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Nasdaq · USD

RLMD

RELMADA THERAPEUTICS, INC.

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5498
SEC CIK
0001553643
Parsed reports
177

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202640
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 08, 2021 Filed Feb 2, 2023 17:00 UTC GiftStock Option (right to buy) · Derivative 6,400 $0.00 Strike: $13.80 $0.00
Disclosure

SEC source: 0001213900-23-007438 · ownership.xml · derivative · entry 1

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41

Underlying: Common Stock · 4,800 shares

Expires 2025-11-12

F1 · kind: Represents a bona fide gift of stock options to family members and a family trust. An independent trustee is trustee of the trust.

F2 · derivative.exercise_date: The options were granted on November 12, 2015. 25% of the options vested one year from the grant date and the remaining 75% of the options vested in equal quarterly increments of 6.25% of the initial option grant over the following three year period.

Read SEC document
July 08, 2021 Filed Feb 2, 2023 22:01 UTC
TRAVERSA SERGIODirector · CEO
GiftStock Option (right to buy) · Derivative 87,500 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001213900-23-007440 · ownership.xml · derivative · entry 6

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,500

Underlying: Common Stock · 87,500 shares

Expires 2031-01-07

F1 · kind: Represents a bona fide gift of stock options to a family trust. An independent trustee is trustee of the trust.

F7 · derivative.exercise_date: The options were granted on January 7, 2021. 25% of the options vested one year from the grant date, and thereafter in equal quarterly increments of 6.25% over the following three years.

Read SEC document
July 08, 2021 Filed Feb 2, 2023 22:01 UTC
TRAVERSA SERGIODirector · CEO
GiftStock Option (right to buy) · Derivative 93,750 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001213900-23-007440 · ownership.xml · derivative · entry 5

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,500

Underlying: Common Stock · 93,750 shares

Expires 2031-01-07

F1 · kind: Represents a bona fide gift of stock options to a family trust. An independent trustee is trustee of the trust.

F6 · derivative.exercise_date: The options were granted on January 7, 2021. 6.25% of the options vest each quarter from the date of grant.

Read SEC document
July 08, 2021 Filed Feb 2, 2023 22:01 UTC
TRAVERSA SERGIODirector · CEO
GiftStock Option (right to buy) · Derivative 131,250 $0.00 Strike: $43.47 $0.00
Disclosure

SEC source: 0001213900-23-007440 · ownership.xml · derivative · entry 4

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,750

Underlying: Common Stock · 131,250 shares

Expires 2029-12-19

F1 · kind: Represents a bona fide gift of stock options to a family trust. An independent trustee is trustee of the trust.

F5 · derivative.exercise_date: The options were granted on December 19, 2019. 6.25% of the options vest each quarter from the date of grant.

Read SEC document
July 08, 2021 Filed Feb 2, 2023 22:01 UTC
TRAVERSA SERGIODirector · CEO
GiftStock Option (right to buy) · Derivative 8,231 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0001213900-23-007440 · ownership.xml · derivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,019

Underlying: Common Stock · 8,231 shares

Expires 2025-02-23

F1 · kind: Represents a bona fide gift of stock options to a family trust. An independent trustee is trustee of the trust.

F4 · derivative.exercise_date: The options were granted on February 15, 2015. 6.25% of the options vested each quarter from the date of grant.

Read SEC document
July 08, 2021 Filed Feb 2, 2023 22:01 UTC
TRAVERSA SERGIODirector · CEO
GiftStock Option (right to buy) · Derivative 27,123 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001213900-23-007440 · ownership.xml · derivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,165

Underlying: Common Stock · 27,123 shares

Expires 2023-09-30

F1 · kind: Represents a bona fide gift of stock options to a family trust. An independent trustee is trustee of the trust.

F3 · derivative.exercise_date: The options were granted on September 30, 2013. 25% of the options vested upon the date of grant and the remaining 75% of the options vested in equal quarterly increments over the next four (4) years, so that the last set of options vested in September 2017.

Read SEC document
July 08, 2021 Filed Feb 2, 2023 22:01 UTC
TRAVERSA SERGIODirector · CEO
GiftStock Option (right to buy) · Derivative 4,131 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001213900-23-007440 · ownership.xml · derivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,131 shares

Expires 2022-07-10

F1 · kind: Represents a bona fide gift of stock options to a family trust. An independent trustee is trustee of the trust.

