Last 12 months
Inside the activity.
0 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 13 |
| Dec 2025 | 0 | 22 |
| Jan 2026 | 0 | 7 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2024 Filed Apr 24, 2024 22:00 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 347 | $12.53 | $4,347.91 |
DisclosureSEC source: 0001805284-24-000055 · wk-form4_1713996031.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 697,855 F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.46 to $12.63 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 22, 2024 Filed Apr 24, 2024 22:00 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 375 | $11.68 | $4,380.00 |
DisclosureSEC source: 0001805284-24-000055 · wk-form4_1713996031.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 697,508 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $11.63 to $11.68 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 19, 2024 Filed Apr 19, 2024 22:01 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 380 | $11.53 | $4,381.40 |
DisclosureSEC source: 0001805284-24-000053 · wk-form4_1713564053.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 697,133 Read SEC document |
| April 17, 2024 Filed Apr 17, 2024 22:14 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 383 | $11.44 | $4,381.52 |
DisclosureSEC source: 0001805284-24-000051 · wk-form4_1713392042.xml · nonDerivative · entry 3 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 696,753 F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $11.42 to $11.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 16, 2024 Filed Apr 17, 2024 22:14 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 375 | $11.46 | $4,297.50 |
DisclosureSEC source: 0001805284-24-000051 · wk-form4_1713392042.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 696,370 F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $11.33 to $11.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 22:14 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 358 | $12.21 | $4,371.18 |
DisclosureSEC source: 0001805284-24-000051 · wk-form4_1713392042.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 695,995 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.20 to $12.23 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 12, 2024 Filed Apr 12, 2024 21:04 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 353 | $12.20 | $4,306.60 |
DisclosureSEC source: 0001805284-24-000049 · wk-form4_1712955840.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 695,637 F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.08 to $12.27 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 11, 2024 Filed Apr 12, 2024 21:04 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 158 | $12.28 | $1,940.24 |
DisclosureSEC source: 0001805284-24-000049 · wk-form4_1712955840.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 695,284 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.22 to $12.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 10, 2024 Filed Apr 10, 2024 21:23 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 310 | $12.60 | $3,906.00 |
DisclosureSEC source: 0001805284-24-000047 · wk-form4_1712784198.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 695,126 F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.28 to $13.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 09, 2024 Filed Apr 10, 2024 21:23 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 133 | $13.83 | $1,839.39 |
DisclosureSEC source: 0001805284-24-000047 · wk-form4_1712784198.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 694,816 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $13.80 to $13.84 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 05, 2024 Filed Apr 6, 2024 00:29 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 335 | $13.01 | $4,358.35 |
DisclosureSEC source: 0001805284-24-000045 · wk-form4_1712363376.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 694,683 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $13.00 to $13.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 04, 2024 Filed Apr 6, 2024 00:29 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 331 | $13.24 | $4,382.44 |
DisclosureSEC source: 0001805284-24-000045 · wk-form4_1712363376.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 694,348 Read SEC document |
| April 03, 2024 Filed Apr 3, 2024 21:56 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 333 | $13.12 | $4,368.96 |
DisclosureSEC source: 0001805284-24-000041 · wk-form4_1712181398.xml · nonDerivative · entry 3 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 694,017 F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.84 to $13.17 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 21:56 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 316 | $13.43 | $4,243.88 |
DisclosureSEC source: 0001805284-24-000041 · wk-form4_1712181398.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 693,684 F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $13.30 to $13.54 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:56 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 301 | $14.13 | $4,253.13 |
DisclosureSEC source: 0001805284-24-000041 · wk-form4_1712181398.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 693,368 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $13.94 to $14.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 28, 2024 Filed Mar 29, 2024 20:23 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 301 | $14.57 | $4,385.57 |
DisclosureSEC source: 0001805284-24-000039 · wk-form4_1711743805.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 693,067 Read SEC document |
| March 26, 2024 Filed Mar 27, 2024 21:03 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 312 | $13.98 | $4,361.76 |
DisclosureSEC source: 0001805284-24-000035 · wk-form4_1711573382.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 692,766 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $13.91 to $14.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 21:03 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 310 | $14.13 | $4,380.30 |
DisclosureSEC source: 0001805284-24-000035 · wk-form4_1711573382.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 692,454 Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 21:14 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 309 | $14.03 | $4,335.27 |
DisclosureSEC source: 0001805284-24-000033 · wk-form4_1711142064.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 692,144 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $13.89 to $14.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 20, 2024 Filed Mar 20, 2024 21:41 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 203 | $12.66 | $2,569.98 |
