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RKT

Rocket Companies, Inc.

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3094
SEC CIK
0001805284
Parsed reports
389

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 2025022
Jan 202607
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 24, 2024 Filed Apr 24, 2024 22:00 UTC PurchaseClass A common stock 347 $12.53 $4,347.91
Disclosure

SEC source: 0001805284-24-000055 · wk-form4_1713996031.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 697,855

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.46 to $12.63 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 22, 2024 Filed Apr 24, 2024 22:00 UTC PurchaseClass A common stock 375 $11.68 $4,380.00
Disclosure

SEC source: 0001805284-24-000055 · wk-form4_1713996031.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 697,508

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $11.63 to $11.68 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 19, 2024 Filed Apr 19, 2024 22:01 UTC PurchaseClass A common stock 380 $11.53 $4,381.40
Disclosure

SEC source: 0001805284-24-000053 · wk-form4_1713564053.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 697,133

Read SEC document
April 17, 2024 Filed Apr 17, 2024 22:14 UTC PurchaseClass A common stock 383 $11.44 $4,381.52
Disclosure

SEC source: 0001805284-24-000051 · wk-form4_1713392042.xml · nonDerivative · entry 3

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 696,753

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $11.42 to $11.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 16, 2024 Filed Apr 17, 2024 22:14 UTC PurchaseClass A common stock 375 $11.46 $4,297.50
Disclosure

SEC source: 0001805284-24-000051 · wk-form4_1713392042.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 696,370

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $11.33 to $11.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 22:14 UTC PurchaseClass A common stock 358 $12.21 $4,371.18
Disclosure

SEC source: 0001805284-24-000051 · wk-form4_1713392042.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 695,995

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.20 to $12.23 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 12, 2024 Filed Apr 12, 2024 21:04 UTC PurchaseClass A common stock 353 $12.20 $4,306.60
Disclosure

SEC source: 0001805284-24-000049 · wk-form4_1712955840.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 695,637

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.08 to $12.27 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 11, 2024 Filed Apr 12, 2024 21:04 UTC PurchaseClass A common stock 158 $12.28 $1,940.24
Disclosure

SEC source: 0001805284-24-000049 · wk-form4_1712955840.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 695,284

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.22 to $12.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 10, 2024 Filed Apr 10, 2024 21:23 UTC PurchaseClass A common stock 310 $12.60 $3,906.00
Disclosure

SEC source: 0001805284-24-000047 · wk-form4_1712784198.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 695,126

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.28 to $13.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 09, 2024 Filed Apr 10, 2024 21:23 UTC PurchaseClass A common stock 133 $13.83 $1,839.39
Disclosure

SEC source: 0001805284-24-000047 · wk-form4_1712784198.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 694,816

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $13.80 to $13.84 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 05, 2024 Filed Apr 6, 2024 00:29 UTC PurchaseClass A common stock 335 $13.01 $4,358.35
Disclosure

SEC source: 0001805284-24-000045 · wk-form4_1712363376.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 694,683

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $13.00 to $13.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 04, 2024 Filed Apr 6, 2024 00:29 UTC PurchaseClass A common stock 331 $13.24 $4,382.44
Disclosure

SEC source: 0001805284-24-000045 · wk-form4_1712363376.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 694,348

Read SEC document
April 03, 2024 Filed Apr 3, 2024 21:56 UTC PurchaseClass A common stock 333 $13.12 $4,368.96
Disclosure

SEC source: 0001805284-24-000041 · wk-form4_1712181398.xml · nonDerivative · entry 3

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 694,017

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.84 to $13.17 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 02, 2024 Filed Apr 3, 2024 21:56 UTC PurchaseClass A common stock 316 $13.43 $4,243.88
Disclosure

SEC source: 0001805284-24-000041 · wk-form4_1712181398.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 693,684

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $13.30 to $13.54 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:56 UTC PurchaseClass A common stock 301 $14.13 $4,253.13
Disclosure

SEC source: 0001805284-24-000041 · wk-form4_1712181398.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 693,368

