Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2026 Filed Jul 1, 2026 20:15 UTC |
Forman Alan NSee Remarks
|
Tax withholdingCommon Stock | 2,853 | $8.18 | $23,337.54 |
DisclosureSEC source: 0001213900-26-074256 · ownership.xml · nonDerivative · entry 1 Forman Alan N · CIK 0001490907 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,974 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the accelerated vesting of shares from Restricted Stock Units granted on March 4, 2024. Read SEC document |
| June 16, 2026 Filed Jun 17, 2026 00:11 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
SaleCommon Stock | 195,492 | $9.00 | $1,759,428.00 |
DisclosureSEC source: 0001213900-26-069380 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,574,236 F1 · shares: Represents shares sold in an open market transaction. F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| June 16, 2026 Filed Jun 24, 2026 21:00 UTC |
KELLEHER THOMAS J /ADVCo-CEO
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-071549 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Indirect · See note Disclosed balance after: 899,288 F1 · shares: Represents a bona fide gift of 3,000 shares to a trust that is unaffiliated with the reporting person and the issuer. The reporting person received no consideration in connection with this gift. F2 · ownership.nature: Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. Read SEC document |
| May 14, 2026 Filed May 15, 2026 20:10 UTC |
Forman Alan NEVP, General Counsel, Sec
|
SaleCommon Stock | 79,445 | $8.56 | $680,319.31 |
DisclosureSEC source: 0001213900-26-057748 · ownership.xml · nonDerivative · entry 2 Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,827 F2 · price: The sales price reported herein is a weighted average price. These shares were sold in multiple lots at prices ranging from $8.40 to $9.26 per share, in open market transactions. Reporting Party agrees to provide details of the individual transactions to the SEC upon request. Read SEC document |
| May 13, 2026 Filed May 15, 2026 20:10 UTC |
Forman Alan NEVP, General Counsel, Sec
|
SaleCommon Stock | 20,555 | $8.58 | $176,372.18 |
DisclosureSEC source: 0001213900-26-057748 · ownership.xml · nonDerivative · entry 1 Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,272 F1 · price: The sales price reported herein is a weighted average price. These shares were sold in multiple lots at prices ranging from $8.45 to $8.62 per share, in open market transactions. Reporting Party agrees to provide details of the individual transactions to the SEC upon request. Read SEC document |
| April 13, 2026 Filed Apr 15, 2026 22:00 UTC |
KELLEHER THOMAS J /ADVCo-CEO
|
Tax withholdingCommon Stock | 22,440 | $7.23 | $162,241.20 |
DisclosureSEC source: 0001213900-26-044180 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,541 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on February 24, 2023 and March 4, 2024. Read SEC document |
| April 13, 2026 Filed Apr 15, 2026 22:00 UTC |
WEITZMAN HOWARDSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 4,861 | $7.23 | $35,145.03 |
DisclosureSEC source: 0001213900-26-044181 · ownership.xml · nonDerivative · entry 1 WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,710 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on February 24, 2023 and March 4, 2024. Read SEC document |
| April 13, 2026 Filed Apr 15, 2026 22:00 UTC |
Forman Alan NEVP, General Counsel, Sec
|
Tax withholdingCommon Stock | 3,741 | $7.23 | $27,047.43 |
DisclosureSEC source: 0001213900-26-044179 · ownership.xml · nonDerivative · entry 1 Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,827 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on February 24, 2023 and March 4, 2024. Read SEC document |
| April 13, 2026 Filed Apr 15, 2026 22:00 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
Tax withholdingCommon Stock | 17,059 | $7.23 | $123,336.57 |
DisclosureSEC source: 0001213900-26-044182 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,769,728 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on February 24, 2023 and March 4, 2024. F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
ANTIN ROBERT LDirector
|
GrantCommon Stock | 33,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041180 · ownership.xml · nonDerivative · entry 3 ANTIN ROBERT L · CIK 0000901483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,914 F3 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on April 3, 2027. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
ANTIN ROBERT LDirector
|
GrantCommon Stock | 14,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041180 · ownership.xml · nonDerivative · entry 2 ANTIN ROBERT L · CIK 0000901483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,850 F2 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
ANTIN ROBERT LDirector
|
GrantCommon Stock | 3,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041180 · ownership.xml · nonDerivative · entry 1 ANTIN ROBERT L · CIK 0000901483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,155 F1 · shares: Represents shares issued for Board equity compensation. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
Labran Renee EDirector
|
