Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 5, 2021 08:09 UTC |
Tyson Alan L.Director
|
GrantCommon Stock | 10,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000628 · doc4.xml · nonDerivative · entry 1 Tyson Alan L. · CIK 0001536275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,707 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.48 on January 4, 2021. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 13:02 UTC |
Sloves AndrewDirector
|
GrantCommon Stock | 10,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000625 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,715 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.48 on January 4, 2021. Read SEC document |
| December 22, 2020 Filed Feb 12, 2021 21:15 UTC |
Nierenberg MichaelDirector · Chairman, CEO & President
|
GiftCommon Stock | 301,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010122 · doc5.xml · nonDerivative · entry 5 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Son Disclosed balance after: 301,548 F1 · price: Mr. Nierenberg transferred these shares of common stock as gifts to trusts established for the benefit of his children for estate planning purposes. Read SEC document |
| December 22, 2020 Filed Feb 12, 2021 21:15 UTC |
Nierenberg MichaelDirector · Chairman, CEO & President
|
GiftCommon Stock | 301,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010122 · doc5.xml · nonDerivative · entry 4 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Daughter Disclosed balance after: 301,548 F1 · price: Mr. Nierenberg transferred these shares of common stock as gifts to trusts established for the benefit of his children for estate planning purposes. Read SEC document |
| December 22, 2020 Filed Feb 12, 2021 21:15 UTC |
Nierenberg MichaelDirector · Chairman, CEO & President
|
GiftCommon Stock | 603,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010122 · doc5.xml · nonDerivative · entry 3 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,028 F1 · price: Mr. Nierenberg transferred these shares of common stock as gifts to trusts established for the benefit of his children for estate planning purposes. Read SEC document |
| October 28, 2020 Filed Jan 22, 2021 21:22 UTC |
LENEHAN PAMELA FDirector
|
OtherCommon Stock | 660 | $7.47 | $4,930.20 |
DisclosureSEC source: 0001209191-21-004865 · doc5.xml · nonDerivative · entry 3 LENEHAN PAMELA F · CIK 0001202481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,062 F1 · balance_after: Amount includes shares acquired by the Reporting Person after Issuer's fiscal year end. Read SEC document |
| July 29, 2020 Filed Jan 22, 2021 21:22 UTC |
LENEHAN PAMELA FDirector
|
OtherCommon Stock | 402 | $8.07 | $3,244.14 |
DisclosureSEC source: 0001209191-21-004865 · doc5.xml · nonDerivative · entry 2 LENEHAN PAMELA F · CIK 0001202481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,402 F1 · balance_after: Amount includes shares acquired by the Reporting Person after Issuer's fiscal year end. Read SEC document |
| July 27, 2020 Filed Jul 28, 2020 08:44 UTC |
Tyson Alan L.Director
|
PurchaseCommon Stock | 10,000 | $7.72 | $77,184.00 |
DisclosureSEC source: 0001209191-20-043801 · doc4.xml · nonDerivative · entry 1 Tyson Alan L. · CIK 0001536275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,158 F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $7.715 to $7.719. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 16:43 UTC |
JACOBS DOUGLAS LDirector
|
GrantCommon Stock | 14,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038490 · doc4.xml · nonDerivative · entry 1 JACOBS DOUGLAS L · CIK 0001195064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,638 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $7.45 on June 19, 2020. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 20:44 UTC |
LENEHAN PAMELA FDirector
|
GrantCommon Stock | 13,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038492 · doc4.xml · nonDerivative · entry 1 LENEHAN PAMELA F · CIK 0001202481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,288 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $7.45 on June 19, 2020. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 20:41 UTC |
Finnerty Kevin JDirector
|
GrantCommon Stock | 13,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038486 · doc4.xml · nonDerivative · entry 1 Finnerty Kevin J · CIK 0001335440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,031 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $7.45 on June 19, 2020. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 16:46 UTC |
MCGINNIS ROBERTDirector
|