DisclosureSEC source: 0001805284-24-000031 · wk-form4_1710970862.xml · nonDerivative · entry 3 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 691,835 F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.55 to $12.69 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 19, 2024 Filed Mar 20, 2024 21:41 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 213 | $12.17 | $2,592.21 |
DisclosureSEC source: 0001805284-24-000031 · wk-form4_1710970862.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 691,632 F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.09 to $12.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 21:41 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 356 | $12.30 | $4,378.80 |
DisclosureSEC source: 0001805284-24-000031 · wk-form4_1710970862.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 691,419 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.28 to $12.31 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 15, 2024 21:31 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 356 | $12.27 | $4,368.12 |
DisclosureSEC source: 0001805284-24-000029 · wk-form4_1710538265.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 691,063 F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.18 to $12.31 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2024 Filed Mar 15, 2024 21:31 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 351 | $12.39 | $4,348.89 |
DisclosureSEC source: 0001805284-24-000029 · wk-form4_1710538265.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 690,707 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.26 to $12.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 12, 2024 Filed Mar 13, 2024 22:54 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 355 | $12.31 | $4,370.05 |
DisclosureSEC source: 0001805284-24-000027 · wk-form4_1710370472.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 690,356 F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.19 to $12.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 22:54 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 344 | $12.56 | $4,320.64 |
DisclosureSEC source: 0001805284-24-000027 · wk-form4_1710370472.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 690,001 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.39 to $12.62 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 08, 2024 Filed Mar 8, 2024 22:23 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 346 | $12.64 | $4,373.44 |
DisclosureSEC source: 0001805284-24-000013 · wk-form4_1709936590.xml · nonDerivative · entry 2 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 630,695 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2023. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 18:50 UTC |
John Tina V.General Counsel & Secretary
|
GrantClass A common stock | 78,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-24-000019 · wk-form4_1710283824.xml · nonDerivative · entry 1 John Tina V. · CIK 0001948779 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,771 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in six equal installments of 16.66% on a semi-annual basis beginning on September 8, 2024, subject to the reporting person's continued employment on the applicable vesting date. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 22:54 UTC |
Rizik MatthewDirector
|
GrantClass A common stock | 58,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-24-000025 · wk-form4_1710284072.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 689,657 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs will vest in two equal installments of 50% on each of September 8, 2024 and March 8, 2025, subject to the reporting person's continued service on the applicable vesting date. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 22:53 UTC |
Brown Brian NicholasChief Fin. Officer & Treasurer
|
GrantClass A common stock | 196,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-24-000023 · wk-form4_1710283981.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 691,893 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in six equal installments of 16.66% on a semi-annual basis beginning on September 8, 2024, subject to the reporting person's continued employment on the applicable vesting date. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 22:51 UTC |
Krishna VarunDirector · Chief Executive Officer
|
GrantClass A common stock | 780,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-24-000021 · wk-form4_1710283908.xml · nonDerivative · entry 1 Krishna Varun · CIK 0001931906 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 780,252 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in six equal installments of 16.66% on a semi-annual basis beginning on September 8, 2024, subject to the reporting person's continued employment on the applicable vesting date. Read SEC document |
| March 07, 2024 Filed Mar 8, 2024 22:23 UTC |
Rizik MatthewDirector
|
PurchaseClass A common stock | 323 | $12.58 | $4,063.34 |
DisclosureSEC source: 0001805284-24-000013 · wk-form4_1709936590.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 630,349 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2023. F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.53 to $12.59 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 07, 2024 Filed Mar 8, 2024 22:10 UTC |
Brown Brian NicholasChief Fin. Officer & Treasurer
|
Tax withholdingClass A common stock | 24,282 | $12.64 | $306,924.48 |
DisclosureSEC source: 0001805284-24-000011 · wk-form4_1709935815.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,353 F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 54,200 restricted stock units granted to the Reporting Person on March 7, 2022. Read SEC document |
| March 03, 2024 Filed Mar 5, 2024 16:55 UTC |
John Tina V.General Counsel & Secretary
|
Tax withholdingClass A common stock | 30,247 | $12.87 | $389,278.89 |
DisclosureSEC source: 0000950142-24-000639 · es240454948_4-john.xml · nonDerivative · entry 1 John Tina V. · CIK 0001948779 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,155 F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 67,515 restricted stock units granted to the Reporting Person on March 3, 2023. Read SEC document |
| March 03, 2024 Filed Mar 5, 2024 21:53 UTC |
Brown Brian NicholasChief Fin. Officer & Treasurer
|
Tax withholdingClass A common stock | 38,889 | $12.87 | $500,501.43 |
DisclosureSEC source: 0000950142-24-000638 · es240454946_4-brown.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 519,635 F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 86,805 restricted stock units granted to the Reporting Person on March 3, 2023. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:14 UTC |
Rampell AlastairDirector
|
GrantClass A common stock | 16,955 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-24-000275 · es240443859_4-rampell.xml · nonDerivative · entry 1 Rampell Alastair · CIK 0001660056 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,955 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs shall vest on February 1, 2025, subject to the reporting person's continued service on the vesting date. Read SEC document |