F2 · derivative.exercise_date: The options were granted on July 10, 2012. 25% of the options vested upon the grant date and the remaining 75% of the options vested in equal quarterly increments over the next four (4) years, so that the last set of options vested in July 2016.

Read SEC document
July 08, 2021 Filed Feb 6, 2023 22:39 UTC Amendment
TRAVERSA SERGIODirector · CEO
GiftStock Option (right to buy) · Derivative 31,250 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001213900-23-008514 · ownership.xml · derivative · entry 5

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 31,250 shares

Expires 2031-01-07

F1 · kind: Represents a bona fide gift of stock options to a family trust. An independent trustee is trustee of the trust.

F6 · derivative.exercise_date: The options were granted on January 7, 2021. 6.25% of the options vest each quarter from the date of grant.

Read SEC document
July 08, 2021 Filed Feb 6, 2023 22:39 UTC Amendment
TRAVERSA SERGIODirector · CEO
GiftStock Option (right to buy) · Derivative 131,250 $0.00 Strike: $43.47 $0.00
Disclosure

SEC source: 0001213900-23-008514 · ownership.xml · derivative · entry 4

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,750

Underlying: Common Stock · 131,250 shares

Expires 2029-12-19

F1 · kind: Represents a bona fide gift of stock options to a family trust. An independent trustee is trustee of the trust.

F5 · derivative.exercise_date: The options were granted on December 19, 2019. 6.25% of the options vest each quarter from the date of grant.

Read SEC document
July 08, 2021 Filed Feb 6, 2023 22:39 UTC Amendment
TRAVERSA SERGIODirector · CEO
GiftStock Option (right to buy) · Derivative 8,231 $0.00 Strike: $54.00 $0.00
Disclosure

SEC source: 0001213900-23-008514 · ownership.xml · derivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,019

Underlying: Common Stock · 8,231 shares

Expires 2025-02-23

F1 · kind: Represents a bona fide gift of stock options to a family trust. An independent trustee is trustee of the trust.

F4 · derivative.exercise_date: The options were granted on February 15, 2015. 6.25% of the options vested each quarter from the date of grant.

Read SEC document
July 08, 2021 Filed Feb 6, 2023 22:39 UTC Amendment
TRAVERSA SERGIODirector · CEO
GiftStock Option (right to buy) · Derivative 27,123 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001213900-23-008514 · ownership.xml · derivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,165

Underlying: Common Stock · 27,123 shares

Expires 2023-09-30

F1 · kind: Represents a bona fide gift of stock options to a family trust. An independent trustee is trustee of the trust.

F3 · derivative.exercise_date: The options were granted on September 30, 2013. 25% of the options vested upon the date of grant and the remaining 75% of the options vested in equal quarterly increments over the next four (4) years, so that the last set of options vested in September 2017.

Read SEC document
July 08, 2021 Filed Feb 6, 2023 22:39 UTC Amendment
TRAVERSA SERGIODirector · CEO
GiftStock Option (right to buy) · Derivative 4,131 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001213900-23-008514 · ownership.xml · derivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,131 shares

Expires 2022-07-10

F1 · kind: Represents a bona fide gift of stock options to a family trust. An independent trustee is trustee of the trust.

F2 · derivative.exercise_date: The options were granted on July 10, 2012. 25% of the options vested upon the grant date and the remaining 75% of the options vested in equal quarterly increments over the next four (4) years, so that the last set of options vested in July 2016.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:00 UTC SaleCommon Stock 2,480 $33.19 $82,299.79
Disclosure

SEC source: 0001213900-21-030571 · ownership.xml · nonDerivative · entry 2

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,950

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $32.85 to $33.42 per share, inclusive.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:00 UTC SaleCommon Stock 520 $34.08 $17,720.51
Disclosure

SEC source: 0001213900-21-030571 · ownership.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,430

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $33.84 to $34.54 per share, inclusive.