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $13.94 to $14.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 28, 2024 Filed Mar 29, 2024 20:23 UTC PurchaseClass A common stock 301 $14.57 $4,385.57
Disclosure

SEC source: 0001805284-24-000039 · wk-form4_1711743805.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 693,067

Read SEC document
March 26, 2024 Filed Mar 27, 2024 21:03 UTC PurchaseClass A common stock 312 $13.98 $4,361.76
Disclosure

SEC source: 0001805284-24-000035 · wk-form4_1711573382.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 692,766

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $13.91 to $14.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 21:03 UTC PurchaseClass A common stock 310 $14.13 $4,380.30
Disclosure

SEC source: 0001805284-24-000035 · wk-form4_1711573382.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 692,454

Read SEC document
March 22, 2024 Filed Mar 22, 2024 21:14 UTC PurchaseClass A common stock 309 $14.03 $4,335.27
Disclosure

SEC source: 0001805284-24-000033 · wk-form4_1711142064.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 692,144

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $13.89 to $14.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 20, 2024 Filed Mar 20, 2024 21:41 UTC PurchaseClass A common stock 203 $12.66 $2,569.98
Disclosure

SEC source: 0001805284-24-000031 · wk-form4_1710970862.xml · nonDerivative · entry 3

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 691,835

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.55 to $12.69 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 21:41 UTC PurchaseClass A common stock 213 $12.17 $2,592.21
Disclosure

SEC source: 0001805284-24-000031 · wk-form4_1710970862.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 691,632

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.09 to $12.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 21:41 UTC PurchaseClass A common stock 356 $12.30 $4,378.80
Disclosure

SEC source: 0001805284-24-000031 · wk-form4_1710970862.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 691,419

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.28 to $12.31 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2024 Filed Mar 15, 2024 21:31 UTC PurchaseClass A common stock 356 $12.27 $4,368.12
Disclosure

SEC source: 0001805284-24-000029 · wk-form4_1710538265.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 691,063

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.18 to $12.31 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 21:31 UTC PurchaseClass A common stock 351 $12.39 $4,348.89
Disclosure

SEC source: 0001805284-24-000029 · wk-form4_1710538265.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 690,707

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.26 to $12.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 12, 2024 Filed Mar 13, 2024 22:54 UTC PurchaseClass A common stock 355 $12.31 $4,370.05
Disclosure

SEC source: 0001805284-24-000027 · wk-form4_1710370472.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 690,356

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.19 to $12.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:54 UTC PurchaseClass A common stock 344 $12.56 $4,320.64
Disclosure

SEC source: 0001805284-24-000027 · wk-form4_1710370472.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 690,001

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.39 to $12.62 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2024 Filed Mar 8, 2024 22:23 UTC PurchaseClass A common stock 346 $12.64 $4,373.44
Disclosure

SEC source: 0001805284-24-000013 · wk-form4_1709936590.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 630,695

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2023.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 18:50 UTC
John Tina V.General Counsel & Secretary
GrantClass A common stock 78,616 $0.00 $0.00
Disclosure

SEC source: 0001805284-24-000019 · wk-form4_1710283824.xml · nonDerivative · entry 1

John Tina V. · CIK 0001948779 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,771

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in six equal installments of 16.66% on a semi-annual basis beginning on September 8, 2024, subject to the reporting person's continued employment on the applicable vesting date.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 22:54 UTC GrantClass A common stock 58,962 $0.00 $0.00
Disclosure

SEC source: 0001805284-24-000025 · wk-form4_1710284072.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 689,657

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs will vest in two equal installments of 50% on each of September 8, 2024 and March 8, 2025, subject to the reporting person's continued service on the applicable vesting date.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 22:53 UTC
Brown Brian NicholasChief Fin. Officer & Treasurer
GrantClass A common stock 196,540 $0.00 $0.00
Disclosure

SEC source: 0001805284-24-000023 · wk-form4_1710283981.xml · nonDerivative · entry 1

Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691,893

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in six equal installments of 16.66% on a semi-annual basis beginning on September 8, 2024, subject to the reporting person's continued employment on the applicable vesting date.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 22:51 UTC
Krishna VarunDirector · Chief Executive Officer
GrantClass A common stock 780,252 $0.00 $0.00
Disclosure

