Tapewire

Nasdaq · USD

RILY

BRC Group Holdings, Inc.

Export transactions ↓
Tapewire entity
6050
SEC CIK
0001464790
Parsed reports
423

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2022 Filed Aug 2, 2022 18:17 UTC PurchaseCommon Stock 25,000 $52.13 $1,303,370.00
Disclosure

SEC source: 0001213900-22-043980 · ownership.xml · nonDerivative · entry 1

PAULSON RANDALL E · CIK 0001263385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,907

F1 · shares: These transactions were executed in multiple trades at prices ranging from $50.52 to $53.17. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 13:00 UTC
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
GrantCommon Stock 10,000 $47.00 $469,993.00
Disclosure

SEC source: 0001213900-22-032631 · ownership.xml · nonDerivative · entry 2

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,894,906

F1 · shares: These transactions were executed in multiple trades at prices ranging from $48.97 to $49.00 on June 10, 2022; and in multiple trades at prices ranging from $46.995 to $47.00 on June 13, 2022. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 13:00 UTC
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
GrantCommon Stock 3,205 $49.00 $157,029.94
Disclosure

SEC source: 0001213900-22-032631 · ownership.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,884,906

F1 · shares: These transactions were executed in multiple trades at prices ranging from $48.97 to $49.00 on June 10, 2022; and in multiple trades at prices ranging from $46.995 to $47.00 on June 13, 2022. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:30 UTC Tax withholdingCommon Stock 6,971 $54.07 $376,921.97
Disclosure

SEC source: 0001213900-22-031173 · ownership.xml · nonDerivative · entry 1

KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,205

F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 28, 2021.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:32 UTC
WEITZMAN HOWARDSVP, Chief Accounting Officer
Tax withholdingCommon Stock 456 $54.07 $24,655.92
Disclosure

SEC source: 0001213900-22-031183 · ownership.xml · nonDerivative · entry 1

WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,898

F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 28, 2021.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:33 UTC
Forman Alan NEVP, General Counsel, Sec
Tax withholdingCommon Stock 703 $54.07 $38,011.21
Disclosure

SEC source: 0001213900-22-031184 · ownership.xml · nonDerivative · entry 1

Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,939

F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 28, 2021.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:35 UTC Tax withholdingCommon Stock 3,558 $54.07 $192,381.06
Disclosure

SEC source: 0001213900-22-031187 · ownership.xml · nonDerivative · entry 1

Young Kenneth M · CIK 0001365572 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,898

F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 28, 2021.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:34 UTC
Moore AndrewCEO B. Riley Securities, Inc.
Tax withholdingCommon Stock 3,652 $54.07 $197,463.64
Disclosure

SEC source: 0001213900-22-031185 · ownership.xml · nonDerivative · entry 1

Moore Andrew · CIK 0001746643 · CEO B. Riley Securities, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,105

F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 28, 2021.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:31 UTC
Ahn Phillip J.CFO & Chief Operating Officer
Tax withholdingCommon Stock 3,156 $54.07 $170,644.92
Disclosure

SEC source: 0001213900-22-031178 · ownership.xml · nonDerivative · entry 1

Ahn Phillip J. · CIK 0001574572 · CFO & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,353

F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 28, 2021.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:03 UTC Tax withholdingCommon Stock 13,216 $49.56 $654,984.96
Disclosure

SEC source: 0001213900-22-029788 · ownership.xml · nonDerivative · entry 2

KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,176

F2 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2019 and May 21, 2020.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:03 UTC GrantCommon Stock 42,092 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029788 · ownership.xml · nonDerivative · entry 1

KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,392

F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2023, June 2, 2024 and June 2, 2025.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:00 UTC GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029795 · ownership.xml · nonDerivative · entry 1

ANTIN ROBERT L · CIK 0000901483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,498

F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 2, 2023, or the Company's next Annual Shareholder Meeting.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:01 UTC
WEITZMAN HOWARDSVP, Chief Accounting Officer
Tax withholdingCommon Stock 2,643 $49.56 $130,987.08
Disclosure

SEC source: 0001213900-22-029785 · ownership.xml · nonDerivative · entry 2

WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,354

F2 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2019 and May 21, 2020.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:01 UTC
WEITZMAN HOWARDSVP, Chief Accounting Officer
GrantCommon Stock 2,746 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029785 · ownership.xml · nonDerivative · entry 1

WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,997

F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2023, June 2, 2024 and June 2, 2025.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:00 UTC
Forman Alan NEVP, General Counsel, Sec
Tax withholdingCommon Stock 4,536 $49.56 $224,804.16
Disclosure

