Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 18, 2020 Filed Jun 22, 2020 16:40 UTC |
Sims Todd D.Director
|
GrantCommon Stock | 3,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-015455 · ownership.xml · nonDerivative · entry 1 Sims Todd D. · CIK 0001685242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,717 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 21, 2021, or the Company's next Annual Shareholder Meeting. F2 · ownership.direct: Shares are held of record by Todd Sims individually or as joint tenants with Elsie Sims. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:51 UTC |
PAULSON RANDALL EDirector
|
GrantCommon Stock | 3,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-015470 · ownership.xml · nonDerivative · entry 1 PAULSON RANDALL E · CIK 0001263385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,343 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 21, 2021, or the Company's next Annual Shareholder Meeting Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:50 UTC |
Sheldon Michael JosephDirector
|
GrantCommon Stock | 3,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-015468 · ownership.xml · nonDerivative · entry 1 Sheldon Michael Joseph · CIK 0001402601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,571 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 21, 2021, or the Company's next Annual Shareholder Meeting. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:49 UTC |
Walters MarianDirector
|
GrantCommon Stock | 3,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-015466 · ownership.xml · nonDerivative · entry 1 Walters Marian · CIK 0001782905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,701 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 21, 2021, or the Company's next Annual Shareholder Meeting. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:47 UTC |
Williams Mikel HDirector
|
GrantCommon Stock | 3,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-015464 · ownership.xml · nonDerivative · entry 1 Williams Mikel H · CIK 0001308951 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,038 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 21, 2021, or the Company's next Annual Shareholder Meeting. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:45 UTC |
D Agostino Robert PDirector
|
GrantCommon Stock | 3,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-015462 · ownership.xml · nonDerivative · entry 1 D Agostino Robert P · CIK 0001342009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,509 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 21, 2021, or the Company's next Annual Shareholder Meeting. Read SEC document |
| June 10, 2020 Filed Jun 10, 2020 15:49 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 10,689 | $22.74 | $243,093.51 |
DisclosureSEC source: 0001213900-20-014575 · ownership.xml · nonDerivative · entry 2 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,610,659 F2 · kind: This transaction was executed in multiple trades at prices ranging from $22.66 to $22.76. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 15:49 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 9,311 | $22.98 | $213,946.30 |
DisclosureSEC source: 0001213900-20-014575 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,599,970 F1 · kind: This transaction was executed in multiple trades at prices ranging from $22.71 to $23.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 13:01 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 40,000 | $20.81 | $832,260.00 |
DisclosureSEC source: 0001213900-20-014060 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,590,659 F1 · kind: This transaction was executed in multiple trades at prices ranging from $20.61 to $21.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| May 22, 2020 Filed May 26, 2020 21:25 UTC |
KELLEHER THOMAS J /ADVDirector · Co-CEO
|
Tax withholdingCommon Stock | 8,131 | $18.54 | $150,748.74 |
DisclosureSEC source: 0001213900-20-013461 · ownership.xml · nonDerivative · entry 2 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,972 F2 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on June 13, 2017, June 13, 2018 and May 24, 2019. Read SEC document |
| May 22, 2020 Filed May 26, 2020 21:29 UTC |
WEITZMAN HOWARDSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 2,872 | $18.54 | $53,246.88 |
DisclosureSEC source: 0001213900-20-013465 · ownership.xml · nonDerivative · entry 2 WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,262 F2 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on June 13, 2017, June 13, 2018 and May 24, 2019. Read SEC document |
| May 22, 2020 Filed May 26, 2020 21:26 UTC |
Forman Alan NEVP, General Counsel, Sec
|
Tax withholdingCommon Stock | 5,657 | $18.54 | $104,880.78 |
DisclosureSEC source: 0001213900-20-013462 · ownership.xml · nonDerivative · entry 2 Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,757 F2 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on June 13, 2017, June 13, 2018 and May 24, 2019. Read SEC document |
| May 22, 2020 Filed May 26, 2020 21:31 UTC |
Ahn Phillip J.CFO & Chief Operating Officer
|
Tax withholdingCommon Stock | 8,535 | $18.54 | $158,238.90 |
DisclosureSEC source: 0001213900-20-013469 · ownership.xml · nonDerivative · entry 2 Ahn Phillip J. · CIK 0001574572 · CFO & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,107 F2 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on June 13, 2017, June 13, 2018 and May 24, 2019. Read SEC document |
| May 22, 2020 Filed May 26, 2020 21:30 UTC |
Young Kenneth MPresident
|
Tax withholdingCommon Stock | 8,455 | $18.54 | $156,755.70 |
DisclosureSEC source: 0001213900-20-013467 · ownership.xml · nonDerivative · entry 2 Young Kenneth M · CIK 0001365572 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,427 F2 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on June 13, 2017, June 13, 2018 and May 24, 2019. Read SEC document |
| May 22, 2020 Filed May 26, 2020 21:27 UTC |
Moore AndrewCEO of B. Riley FBR, Inc.