GrantCommon Stock | 13,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038493 · doc4.xml · nonDerivative · entry 1 MCGINNIS ROBERT · CIK 0001525863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,874 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $7.45 on June 19, 2020. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 16:51 UTC |
Tyson Alan L.Director
|
GrantCommon Stock | 13,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038501 · doc4.xml · nonDerivative · entry 1 Tyson Alan L. · CIK 0001536275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,158 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $7.45 on June 19, 2020. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 20:49 UTC |
Sloves AndrewDirector
|
GrantCommon Stock | 13,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038498 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,166 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $7.45 on June 19, 2020. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 20:47 UTC |
Saltzman DavidDirector
|
GrantCommon Stock | 13,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038496 · doc4.xml · nonDerivative · entry 1 Saltzman David · CIK 0001574248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,364 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $7.45 on June 19, 2020. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 21:50 UTC |
Sloves AndrewDirector
|
PurchaseCommon Stock | 1,200 | $7.29 | $8,746.56 |
DisclosureSEC source: 0001209191-20-033678 · doc4.xml · nonDerivative · entry 3 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian for Son Disclosed balance after: 2,300 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 21:50 UTC |
Sloves AndrewDirector
|
PurchaseCommon Stock | 1,200 | $7.28 | $8,732.64 |
DisclosureSEC source: 0001209191-20-033678 · doc4.xml · nonDerivative · entry 2 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian for Daughter Disclosed balance after: 3,100 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 21:50 UTC |
Sloves AndrewDirector
|
PurchaseCommon Stock | 1,200 | $7.31 | $8,772.96 |
DisclosureSEC source: 0001209191-20-033678 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian for Daughter Disclosed balance after: 3,700 Read SEC document |
| May 13, 2020 Filed Jan 22, 2021 21:22 UTC |
LENEHAN PAMELA FDirector
|
OtherCommon Stock | 163 | $5.78 | $942.14 |
DisclosureSEC source: 0001209191-21-004865 · doc5.xml · nonDerivative · entry 1 LENEHAN PAMELA F · CIK 0001202481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,000 F1 · balance_after: Amount includes shares acquired by the Reporting Person after Issuer's fiscal year end. Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 20:25 UTC |
Sloves AndrewDirector
|
PurchaseCommon Stock | 10,000 | $6.03 | $60,273.00 |
DisclosureSEC source: 0001209191-20-020270 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,743 F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $6.025 to $6.03. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 13:15 UTC |
LENEHAN PAMELA FDirector
|
PurchaseCommon Stock | 10,000 | $5.53 | $55,310.00 |
DisclosureSEC source: 0001209191-20-020375 · doc4.xml · nonDerivative · entry 1 LENEHAN PAMELA F · CIK 0001202481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,865 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 16:21 UTC |
MCGINNIS ROBERTDirector
|
PurchaseCommon Stock | 10,000 | $5.18 | $51,800.00 |
DisclosureSEC source: 0001209191-20-019993 · doc4.xml · nonDerivative · entry 1 MCGINNIS ROBERT · CIK 0001525863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,451 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 16:23 UTC |
Tyson Alan L.Director
|
PurchaseCommon Stock | 10,000 | $5.01 | $50,100.00 |
DisclosureSEC source: 0001209191-20-019995 · doc4.xml · nonDerivative · entry 1 Tyson Alan L. · CIK 0001536275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,735 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 20:18 UTC |
SANTORO NICOLA JRCFO, CAO and Treasurer
|
PurchaseCommon Stock | 50,000 | $5.84 | $292,000.00 |
DisclosureSEC source: 0001209191-20-019991 · doc4.xml · nonDerivative · entry 1 SANTORO NICOLA JR · CIK 0001571610 · CFO, CAO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 20:20 UTC |
Sloves AndrewDirector
|
PurchaseCommon Stock | 10,000 | $5.83 | $58,300.00 |
DisclosureSEC source: 0001209191-20-019992 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,743 Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 10:38 UTC |
Sloves AndrewDirector
|
PurchaseSeries A Preferred Shares | 1,000 | $11.00 | $11,000.00 |
