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RJF

RAYMOND JAMES FINANCIAL INC

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3126
SEC CIK
0000720005
Parsed reports
1,007

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2017 Filed May 30, 2017 20:37 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Tax withholdingCommon Stock 1,120 $73.64 $82,476.80
Disclosure

SEC source: 0001225208-17-010524 · doc4.xml · nonDerivative · entry 2

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,880

Read SEC document
May 25, 2017 Filed May 30, 2017 20:37 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010524 · doc4.xml · nonDerivative · entry 1

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 20:45 UTC
ACKART JENNIFER CSVP, Controller
SaleCommon Stock 2,500 $80.00 $200,000.00
Disclosure

SEC source: 0001225208-17-005727 · doc4.xml · nonDerivative · entry 1

ACKART JENNIFER C · CIK 0001181167 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,499

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:05 UTC
ACKART JENNIFER CSVP, Controller
SaleCommon Stock 2,500 $79.44 $198,602.00
Disclosure

SEC source: 0001225208-17-005506 · doc4.xml · nonDerivative · entry 1

ACKART JENNIFER C · CIK 0001181167 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,999

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $79.42 to $79.47.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 14:01 UTC
ZANK DENNIS WChief Operating Officer
SaleCommon Stock 6,054 $81.57 $493,815.09
Disclosure

SEC source: 0001225208-17-005159 · doc4.xml · nonDerivative · entry 1

ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,339

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $81.50 to $81.66.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 21:05 UTC
JULIEN JEFFREY PCFO, Executive VP - Fin
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $37.87 $0.00
Disclosure

SEC source: 0001225208-17-004876 · doc4.xml · derivative · entry 6

JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 10,000 shares

Expires 2019-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Of the 12,500 employee stock options granted on 11/29/2012, 60% vested on 11/29/2015, 20% on 11/29/2016, and 20% will vest on 11/29/2017.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 21:05 UTC
JULIEN JEFFREY PCFO, Executive VP - Fin
Tax withholdingCommon Stock 6,245 $79.41 $495,915.45
Disclosure

SEC source: 0001225208-17-004876 · doc4.xml · nonDerivative · entry 2

JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,391

Read SEC document
February 27, 2017 Filed Feb 28, 2017 21:05 UTC
JULIEN JEFFREY PCFO, Executive VP - Fin
Exercise / conversionCommon Stock 10,000 $37.87 $378,700.00
Disclosure

SEC source: 0001225208-17-004876 · doc4.xml · nonDerivative · entry 1

JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 24, 2017 20:48 UTC Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004509 · doc4.xml · derivative · entry 2

STORY SUSAN N · CIK 0001233549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2017-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: Of the 2,000 RSUs granted on 2/24/2012, 60% vested on 2/24/2015, 20% on 2/24/2016 and 20% on 2/24/2017.

Read SEC document
February 24, 2017 Filed Feb 24, 2017 20:48 UTC Exercise / conversionCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004509 · doc4.xml · nonDerivative · entry 1

STORY SUSAN N · CIK 0001233549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,714.532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 24, 2017 Filed Feb 24, 2017 20:41 UTC Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004487 · doc4.xml · derivative · entry 2

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2017-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: Of the 2,000 RSUs granted on 2/24/2012, 60% vested on 2/24/2015, 20% on 2/24/2016 and 20% on 2/24/2017.

Read SEC document
February 24, 2017 Filed Feb 24, 2017 20:41 UTC Exercise / conversionCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004487 · doc4.xml · nonDerivative · entry 1

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 14:16 UTC Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004636 · doc4.xml · derivative · entry 2

Broader Shelley G. · CIK 0001426843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2017-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: Of the 2,000 RSUs granted on 2/24/2012, 60% vested on 2/24/2015, 20% on 2/24/2016 and 20% on 2/24/2017.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 14:16 UTC Exercise / conversionCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004636 · doc4.xml · nonDerivative · entry 1

Broader Shelley G. · CIK 0001426843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 13:50 UTC Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004634 · doc4.xml · derivative · entry 2

Saltzman Robert · CIK 0001419558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2017-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: Of the 2,000 RSUs granted on 2/24/2012, 60% vested on 2/24/2015, 20% on 2/24/2016 and 20% on 2/24/2017.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 13:50 UTC Exercise / conversionCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004634 · doc4.xml · nonDerivative · entry 1