GrantCommon Stock | 33,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041181 · ownership.xml · nonDerivative · entry 3 Labran Renee E · CIK 0001318558 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,152 F3 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on April 3, 2027. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
Labran Renee EDirector
|
GrantCommon Stock | 14,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041181 · ownership.xml · nonDerivative · entry 2 Labran Renee E · CIK 0001318558 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,088 F2 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
Labran Renee EDirector
|
GrantCommon Stock | 3,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041181 · ownership.xml · nonDerivative · entry 1 Labran Renee E · CIK 0001318558 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,393 F1 · shares: Represents shares issued for Board equity compensation. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
Brandt Tamara SueDirector
|
GrantCommon Stock | 33,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041182 · ownership.xml · nonDerivative · entry 3 Brandt Tamara Sue · CIK 0001900812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,614 F3 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on April 3, 2027. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
Brandt Tamara SueDirector
|
GrantCommon Stock | 14,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041182 · ownership.xml · nonDerivative · entry 2 Brandt Tamara Sue · CIK 0001900812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,550 F2 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
Brandt Tamara SueDirector
|
GrantCommon Stock | 3,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041182 · ownership.xml · nonDerivative · entry 1 Brandt Tamara Sue · CIK 0001900812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,855 F1 · shares: Represents shares issued for Board equity compensation. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
PAULSON RANDALL EDirector
|
GrantCommon Stock | 33,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041177 · ownership.xml · nonDerivative · entry 3 PAULSON RANDALL E · CIK 0001263385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,398 F3 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on April 3, 2027. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
PAULSON RANDALL EDirector
|
GrantCommon Stock | 14,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041177 · ownership.xml · nonDerivative · entry 2 PAULSON RANDALL E · CIK 0001263385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,334 F2 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
PAULSON RANDALL EDirector
|
GrantCommon Stock | 3,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041177 · ownership.xml · nonDerivative · entry 1 PAULSON RANDALL E · CIK 0001263385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,639 F1 · shares: Represents shares issued for Board equity compensation. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
D Agostino Robert PDirector
|
GrantCommon Stock | 33,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041179 · ownership.xml · nonDerivative · entry 3 D Agostino Robert P · CIK 0001342009 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,989 F3 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on April 3, 2027. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
D Agostino Robert PDirector
|
GrantCommon Stock | 14,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041179 · ownership.xml · nonDerivative · entry 2 D Agostino Robert P · CIK 0001342009 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,925 F2 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
D Agostino Robert PDirector
|
GrantCommon Stock | 3,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041179 · ownership.xml · nonDerivative · entry 1 D Agostino Robert P · CIK 0001342009 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,230 F1 · shares: Represents shares issued for Board equity compensation. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
Walters MarianDirector
|
GrantCommon Stock | 33,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041178 · ownership.xml · nonDerivative · entry 3 Walters Marian · CIK 0001782905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,980 F3 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on April 3, 2027. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
Walters MarianDirector
|
GrantCommon Stock | 14,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041178 · ownership.xml · nonDerivative · entry 2 Walters Marian · CIK 0001782905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,916 F2 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 23:00 UTC |
Walters MarianDirector
|
GrantCommon Stock | 3,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-041178 · ownership.xml · nonDerivative · entry 1 Walters Marian · CIK 0001782905 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,221 F1 · shares: Represents shares issued for Board equity compensation. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 21:01 UTC |
Yessner ScottExecutive VP and CFO
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-051623 · ownership.xml · nonDerivative · entry 1 Yessner Scott · CIK 0001741647 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 F1 · shares: Represents shares of common stock issued to Mr. Yessner pursuant to that certain employment agreement with the Company dated May 19, 2025. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 21:00 UTC |