|
Tax withholdingCommon Stock | 8,831 | $18.54 | $163,726.74 |
DisclosureSEC source: 0001213900-20-013463 · ownership.xml · nonDerivative · entry 2 Moore Andrew · CIK 0001746643 · CEO of B. Riley FBR, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,930 F2 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on June 13, 2017, June 13, 2018 and May 24, 2019. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:25 UTC |
KELLEHER THOMAS J /ADVDirector · Co-CEO
|
GrantCommon Stock | 41,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-013461 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,103 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2021, May 24, 2022 and May 24, 2023. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:29 UTC |
WEITZMAN HOWARDSVP, Chief Accounting Officer
|
GrantCommon Stock | 8,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-013465 · ownership.xml · nonDerivative · entry 1 WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,134 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2021, May 24, 2022 and May 24, 2023. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:26 UTC |
Forman Alan NEVP, General Counsel, Sec
|
GrantCommon Stock | 13,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-013462 · ownership.xml · nonDerivative · entry 1 Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,414 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2021, May 24, 2022 and May 24, 2023. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:31 UTC |
Ahn Phillip J.CFO & Chief Operating Officer
|
GrantCommon Stock | 19,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-013469 · ownership.xml · nonDerivative · entry 1 Ahn Phillip J. · CIK 0001574572 · CFO & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,642 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2021, May 24, 2022 and May 24, 2023. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:28 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 1,835 | $18.25 | $33,485.45 |
DisclosureSEC source: 0001213900-20-013464 · ownership.xml · nonDerivative · entry 2 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,550,659 F2 · kind: This transaction was executed in multiple trades at prices ranging from $18.235 to $18.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:28 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
GrantCommon Stock | 41,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-013464 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,548,824 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2021, May 24, 2022 and May 24, 2023. F3 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:30 UTC |
Young Kenneth MPresident
|
GrantCommon Stock | 22,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-013467 · ownership.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,882 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2021, May 24, 2022 and May 24, 2023. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:27 UTC |
Moore AndrewCEO of B. Riley FBR, Inc.
|
GrantCommon Stock | 22,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-013463 · ownership.xml · nonDerivative · entry 1 Moore Andrew · CIK 0001746643 · CEO of B. Riley FBR, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,761 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2021, May 24, 2022 and May 24, 2023. Read SEC document |
| March 20, 2020 Filed Mar 21, 2020 01:36 UTC |
ANTIN ROBERT LDirector
|
PurchaseCommon Stock | 2,000 | $18.65 | $37,300.00 |
DisclosureSEC source: 0001213900-20-007032 · ownership.xml · nonDerivative · entry 1 ANTIN ROBERT L · CIK 0000901483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,478 Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 19:44 UTC |
Moore AndrewCEO of B. Riley FBR, Inc.