SEC source: 0001805284-24-000021 · wk-form4_1710283908.xml · nonDerivative · entry 1

Krishna Varun · CIK 0001931906 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 780,252

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in six equal installments of 16.66% on a semi-annual basis beginning on September 8, 2024, subject to the reporting person's continued employment on the applicable vesting date.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 22:23 UTC PurchaseClass A common stock 323 $12.58 $4,063.34
Disclosure

SEC source: 0001805284-24-000013 · wk-form4_1709936590.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 630,349

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2023.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.53 to $12.59 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 22:10 UTC
Brown Brian NicholasChief Fin. Officer & Treasurer
Tax withholdingClass A common stock 24,282 $12.64 $306,924.48
Disclosure

SEC source: 0001805284-24-000011 · wk-form4_1709935815.xml · nonDerivative · entry 1

Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,353

F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 54,200 restricted stock units granted to the Reporting Person on March 7, 2022.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 16:55 UTC
John Tina V.General Counsel & Secretary
Tax withholdingClass A common stock 30,247 $12.87 $389,278.89
Disclosure

SEC source: 0000950142-24-000639 · es240454948_4-john.xml · nonDerivative · entry 1

John Tina V. · CIK 0001948779 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,155

F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 67,515 restricted stock units granted to the Reporting Person on March 3, 2023.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 21:53 UTC
Brown Brian NicholasChief Fin. Officer & Treasurer
Tax withholdingClass A common stock 38,889 $12.87 $500,501.43
Disclosure

SEC source: 0000950142-24-000638 · es240454946_4-brown.xml · nonDerivative · entry 1

Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 519,635

F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 86,805 restricted stock units granted to the Reporting Person on March 3, 2023.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:14 UTC GrantClass A common stock 16,955 $0.00 $0.00
Disclosure

SEC source: 0000950142-24-000275 · es240443859_4-rampell.xml · nonDerivative · entry 1

Rampell Alastair · CIK 0001660056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,955

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs shall vest on February 1, 2025, subject to the reporting person's continued service on the vesting date.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 20:04 UTC
Brown Brian NicholasChief Fin. Officer & Treasurer
Tax withholdingClass A common stock 38,689 $7.39 $285,911.71
Disclosure

SEC source: 0001805284-23-000083 · wk-form4_1698869078.xml · nonDerivative · entry 1

Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558,524

F1 · kind: Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 86,745 restricted stock units granted to the Reporting Person on August 12, 2022.

Read SEC document
October 17, 2023 Filed Oct 18, 2023 20:51 UTC GrantClass A common stock 58,524 $0.00 $0.00
Disclosure

SEC source: 0001805284-23-000080 · wk-form4_1697662260.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630,026

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on March 7, 2024, subject to the reporting person's continued service on the vesting date.

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August 24, 2023 Filed Aug 28, 2023 20:06 UTC SaleClass A common stock 12,500 $10.32 $129,000.00
Disclosure

SEC source: 0001805284-23-000068 · wk-form4_1693253160.xml · nonDerivative · entry 1

MARINER JONATHAN D · CIK 0001063663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,250

F1 · kind: The sale transaction on this Form 4 was effected as part of the Reporting Person's financial planning.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were sold in multiple transactions at prices ranging from $10.30 to $10.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 05, 2023 Filed Aug 8, 2023 16:02 UTC
John Tina V.General Counsel & Secretary
Tax withholdingClass A common stock 1,097 $11.18 $12,264.46
Disclosure

SEC source: 0001805284-23-000059 · wk-form4_1691524924.xml · nonDerivative · entry 1

John Tina V. · CIK 0001948779 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,402

F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 3,704 restricted stock units granted to the Reporting Person on December 17, 2020.

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August 05, 2023 Filed Aug 8, 2023 20:03 UTC
Brown Brian NicholasChief Fin. Officer & Treasurer
Tax withholdingClass A common stock 11,150 $11.18 $124,657.00
Disclosure

SEC source: 0001805284-23-000061 · wk-form4_1691525020.xml · nonDerivative · entry 1

Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 597,213

F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 25,000 restricted stock units granted to the Reporting Person on August 5, 2020.