SEC source: 0001213900-22-029792 · ownership.xml · nonDerivative · entry 2

Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,642

F2 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2019 and May 21, 2020.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:00 UTC
Forman Alan NEVP, General Counsel, Sec
GrantCommon Stock 4,119 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029792 · ownership.xml · nonDerivative · entry 1

Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,178

F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2023, June 2, 2024 and June 2, 2025.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:00 UTC GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029787 · ownership.xml · nonDerivative · entry 1

Brandt Tamara Sue · CIK 0001900812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,938

F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 2, 2023, or the Company's next Annual Shareholder Meeting.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:03 UTC
Moore AndrewCEO B. Riley Securities, Inc.
Tax withholdingCommon Stock 7,049 $49.56 $349,348.44
Disclosure

SEC source: 0001213900-22-029786 · ownership.xml · nonDerivative · entry 2

Moore Andrew · CIK 0001746643 · CEO B. Riley Securities, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,757

F2 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2019 and May 21, 2020.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:03 UTC
Moore AndrewCEO B. Riley Securities, Inc.
GrantCommon Stock 22,048 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029786 · ownership.xml · nonDerivative · entry 1

Moore Andrew · CIK 0001746643 · CEO B. Riley Securities, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,806

F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2023, June 2, 2024 and June 2, 2025.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:01 UTC Tax withholdingCommon Stock 6,868 $49.56 $340,378.08
Disclosure

SEC source: 0001213900-22-029790 · ownership.xml · nonDerivative · entry 2

Young Kenneth M · CIK 0001365572 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,456

F2 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2019 and May 21, 2020.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:01 UTC GrantCommon Stock 22,048 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029790 · ownership.xml · nonDerivative · entry 1

Young Kenneth M · CIK 0001365572 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,324

F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2023, June 2, 2024 and June 2, 2025.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:01 UTC GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029784 · ownership.xml · nonDerivative · entry 1

D Agostino Robert P · CIK 0001342009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,073

F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 2, 2023, or the Company's next Annual Shareholder Meeting.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:00 UTC GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029791 · ownership.xml · nonDerivative · entry 1

PAULSON RANDALL E · CIK 0001263385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,907

F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 2, 2023, or the Company's next Annual Shareholder Meeting

Read SEC document
May 24, 2022 Filed May 26, 2022 21:00 UTC GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029796 · ownership.xml · nonDerivative · entry 1

Walters Marian · CIK 0001782905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,564

F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 2, 2023, or the Company's next Annual Shareholder Meeting.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:00 UTC GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029789 · ownership.xml · nonDerivative · entry 1

Sheldon Michael Joseph · CIK 0001402601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,654

F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 2, 2023, or the Company's next Annual Shareholder Meeting.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:00 UTC GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029793 · ownership.xml · nonDerivative · entry 1

Labran Renee E · CIK 0001318558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,136

F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 2, 2023, or the Company's next Annual Shareholder Meeting.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:00 UTC
Ahn Phillip J.CFO & Chief Operating Officer
Tax withholdingCommon Stock 5,332 $49.56 $264,253.92
Disclosure

SEC source: 0001213900-22-029794 · ownership.xml · nonDerivative · entry 3

Ahn Phillip J. · CIK 0001574572 · CFO & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,509

F3 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2019 and May 21, 2020.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:00 UTC
Ahn Phillip J.CFO & Chief Operating Officer
GrantCommon Stock 22,048 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029794 · ownership.xml · nonDerivative · entry 2

Ahn Phillip J. · CIK 0001574572 · CFO & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,841

F2 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2023, June 2, 2024 and June 2, 2025.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:00 UTC GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029783 · ownership.xml · nonDerivative · entry 1

Williams Mikel H · CIK 0001308951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,602

F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 2, 2023, or the Company's next Annual Shareholder Meeting.