Read SEC document
May 03, 2021 Filed May 5, 2021 21:00 UTC SaleCommon Stock 3,000 $38.22 $114,647.10
Disclosure

SEC source: 0001213900-21-024716 · ownership.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,950

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $37.94 to $38.94 per share, inclusive.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:08 UTC SaleCommon Stock 1,691 $35.04 $59,253.15
Disclosure

SEC source: 0001213900-21-020123 · ownership.xml · nonDerivative · entry 2

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,950

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $34.69 to $35.49 per share, inclusive.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:08 UTC SaleCommon Stock 1,309 $35.93 $47,027.79
Disclosure

SEC source: 0001213900-21-020123 · ownership.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,641

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $35.80 to $36.12 per share, inclusive.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 18:18 UTC SaleCommon Stock 2,373 $35.11 $83,313.42
Disclosure

SEC source: 0001213900-21-014656 · ownership.xml · nonDerivative · entry 5

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,228

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $35.00 to $35.37 per share, inclusive.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:51 UTC
TRAVERSA SERGIODirector · CEO
SaleCommon Stock 2,983 $35.09 $104,675.86
Disclosure

SEC source: 0001213900-21-014918 · ownership.xml · nonDerivative · entry 4

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,774

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $35.00 to $35.37 per share, inclusive.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 18:18 UTC SaleCommon Stock 1,800 $36.02 $64,836.00
Disclosure

SEC source: 0001213900-21-014656 · ownership.xml · nonDerivative · entry 4

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,601

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $36.02 to $36.51 per share, inclusive.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 18:18 UTC SaleCommon Stock 5,727 $35.42 $202,857.21
Disclosure

SEC source: 0001213900-21-014656 · ownership.xml · nonDerivative · entry 3

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,401

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $35.02 to $35.95 per share, inclusive.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 17:50 UTC Exercise / conversionOptions to purchase common stock · Derivative 5,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-014917 · ownership.xml · derivative · entry 4

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,500

Underlying: Common Stock · 5,000 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Not applicable.

F5 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 17:50 UTC SaleCommon Stock 1,612 $36.33 $58,556.06
Disclosure

SEC source: 0001213900-21-014917 · ownership.xml · nonDerivative · entry 3

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,295

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $36.07 to $36.55 per share, inclusive.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 17:50 UTC SaleCommon Stock 3,388 $35.42 $119,994.83
Disclosure

SEC source: 0001213900-21-014917 · ownership.xml · nonDerivative · entry 2

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,907

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $35.00 to $35.94 per share, inclusive.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 17:50 UTC Exercise / conversionCommon Stock 5,000 $3.24 $16,200.00
Disclosure

SEC source: 0001213900-21-014917 · ownership.xml · nonDerivative · entry 1

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:51 UTC
TRAVERSA SERGIODirector · CEO
Exercise / conversionOptions to purchase common stock · Derivative 10,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-014918 · ownership.xml · derivative · entry 5

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,211

Underlying: Common Stock · 10,000 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Not applicable.

F6 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:51 UTC
TRAVERSA SERGIODirector · CEO
SaleCommon Stock 1,800 $36.32 $65,380.32
Disclosure

SEC source: 0001213900-21-014918 · ownership.xml · nonDerivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,757

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $36.02 to $36.65 per share, inclusive.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:51 UTC
TRAVERSA SERGIODirector · CEO
SaleCommon Stock 5,217 $35.42 $184,788.75
Disclosure

SEC source: 0001213900-21-014918 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,937

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $35.00 to $35.94 per share, inclusive.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:51 UTC
TRAVERSA SERGIODirector · CEO
Exercise / conversionCommon Stock 10,000 $3.24 $32,400.00
Disclosure

SEC source: 0001213900-21-014918 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 18:18 UTC Exercise / conversionOptions to purchase common stock · Derivative 10,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-014656 · ownership.xml · derivative · entry 6

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,350

Underlying: Common Stock · 10,000 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Not applicable

F6 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 18:18 UTC SaleCommon Stock 100 $35.00 $3,500.00
Disclosure

SEC source: 0001213900-21-014656 · ownership.xml · nonDerivative · entry 2

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,128

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2020.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 18:18 UTC Exercise / conversionCommon Stock 10,000 $3.24 $32,400.00
Disclosure

SEC source: 0001213900-21-014656 · ownership.xml · nonDerivative · entry 1

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:08 UTC SaleCommon Stock 3,000 $33.87 $101,617.80
Disclosure

SEC source: 0001213900-21-012891 · ownership.xml · nonDerivative · entry 1

CASAMENTO CHARLES J · CIK 0001117167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,950

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $33.56 to $34.28 per share, inclusive.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 16:49 UTC SaleCommon Stock 108 $35.58 $3,842.92
Disclosure