KELLEHER THOMAS J /ADVCo-CEO
|
Disposition to issuerCommon Stock | 14,030 | $3.05 | $42,791.50 |
DisclosureSEC source: 0001213900-25-051230 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,981 F1 · shares: Represents the cash settlement on June 2, 2025 of restricted stock units (RSUs) granted on May 24, 2022 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $3.05, the closing price per share of common stock of the Company on May 30, 2025. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 21:00 UTC |
WEITZMAN HOWARDSVP, Chief Accounting Officer
|
Disposition to issuerCommon Stock | 915 | $3.05 | $2,790.75 |
DisclosureSEC source: 0001213900-25-051231 · ownership.xml · nonDerivative · entry 1 WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,571 F1 · shares: Represents the cash settlement on June 2, 2025 of restricted stock units (RSUs) granted on May 24, 2022 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $3.05, the closing price per share of common stock of the Company on May 30, 2025. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 21:00 UTC |
Forman Alan NEVP, General Counsel, Sec
|
Disposition to issuerCommon Stock | 1,373 | $3.05 | $4,187.65 |
DisclosureSEC source: 0001213900-25-051229 · ownership.xml · nonDerivative · entry 1 Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,568 F1 · shares: Represents the cash settlement on June 2, 2025 of restricted stock units (RSUs) granted on May 24, 2022 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $3.05, the closing price per share of common stock of the Company on May 30, 2025. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 21:00 UTC |
Ahn Phillip J.CFO & Chief Operating Officer
|
Disposition to issuerCommon Stock | 7,349 | $3.05 | $22,414.45 |
DisclosureSEC source: 0001213900-25-051233 · ownership.xml · nonDerivative · entry 1 Ahn Phillip J. · CIK 0001574572 · CFO & Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 285,122 F1 · shares: Represents the cash settlement on June 2, 2025 of restricted stock units (RSUs) granted on May 24, 2022 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $3.05, the closing price per share of common stock of the Company on May 30, 2025. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 21:00 UTC |
Moore AndrewCEO B. Riley Securities, Inc.
|
Disposition to issuerCommon Stock | 7,349 | $3.05 | $22,414.45 |
DisclosureSEC source: 0001213900-25-051232 · ownership.xml · nonDerivative · entry 1 Moore Andrew · CIK 0001746643 · CEO B. Riley Securities, Inc. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,420 F1 · shares: Represents the cash settlement on June 2, 2025 of restricted stock units (RSUs) granted on May 24, 2022 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $3.05, the closing price per share of common stock of the Company on May 30, 2025. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 21:00 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
Disposition to issuerCommon Stock | 14,030 | $3.05 | $42,791.50 |
DisclosureSEC source: 0001213900-25-051234 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,786,787 F1 · shares: Represents the cash settlement on June 2, 2025 of restricted stock units (RSUs) granted on May 24, 2022 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $3.05, the closing price per share of common stock of the Company on May 30, 2025. F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:30 UTC |
KELLEHER THOMAS J /ADVCo-CEO
|
Disposition to issuerCommon Stock | 44,109 | $4.16 | $183,493.44 |
DisclosureSEC source: 0001013762-25-000739 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,011 F1 · shares: Represents the cash settlement on March 14, 2025 of restricted stock units (RSUs) granted on each of February 24, 2023 and March 4, 2024 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $4.16, the closing price per share of common stock of the Company on March 13, 2025. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:30 UTC |
WEITZMAN HOWARDSVP, Chief Accounting Officer
|
Disposition to issuerCommon Stock | 9,556 | $4.16 | $39,752.96 |
DisclosureSEC source: 0001013762-25-000736 · ownership.xml · nonDerivative · entry 1 WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,486 F1 · shares: Represents the cash settlement on March 14, 2025 of restricted stock units (RSUs) granted on each of February 24, 2023 and March 4, 2024 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $4.16, the closing price per share of common stock of the Company on March 13, 2025. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:30 UTC |
Forman Alan NEVP, General Counsel, Sec
|
Disposition to issuerCommon Stock | 10,376 | $4.16 | $43,164.16 |
DisclosureSEC source: 0001013762-25-000735 · ownership.xml · nonDerivative · entry 1 Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,941 F1 · shares: Represents the cash settlement on March 14, 2025 of restricted stock units (RSUs) granted on each of February 24, 2023 and March 4, 2024 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $4.16, the closing price per share of common stock of the Company on March 13, 2025 Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:30 UTC |
Moore AndrewCEO B. Riley Securities, Inc.
