person · Reporting owner
KELLEHER THOMAS J /ADV
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRC Group Holdings, Inc.RILY · Entity 6050 | Co-CEO | June 16, 2026 | June 24, 2026 |
| STANDARD DIVERSIFIED INC.SDOPA · Entity 147791 | Director | June 01, 2017 | June 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRC Group Holdings, Inc.
Report date June 16, 2026 · Filed June 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee note | 899,288 |
Reported balance
After 2026-06-16 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-06-16 · Gift · Disposed 3,000 · Balance 899,288 F1: Represents a bona fide gift of 3,000 shares to a trust that is unaffiliated with the reporting person and the issuer. The reporting person received no consideration in connection with this gift. F2: Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. |
| Common StockSEC Table I · non-derivative | IndirectSee note | 34,118 |
Reported balance
Holding disclosure · report date 2026-06-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 34,118 F3: Held by self-directed IRA: Thomas John Kelleher IRA. |
| Common StockSEC Table I · non-derivative | Direct | 70,541 |
Reported balance
Holding disclosure · report date 2026-06-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 70,541 |
| Common StockSEC Table I · non-derivative | IndirectBy wife | 5,600 |
Reported balance
Holding disclosure · report date 2026-06-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,600 F4: Held with dispositive power for wife. |
| Common StockSEC Table I · non-derivative | IndirectBy daughter | 3,405 |
Reported balance
Holding disclosure · report date 2026-06-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,405 F5: Held with dispositive power for a daughter. |
| Common StockSEC Table I · non-derivative | IndirectBy daughter | 3,405 |
Reported balance
Holding disclosure · report date 2026-06-16 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,405 F6: Held with dispositive power for a daughter. |
| Common StockSEC Table I · non-derivative | IndirectBy daughter | 3,405 |
Reported balance
Holding disclosure · report date 2026-06-16 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 3,405 F7: Held with dispositive power for a daughter. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a bona fide gift of 3,000 shares to a trust that is unaffiliated with the reporting person and the issuer. The reporting person received no consideration in connection with this gift.
F2: Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust.
F3: Held by self-directed IRA: Thomas John Kelleher IRA.
F4: Held with dispositive power for wife.
F5: Held with dispositive power for a daughter.
F6: Held with dispositive power for a daughter.
F7: Held with dispositive power for a daughter.
STANDARD DIVERSIFIED INC.
Report date June 01, 2017 · Filed June 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01SEC Table I · non-derivative | IndirectFamily Trust | 2,400 |
Reported balance
After 2017-06-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-06-01 · Other · Acquired 2,400 · Balance 2,400 F1: Represents compensation paid for service on Board of Directors. These shares were granted in May 2016, subject to vesting upon certain events, which vesting requirements were satisfied on June 1, 2017 upon the consummation of certain transactions by the Issuer. |
| Class B Common Stock, par value $0.01SEC Table I · non-derivative | IndirectFamily Trust | 2,400 |
Reported balance
After 2017-06-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-06-01 · Other · Acquired 2,400 · Balance 2,400 F2: On June 1, 2017, the Issuer declared a stock dividend, payable to all holders of record of Class A Common Stock on June 2, 2017, of one share of Class B Common Stock for each share of Class A Common Stock outstanding. The Class B Common Stock is convertible into shares of Class A Common Stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents compensation paid for service on Board of Directors. These shares were granted in May 2016, subject to vesting upon certain events, which vesting requirements were satisfied on June 1, 2017 upon the consummation of certain transactions by the Issuer.
F2: On June 1, 2017, the Issuer declared a stock dividend, payable to all holders of record of Class A Common Stock on June 2, 2017, of one share of Class B Common Stock for each share of Class A Common Stock outstanding. The Class B Common Stock is convertible into shares of Class A Common Stock on a one-for-one basis.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Franchise Group, Inc.