SEC source: 0001213900-21-012171 · ownership.xml · nonDerivative · entry 4

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,295

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $35.49 to $35.59 per share, inclusive.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 16:49 UTC SaleCommon Stock 2,463 $34.64 $85,315.12
Disclosure

SEC source: 0001213900-21-012171 · ownership.xml · nonDerivative · entry 3

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,403

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $34.29 to $35.15 per share, inclusive.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 16:49 UTC SaleCommon Stock 2,429 $33.67 $81,774.96
Disclosure

SEC source: 0001213900-21-012171 · ownership.xml · nonDerivative · entry 2

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,866

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $33.29 to $34.28 per share, inclusive.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 16:49 UTC Exercise / conversionCommon Stock 5,000 $3.24 $16,200.00
Disclosure

SEC source: 0001213900-21-012171 · ownership.xml · nonDerivative · entry 1

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 16:48 UTC Exercise / conversionOptions to purchase common stock · Derivative 3,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-012169 · ownership.xml · derivative · entry 4

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,250

Underlying: Common Stock · 3,000 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Not applicable

F5 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 16:48 UTC SaleCommon Stock 1,400 $34.67 $48,544.44
Disclosure

SEC source: 0001213900-21-012169 · ownership.xml · nonDerivative · entry 3

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,228

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $34.47 to $35.03 per share, inclusive.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 16:48 UTC SaleCommon Stock 1,600 $33.74 $53,984.80
Disclosure

SEC source: 0001213900-21-012169 · ownership.xml · nonDerivative · entry 2

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,628

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $33.35 to $34.30 per share, inclusive.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 16:48 UTC Exercise / conversionCommon Stock 3,000 $3.24 $9,720.00
Disclosure

SEC source: 0001213900-21-012169 · ownership.xml · nonDerivative · entry 1

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:50 UTC
TRAVERSA SERGIODirector · CEO
Exercise / conversionOptions to purchase common stock · Derivative 10,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-012174 · ownership.xml · derivative · entry 5

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,211

Underlying: Common Stock · 10,000 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Not applicable.

F6 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:50 UTC
TRAVERSA SERGIODirector · CEO
SaleCommon Stock 303 $35.55 $10,770.65
Disclosure

SEC source: 0001213900-21-012174 · ownership.xml · nonDerivative · entry 4

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,774

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $35.45 to $35.65 per share, inclusive.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:50 UTC
TRAVERSA SERGIODirector · CEO
SaleCommon Stock 4,860 $34.70 $168,658.52
Disclosure

SEC source: 0001213900-21-012174 · ownership.xml · nonDerivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,077

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $34.41 to $35.33 per share, inclusive.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:50 UTC
TRAVERSA SERGIODirector · CEO
SaleCommon Stock 4,837 $33.69 $162,962.88
Disclosure

SEC source: 0001213900-21-012174 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,937

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $33.34 to $34.28 per share, inclusive.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:50 UTC
TRAVERSA SERGIODirector · CEO
Exercise / conversionCommon Stock 10,000 $3.24 $32,400.00
Disclosure

SEC source: 0001213900-21-012174 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 18:37 UTC Exercise / conversionWarrants · Derivative 5,000 $6.00 Strike: $6.00 $30,000.00
Disclosure

SEC source: 0001213900-21-010148 · ownership.xml · derivative · entry 2

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires 2024-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This Warrant was previously reported as covering 100,000 shares of common stock at an exercise price of $1.50 per share, but was adjusted to reflect the stock split that occurred on September 30, 2019.

F1 · balance_after: This Warrant was previously reported as covering 100,000 shares of common stock at an exercise price of $1.50 per share, but was adjusted to reflect the stock split that occurred on September 30, 2019.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 18:37 UTC Exercise / conversionCommon Stock 5,000 $6.00 $30,000.00
Disclosure

SEC source: 0001213900-21-010148 · ownership.xml · nonDerivative · entry 1

Kelly Paul Edward · CIK 0001658544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 17:08 UTC Exercise / conversionOptions to purchase common stock · Derivative 1,428 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-009696 · ownership.xml · derivative · entry 3

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,250

Underlying: Common Stock · 1,428 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable

F4 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 17:08 UTC SaleCommon Stock 1,428 $35.39 $50,542.06
Disclosure

SEC source: 0001213900-21-009696 · ownership.xml · nonDerivative · entry 2

Shenouda Maged · CIK 0001658369 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,228

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $35.12 to $35.96 per share, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.