|
PurchaseCommon Stock | 6,000 | $18.08 | $108,470.40 |
DisclosureSEC source: 0001213900-20-006470 · ownership.xml · nonDerivative · entry 1 Moore Andrew · CIK 0001746643 · CEO of B. Riley FBR, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,637 F1 · kind: This transaction was executed in multiple trades at prices ranging from $17.645 to $18.38. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 18:40 UTC |
Sheldon Michael JosephDirector
|
PurchaseCommon Stock | 5,327 | $18.91 | $100,733.57 |
DisclosureSEC source: 0001213900-20-006282 · ownership.xml · nonDerivative · entry 1 Sheldon Michael Joseph · CIK 0001402601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,115 F1 · kind: This transaction was executed in multiple trades at prices ranging from $18.77 to $18.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 22:53 UTC |
Young Kenneth MPresident
|
PurchaseCommon Stock | 3,500 | $20.24 | $70,824.95 |
DisclosureSEC source: 0001213900-20-006567 · ownership.xml · nonDerivative · entry 2 Young Kenneth M · CIK 0001365572 · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 13,500 F2 · kind: This transaction was executed in multiple trades at prices ranging from $20.005 to $20.70. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15. Read SEC document |
| March 13, 2020 Filed Mar 20, 2020 00:59 UTC |
Williams Mikel HDirector
|
PurchaseCommon Stock | 8,870 | $19.61 | $173,954.89 |
DisclosureSEC source: 0001213900-20-006916 · ownership.xml · nonDerivative · entry 1 Williams Mikel H · CIK 0001308951 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,582 Read SEC document |
| March 11, 2020 Filed Mar 11, 2020 22:11 UTC |
KELLEHER THOMAS J /ADVDirector · Co-CEO
|
PurchaseCommon Stock | 2,500 | $20.19 | $50,476.50 |
DisclosureSEC source: 0001213900-20-006040 · ownership.xml · nonDerivative · entry 6 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 5,600 F3 · kind: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F5 · ownership.nature: Held with dispositive power for Mary Meighan Kelleher IRA. Read SEC document |
| March 11, 2020 Filed Mar 11, 2020 22:11 UTC |
KELLEHER THOMAS J /ADVDirector · Co-CEO
|
PurchaseCommon Stock | 2,500 | $20.19 | $50,476.50 |
DisclosureSEC source: 0001213900-20-006040 · ownership.xml · nonDerivative · entry 3 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 15,100 F3 · kind: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Held by self-directed IRA: Thomas John Kelleher IRA Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 14:00 UTC |
Forman Alan NEVP, General Counsel, Sec
|
PurchaseCommon Stock | 4,000 | $20.19 | $80,763.20 |
DisclosureSEC source: 0001213900-20-006214 · ownership.xml · nonDerivative · entry 1 Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,587 F1 · kind: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 14:01 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 4,654 | $20.20 | $94,021.50 |
DisclosureSEC source: 0001213900-20-006215 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,507,342 F1 · kind: This transaction was executed in multiple trades at prices ranging from $20.10 to $20.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 14:00 UTC |
Ahn Phillip J.CFO & Chief Operating Officer
|
PurchaseCommon Stock | 4,000 | $20.21 | $80,853.20 |
DisclosureSEC source: 0001213900-20-006213 · ownership.xml · nonDerivative · entry 1 Ahn Phillip J. · CIK 0001574572 · CFO & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,284 F1 · kind: This transaction was executed in multiple trades at prices ranging from $20.15 to $20.26. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 22:11 UTC |
KELLEHER THOMAS J /ADVDirector · Co-CEO
|
PurchaseCommon Stock | 2,500 | $20.67 | $51,686.00 |
DisclosureSEC source: 0001213900-20-006040 · ownership.xml · nonDerivative · entry 5 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 3,100 F1 · kind: This transaction was executed in multiple trades at prices ranging from $20.43 to $20.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F5 · ownership.nature: Held with dispositive power for Mary Meighan Kelleher IRA. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 22:11 UTC |
KELLEHER THOMAS J /ADVDirector · Co-CEO
|
PurchaseCommon Stock | 2,500 | $20.67 | $51,686.00 |
DisclosureSEC source: 0001213900-20-006040 · ownership.xml · nonDerivative · entry 2 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 12,600 F1 · kind: This transaction was executed in multiple trades at prices ranging from $20.43 to $20.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Held by self-directed IRA: Thomas John Kelleher IRA Read SEC document |
| December 31, 2019 Filed Mar 16, 2020 22:53 UTC |
Young Kenneth MPresident
|
GrantCommon Stock | 340 | $21.40 | $7,277.02 |
DisclosureSEC source: 0001213900-20-006567 · ownership.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,758 F1 · kind: Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 05, 2019 Filed Feb 7, 2020 20:01 UTC |
KELLEHER THOMAS J /ADVDirector · Co-CEO
|
GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-002901 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 454,748 F1 · kind: Represents shares gifted from the Kelleher Family Trust to the following accounts: 500 shares each to the accounts of Lyndsey Kelleher and Mackenna Kelleher (held with dispositive power by Thomas J. Kelleher), and 500 shares to the account of Kaitlin Kelleher (held of record by Thomas J. Kelleher as UTMA custodian). F2 · ownership.nature: Held of record by Thomas J. Kelleher and M. Meighan Kelleher as Trustees for the Kelleher Family Trust. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 15:05 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 8,269 | $20.09 | $166,106.02 |
