Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRC Group Holdings, Inc.RILY · Entity 6050 | Director · CEO of Great American Grp, LLC | July 12, 2019 | July 16, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRC Group Holdings, Inc.
Report date July 12, 2019 · Filed July 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 50,000 |
Reported balance
After 2019-07-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-07-12 · Grant · Acquired 50,000 · Balance 50,000 F1: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2019 Filed Jul 16, 2019 18:08 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantPerformance Restricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-012908 · ownership.xml · derivative · entry 1 Gumaer Andrew · CIK 0001469265 · Director · CEO of Great American Grp, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. Read SEC document |
| May 24, 2019 Filed May 29, 2019 17:02 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Tax withholdingCommon Stock | 9,125 | $20.32 | $185,420.00 |
DisclosureSEC source: 0001615774-19-008616 · s118585_form4.xml · nonDerivative · entry 1 Gumaer Andrew · CIK 0001469265 · Director · CEO of Great American Grp, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,867 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2016, June 13, 2017 and June 13, 2018. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 16:15 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | OtherCommon Stock | 9,716 | $22.20 | $215,695.20 |
DisclosureSEC source: 0001615774-18-008616 · s112277_form4.xml · nonDerivative · entry 1 Gumaer Andrew · CIK 0001469265 · Director · CEO of Great American Grp, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,992 F1 · shares: Forfeiture of shares pursuant to that certain Escrow Agreement, dated as of July 31, 2009, entered into in connection with the acquisition of B. Riley Financial, Inc. (f/k/a Great American Group, Inc.) Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:30 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-18-005380 · s110864_form4.xml · nonDerivative · entry 1 Gumaer Andrew · CIK 0001469265 · Director · CEO of Great American Grp, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,708 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2019, May 22, 2020 and May 24, 2021. Read SEC document |
| May 24, 2018 Filed May 29, 2018 17:01 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Tax withholdingCommon Stock | 6,530 | $20.85 | $136,150.50 |
DisclosureSEC source: 0001615774-18-004453 · s110460_form4.xml · nonDerivative · entry 1 Gumaer Andrew · CIK 0001469265 · Director · CEO of Great American Grp, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,708 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2016 and June 13, 2017. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 18:02 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Tax withholdingCommon Stock | 3,618 | $18.30 | $66,209.40 |
DisclosureSEC source: 0001615774-17-007294 · s108413_form4.xml · nonDerivative · entry 1 Gumaer Andrew · CIK 0001469265 · Director · CEO of Great American Grp, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,238 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 9, 2015. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 17:00 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantCommon Stock | 24,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-17-003202 · s106559_form4.xml · nonDerivative · entry 1 Gumaer Andrew · CIK 0001469265 · Director · CEO of Great American Grp, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,856 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2018, May 24, 2019 and May 22, 2020. Read SEC document |
| May 24, 2017 Filed May 26, 2017 17:15 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Tax withholdingCommon Stock | 3,847 | $14.10 | $54,242.70 |
DisclosureSEC source: 0001615774-17-002767 · s106377_form4.xml · nonDerivative · entry 1 Gumaer Andrew · CIK 0001469265 · Director · CEO of Great American Grp, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,662 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2016. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 19:58 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Tax withholdingCommon Stock | 3,618 | $16.90 | $61,144.20 |
DisclosureSEC source: 0001615774-16-008901 · s104948_form4.xml · nonDerivative · entry 1 Gumaer Andrew · CIK 0001469265 · Director · CEO of Great American Grp, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,509 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 9, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.