RITM

SEC source: 0001209191-19-030064 · doc4.xml · nonDerivative · entry 5

Sloves Andrew · CIK 0001679934 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian for Son

Disclosed balance after: 1,100

SEC source: 0001209191-19-030064 · doc4.xml · nonDerivative · entry 4

Sloves Andrew · CIK 0001679934 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian for Daughter

Disclosed balance after: 1,900

SEC source: 0001209191-19-030064 · doc4.xml · nonDerivative · entry 3

Sloves Andrew · CIK 0001679934 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian for Daughter

Disclosed balance after: 2,500

SEC source: 0001209191-19-027710 · doc4.xml · nonDerivative · entry 1

Saltzman David · CIK 0001574248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,887

F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $16.65 to $16.66. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-19-026805 · doc4.xml · derivative · entry 1

LENEHAN PAMELA F · CIK 0001202481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-04-30

F1 · price: Non-officer Director Stock options were granted pursuant to the issuer's Nonqualified Option and Incentive Award Plan (the "Plan"). Such options are fully vested in accordance with the terms of the Plan.

F1 · derivative.exercise_date: Non-officer Director Stock options were granted pursuant to the issuer's Nonqualified Option and Incentive Award Plan (the "Plan"). Such options are fully vested in accordance with the terms of the Plan.

SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 8

Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock, par value $0.01 per share · 75,000 shares

Expires 2028-11-08

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 7

Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock, par value $0.01 per share · 500,000 shares

Expires 2028-11-05

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 6

Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,046

Underlying: Common Stock, par value $0.01 per share · 2,046 shares

Expires 2028-09-06

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 5

Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2028-08-31

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 4

Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236

Underlying: Common Stock, par value $0.01 per share · 236 shares

Expires 2028-08-24

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 3

Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,551

Underlying: Common Stock, par value $0.01 per share · 2,551 shares

Expires 2028-08-23

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 2

Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock, par value $0.01 per share · 75,000 shares

Expires 2028-01-23

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock, par value $0.01 per share · 500,000 shares

Expires 2028-01-19

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

SEC source: 0001209191-19-012819 · doc4.xml · nonDerivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,352

F1 · kind: Shares were purchased in connection with the Issuer's public offering of common stock.

SEC source: 0001209191-19-001550 · doc4.xml · nonDerivative · entry 1

Finnerty Kevin J · CIK 0001335440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,346

F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $14.21 on 12/31/2018.

SEC source: 0001209191-19-001559 · doc4.xml · nonDerivative · entry 1

MCGINNIS ROBERT · CIK 0001525863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,689

F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $14.21 on December 31, 2018.

SEC source: 0001209191-19-001557 · doc4.xml · nonDerivative · entry 1

Tyson Alan L. · CIK 0001536275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,473

F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $14.21 on December 31, 2018.

SEC source: 0001209191-19-001539 · doc4.xml · nonDerivative · entry 1

Sloves Andrew · CIK 0001679934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,481

F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $14.21 on December 31, 2018.

SEC source: 0001209191-18-039520 · doc4.xml · derivative · entry 8

Nierenberg Michael · CIK 0001591719 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 558,708 shares

Expires 2025-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 3)

F4 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F5 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

SEC source: 0001209191-18-039520 · doc4.xml · derivative · entry 7

Nierenberg Michael · CIK 0001591719 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,150,000 shares

Expires 2025-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 3)

F4 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F5 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

SEC source: 0001209191-18-039520 · doc4.xml · nonDerivative · entry 4

Nierenberg Michael · CIK 0001591719 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935,352

F2 · kind: All of the shares sold were issued pursuant to a concurrent exercise of outstanding options.

SEC source: 0001209191-18-039520 · doc4.xml · nonDerivative · entry 3

Nierenberg Michael · CIK 0001591719 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,274,529

F1 · kind: No shares were sold. Reflects deemed surrender of shares to satisfy the exercise price due upon exercise of the associated options.

SEC source: 0001209191-18-039520 · doc4.xml · nonDerivative · entry 2

Nierenberg Michael · CIK 0001591719 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,644,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-039520 · doc4.xml · nonDerivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,085,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-034125 · doc4.xml · nonDerivative · entry 1

JACOBS DOUGLAS L · CIK 0001195064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,213

F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $18.10 on May 25, 2018.

SEC source: 0001209191-18-034129 · doc4.xml · nonDerivative · entry 1

Finnerty Kevin J · CIK 0001335440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,308

F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $18.10 on May 25, 2018.

