person · Reporting owner

ASHER DANIEL

Disclosed activity across 6 companies

Tapewire entity: 65400
SEC CIK: 0001251859

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Angel Oak Financial Strategies Income Term Trustfins · Entity 5597	10% owner	February 11, 2021	February 12, 2021
BRC Group Holdings, Inc.RILY · Entity 6050	10% owner	May 20, 2022	May 27, 2022
ChronoScale Holdings CorpEKSO · Entity 4331	10% owner	February 19, 2026	February 20, 2026
NATIONAL HOLDINGS CORPNHLD · Entity 142239	10% owner	December 24, 2020	December 29, 2020
SEQUANS COMMUNICATIONSSQNS · Entity 7292	10% owner	January 26, 2026	January 28, 2026
Vivaldi Opportunities FundVAM · Entity 148386	10% owner	June 21, 2019	June 17, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Angel Oak Financial Strategies Income Term Trust

Report date February 11, 2021 · Filed February 12, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectbyAFOB FIP MS, LLC	1,029,454	Reported balance After 2021-02-11 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-02-11 · Sale · Disposed 50,000 · Balance 1,029,454 F1: AFO Blackberry, LLC is the managing member of AFOB FIP MS, LLC and Daniel Asher is deemed to control AFOB Blackberry, LLC. Mr Asher disclaims beneficial interest in the shares held by AFOB FIP MS, LLC except to the extent of any pecuniary interest therein.
Common StockSEC Table I · non-derivative	Indirectby Sphinx Trading	17,693	Reported balance Holding disclosure · report date 2021-02-11 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 17,693 F2: Oakmont investments, LLC is the General partner of Sphinx Trading, LP and Daniel Asher is deemed to control Oakmont Investments. Mr Asher disclaims beneficial interest in the shares held by Sphinx Trading, LP except to the extent of any pecuniary therein.
Common StockSEC Table I · non-derivative	Indirectby Castle Creek	458,256	Reported balance Holding disclosure · report date 2021-02-11 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 458,256 F3: Mr Asher is the principal of the general partner of Castle Creek Fund, LP and a limited partner in the fund. Mr Asher disclaims beneficial interest in the shares held by the fund except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: AFO Blackberry, LLC is the managing member of AFOB FIP MS, LLC and Daniel Asher is deemed to control AFOB Blackberry, LLC. Mr Asher disclaims beneficial interest in the shares held by AFOB FIP MS, LLC except to the extent of any pecuniary interest therein.

F2: Oakmont investments, LLC is the General partner of Sphinx Trading, LP and Daniel Asher is deemed to control Oakmont Investments. Mr Asher disclaims beneficial interest in the shares held by Sphinx Trading, LP except to the extent of any pecuniary therein.

F3: Mr Asher is the principal of the general partner of Castle Creek Fund, LP and a limited partner in the fund. Mr Asher disclaims beneficial interest in the shares held by the fund except to the extent of any pecuniary interest therein.

BRC Group Holdings, Inc.

Report date May 20, 2022 · Filed May 27, 2022 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectthru Sphinx Trading	1,369,693	Reported balance After 2022-05-20 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2022-05-20 · Other · Disposed 1,100 · Balance 1,369,693 F3: This amendment is being made to correct the item 3 transaction code from S to X for the items set forth in table 1. These transactions were assignments on short call positions that were entered by Daniel Asher prior to the May, 13, 2022. In addition the price of the disposal (d) in item4 with respect to the 1,700 assigned shares held through Equitec Proprietary Markets has been corrected to $45
Common StockSEC Table I · non-derivative	Indirectthru Equitec Proprietary Markers, LLC	1,245,293	Last balance in matching sequence After 2022-05-20 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2022-05-20 · Other · Disposed 122,700 · Balance 1,246,993 F3: This amendment is being made to correct the item 3 transaction code from S to X for the items set forth in table 1. These transactions were assignments on short call positions that were entered by Daniel Asher prior to the May, 13, 2022. In addition the price of the disposal (d) in item4 with respect to the 1,700 assigned shares held through Equitec Proprietary Markets has been corrected to $45 F1: the reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Row 3 · 2022-05-20 · Other · Disposed 1,700 · Balance 1,245,293 F3: This amendment is being made to correct the item 3 transaction code from S to X for the items set forth in table 1. These transactions were assignments on short call positions that were entered by Daniel Asher prior to the May, 13, 2022. In addition the price of the disposal (d) in item4 with respect to the 1,700 assigned shares held through Equitec Proprietary Markets has been corrected to $45 F1: the reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC
Common StockSEC Table I · non-derivative	IndirectThru AFOB FIP RILY, LLC	730,800	Reported balance Holding disclosure · report date 2022-05-20 · row 4 Amendment: may correct only part of an earlier disclosure. 1 source row Row 4 · Balance 730,800 F4: This amendment also corrects the amount of securities beneficially owned (Item 5) through AFOB FIP RILY, LLC. F2: AFO Blackberry, LLC is the managing member of AFOB FIP RILY, LLC and Daniel Asher is deemed to control AFO Blackberry, LLC