DisclosureSEC source: 0001213900-19-015987 · ownership.xml · nonDerivative · entry 2 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,502,688 F1 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 15:05 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 11,731 | $20.53 | $240,784.64 |
DisclosureSEC source: 0001213900-19-015987 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,494,419 F1 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:00 UTC |
ANTIN ROBERT LDirector
|
GrantCommon Stock | 2,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-013318 · ownership.xml · nonDerivative · entry 1 ANTIN ROBERT L · CIK 0000901483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,478 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 21, 2020, or the Company's next Annual Shareholder Meeting. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 17:02 UTC |
Sims Todd D.Director
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GrantCommon Stock | 2,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-013323 · ownership.xml · nonDerivative · entry 1 Sims Todd D. · CIK 0001685242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,261 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 21, 2020, or the Company's next Annual Shareholder Meeting. F2 · ownership.direct: Shares are held of record by Todd Sims individually or as joint tenants with Elsie Sims. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:02 UTC |
Walters MarianDirector
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GrantCommon Stock | 2,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-013325 · ownership.xml · nonDerivative · entry 1 Walters Marian · CIK 0001782905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,245 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 21, 2020, or the Company's next Annual Shareholder Meeting. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:01 UTC |
D Agostino Robert PDirector
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GrantCommon Stock | 2,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-013320 · ownership.xml · nonDerivative · entry 1 D Agostino Robert P · CIK 0001342009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,053 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 21, 2020, or the Company's next Annual Shareholder Meeting. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:02 UTC |
Williams Mikel HDirector
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GrantCommon Stock | 2,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-013326 · ownership.xml · nonDerivative · entry 1 Williams Mikel H · CIK 0001308951 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,712 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 21, 2020, or the Company's next Annual Shareholder Meeting. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:01 UTC |
Sheldon Michael JosephDirector
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GrantCommon Stock | 2,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-013322 · ownership.xml · nonDerivative · entry 1 Sheldon Michael Joseph · CIK 0001402601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,788 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 21, 2020, or the Company's next Annual Shareholder Meeting. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 22:09 UTC |
KELLEHER THOMAS J /ADVDirector · Co-CEO
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GrantPerformance Restricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-012909 · ownership.xml · derivative · entry 8 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F8 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F8 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F8 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F8 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 22:17 UTC |
WEITZMAN HOWARDSVP, Chief Accounting Officer
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GrantPerformance Restricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-012912 · ownership.xml · derivative · entry 1 WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 22:10 UTC |
Moore AndrewCEO of B. Riley FBR, Inc.
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GrantPerformance Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-012910 · ownership.xml · derivative · entry 2 Moore Andrew · CIK 0001746643 · CEO of B. Riley FBR, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F2 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F2 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F2 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F2 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 22:08 UTC |
Forman Alan NEVP, General Counsel, Sec
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GrantPerformance Restricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-012907 · ownership.xml · derivative · entry 1 Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 18:08 UTC |
Gumaer AndrewDirector · CEO of Great American Grp, LLC
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GrantPerformance Restricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-012908 · ownership.xml · derivative · entry 1 Gumaer Andrew · CIK 0001469265 · Director · CEO of Great American Grp, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.