SEC source: 0001209191-18-034128 · doc4.xml · nonDerivative · entry 1

MCGINNIS ROBERT · CIK 0001525863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,651

F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $18.10 on May 25, 2018.

SEC source: 0001209191-18-034123 · doc4.xml · nonDerivative · entry 1

Tyson Alan L. · CIK 0001536275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,435

F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $18.10 on May 25, 2018.

SEC source: 0001209191-18-034133 · doc4.xml · nonDerivative · entry 1

Saltzman David · CIK 0001574248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,713

F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $18.10 on May 25, 2018.

SEC source: 0001209191-18-034118 · doc4.xml · nonDerivative · entry 1

Sloves Andrew · CIK 0001679934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,443

F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $18.10 on May 25, 2018.

SEC source: 0001209191-18-006023 · doc4.xml · derivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,130,916

Underlying: Common Stock, par value $0.01 per share · 1,130,916 shares

Expires 2027-02-28

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

SEC source: 0001209191-18-001975 · doc4.xml · nonDerivative · entry 1

Finnerty Kevin J · CIK 0001335440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,783

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $17.44 per share on January 3, 2018.

SEC source: 0001209191-18-001980 · doc4.xml · nonDerivative · entry 1

MCGINNIS ROBERT · CIK 0001525863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,126

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $17.44 on January 3, 2018.

SEC source: 0001209191-18-001990 · doc4.xml · nonDerivative · entry 1

Tyson Alan L. · CIK 0001536275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,910

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $17.44 on January 3, 2018.

SEC source: 0001209191-18-001984 · doc4.xml · nonDerivative · entry 1

Sloves Andrew · CIK 0001679934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,918

F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $17.44 on January 3, 2018.

SEC source: 0001209191-17-036413 · doc4.xml · nonDerivative · entry 1

JACOBS DOUGLAS L · CIK 0001195064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,688

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.55 on May 26, 2017.

SEC source: 0001209191-17-036424 · doc4.xml · nonDerivative · entry 1

Finnerty Kevin J · CIK 0001335440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,483

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.55 per share on May 26, 2017.

SEC source: 0001209191-17-036453 · doc4.xml · nonDerivative · entry 1

Tyson Alan L. · CIK 0001536275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,316

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.55 on May 26, 2017.

SEC source: 0001209191-17-036432 · doc4.xml · nonDerivative · entry 1

MCGINNIS ROBERT · CIK 0001525863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,532

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock prices was $16.55 on May 26, 2017.

SEC source: 0001209191-17-036445 · doc4.xml · nonDerivative · entry 1

Sloves Andrew · CIK 0001679934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,324

F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.55 on May 26, 2017.

SEC source: 0001209191-17-036439 · doc4.xml · nonDerivative · entry 1

Saltzman David · CIK 0001574248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,188

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.55 on May 26, 2017.

SEC source: 0001209191-17-008052 · doc4.xml · nonDerivative · entry 3

Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian for daughter

Disclosed balance after: 23,850

F1 · kind: Shares were purchased in connection with the Issuer's public offering of common stock.

SEC source: 0001209191-17-008052 · doc4.xml · nonDerivative · entry 2

Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian for son

Disclosed balance after: 24,400

F1 · kind: Shares were purchased in connection with the Issuer's public offering of common stock.

SEC source: 0001209191-17-008052 · doc4.xml · nonDerivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935,352

F1 · kind: Shares were purchased in connection with the Issuer's public offering of common stock.

SEC source: 0001209191-17-012284 · doc4.xml · derivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock, par value $0.01 per share · 400,000 shares

Expires 2026-08-31

F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2)

F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period.

F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option.

F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares.

SEC source: 0001209191-17-007272 · doc4.xml · nonDerivative · entry 1

MCGINNIS ROBERT · CIK 0001525863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

SEC source: 0001209191-17-007277 · doc4.xml · nonDerivative · entry 5

Sloves Andrew · CIK 0001679934 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian for Son

Disclosed balance after: 700

F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $15.3750 to $15.3775. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-17-007277 · doc4.xml · nonDerivative · entry 4

Sloves Andrew · CIK 0001679934 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian for Daughter

Disclosed balance after: 1,500

SEC source: 0001209191-17-007277 · doc4.xml · nonDerivative · entry 2

Sloves Andrew · CIK 0001679934 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sloves Family Trust

Disclosed balance after: 20,000

SEC source: 0001209191-17-000958 · doc4.xml · nonDerivative · entry 1

Finnerty Kevin J · CIK 0001335440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,951

F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $15.81 on January 3, 2017.