Filing footnotes · ownership attribution and instrument terms

F1: the reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC

F2: AFO Blackberry, LLC is the managing member of AFOB FIP RILY, LLC and Daniel Asher is deemed to control AFO Blackberry, LLC

F3: This amendment is being made to correct the item 3 transaction code from S to X for the items set forth in table 1. These transactions were assignments on short call positions that were entered by Daniel Asher prior to the May, 13, 2022. In addition the price of the disposal (d) in item4 with respect to the 1,700 assigned shares held through Equitec Proprietary Markets has been corrected to $45

F4: This amendment also corrects the amount of securities beneficially owned (Item 5) through AFOB FIP RILY, LLC.

ChronoScale Holdings Corp

Report date February 19, 2026 · Filed February 20, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectby DBA Trading, LLC	270,432	Reported balance After 2026-02-19 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-02-19 · Purchase · Acquired 15,540 · Balance 270,432 F1: Daniel Asher is the beneficial owner of DBA Trading, LLC and deemed to control share voting and dispositive power over the shares held by them.
Common StockSEC Table I · non-derivative	Direct	165,000	Reported balance Holding disclosure · report date 2026-02-19 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 165,000
Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $8.22	IndirectBy Daniel Asher Descendants Trust	2,926	Reported balance Holding disclosure · report date 2026-02-19 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 2,926 F3: None F2: Daniel Asher is the grantor of Daniel Asher Descendants Trust and deemed to control share voting and dispositive power over the shares held by them.

Filing footnotes · ownership attribution and instrument terms

F1: Daniel Asher is the beneficial owner of DBA Trading, LLC and deemed to control share voting and dispositive power over the shares held by them.

F2: Daniel Asher is the grantor of Daniel Asher Descendants Trust and deemed to control share voting and dispositive power over the shares held by them.

F3: None

NATIONAL HOLDINGS CORP

Report date December 24, 2020 · Filed December 29, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectThru Equitec Proprietary Markets, LLC	1,729,809	Last balance in matching sequence After 2020-12-29 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2020-12-24 · Purchase · Acquired 5,400 · Balance 1,716,751 F1: The reporting person controls 50% of the of the membership interest in Equitec Proprietary Markets LLc Row 2 · 2020-12-28 · Purchase · Acquired 12,837 · Balance 1,729,588 F1: The reporting person controls 50% of the of the membership interest in Equitec Proprietary Markets LLc Row 3 · 2020-12-29 · Purchase · Acquired 221 · Balance 1,729,809 F1: The reporting person controls 50% of the of the membership interest in Equitec Proprietary Markets LLc
Common StockSEC Table I · non-derivative	IndirectThru Sphinx Trading, LP	1,298,032	Reported balance Holding disclosure · report date 2020-12-24 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,298,032 F2: The reporting person is a member and president of Oakmont Investments, LLC and a general partner of Sphinx Trading, L.P.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person controls 50% of the of the membership interest in Equitec Proprietary Markets LLc

F2: The reporting person is a member and president of Oakmont Investments, LLC and a general partner of Sphinx Trading, L.P.

SEQUANS COMMUNICATIONS

Report date January 26, 2026 · Filed January 28, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectby DBA Trading, LLC	140,011,100	Reported balance After 2026-01-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-01-26 · Purchase · Acquired 12,300 · Balance 140,011,100 F1: Daniel Asher is the beneficial owner of DBA Trading, LLC and is deemed to control share voting and dispositive power over the shares held by them.
Common StockSEC Table I · non-derivative	IndirectBy AFOB FIP MS, LLC	51,344,400	Reported balance Holding disclosure · report date 2026-01-26 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 51,344,400 F2: AFO Blackberry, LLC is the managing member of AFOB FIP MS, LLC and Danien Asher is deemed to control share voting and dispositive power over the shares held by them.

Filing footnotes · ownership attribution and instrument terms

F1: Daniel Asher is the beneficial owner of DBA Trading, LLC and is deemed to control share voting and dispositive power over the shares held by them.

F2: AFO Blackberry, LLC is the managing member of AFOB FIP MS, LLC and Danien Asher is deemed to control share voting and dispositive power over the shares held by them.