| October 31, 2023 Filed Nov 1, 2023 20:04 UTC |
Brown Brian NicholasChief Fin. Officer & Treasurer
|
Tax withholdingClass A common stock | 38,689 | $7.39 | $285,911.71 |
DisclosureSEC source: 0001805284-23-000083 · wk-form4_1698869078.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 558,524 F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 86,745 restricted stock units granted to the Reporting Person on August 12, 2022. Read SEC document |
| October 17, 2023 Filed Oct 18, 2023 20:51 UTC |
Rizik MatthewDirector
|
GrantClass A common stock | 58,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-23-000080 · wk-form4_1697662260.xml · nonDerivative · entry 1 Rizik Matthew · CIK 0001817213 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 630,026 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on March 7, 2024, subject to the reporting person's continued service on the vesting date. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 20:06 UTC |
MARINER JONATHAN DDirector
|
SaleClass A common stock | 12,500 | $10.32 | $129,000.00 |
DisclosureSEC source: 0001805284-23-000068 · wk-form4_1693253160.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,250 F1 · kind: The sale transaction on this Form 4 was effected as part of the Reporting Person's financial planning. F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were sold in multiple transactions at prices ranging from $10.30 to $10.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 05, 2023 Filed Aug 8, 2023 16:02 UTC |
John Tina V.General Counsel & Secretary
|
Tax withholdingClass A common stock | 1,097 | $11.18 | $12,264.46 |
DisclosureSEC source: 0001805284-23-000059 · wk-form4_1691524924.xml · nonDerivative · entry 1 John Tina V. · CIK 0001948779 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,402 F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 3,704 restricted stock units granted to the Reporting Person on December 17, 2020. Read SEC document |
| August 05, 2023 Filed Aug 8, 2023 20:03 UTC |
Brown Brian NicholasChief Fin. Officer & Treasurer
|
Tax withholdingClass A common stock | 11,150 | $11.18 | $124,657.00 |
DisclosureSEC source: 0001805284-23-000061 · wk-form4_1691525020.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 597,213 F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 25,000 restricted stock units granted to the Reporting Person on August 5, 2020. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:10 UTC |
MARINER JONATHAN DDirector
|
GrantClass A common stock | 23,193 | $9.27 | $214,999.11 |
DisclosureSEC source: 0001805284-23-000040 · wk-form4_1686859808.xml · nonDerivative · entry 1 MARINER JONATHAN D · CIK 0001063663 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,750 F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person on June 13, 2023 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:13 UTC |
Tellem NancyDirector
|
GrantClass A common stock | 23,193 | $9.27 | $214,999.11 |
DisclosureSEC source: 0001805284-23-000044 · wk-form4_1686860013.xml · nonDerivative · entry 1 Tellem Nancy · CIK 0001797895 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,508 F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person on June 13, 2023 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:11 UTC |
SHANK SUZANNE F.Director
|
GrantClass A common stock | 23,193 | $9.27 | $214,999.11 |
DisclosureSEC source: 0001805284-23-000042 · wk-form4_1686859903.xml · nonDerivative · entry 1 SHANK SUZANNE F. · CIK 0001713197 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,508 F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person on June 13, 2023 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders. Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 16:05 UTC |
Farner JayChief Executive Officer
|
Tax withholdingClass A common stock | 97,125 | $8.23 | $799,338.75 |
DisclosureSEC source: 0001805284-23-000022 · wf-form4_167830949152020.xml · nonDerivative · entry 1 Farner Jay · CIK 0001816502 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,843,882 F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 216,802 restricted stock units granted to the Reporting Person on March 7, 2022. Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 21:05 UTC |
Brown Brian NicholasChief Fin. Officer & Treasurer
|
Tax withholdingClass A common stock | 24,283 | $8.23 | $199,849.09 |
DisclosureSEC source: 0001805284-23-000023 · wf-form4_167830950819698.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,363 F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 54,201 restricted stock units granted to the Reporting Person on March 7, 2022. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 16:45 UTC |
John Tina V.General Counsel & Secretary
|
GrantClass A common stock | 202,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-23-000017 · wf-form4_167813910892851.xml · nonDerivative · entry 1 John Tina V. · CIK 0001948779 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,499 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 3, 2024, March 3, 2025 and March 3, 2026, subject to the reporting person's continued employment on the applicable vesting date. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 16:45 UTC |
Walters Robert D. Jr.President & Chief Oper Officer
|
GrantClass A common stock | 347,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-23-000016 · wf-form4_167813909005666.xml · nonDerivative · entry 1 Walters Robert D. Jr. · CIK 0001816534 · President & Chief Oper Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 966,124 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 3, 2024, March 3, 2025 and March 3, 2026, subject to the reporting person's continued employment on the applicable vesting date. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 21:46 UTC |
Emerson William C.Director
|
GrantClass A common stock | 694,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-23-000019 · wf-form4_167813915768976.xml · nonDerivative · entry 1 Emerson William C. · CIK 0001965677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,987 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 3, 2024, March 3, 2025 and March 3, 2026, subject to the reporting person's continued employment on the applicable vesting date. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 21:45 UTC |
Brown Brian NicholasChief Fin. Officer & Treasurer
|
GrantClass A common stock | 260,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-23-000018 · wf-form4_167813914188308.xml · nonDerivative · entry 1 Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,646 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 3, 2024, March 3, 2025 and March 3, 2026, subject to the reporting person's continued employment on the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.