Saltzman Robert · CIK 0001419558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 22, 2017 Filed Feb 22, 2017 19:09 UTC
Raney Steven MPresident & CEO RJBank
SaleCommon Stock 2,115 $79.10 $167,296.50
Disclosure

SEC source: 0001225208-17-004064 · doc4.xml · nonDerivative · entry 3

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,899

Read SEC document
February 22, 2017 Filed Feb 23, 2017 19:21 UTC Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004246 · doc4.xml · derivative · entry 4

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2018-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: Of the 2,000 RSUs granted, 60% vested on 2/22/2016, 20% on 2/22/2017, and 20% will vest on 2/22/2018.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 19:21 UTC Exercise / conversionCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004246 · doc4.xml · nonDerivative · entry 2

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 15:51 UTC Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004228 · doc4.xml · derivative · entry 4

STORY SUSAN N · CIK 0001233549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2018-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: Of the 2,000 RSUs granted, 60% vested on 2/22/2016, 20% on 2/22/2017, and 20% will vest on 2/22/2018.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 15:51 UTC Exercise / conversionCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004228 · doc4.xml · nonDerivative · entry 2

STORY SUSAN N · CIK 0001233549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,314.532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 15:39 UTC Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004226 · doc4.xml · derivative · entry 4

Broader Shelley G. · CIK 0001426843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2018-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: Of the 2,000 RSUs granted, 60% vested on 2/22/2016, 20% on 2/22/2017, and 20% will vest on 2/22/2018.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 15:39 UTC Exercise / conversionCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004226 · doc4.xml · nonDerivative · entry 2

Broader Shelley G. · CIK 0001426843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 14:49 UTC Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004222 · doc4.xml · derivative · entry 4

Saltzman Robert · CIK 0001419558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2018-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: Of the 2,000 RSUs granted, 60% vested on 2/22/2016, 20% on 2/22/2017, and 20% will vest on 2/22/2018.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 14:49 UTC Exercise / conversionCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004222 · doc4.xml · nonDerivative · entry 2

Saltzman Robert · CIK 0001419558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 20:06 UTC
Elwyn Tashtego SPresident - RJA
SaleCommon Stock 4,000 $79.21 $316,823.20
Disclosure

SEC source: 0001225208-17-003910 · doc4.xml · nonDerivative · entry 2

Elwyn Tashtego S · CIK 0001601145 · President - RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,425

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $79.20 to $79.23.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 19:09 UTC
Raney Steven MPresident & CEO RJBank
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $48.20 $0.00
Disclosure

SEC source: 0001225208-17-004064 · doc4.xml · derivative · entry 5

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 7,500 shares

Expires 2020-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Of the 12,500 employee stock options granted, 60% vested on 11/21/2016, 20% will vest on 11/21/2017, and 20% on 11/21/2018.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 19:09 UTC
Raney Steven MPresident & CEO RJBank
Tax withholdingCommon Stock 5,385 $79.24 $426,707.40
Disclosure

SEC source: 0001225208-17-004064 · doc4.xml · nonDerivative · entry 2

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,014

Read SEC document
February 21, 2017 Filed Feb 22, 2017 19:09 UTC
Raney Steven MPresident & CEO RJBank
Exercise / conversionCommon Stock 7,500 $48.20 $361,500.00
Disclosure

SEC source: 0001225208-17-004064 · doc4.xml · nonDerivative · entry 1

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:10 UTC Exercise / conversionRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004314 · doc4.xml · derivative · entry 2

Esty Benjamin · CIK 0001325337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 1,200 shares

Expires 2019-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: Of the 2,000 RSUs granted, 60% vested on 2/21/2017, 20% will vest on 2/21/2018, and 20% on 2/21/2019.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:10 UTC Exercise / conversionCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004314 · doc4.xml · nonDerivative · entry 1

Esty Benjamin · CIK 0001325337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 19:21 UTC Exercise / conversionRestricted Stock Units · Derivative 1,380 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004246 · doc4.xml · derivative · entry 3

