Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL INCRJF · Entity 3126 | Executive Chair RJBank | July 27, 2026 | July 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RAYMOND JAMES FINANCIAL INC
Report date July 27, 2026 · Filed July 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,046 |
Reported balance
After 2026-07-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-27 · Sale · Disposed 5,770 · Balance 43,046 F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2: Reflects the weighted average sale price. The range of prices for such transaction was $172.83 to $173.13. F3: Includes 40 shares of common stock acquired on March 3, 2026 and 43 shares of common stock acquired on June 2, 2026 pursuant to the registrant's Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | IndirectESOP | 3,224 |
Reported balance
Holding disclosure · report date 2026-07-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,224 F4: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through July 27, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average sale price. The range of prices for such transaction was $172.83 to $173.13.
F3: Includes 40 shares of common stock acquired on March 3, 2026 and 43 shares of common stock acquired on June 2, 2026 pursuant to the registrant's Employee Stock Purchase Plan.
F4: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through July 27, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2026 Filed Jul 28, 2026 20:35 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 5,770 | $172.97 | $998,032.86 |
DisclosureSEC source: 0001225208-26-006757 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,046 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $172.83 to $173.13. F3 · balance_after: Includes 40 shares of common stock acquired on March 3, 2026 and 43 shares of common stock acquired on June 2, 2026 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 13:36 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-010066 · doc4.xml · derivative · entry 10 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,488 Underlying: Common Stock · 1,488 shares Expires 2028-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 13:36 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-010066 · doc4.xml · derivative · entry 9 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,474 shares Expires 2025-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 13:36 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 3,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-010066 · doc4.xml · derivative · entry 8 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,661 Underlying: Common Stock · 3,661 shares Expires 2030-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vest 60% on 12/15/2028, 20% on 12/15/2029, and 20% on 12/15/2030. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 13:36 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 3,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-010066 · doc4.xml · derivative · entry 7 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,176 Underlying: Common Stock · 3,264 shares Expires 2027-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 12/15/2025 and will vest 20% on 12/15/2026 and 20% on 12/15/2027. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 13:36 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,207 | $163.85 | $197,766.95 |
DisclosureSEC source: 0001225208-25-010066 · doc4.xml · nonDerivative · entry 5 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,733 F2 · balance_after: Includes 39 shares of common stock acquired on December 2, 2025 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 13:36 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 705 | $163.85 | $115,514.25 |
DisclosureSEC source: 0001225208-25-010066 · doc4.xml · nonDerivative · entry 4 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,940 F2 · balance_after: Includes 39 shares of common stock acquired on December 2, 2025 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 13:36 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 547 | $163.85 | $89,625.95 |
DisclosureSEC source: 0001225208-25-010066 · doc4.xml · nonDerivative · entry 3 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,645 F2 · balance_after: Includes 39 shares of common stock acquired on December 2, 2025 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 13:36 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-010066 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 39 shares of common stock acquired on December 2, 2025 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 13:36 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 3,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-010066 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 39 shares of common stock acquired on December 2, 2025 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 02, 2025 Filed Dec 4, 2025 21:19 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 1,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-009671 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,415 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2022. Read SEC document |
| November 30, 2025 Filed Dec 2, 2025 21:58 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-009592 · doc4.xml · derivative · entry 7 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,264 Underlying: Common Stock · 1,264 shares Expires 2026-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026. Read SEC document |
| November 30, 2025 Filed Dec 2, 2025 21:58 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-009592 · doc4.xml · derivative · entry 6 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2025-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. Read SEC document |
| November 30, 2025 Filed Dec 2, 2025 21:58 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 330 | $156.54 | $51,658.20 |
DisclosureSEC source: 0001225208-25-009592 · doc4.xml · nonDerivative · entry 4 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,507 Read SEC document |
| November 30, 2025 Filed Dec 2, 2025 21:58 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 278 | $156.54 | $43,518.12 |
DisclosureSEC source: 0001225208-25-009592 · doc4.xml · nonDerivative · entry 3 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,837 Read SEC document |
| November 30, 2025 Filed Dec 2, 2025 21:58 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-009592 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2025 Filed Dec 2, 2025 21:58 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-009592 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 20, 2025 Filed Nov 21, 2025 20:07 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 1,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-009334 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,351 F1 · balance_after: Includes 40 shares of common stock acquired on March 4, 2025, 42 shares of common stock acquired on June 3, 2025, and 37 shares of common stock acquired on September 3, 2025, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 20:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 541 | $155.33 | $84,033.53 |
DisclosureSEC source: 0001225208-25-000162 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,843 Read SEC document |
| December 15, 2024 Filed Dec 17, 2024 18:02 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010876 · doc4.xml · derivative · entry 6 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,452 shares Expires 2024-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2024 Filed Dec 17, 2024 18:02 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 537 | $160.49 | $86,183.13 |
DisclosureSEC source: 0001225208-24-010876 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,384 F2 · balance_after: Includes 37 shares of common stock acquired on December 3, 2024, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2024 Filed Dec 17, 2024 18:02 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010876 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 37 shares of common stock acquired on December 3, 2024, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 18:02 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010876 · doc4.xml · derivative · entry 5 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,325 Underlying: Common Stock · 1,325 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 18:02 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 3,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010876 · doc4.xml · derivative · entry 4 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,741 Underlying: Common Stock · 3,741 shares Expires 2029-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 12/15/2027, 20% on 12/15/2028, and 20% on 12/15/2029. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 22:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 3,709 | $167.39 | $620,845.06 |