Report date August 21, 2023 · Filed August 21, 2023
Section 16 reporting ended · disclosed 2023-08-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2023-08-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-08-21 · Sale · Disposed 13,768 · Balance 0 F2: This statement is being filed by the Reporting Person. In connection with the Issuer's merger (the "Merger") with Freedom VCM Subco, Inc., a Delaware corporation ("Merger Sub") and wholly-owned subsidiary of Freedom VCM, Inc., a Delaware corporation ("Parent"), immediately prior to the effective time of the Merger and pursuant to a rollover agreement dated as of August 7, 2023, by and among the Trust, Freedom VCM Holdings, LLC ("Topco") and B. Riley Private Shares 2023-2 QP, LLC, a Delaware limited liability company ("BRQP") (the "Rollover Agreement"), the Trust contributed each share of common stock of the Issuer held by the Trust to BRQP in exchange for an interest in BRQP calculated pursuant to the Rollover Agreement. F3: (Continued from Footnote 2) Pursuant to a contribution agreement, dated as of August 21, 2023 by and among Topco, BRQP and B. Riley Private Shares 2023-2 QC, LLC, a Delaware limited liability company ("BRQC") (the "Contribution Agreement"), BRQP subsequently contributed each share of common stock of the Issuer held by BRQP to Topco in exchange for a number of common units in Topco calculated pursuant to the Contribution Agreement. F1: These shares are held by the Kelleher Family Trust (the "Trust") for which Thomas J. Kelleher (the "Reporting Person") acts as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by the Kelleher Family Trust (the "Trust") for which Thomas J. Kelleher (the "Reporting Person") acts as trustee.
F2: This statement is being filed by the Reporting Person. In connection with the Issuer's merger (the "Merger") with Freedom VCM Subco, Inc., a Delaware corporation ("Merger Sub") and wholly-owned subsidiary of Freedom VCM, Inc., a Delaware corporation ("Parent"), immediately prior to the effective time of the Merger and pursuant to a rollover agreement dated as of August 7, 2023, by and among the Trust, Freedom VCM Holdings, LLC ("Topco") and B. Riley Private Shares 2023-2 QP, LLC, a Delaware limited liability company ("BRQP") (the "Rollover Agreement"), the Trust contributed each share of common stock of the Issuer held by the Trust to BRQP in exchange for an interest in BRQP calculated pursuant to the Rollover Agreement.
F3: (Continued from Footnote 2) Pursuant to a contribution agreement, dated as of August 21, 2023 by and among Topco, BRQP and B. Riley Private Shares 2023-2 QC, LLC, a Delaware limited liability company ("BRQC") (the "Contribution Agreement"), BRQP subsequently contributed each share of common stock of the Issuer held by BRQP to Topco in exchange for a number of common units in Topco calculated pursuant to the Contribution Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2026 Filed Jun 24, 2026 21:00 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-071549 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Indirect · See note Disclosed balance after: 899,288 F1 · shares: Represents a bona fide gift of 3,000 shares to a trust that is unaffiliated with the reporting person and the issuer. The reporting person received no consideration in connection with this gift. F2 · ownership.nature: Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. Read SEC document |
| April 13, 2026 Filed Apr 15, 2026 22:00 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Tax withholdingCommon Stock | 22,440 | $7.23 | $162,241.20 |
DisclosureSEC source: 0001213900-26-044180 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,541 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on February 24, 2023 and March 4, 2024. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 21:00 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Disposition to issuerCommon Stock | 14,030 | $3.05 | $42,791.50 |
DisclosureSEC source: 0001213900-25-051230 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,981 F1 · shares: Represents the cash settlement on June 2, 2025 of restricted stock units (RSUs) granted on May 24, 2022 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $3.05, the closing price per share of common stock of the Company on May 30, 2025. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:30 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Disposition to issuerCommon Stock | 44,109 | $4.16 | $183,493.44 |
DisclosureSEC source: 0001013762-25-000739 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,011 F1 · shares: Represents the cash settlement on March 14, 2025 of restricted stock units (RSUs) granted on each of February 24, 2023 and March 4, 2024 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $4.16, the closing price per share of common stock of the Company on March 13, 2025. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 20:30 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Tax withholdingCommon Stock | 11,254 | $24.81 | $279,211.74 |
DisclosureSEC source: 0001213900-24-049699 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,120 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 31, 2021 and May 24, 2022. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:30 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Tax withholdingCommon Stock | 5,679 | $17.56 | $99,723.24 |
DisclosureSEC source: 0001213900-24-024049 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,823 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on February 24, 2023. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 23:57 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantCommon Stock | 83,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-020549 · ownership.xml · nonDerivative · entry 2 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,502 F2 · shares: Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2025, March 15, 2026 and March 15, 2027. Read SEC document |