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920

Underlying: Common Stock · 1,380 shares

Expires 2019-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: Of the 2,300 RSUs granted, 60% vested on 2/21/2017, 20% will vest on 2/21/2018 and 20% on 2/21/2019.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 19:21 UTC Exercise / conversionCommon Stock 1,380 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004246 · doc4.xml · nonDerivative · entry 1

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 16:27 UTC Exercise / conversionRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004232 · doc4.xml · derivative · entry 2

Edwards Jeffrey N · CIK 0001293146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 1,200 shares

Expires 2019-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: Of the 2,000 RSUs granted, 60% vested on 2/21/2017, 20% will vest on 2/21/2018, and 20% on 2/21/2019.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 16:27 UTC Exercise / conversionCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004232 · doc4.xml · nonDerivative · entry 1

Edwards Jeffrey N · CIK 0001293146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 15:51 UTC Exercise / conversionRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004228 · doc4.xml · derivative · entry 3

STORY SUSAN N · CIK 0001233549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 1,200 shares

Expires 2019-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: Of the 2,000 RSUs granted, 60% vested on 2/21/2017, 20% will vest on 2/21/2018, and 20% on 2/21/2019.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 15:51 UTC Exercise / conversionCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004228 · doc4.xml · nonDerivative · entry 1

STORY SUSAN N · CIK 0001233549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,914.532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 15:39 UTC Exercise / conversionRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004226 · doc4.xml · derivative · entry 3

Broader Shelley G. · CIK 0001426843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 1,200 shares

Expires 2019-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: Of the 2,000 RSUs granted, 60% vested on 2/21/2017, 20% will vest on 2/21/2018, and 20% on 2/21/2019.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 15:39 UTC Exercise / conversionCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004226 · doc4.xml · nonDerivative · entry 1

Broader Shelley G. · CIK 0001426843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 14:49 UTC Exercise / conversionRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004222 · doc4.xml · derivative · entry 3

Saltzman Robert · CIK 0001419558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 1,200 shares

Expires 2019-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: Of the 2,000 RSUs granted, 60% vested on 2/21/2017, 20% will vest on 2/21/2018, and 20% on 2/21/2019.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 14:49 UTC Exercise / conversionCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004222 · doc4.xml · nonDerivative · entry 1

Saltzman Robert · CIK 0001419558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 22:14 UTC GrantRestricted Stock Units · Derivative 300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003964 · doc4.xml · derivative · entry 2

Johnson Gordon L · CIK 0001500125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 300 shares

Expires 2022-02-17

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: Of the 300 RSUs granted, 60% vests on 2/17/2020, 20% on 2/17/2021, and 20% on 2/17/2022.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:15 UTC GrantRestricted Stock Units · Derivative 1,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003965 · doc4.xml · derivative · entry 1

Broader Shelley G. · CIK 0001426843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Common Stock · 1,580 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018.

F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 14:46 UTC Exercise / conversionRestricted Stock Units · Derivative 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003831 · doc4.xml · derivative · entry 2

Saltzman Robert · CIK 0001419558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017.

F2 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 14:46 UTC Exercise / conversionCommon Stock 2,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003831 · doc4.xml · nonDerivative · entry 1

Saltzman Robert · CIK 0001419558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:30 UTC GrantRestricted Stock Units · Derivative 1,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003974 · doc4.xml · derivative · entry 1

von Arentschildt Charles · CIK 0001648867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Common Stock · 1,580 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018.

F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:29 UTC GrantRestricted Stock Units · Derivative 1,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003973 · doc4.xml · derivative · entry 1

STORY SUSAN N · CIK 0001233549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Common Stock · 1,580 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018.

F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:26 UTC GrantRestricted Stock Units · Derivative 1,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003969 · doc4.xml · derivative · entry 1

Saltzman Robert · CIK 0001419558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Common Stock · 1,580 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018.

F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:21 UTC GrantRestricted Stock Units · Derivative 1,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003968 · doc4.xml · derivative · entry 1

MCGEARY RODERICK C · CIK 0001206884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Common Stock · 1,580 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018.

F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:20 UTC GrantRestricted Stock Units · Derivative 1,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003967 · doc4.xml · derivative · entry 1

Esty Benjamin · CIK 0001325337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Common Stock · 1,580 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018.

F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.