 55,579 $2.71 $150,619.09
Disclosure

SEC source: 0001213900-24-077795 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,603

F1 · shares: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F2 · price: Purchase prices range from $2.51 to $2.85 per share, inclusive.

Read SEC document
May 24, 2024 Filed May 30, 2024 01:23 UTC OtherStock Option (right to buy) · Derivative 20,976 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001213900-24-047632 · ownership.xml · derivative · entry 2

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,522

Underlying: Common Stock · 20,976 shares

Expires 2033-12-15

F2 · kind: On May 24, 2024, the Reporting Person voluntarily forfeited to the Issuer a portion of the December Award equal to the Additional Award Shares so that those shares can be allocated to the holders of Similar Awards who are not executive officers or directors of the Issuer.

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May 24, 2024 Filed May 30, 2024 01:23 UTC GrantStock Option (right to buy) · Derivative 20,976 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001213900-24-047632 · ownership.xml · derivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,498

Underlying: Common Stock · 20,976 shares

Expires 2033-12-15

F1 · kind: On May 24, 2024, under the terms of the option award granted to the Reporting Person on December 15, 2023 (the "December Award"), the Reporting Person became entitled to receive options for up to 20,976 additional shares of the Issuer's Common Stock on the same terms as the December Award (the "Additional Award Shares") out of shares that had become available under the terms of the Issuer's 2021 Equity Incentive Plan, as amended (the "Plan"), since December 15, 2023, as a result of expirations, cancelations, forfeitures and terminations of other outstanding awards under the Plan and/or tenders or withholding of shares.

Read SEC document
May 24, 2024 Filed May 29, 2024 21:24 UTC
Shenouda MagedChief Financial Officer
OtherStock Option (right to buy) · Derivative 54,624 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001213900-24-047638 · ownership.xml · derivative · entry 2

Shenouda Maged · CIK 0001658369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,090

Underlying: Common Stock · 54,624 shares

Expires 2033-12-15

F2 · kind: On May 24, 2024, the Reporting Person voluntarily forfeited to the Issuer a portion of the December Award equal to the Additional Award Shares so that those shares can be allocated to the holders of Similar Awards who are not executive officers or directors of the Issuer.

Read SEC document
May 24, 2024 Filed May 29, 2024 21:24 UTC
Shenouda MagedChief Financial Officer
GrantStock Option (right to buy) · Derivative 54,624 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001213900-24-047638 · ownership.xml · derivative · entry 1

Shenouda Maged · CIK 0001658369 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,714

Underlying: Common Stock · 54,624 shares

Expires 2033-12-15

F1 · kind: On May 24, 2024, under the terms of the option award granted to the Reporting Person on December 15, 2023 (the "December Award"), the Reporting Person became entitled to receive options for up to 54,624 additional shares of the Issuer's Common Stock on the same terms as the December Award (the "Additional Award Shares") out of shares that had become available under the terms of the Issuer's 2021 Equity Incentive Plan, as amended (the "Plan"), since December 15, 2023, as a result of expirations, cancelations, forfeitures and terminations of other outstanding awards under the Plan and/or tenders or withholding of shares.

Read SEC document
May 24, 2024 Filed May 29, 2024 21:24 UTC OtherStock Option (right to buy) · Derivative 43,700 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001213900-24-047637 · ownership.xml · derivative · entry 2

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,672

Underlying: Common Stock · 43,700 shares

Expires 2033-12-15

F2 · kind: On May 24, 2024, the Reporting Person voluntarily forfeited to the Issuer a portion of the December Award equal to the Additional Award Shares so that those shares can be allocated to the holders of Similar Awards who are not executive officers or directors of the Issuer.

Read SEC document
May 24, 2024 Filed May 29, 2024 21:24 UTC GrantStock Option (right to buy) · Derivative 43,700 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001213900-24-047637 · ownership.xml · derivative · entry 1

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,372

Underlying: Common Stock · 43,700 shares

Expires 2033-12-15

F1 · kind: On May 24, 2024, under the terms of the option award granted to the Reporting Person on December 15, 2023 (the "December Award"), the Reporting Person became entitled to receive options for up to 43,700 additional shares of the Issuer's Common Stock on the same terms as the December Award (the "Additional Award Shares") out of shares that had become available under the terms of the Issuer's 2021 Equity Incentive Plan, as amended (the "Plan"), since December 15, 2023, as a result of expirations, cancelations, forfeitures and terminations of other outstanding awards under the Plan and/or tenders or withholding of shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.