| December 29, 2023 Filed Mar 6, 2024 23:57 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantCommon Stock | 1 | $17.84 | $17.84 |
DisclosureSEC source: 0001213900-24-020549 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,416 F1 · shares: Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c). Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:00 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GiftCommon Stock | 4,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-096980 · ownership.xml · nonDerivative · entry 2 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Indirect · See note Disclosed balance after: 891,558 F3 · shares: Represents shares gifted by the reporting person as follows: 1,662 shares each to the accounts of his three daughters. F2 · ownership.nature: Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:00 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | PurchaseCommon Stock | 20,000 | $20.22 | $404,392.00 |
DisclosureSEC source: 0001213900-23-096980 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Indirect · See note Disclosed balance after: 896,544 F1 · shares: These transactions were executed in multiple trades at prices ranging from $20.10 to $20.25. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.nature: Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. Read SEC document |
| August 21, 2023 Filed Aug 21, 2023 21:01 UTC | Franchise Group, Inc. FRG · Entity 110293 | SaleCommon Stock, par value $0.01 per share | 13,768 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-069470 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · shares: This statement is being filed by the Reporting Person. In connection with the Issuer's merger (the "Merger") with Freedom VCM Subco, Inc., a Delaware corporation ("Merger Sub") and wholly-owned subsidiary of Freedom VCM, Inc., a Delaware corporation ("Parent"), immediately prior to the effective time of the Merger and pursuant to a rollover agreement dated as of August 7, 2023, by and among the Trust, Freedom VCM Holdings, LLC ("Topco") and B. Riley Private Shares 2023-2 QP, LLC, a Delaware limited liability company ("BRQP") (the "Rollover Agreement"), the Trust contributed each share of common stock of the Issuer held by the Trust to BRQP in exchange for an interest in BRQP calculated pursuant to the Rollover Agreement. F3 · shares: (Continued from Footnote 2) Pursuant to a contribution agreement, dated as of August 21, 2023 by and among Topco, BRQP and B. Riley Private Shares 2023-2 QC, LLC, a Delaware limited liability company ("BRQC") (the "Contribution Agreement"), BRQP subsequently contributed each share of common stock of the Issuer held by BRQP to Topco in exchange for a number of common units in Topco calculated pursuant to the Contribution Agreement. F2 · price: This statement is being filed by the Reporting Person. In connection with the Issuer's merger (the "Merger") with Freedom VCM Subco, Inc., a Delaware corporation ("Merger Sub") and wholly-owned subsidiary of Freedom VCM, Inc., a Delaware corporation ("Parent"), immediately prior to the effective time of the Merger and pursuant to a rollover agreement dated as of August 7, 2023, by and among the Trust, Freedom VCM Holdings, LLC ("Topco") and B. Riley Private Shares 2023-2 QP, LLC, a Delaware limited liability company ("BRQP") (the "Rollover Agreement"), the Trust contributed each share of common stock of the Issuer held by the Trust to BRQP in exchange for an interest in BRQP calculated pursuant to the Rollover Agreement. F3 · price: (Continued from Footnote 2) Pursuant to a contribution agreement, dated as of August 21, 2023 by and among Topco, BRQP and B. Riley Private Shares 2023-2 QC, LLC, a Delaware limited liability company ("BRQC") (the "Contribution Agreement"), BRQP subsequently contributed each share of common stock of the Issuer held by BRQP to Topco in exchange for a number of common units in Topco calculated pursuant to the Contribution Agreement. F1 · ownership.nature: These shares are held by the Kelleher Family Trust (the "Trust") for which Thomas J. Kelleher (the "Reporting Person") acts as trustee. Read SEC document |
| July 26, 2023 Filed Jul 27, 2023 12:55 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | PurchaseCommon Stock | 7,272 | $55.00 | $399,960.00 |
DisclosureSEC source: 0001213900-23-060135 · ownership.xml · nonDerivative · entry 3 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Indirect · See note Disclosed balance after: 876,544 F2 · shares: Represents stock purchased as part of public offering of common stock by the issuer. F4 · ownership.nature: Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. Read SEC document |
| July 26, 2023 Filed Jul 27, 2023 12:55 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | PurchaseCommon Stock | 1,818 | $55.00 | $99,990.00 |
DisclosureSEC source: 0001213900-23-060135 · ownership.xml · nonDerivative · entry 2 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Indirect · See note Disclosed balance after: 34,118 F2 · shares: Represents stock purchased as part of public offering of common stock by the issuer. F3 · ownership.nature: Held by self-directed IRA: Thomas John Kelleher IRA. Read SEC document |
| June 30, 2023 Filed Jul 27, 2023 12:55 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantCommon Stock | 543 | $39.08 | $21,222.07 |
DisclosureSEC source: 0001213900-23-060135 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,415 F1 · shares: Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 20:31 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Tax withholdingCommon Stock | 13,928 | $36.43 | $507,397.04 |
DisclosureSEC source: 0001213900-23-046823 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,005 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 28, 2021 and May 24, 2022. Read SEC document |
| May 24, 2023 Filed May 26, 2023 21:01 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Tax withholdingCommon Stock | 6,856 | $36.83 | $252,506.48 |