DisclosureSEC source: 0001209191-20-020160 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:35 UTC |
Nierenberg MichaelDirector · Chairman, CEO & President
|
GrantStock Option (right to buy) · Derivative | 26,000 | $0.00 Strike: $15.14 | $0.00 |
DisclosureSEC source: 0001209191-20-017277 · doc4.xml · derivative · entry 5 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock, par value $0.01 per share · 26,000 shares Expires 2029-08-21 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:35 UTC |
Nierenberg MichaelDirector · Chairman, CEO & President
|
GrantStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $15.14 | $0.00 |
DisclosureSEC source: 0001209191-20-017277 · doc4.xml · derivative · entry 4 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock, par value $0.01 per share · 200,000 shares Expires 2029-08-15 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:35 UTC |
Nierenberg MichaelDirector · Chairman, CEO & President
|
GrantStock Option (right to buy) · Derivative | 124,200 | $0.00 Strike: $15.51 | $0.00 |
DisclosureSEC source: 0001209191-20-017277 · doc4.xml · derivative · entry 3 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,200 Underlying: Common Stock, par value $0.01 per share · 124,200 shares Expires 2029-07-02 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:35 UTC |
Nierenberg MichaelDirector · Chairman, CEO & President
|
GrantStock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $16.37 | $0.00 |
DisclosureSEC source: 0001209191-20-017277 · doc4.xml · derivative · entry 2 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock, par value $0.01 per share · 120,000 shares Expires 2029-02-28 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:35 UTC |
Nierenberg MichaelDirector · Chairman, CEO & President
|
GrantStock Option (right to buy) · Derivative | 800,000 | $0.00 Strike: $16.37 | $0.00 |
DisclosureSEC source: 0001209191-20-017277 · doc4.xml · derivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock, par value $0.01 per share · 800,000 shares Expires 2029-02-22 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document |
| January 23, 2020 Filed Feb 12, 2021 21:15 UTC |
Nierenberg MichaelDirector · Chairman, CEO & President
|
GiftCommon Stock | 56,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010122 · doc5.xml · nonDerivative · entry 2 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Children Disclosed balance after: 56,287 F1 · price: Mr. Nierenberg transferred these shares of common stock as gifts to trusts established for the benefit of his children for estate planning purposes. Read SEC document |
| January 23, 2020 Filed Feb 12, 2021 21:15 UTC |
Nierenberg MichaelDirector · Chairman, CEO & President
|
GiftCommon Stock | 56,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010122 · doc5.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By 2018 GRAT Disclosed balance after: 0 F1 · price: Mr. Nierenberg transferred these shares of common stock as gifts to trusts established for the benefit of his children for estate planning purposes. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 12:51 UTC |
LENEHAN PAMELA FDirector
|
GrantCommon Stock | 6,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001481 · doc4.xml · nonDerivative · entry 1 LENEHAN PAMELA F · CIK 0001202481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,865 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.11 on December 31, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 12:50 UTC |
Finnerty Kevin JDirector
|
GrantCommon Stock | 6,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001480 · doc4.xml · nonDerivative · entry 1 Finnerty Kevin J · CIK 0001335440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,608 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.11 on December 31, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 07:52 UTC |
Tyson Alan L.Director
|
GrantCommon Stock | 6,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001482 · doc4.xml · nonDerivative · entry 1 Tyson Alan L. · CIK 0001536275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,735 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.11 on December 31, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 07:52 UTC |
MCGINNIS ROBERTDirector
|
GrantCommon Stock | 6,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001483 · doc4.xml · nonDerivative · entry 1 MCGINNIS ROBERT · CIK 0001525863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,451 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.11 on December 31, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 12:49 UTC |
Sloves AndrewDirector
|