DisclosureSEC source: 0001225208-24-010480 · doc4.xml · nonDerivative · entry 8 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,432 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F5 · price: Reflects the weighted average sale price. The range of prices for such transaction was $167.09 to $167.46. Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 22:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 3,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010480 · doc4.xml · derivative · entry 11 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,528 Underlying: Common Stock · 3,793 shares Expires 2026-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F8 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026. Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 22:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010480 · doc4.xml · derivative · entry 10 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2025-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F7 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025. Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 22:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,135 | $169.28 | $192,132.80 |
DisclosureSEC source: 0001225208-24-010480 · doc4.xml · nonDerivative · entry 7 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,141 Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 22:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 449 | $169.28 | $76,006.72 |
DisclosureSEC source: 0001225208-24-010480 · doc4.xml · nonDerivative · entry 6 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,276 Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 22:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010480 · doc4.xml · nonDerivative · entry 5 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 22:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 3,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010480 · doc4.xml · nonDerivative · entry 4 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 29, 2024 Filed Dec 3, 2024 22:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 9,465 | $169.59 | $1,605,152.31 |
DisclosureSEC source: 0001225208-24-010480 · doc4.xml · nonDerivative · entry 3 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,432 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction was $169.04 to $169.92. Read SEC document |
| November 29, 2024 Filed Dec 3, 2024 22:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 1,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010480 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,897 Read SEC document |
| November 29, 2024 Filed Dec 3, 2024 22:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 671 | $170.10 | $114,137.17 |
DisclosureSEC source: 0001225208-24-010480 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,073 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $170.03 to $170.20. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 21:18 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 2,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010214 · doc4.xml · nonDerivative · entry 3 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,744 F3 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2021. F2 · balance_after: Includes 51 shares of common stock acquired on June 4, 2024 and 52 shares of common stock acquired on September 4, 2024, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:18 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010214 · doc4.xml · derivative · entry 5 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2024-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:18 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 330 | $163.78 | $54,047.40 |
DisclosureSEC source: 0001225208-24-010214 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,282 F2 · balance_after: Includes 51 shares of common stock acquired on June 4, 2024 and 52 shares of common stock acquired on September 4, 2024, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:18 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010214 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · Executive Chair RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 51 shares of common stock acquired on June 4, 2024 and 52 shares of common stock acquired on September 4, 2024, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| April 26, 2024 Filed Apr 29, 2024 18:41 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 4,174 | $121.01 | $505,107.43 |
DisclosureSEC source: 0001225208-24-005304 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,009 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $120.56 to $121.41. F3 · balance_after: Includes 52 shares of common stock acquired on March 4, 2024, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 19:53 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 487 | $111.50 | $54,300.50 |
DisclosureSEC source: 0001225208-24-000186 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,131 Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 13:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-011164 · doc4.xml · derivative · entry 7 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,691 Underlying: Common Stock · 1,691 shares Expires 2026-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 13:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-011164 · doc4.xml · derivative · entry 6 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,476 shares Expires 2023-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · balance_after: The RSU grant was previously reported as covering 984 shares awarded on December 15, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 13:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 5,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-011164 · doc4.xml · derivative · entry 5 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,411 Underlying: Common Stock · 5,411 shares Expires 2028-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 12/15/2026, 20% on 12/15/2027, and 20% on 12/15/2028. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 13:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 930 | $110.42 | $102,690.60 |
DisclosureSEC source: 0001225208-23-011164 · doc4.xml · nonDerivative · entry 3 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,618 F2 · balance_after: Includes 58 shares of common stock acquired on December 4, 2023, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 13:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 546 | $110.88 | $60,540.48 |
DisclosureSEC source: 0001225208-23-011164 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,548 F2 · balance_after: Includes 58 shares of common stock acquired on December 4, 2023, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 13:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-011164 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 58 shares of common stock acquired on December 4, 2023, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 15:56 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 1,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010702 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,560 Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 21:21 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 5,531 | $106.84 | $590,905.49 |
DisclosureSEC source: 0001225208-23-010604 · doc4.xml · nonDerivative · entry 6 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,964 F3 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F4 · price: Reflects the weighted average sale price. The range of prices for such transaction was $106.79 to $106.90. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 21:21 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010604 · doc4.xml · derivative · entry 9 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 4,500 shares Expires 2025-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F7 · derivative.exercise_date: RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025. F8 · balance_after: The RSU grant was previously reported as covering 5,000 shares awarded on December 3, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 21:21 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,274 | $103.75 | $132,177.50 |
DisclosureSEC source: 0001225208-23-010604 · doc4.xml · nonDerivative · entry 5 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,495 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.