Read SEC document
May 24, 2022 Filed May 26, 2022 21:00 UTC
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
GrantCommon Stock 42,092 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-029782 · ownership.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,881,701

F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2023, June 2, 2024 and June 2, 2025.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

Read SEC document
May 23, 2022 Filed May 24, 2022 20:23 UTC
ASHER DANIEL10% owner
PurchaseCommon Stock 1,100 $49.60 $54,560.00
Disclosure

SEC source: 0001251859-22-000005 · primary_doc.xml · nonDerivative · entry 6

ASHER DANIEL · CIK 0001251859 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · thru Sphinx Trading, LP

Disclosed balance after: 1,262,493

Read SEC document
May 23, 2022 Filed May 24, 2022 20:23 UTC
ASHER DANIEL10% owner
PurchaseCommon Stock 16,100 $49.60 $798,490.77
Disclosure

SEC source: 0001251859-22-000005 · primary_doc.xml · nonDerivative · entry 5

ASHER DANIEL · CIK 0001251859 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · thru Equitec Proprietary Markers, LLC

Disclosed balance after: 1,261,393

F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC

Read SEC document
May 20, 2022 Filed May 24, 2022 20:23 UTC
ASHER DANIEL10% owner
SaleCommon Stock 1,700 $50.00 $85,000.00
Disclosure

SEC source: 0001251859-22-000005 · primary_doc.xml · nonDerivative · entry 4

ASHER DANIEL · CIK 0001251859 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · thru Equitec Proprietary Markers, LLC

Disclosed balance after: 1,245,293

F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC

Read SEC document
May 20, 2022 Filed May 24, 2022 20:23 UTC
ASHER DANIEL10% owner
SaleCommon Stock 122,700 $50.00 $6,135,000.00
Disclosure

SEC source: 0001251859-22-000005 · primary_doc.xml · nonDerivative · entry 3

ASHER DANIEL · CIK 0001251859 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · thru Equitec Proprietary Markers, LLC

Disclosed balance after: 1,246,993

F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC

Read SEC document
May 20, 2022 Filed May 24, 2022 20:23 UTC
ASHER DANIEL10% owner
SaleCommon Stock 1,100 $50.00 $55,000.00
Disclosure

SEC source: 0001251859-22-000005 · primary_doc.xml · nonDerivative · entry 2

ASHER DANIEL · CIK 0001251859 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · thru Sphinx Trading, LP

Disclosed balance after: 1,369,693

Read SEC document
May 20, 2022 Filed May 24, 2022 20:23 UTC
ASHER DANIEL10% owner
PurchaseCommon Stock 18,800 $50.09 $941,678.84
Disclosure

SEC source: 0001251859-22-000005 · primary_doc.xml · nonDerivative · entry 1

ASHER DANIEL · CIK 0001251859 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · thru Equitec Proprietary Markers, LLC

Disclosed balance after: 1,370,793

F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC

Read SEC document
May 20, 2022 Filed May 27, 2022 20:01 UTC Amendment
ASHER DANIEL10% owner
OtherCommon Stock 1,700 $45.00 $76,500.00
Disclosure

SEC source: 0001251859-22-000006 · primary_doc.xml · nonDerivative · entry 3

ASHER DANIEL · CIK 0001251859 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · thru Equitec Proprietary Markers, LLC

Disclosed balance after: 1,245,293

F3 · kind: This amendment is being made to correct the item 3 transaction code from S to X for the items set forth in table 1. These transactions were assignments on short call positions that were entered by Daniel Asher prior to the May, 13, 2022. In addition the price of the disposal (d) in item4 with respect to the 1,700 assigned shares held through Equitec Proprietary Markets has been corrected to $45

F1 · ownership.nature: the reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC

Read SEC document
May 20, 2022 Filed May 27, 2022 20:01 UTC Amendment
ASHER DANIEL10% owner
OtherCommon Stock 122,700 $50.00 $6,135,000.00
Disclosure

SEC source: 0001251859-22-000006 · primary_doc.xml · nonDerivative · entry 2

ASHER DANIEL · CIK 0001251859 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · thru Equitec Proprietary Markers, LLC

Disclosed balance after: 1,246,993

F3 · kind: This amendment is being made to correct the item 3 transaction code from S to X for the items set forth in table 1. These transactions were assignments on short call positions that were entered by Daniel Asher prior to the May, 13, 2022. In addition the price of the disposal (d) in item4 with respect to the 1,700 assigned shares held through Equitec Proprietary Markets has been corrected to $45

F1 · ownership.nature: the reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC

Read SEC document
May 20, 2022 Filed May 27, 2022 20:01 UTC Amendment
ASHER DANIEL10% owner
OtherCommon Stock 1,100 $50.00 $55,000.00
Disclosure

SEC source: 0001251859-22-000006 · primary_doc.xml · nonDerivative · entry 1

ASHER DANIEL · CIK 0001251859 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · thru Sphinx Trading

Disclosed balance after: 1,369,693

F3 · kind: This amendment is being made to correct the item 3 transaction code from S to X for the items set forth in table 1. These transactions were assignments on short call positions that were entered by Daniel Asher prior to the May, 13, 2022. In addition the price of the disposal (d) in item4 with respect to the 1,700 assigned shares held through Equitec Proprietary Markets has been corrected to $45