DisclosureSEC source: 0001213900-23-043579 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,933 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 21, 2020. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 14:30 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | PurchaseCommon Stock | 7,000 | $31.13 | $217,910.70 |
DisclosureSEC source: 0001213900-23-020460 · ownership.xml · nonDerivative · entry 3 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 31,248 F1 · shares: These transactions were executed in multiple trades at prices ranging from $31.055 to $31.34. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · ownership.nature: Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. Previously, certain shares were inadvertently reported in this account instead of Mr. Kelleher's direct account, we have revised herewith. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 14:30 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | PurchaseCommon Stock | 3,000 | $31.13 | $93,390.30 |
DisclosureSEC source: 0001213900-23-020460 · ownership.xml · nonDerivative · entry 2 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 32,300 F1 · shares: These transactions were executed in multiple trades at prices ranging from $31.055 to $31.34. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.nature: Held by self-directed IRA: Thomas John Kelleher IRA. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 22:34 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantCommon Stock | 49,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-015567 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,080 F1 · shares: Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2024, March 15, 2025 and March 15, 2026. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:05 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-010285 · ownership.xml · derivative · entry 8 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date. F1 · derivative.exercise_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date. F1 · derivative.expiration_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:05 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Exercise / conversionCommon Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-010285 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date. F1 · price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date. Read SEC document |
| December 21, 2022 Filed Feb 14, 2023 21:05 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GiftCommon Stock | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-011500 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,855 F1 · shares: Represents shares gifted by the reporting person as follows: 450 shares each to the accounts of his three daughters. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 20:30 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Tax withholdingCommon Stock | 6,971 | $54.07 | $376,921.97 |
DisclosureSEC source: 0001213900-22-031173 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,205 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 28, 2021. Read SEC document |
| May 24, 2022 Filed May 26, 2022 21:03 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Tax withholdingCommon Stock | 13,216 | $49.56 | $654,984.96 |
DisclosureSEC source: 0001213900-22-029788 · ownership.xml · nonDerivative · entry 2 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,176 F2 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2019 and May 21, 2020. Read SEC document |
| May 24, 2022 Filed May 26, 2022 21:03 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantCommon Stock | 42,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-029788 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,392 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2023, June 2, 2024 and June 2, 2025. Read SEC document |
| May 11, 2022 Filed May 12, 2022 16:04 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | PurchaseCommon Stock | 5,000 | $46.14 | $230,684.00 |
DisclosureSEC source: 0001213900-22-025802 · ownership.xml · nonDerivative · entry 2 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 29,300 F1 · price: These transactions were executed in multiple trades at prices ranging from $46.135 to $46.22. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Held by self-directed IRA: Thomas John Kelleher IRA. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 14:04 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | PurchaseCommon Stock | 4,300 | $58.64 | $252,153.72 |
DisclosureSEC source: 0001213900-22-010268 · ownership.xml · nonDerivative · entry 2 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 24,300 F2 · price: These transactions were executed in multiple trades at prices ranging from $58.64 to $58.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Held by self-directed IRA: Thomas John Kelleher IRA. Read SEC document |
| November 22, 2021 Filed Feb 11, 2022 22:15 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GiftCommon Stock | 579 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-007069 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,969 F1 · shares: Represents shares gifted by the reporting person as follows: 193 shares each to the accounts of his three daughters. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 21:00 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantPerformance Restricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-055491 · ownership.xml · derivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $135.00 (including reinvestment of dividends), but not before February 28, 2024, or upon a Change in Control (as defined in the 2021 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved, or Change in Control occurs within three (3) years of the grant date and the employee continues to be employed on the vesting date. F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $135.00 (including reinvestment of dividends), but not before February 28, 2024, or upon a Change in Control (as defined in the 2021 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved, or Change in Control occurs within three (3) years of the grant date and the employee continues to be employed on the vesting date. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $135.00 (including reinvestment of dividends), but not before February 28, 2024, or upon a Change in Control (as defined in the 2021 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved, or Change in Control occurs within three (3) years of the grant date and the employee continues to be employed on the vesting date. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $135.00 (including reinvestment of dividends), but not before February 28, 2024, or upon a Change in Control (as defined in the 2021 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved, or Change in Control occurs within three (3) years of the grant date and the employee continues to be employed on the vesting date. Read SEC document |
| June 30, 2021 Filed Mar 2, 2022 14:04 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantCommon Stock | 331 | $64.18 | $21,241.93 |
DisclosureSEC source: 0001213900-22-010268 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,300 F1 · shares: Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:31 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantCommon Stock | 42,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-030546 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,548 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2022, June 2, 2023 and June 2, 2024. Read SEC document |
| May 24, 2021 Filed May 26, 2021 20:20 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Tax withholdingCommon Stock | 17,348 | $73.78 | $1,279,935.44 |
DisclosureSEC source: 0001213900-21-029352 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,456 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on June 13, 2018, May 24, 2019 and May 21, 2020. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:23 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantPerformance Restricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-010674 · ownership.xml · derivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. Read SEC document |
| January 13, 2021 Filed Jan 13, 2021 13:34 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | PurchaseCommon Stock | 5,100 | $46.00 | $234,600.00 |
DisclosureSEC source: 0001213900-21-001840 · ownership.xml · nonDerivative · entry 3 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 459,848 F1 · shares: Represents stock purchased as part of a public offering of common stock by issuer. F3 · ownership.nature: Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. Read SEC document |
| January 13, 2021 Filed Jan 13, 2021 13:34 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | PurchaseCommon Stock | 4,900 | $46.00 | $225,400.00 |
DisclosureSEC source: 0001213900-21-001840 · ownership.xml · nonDerivative · entry 2 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 20,000 F1 · shares: Represents stock purchased as part of a public offering of common stock by issuer. F2 · ownership.nature: Held by self-directed IRA: Thomas John Kelleher IRA. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 01:31 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Tax withholdingCommon Stock | 99,160 | $36.78 | $3,647,104.80 |
DisclosureSEC source: 0001213900-20-043134 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,804 F1 · shares: Represents shares withheld for payment of taxes in connection with the vesting of shares from Performance Restricted Stock Units granted on July 12, 2019. Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 02:58 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-041460 · ownership.xml · derivative · entry 8 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit represented the right to receive a share of Common Stock upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) (as defined in the 2009 Stock Incentive Plan) within three (3) years of the grant date. These shares are subject to a 2-year restriction on sale or transfer. F1 · derivative.exercise_date: Each performance restricted stock unit represented the right to receive a share of Common Stock upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) (as defined in the 2009 Stock Incentive Plan) within three (3) years of the grant date. These shares are subject to a 2-year restriction on sale or transfer. F1 · derivative.expiration_date: Each performance restricted stock unit represented the right to receive a share of Common Stock upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) (as defined in the 2009 Stock Incentive Plan) within three (3) years of the grant date. These shares are subject to a 2-year restriction on sale or transfer. Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 02:58 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Exercise / conversionCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-041460 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance restricted stock unit represented the right to receive a share of Common Stock upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) (as defined in the 2009 Stock Incentive Plan) within three (3) years of the grant date. These shares are subject to a 2-year restriction on sale or transfer. F1 · price: Each performance restricted stock unit represented the right to receive a share of Common Stock upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) (as defined in the 2009 Stock Incentive Plan) within three (3) years of the grant date. These shares are subject to a 2-year restriction on sale or transfer. Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 22:04 UTC Amendment | BRC Group Holdings, Inc. RILY · Entity 6050 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-041635 · ownership.xml · derivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit represented the right to receive a share of Common Stock upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) (as defined in the 2009 Stock Incentive Plan) within three (3) years of the grant date. These shares are subject to a 2-year restriction on sale or transfer. F2 · shares: Original Form 4 inadvertently reported the PRSUs as an acquisition instead of a disposition. F1 · derivative.exercise_date: Each performance restricted stock unit represented the right to receive a share of Common Stock upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) (as defined in the 2009 Stock Incentive Plan) within three (3) years of the grant date. These shares are subject to a 2-year restriction on sale or transfer. F1 · derivative.expiration_date: Each performance restricted stock unit represented the right to receive a share of Common Stock upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) (as defined in the 2009 Stock Incentive Plan) within three (3) years of the grant date. These shares are subject to a 2-year restriction on sale or transfer. Read SEC document |
| May 22, 2020 Filed May 26, 2020 21:25 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | Tax withholdingCommon Stock | 8,131 | $18.54 | $150,748.74 |
DisclosureSEC source: 0001213900-20-013461 · ownership.xml · nonDerivative · entry 2 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,972 F2 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on June 13, 2017, June 13, 2018 and May 24, 2019. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:25 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantCommon Stock | 41,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-013461 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,103 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2021, May 24, 2022 and May 24, 2023. Read SEC document |
| March 11, 2020 Filed Mar 11, 2020 22:11 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | PurchaseCommon Stock | 2,500 | $20.19 | $50,476.50 |
DisclosureSEC source: 0001213900-20-006040 · ownership.xml · nonDerivative · entry 6 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 5,600 F3 · kind: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F5 · ownership.nature: Held with dispositive power for Mary Meighan Kelleher IRA. Read SEC document |
| March 11, 2020 Filed Mar 11, 2020 22:11 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | PurchaseCommon Stock | 2,500 | $20.19 | $50,476.50 |
DisclosureSEC source: 0001213900-20-006040 · ownership.xml · nonDerivative · entry 3 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 15,100 F3 · kind: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Held by self-directed IRA: Thomas John Kelleher IRA Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 22:11 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | PurchaseCommon Stock | 2,500 | $20.67 | $51,686.00 |
DisclosureSEC source: 0001213900-20-006040 · ownership.xml · nonDerivative · entry 5 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 3,100 F1 · kind: This transaction was executed in multiple trades at prices ranging from $20.43 to $20.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F5 · ownership.nature: Held with dispositive power for Mary Meighan Kelleher IRA. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 22:11 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | PurchaseCommon Stock | 2,500 | $20.67 | $51,686.00 |
DisclosureSEC source: 0001213900-20-006040 · ownership.xml · nonDerivative · entry 2 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 12,600 F1 · kind: This transaction was executed in multiple trades at prices ranging from $20.43 to $20.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Held by self-directed IRA: Thomas John Kelleher IRA Read SEC document |
| November 05, 2019 Filed Feb 7, 2020 20:01 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-002901 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 454,748 F1 · kind: Represents shares gifted from the Kelleher Family Trust to the following accounts: 500 shares each to the accounts of Lyndsey Kelleher and Mackenna Kelleher (held with dispositive power by Thomas J. Kelleher), and 500 shares to the account of Kaitlin Kelleher (held of record by Thomas J. Kelleher as UTMA custodian). F2 · ownership.nature: Held of record by Thomas J. Kelleher and M. Meighan Kelleher as Trustees for the Kelleher Family Trust. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 22:09 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantPerformance Restricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-012909 · ownership.xml · derivative · entry 8 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F8 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F8 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F8 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. F8 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date. Read SEC document |
| June 28, 2019 Filed Jul 16, 2019 22:09 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantCommon Stock | 1,198 | $17.73 | $21,241.74 |
DisclosureSEC source: 0001213900-19-012909 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,621 F1 · kind: Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| May 24, 2019 Filed May 29, 2019 21:01 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | GrantCommon Stock | 38,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-19-008615 · s118584_form4.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,423 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 22, 2020, May 24, 2021 and May 24, 2022. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 22:35 UTC | BRC Group Holdings, Inc. RILY · Entity 6050 | PurchaseCommon Stock | 10,000 | $16.75 | $167,512.00 |
DisclosureSEC source: 0001615774-19-004134 · s116753_form4.xml · nonDerivative · entry 2 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 10,100 F2 · ownership.nature: 100 shares included in the Thomas John Kelleher IRA account were previously reported under Mr. Kelleher's direct holdings. F3 · ownership.nature: The shares are held by self-directed IRA: Thomas John Kelleher IRA. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.