|
Disposition to issuerCommon Stock | 23,044 | $4.16 | $95,863.04 |
DisclosureSEC source: 0001013762-25-000738 · ownership.xml · nonDerivative · entry 1 Moore Andrew · CIK 0001746643 · CEO B. Riley Securities, Inc. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 331,769 F1 · shares: Represents the cash settlement on March 14, 2025 of restricted stock units (RSUs) granted on each of February 24, 2023 and March 4, 2024 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $4.16, the closing price per share of common stock of the Company on March 13, 2025. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:30 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
Disposition to issuerCommon Stock | 44,109 | $4.16 | $183,493.44 |
DisclosureSEC source: 0001013762-25-000740 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,800,817 F1 · shares: Represents the cash settlement on March 14, 2025 of restricted stock units (RSUs) granted on each of February 24, 2023 and March 4, 2024 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $4.16, the closing price per share of common stock of the Company on March 13, 2025 F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 01:30 UTC |
Ahn Phillip J.CFO & Chief Operating Officer
|
Disposition to issuerCommon Stock | 22,055 | $4.16 | $91,748.80 |
DisclosureSEC source: 0001013762-25-000737 · ownership.xml · nonDerivative · entry 1 Ahn Phillip J. · CIK 0001574572 · CFO & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,471 F1 · shares: Represents the cash settlement on March 14, 2025 of restricted stock units (RSUs) granted on each of February 24, 2023 and March 4, 2024 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $4.16, the closing price per share of common stock of the Company on March 13, 2025. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 20:30 UTC |
KELLEHER THOMAS J /ADVCo-CEO
|
Tax withholdingCommon Stock | 11,254 | $24.81 | $279,211.74 |
DisclosureSEC source: 0001213900-24-049699 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,120 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 31, 2021 and May 24, 2022. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 20:30 UTC |
WEITZMAN HOWARDSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 633 | $24.81 | $15,704.73 |
DisclosureSEC source: 0001213900-24-049705 · ownership.xml · nonDerivative · entry 1 WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,042 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 31, 2021 and May 24, 2022. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 20:30 UTC |
Forman Alan NEVP, General Counsel, Sec
|
Tax withholdingCommon Stock | 988 | $24.81 | $24,512.28 |
DisclosureSEC source: 0001213900-24-049706 · ownership.xml · nonDerivative · entry 1 Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,317 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 31, 2021 and May 24, 2022. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 20:30 UTC |
Young Kenneth MPresident
|
Tax withholdingCommon Stock | 5,076 | $24.81 | $125,935.56 |
DisclosureSEC source: 0001213900-24-049703 · ownership.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,726 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 31, 2021 and May 24, 2022. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 20:30 UTC |
Moore AndrewCEO B. Riley Securities, Inc.
|
Tax withholdingCommon Stock | 5,073 | $24.81 | $125,861.13 |
DisclosureSEC source: 0001213900-24-049700 · ownership.xml · nonDerivative · entry 1 Moore Andrew · CIK 0001746643 · CEO B. Riley Securities, Inc. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 354,813 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 31, 2021 and May 24, 2022. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 20:30 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
Tax withholdingCommon Stock | 11,254 | $24.81 | $279,211.74 |
DisclosureSEC source: 0001213900-24-049701 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,844,926 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 31, 2021 and May 24, 2022. F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 20:30 UTC |
Ahn Phillip J.CFO & Chief Operating Officer
|
Tax withholdingCommon Stock | 4,086 | $24.81 | $101,373.66 |
DisclosureSEC source: 0001213900-24-049704 · ownership.xml · nonDerivative · entry 1 Ahn Phillip J. · CIK 0001574572 · CFO & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,526 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 31, 2021 and May 24, 2022. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:30 UTC |
KELLEHER THOMAS J /ADVCo-CEO
|
Tax withholdingCommon Stock | 5,679 | $17.56 | $99,723.24 |
DisclosureSEC source: 0001213900-24-024049 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,823 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on February 24, 2023. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:30 UTC |
WEITZMAN HOWARDSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 670 | $17.56 | $11,765.20 |
DisclosureSEC source: 0001213900-24-024050 · ownership.xml · nonDerivative · entry 1 WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,675 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on February 24, 2023. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:30 UTC |
Young Kenneth MPresident
|
Tax withholdingCommon Stock | 2,068 | $17.56 | $36,314.08 |
DisclosureSEC source: 0001213900-24-024053 · ownership.xml · nonDerivative · entry 3 Young Kenneth M · CIK 0001365572 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,521 F2 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on February 24, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.