Read SEC document
May 19, 2022 Filed May 20, 2022 21:00 UTC
ASHER DANIEL10% owner
PurchaseCommon Stock 1,200 $49.95 $59,940.00
Disclosure

SEC source: 0001251859-22-000004 · primary_doc.xml · nonDerivative · entry 1

ASHER DANIEL · CIK 0001251859 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · thru Equitec Proprietary Markers, LLC

Disclosed balance after: 1,351,993

F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLc

Read SEC document
May 18, 2022 Filed May 19, 2022 19:59 UTC
ASHER DANIEL10% owner
PurchaseCommon Stock 21,200 $50.42 $1,068,895.52
Disclosure

SEC source: 0001251859-22-000003 · primary_doc.xml · nonDerivative · entry 1

ASHER DANIEL · CIK 0001251859 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · thru Equitec Proprietary Markers, LLC

Disclosed balance after: 1,350,793

F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC.

Read SEC document
May 17, 2022 Filed May 18, 2022 21:06 UTC
ASHER DANIEL10% owner
PurchaseCommon Stock 6,000 $49.41 $296,430.00
Disclosure

SEC source: 0001251859-22-000002 · primary_doc.xml · nonDerivative · entry 2

ASHER DANIEL · CIK 0001251859 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · thru Equitec Proprietary Markers, LLC

Disclosed balance after: 1,329,593

F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC

Read SEC document
May 17, 2022 Filed May 18, 2022 21:06 UTC
ASHER DANIEL10% owner
SaleCommon Stock 300 $51.00 $15,300.00
Disclosure

SEC source: 0001251859-22-000002 · primary_doc.xml · nonDerivative · entry 1

ASHER DANIEL · CIK 0001251859 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Thru Equitec Proprietary Markets, LLC

Disclosed balance after: 1,323,593

F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC

Read SEC document
May 16, 2022 Filed May 17, 2022 20:43 UTC
ASHER DANIEL10% owner
PurchaseCommon Stock 5,290 $49.09 $259,700.91
Disclosure

SEC source: 0001251859-22-000001 · primary_doc.xml · nonDerivative · entry 1

ASHER DANIEL · CIK 0001251859 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · thru Equitec Proprietary Markers, LLC

Disclosed balance after: 1,323,893

F1 · ownership.nature: the reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC.

Read SEC document
May 13, 2022 Filed May 13, 2022 21:09 UTC
RILEY BRYANT RDirector · Chairman and Co-CEO
PurchaseCommon Stock 50,000 $48.30 $2,414,860.00
Disclosure

SEC source: 0001213900-22-026546 · ownership.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,839,609

F1 · price: These transactions were executed in multiple trades at prices ranging from $47.91 to $48.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

Read SEC document
May 11, 2022 Filed May 12, 2022 16:04 UTC PurchaseCommon Stock 5,000 $46.14 $230,684.00
Disclosure

SEC source: 0001213900-22-025802 · ownership.xml · nonDerivative · entry 2

KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 29,300

F1 · price: These transactions were executed in multiple trades at prices ranging from $46.135 to $46.22. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Held by self-directed IRA: Thomas John Kelleher IRA.

Read SEC document
May 11, 2022 Filed May 12, 2022 16:04 UTC
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
PurchaseCommon Stock 16,296 $45.70 $744,790.75
Disclosure

SEC source: 0001213900-22-025801 · ownership.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,789,609

F1 · price: These transactions were executed in multiple trades at prices ranging from $45.55 to $45.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

Read SEC document
May 10, 2022 Filed May 10, 2022 16:38 UTC
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
PurchaseCommon Stock 50,000 $46.13 $2,306,490.00
Disclosure

SEC source: 0001213900-22-025107 · ownership.xml · nonDerivative · entry 2

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,773,313

F2 · price: These transactions were executed in multiple trades at prices ranging from $45.81 to $46.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

Read SEC document
May 09, 2022 Filed May 10, 2022 18:32 UTC PurchaseCommon Stock 408 $48.98 $19,983.84
Disclosure

SEC source: 0001213900-22-025146 · ownership.xml · nonDerivative · entry 1

Labran Renee E · CIK 0001318558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646

Read SEC document
May 09, 2022 Filed May 10, 2022 16:38 UTC
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
PurchaseCommon Stock 25,000 $48.70 $1,217,500.00
Disclosure

SEC source: 0001213900-22-025107 · ownership.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,723,313

F1 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.