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June 13, 2023 Filed Jun 15, 2023 20:10 UTC GrantClass A common stock 23,193 $9.27 $214,999.11
Disclosure

SEC source: 0001805284-23-000040 · wk-form4_1686859808.xml · nonDerivative · entry 1

MARINER JONATHAN D · CIK 0001063663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,750

F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person on June 13, 2023 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.

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June 13, 2023 Filed Jun 15, 2023 20:13 UTC
Tellem NancyDirector
GrantClass A common stock 23,193 $9.27 $214,999.11
Disclosure

SEC source: 0001805284-23-000044 · wk-form4_1686860013.xml · nonDerivative · entry 1

Tellem Nancy · CIK 0001797895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,508

F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person on June 13, 2023 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.

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June 13, 2023 Filed Jun 15, 2023 20:11 UTC GrantClass A common stock 23,193 $9.27 $214,999.11
Disclosure

SEC source: 0001805284-23-000042 · wk-form4_1686859903.xml · nonDerivative · entry 1

SHANK SUZANNE F. · CIK 0001713197 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,508

F1 · shares: Represents restricted stock units ("RSUs") granted to the filing person on June 13, 2023 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders.

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March 07, 2023 Filed Mar 8, 2023 16:05 UTC
Farner JayChief Executive Officer
Tax withholdingClass A common stock 97,125 $8.23 $799,338.75
Disclosure

SEC source: 0001805284-23-000022 · wf-form4_167830949152020.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,843,882

F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 216,802 restricted stock units granted to the Reporting Person on March 7, 2022.

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March 07, 2023 Filed Mar 8, 2023 21:05 UTC
Brown Brian NicholasChief Fin. Officer & Treasurer
Tax withholdingClass A common stock 24,283 $8.23 $199,849.09
Disclosure

SEC source: 0001805284-23-000023 · wf-form4_167830950819698.xml · nonDerivative · entry 1

Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,363

F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 54,201 restricted stock units granted to the Reporting Person on March 7, 2022.

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March 03, 2023 Filed Mar 6, 2023 16:45 UTC
John Tina V.General Counsel & Secretary
GrantClass A common stock 202,546 $0.00 $0.00
Disclosure

SEC source: 0001805284-23-000017 · wf-form4_167813910892851.xml · nonDerivative · entry 1

John Tina V. · CIK 0001948779 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,499

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 3, 2024, March 3, 2025 and March 3, 2026, subject to the reporting person's continued employment on the applicable vesting date.

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March 03, 2023 Filed Mar 6, 2023 16:45 UTC
Walters Robert D. Jr.President & Chief Oper Officer
GrantClass A common stock 347,222 $0.00 $0.00
Disclosure

SEC source: 0001805284-23-000016 · wf-form4_167813909005666.xml · nonDerivative · entry 1

Walters Robert D. Jr. · CIK 0001816534 · President & Chief Oper Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,124

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 3, 2024, March 3, 2025 and March 3, 2026, subject to the reporting person's continued employment on the applicable vesting date.

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March 03, 2023 Filed Mar 6, 2023 21:46 UTC GrantClass A common stock 694,444 $0.00 $0.00
Disclosure

SEC source: 0001805284-23-000019 · wf-form4_167813915768976.xml · nonDerivative · entry 1

Emerson William C. · CIK 0001965677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,987

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 3, 2024, March 3, 2025 and March 3, 2026, subject to the reporting person's continued employment on the applicable vesting date.

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March 03, 2023 Filed Mar 6, 2023 21:45 UTC
Brown Brian NicholasChief Fin. Officer & Treasurer
GrantClass A common stock 260,417 $0.00 $0.00
Disclosure

SEC source: 0001805284-23-000018 · wf-form4_167813914188308.xml · nonDerivative · entry 1

Brown Brian Nicholas · CIK 0001820672 · Chief Fin. Officer & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,646

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 3, 2024, March 3, 2025 and March 3, 2026, subject to the reporting person's continued employment on the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.