person · Reporting owner

von Arentschildt Charles

Disclosed activity across 1 company

Tapewire entity: 142393
SEC CIK: 0001648867

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
RAYMOND JAMES FINANCIAL INCRJF · Entity 3126	Director	February 18, 2021	February 22, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RAYMOND JAMES FINANCIAL INC

Report date February 18, 2021 · Filed February 22, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	10,429	Reported balance After 2021-02-18 transaction · row 1 1 source row Row 1 · 2021-02-18 · Exercise / conversion · Acquired 1,481 · Balance 10,429 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	2,764	Reported balance After 2021-02-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-02-18 · Grant · Acquired 1,283 · Balance 2,764 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2022.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	1,283	Reported balance After 2021-02-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-02-18 · Exercise / conversion · Disposed 1,481 · Balance 1,283 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2022.

F3: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 18, 2021 Filed Feb 22, 2021 14:28 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	Exercise / conversionRestricted Stock Units · Derivative	1,481	$0.00	$0.00	Disclosure SEC source: 0001225208-21-003255 · doc4.xml · derivative · entry 3 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,283 Underlying: Common Stock · 1,481 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document
February 18, 2021 Filed Feb 22, 2021 14:28 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	GrantRestricted Stock Units · Derivative	1,283	$0.00	$0.00	Disclosure SEC source: 0001225208-21-003255 · doc4.xml · derivative · entry 2 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,764 Underlying: Common Stock · 1,283 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2022. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2022. Read SEC document
February 18, 2021 Filed Feb 22, 2021 14:28 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	Exercise / conversionCommon Stock	1,481	$0.00	$0.00	Disclosure SEC source: 0001225208-21-003255 · doc4.xml · nonDerivative · entry 1 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document
February 20, 2020 Filed Feb 24, 2020 20:43 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	Exercise / conversionRestricted Stock Units · Derivative	1,789	$0.00	$0.00	Disclosure SEC source: 0001225208-20-003249 · doc4.xml · derivative · entry 3 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,481 Underlying: Common Stock · 1,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document
February 20, 2020 Filed Feb 24, 2020 20:43 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	GrantRestricted Stock Units · Derivative	1,481	$0.00	$0.00	Disclosure SEC source: 0001225208-20-003249 · doc4.xml · derivative · entry 2 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,270 Underlying: Common Stock · 1,481 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2021. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2021. Read SEC document
February 20, 2020 Filed Feb 24, 2020 20:43 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	Exercise / conversionCommon Stock	1,789	$0.00	$0.00	Disclosure SEC source: 0001225208-20-003249 · doc4.xml · nonDerivative · entry 1 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document
February 28, 2019 Filed Mar 4, 2019 14:01 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	Exercise / conversionRestricted Stock Units · Derivative	1,644	$0.00	$0.00	Disclosure SEC source: 0001225208-19-004251 · doc4.xml · derivative · entry 3 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,789 Underlying: Common Stock · 1,644 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document
February 28, 2019 Filed Mar 4, 2019 14:01 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	GrantRestricted Stock Units · Derivative	1,789	$0.00	$0.00	Disclosure SEC source: 0001225208-19-004251 · doc4.xml · derivative · entry 2 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,433 Underlying: Common Stock · 1,789 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2020. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2020. Read SEC document
February 28, 2019 Filed Mar 4, 2019 14:01 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	Exercise / conversionCommon Stock	1,644	$0.00	$0.00	Disclosure SEC source: 0001225208-19-004251 · doc4.xml · nonDerivative · entry 1 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document
February 22, 2018 Filed Feb 26, 2018 18:38 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	Exercise / conversionRestricted Stock Units · Derivative	1,580	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-18-004087 · doc4.xml · derivative · entry 3 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2018. F3 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2018. Read SEC document
February 22, 2018 Filed Feb 26, 2018 18:38 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	GrantRestricted Stock Units · Derivative	1,644	$0.00	$0.00	Disclosure SEC source: 0001225208-18-004087 · doc4.xml · derivative · entry 2 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,644 Underlying: Common Stock · 1,644 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019. F2 · derivative.expiration_date: The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019. Read SEC document
February 22, 2018 Filed Feb 26, 2018 18:38 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	Exercise / conversionCommon Stock	1,580	$0.00	$0.00	Disclosure SEC source: 0001225208-18-004087 · doc4.xml · nonDerivative · entry 1 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:30 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	GrantRestricted Stock Units · Derivative	1,580	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-17-003974 · doc4.xml · derivative · entry 1 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580 Underlying: Common Stock · 1,580 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018. Read SEC document
February 16, 2017 Filed Feb 21, 2017 13:59 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	Exercise / conversionRestricted Stock Units · Derivative	2,849	$0.00	$0.00	Disclosure SEC source: 0001225208-17-003822 · doc4.xml · derivative · entry 2 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. F2 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. Read SEC document
February 16, 2017 Filed Feb 21, 2017 13:59 UTC	RAYMOND JAMES FINANCIAL INC RJF · Entity 3126	Exercise / conversionCommon Stock	2,849	$0.00	$0.00	Disclosure SEC source: 0001225208-17-003822 · doc4.xml · nonDerivative · entry 1 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.