GrantCommon Stock | 6,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001479 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,743 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.11 on December 31, 2019. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 13:19 UTC |
Sloves AndrewDirector
|
PurchaseCommon Stock | 1,000 | $15.93 | $15,929.50 |
DisclosureSEC source: 0001209191-19-055601 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,535 Read SEC document |
| October 30, 2019 Filed Oct 30, 2019 17:24 UTC |
MCGINNIS ROBERTDirector
|
PurchaseCommon Stock | 4,500 | $15.73 | $70,777.35 |
DisclosureSEC source: 0001209191-19-054534 · doc4.xml · nonDerivative · entry 1 MCGINNIS ROBERT · CIK 0001525863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,243 Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:55 UTC |
Nierenberg MichaelDirector · Chairman, CEO & President
|
Exercise / conversionStock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0001209191-19-034370 · doc4.xml · derivative · entry 5 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 400,000 shares Expires 2026-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of the options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 3) F3 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F4 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:55 UTC |
Nierenberg MichaelDirector · Chairman, CEO & President
|
Tax withholdingCommon Stock, par value $0.01 per share | 348,483 | $15.25 | $5,314,365.75 |
DisclosureSEC source: 0001209191-19-034370 · doc4.xml · nonDerivative · entry 2 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046,869 F1 · kind: No shares were sold. Reflects deemed surrender of shares to satisfy the exercise price due upon exercise of the associated options. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:55 UTC |
Nierenberg MichaelDirector · Chairman, CEO & President
|
Exercise / conversionCommon Stock, par value $0.01 per share | 400,000 | $13.29 | $5,316,000.00 |
DisclosureSEC source: 0001209191-19-034370 · doc4.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2019 Filed May 28, 2019 16:21 UTC |
JACOBS DOUGLAS LDirector
|
GrantCommon Stock | 6,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032982 · doc4.xml · nonDerivative · entry 1 JACOBS DOUGLAS L · CIK 0001195064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,872 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.52 on May 24, 2019. Read SEC document |
| May 24, 2019 Filed May 28, 2019 20:20 UTC |
LENEHAN PAMELA FDirector
|
GrantCommon Stock | 2,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032980 · doc4.xml · nonDerivative · entry 1 LENEHAN PAMELA F · CIK 0001202481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,657 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.52 on May 24, 2019. Read SEC document |
| May 24, 2019 Filed May 28, 2019 20:29 UTC |
Finnerty Kevin JDirector
|
GrantCommon Stock | 6,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032998 · doc4.xml · nonDerivative · entry 1 Finnerty Kevin J · CIK 0001335440 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,400 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.52 on May 24, 2019. Read SEC document |
| May 24, 2019 Filed May 28, 2019 16:23 UTC |
MCGINNIS ROBERTDirector
|
GrantCommon Stock | 6,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032985 · doc4.xml · nonDerivative · entry 1 MCGINNIS ROBERT · CIK 0001525863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,743 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.52 on May 24, 2019. Read SEC document |
| May 24, 2019 Filed May 28, 2019 16:28 UTC |
Tyson Alan L.Director
|
GrantCommon Stock | 6,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032995 · doc4.xml · nonDerivative · entry 1 Tyson Alan L. · CIK 0001536275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,527 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.52 on May 24, 2019. Read SEC document |
| May 24, 2019 Filed May 28, 2019 20:26 UTC |
Sloves AndrewDirector
|
GrantCommon Stock | 6,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032989 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,535 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.52 on May 24, 2019. Read SEC document |
| May 24, 2019 Filed May 28, 2019 20:24 UTC |
Saltzman DavidDirector
|
GrantCommon Stock | 6,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032986 · doc4.xml · nonDerivative · entry 1 Saltzman David · CIK 0001574248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,941 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.52 on May 24, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.