Vivaldi Opportunities Fund

Report date June 21, 2019 · Filed June 17, 2020 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Sphinx Trading LP	28,210	Reported balance After 2019-06-21 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2019-06-21 · Sale · Disposed 1,580 · Balance 28,210 F1: Oakmont Investments, LLC is the general partner of Sphinx Trading LP, and Daniel Asher is deemed to control Oakmont Investments. Mr. Asher disclaims beneficial interest in the shares held by Sphinx Trading LP except to the extent of any pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy AFOB FIP MS , LLC	1,663,355	Reported balance Holding disclosure · report date 2019-06-21 · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · Balance 1,663,355 F2: AFO Blackberry LLC is the managing member of AFOB FIP MS, LLC, and Daniel Asher is deemed to control AFO Blackberry LLC. Mr. Asher disclaims beneficial interest in the shares held by AFOB FIP MS, LLC except to the extent of any pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Castle Creek Fund, LP	708,267	Reported balance Holding disclosure · report date 2019-06-21 · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · Balance 708,267 F3: Mr. Asher is the principal of the general partner of Castle Creek Fund, LP, and a limited partner in the Fund. Mr. Asher disclaims beneficial interest in shares held by the Fund except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Oakmont Investments, LLC is the general partner of Sphinx Trading LP, and Daniel Asher is deemed to control Oakmont Investments. Mr. Asher disclaims beneficial interest in the shares held by Sphinx Trading LP except to the extent of any pecuniary interest therein.

F2: AFO Blackberry LLC is the managing member of AFOB FIP MS, LLC, and Daniel Asher is deemed to control AFO Blackberry LLC. Mr. Asher disclaims beneficial interest in the shares held by AFOB FIP MS, LLC except to the extent of any pecuniary interest therein.

F3: Mr. Asher is the principal of the general partner of Castle Creek Fund, LP, and a limited partner in the Fund. Mr. Asher disclaims beneficial interest in shares held by the Fund except to the extent of any pecuniary interest therein.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 19, 2026 Filed Feb 19, 2026 16:03 UTC	ChronoScale Holdings Corp EKSO · Entity 4331	PurchaseCommon Stock	1,200	$9.60	$11,520.00	Disclosure SEC source: 0001251859-26-000011 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 259,992 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and deemed to control share voting and dispositive power over the shares held by them. Read SEC document
February 19, 2026 Filed Feb 20, 2026 16:57 UTC	ChronoScale Holdings Corp EKSO · Entity 4331	PurchaseCommon Stock	15,540	$12.30	$191,162.20	Disclosure SEC source: 0001251859-26-000013 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 270,432 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and deemed to control share voting and dispositive power over the shares held by them. Read SEC document
February 13, 2026 Filed Feb 17, 2026 15:42 UTC	ChronoScale Holdings Corp EKSO · Entity 4331	PurchaseCommon Stock	16,100	$8.96	$144,273.71	Disclosure SEC source: 0001251859-26-000010 · primary_doc.xml · nonDerivative · entry 8 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 258,792 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and deemed to control share voting and dispositive power over the shares held by them. Read SEC document
February 13, 2026 Filed Feb 17, 2026 15:42 UTC	ChronoScale Holdings Corp EKSO · Entity 4331	PurchaseCommon Stock	11,092	$9.14	$101,413.05	Disclosure SEC source: 0001251859-26-000010 · primary_doc.xml · nonDerivative · entry 7 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 242,692 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and deemed to control share voting and dispositive power over the shares held by them. Read SEC document
February 12, 2026 Filed Feb 17, 2026 15:42 UTC	ChronoScale Holdings Corp EKSO · Entity 4331	PurchaseCommon Stock	30,124	$9.69	$291,841.31	Disclosure SEC source: 0001251859-26-000010 · primary_doc.xml · nonDerivative · entry 6 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 231,600 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and deemed to control share voting and dispositive power over the shares held by them. Read SEC document
February 12, 2026 Filed Feb 17, 2026 15:42 UTC	ChronoScale Holdings Corp EKSO · Entity 4331	PurchaseCommon Stock	8,908	$9.18	$81,814.64	Disclosure SEC source: 0001251859-26-000010 · primary_doc.xml · nonDerivative · entry 5 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 201,476 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and deemed to control share voting and dispositive power over the shares held by them. Read SEC document
February 11, 2026 Filed Feb 17, 2026 15:42 UTC	ChronoScale Holdings Corp EKSO · Entity 4331	PurchaseCommon Stock	20,611	$9.69	$199,770.06	Disclosure SEC source: 0001251859-26-000010 · primary_doc.xml · nonDerivative · entry 4 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 192,568 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and deemed to control share voting and dispositive power over the shares held by them. Read SEC document
February 10, 2026 Filed Feb 17, 2026 15:42 UTC	ChronoScale Holdings Corp EKSO · Entity 4331	PurchaseCommon Stock	10,200	$9.92	$101,224.80	Disclosure SEC source: 0001251859-26-000010 · primary_doc.xml · nonDerivative · entry 3 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 171,957 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and deemed to control share voting and dispositive power over the shares held by them. Read SEC document
February 09, 2026 Filed Feb 17, 2026 15:42 UTC	ChronoScale Holdings Corp EKSO · Entity 4331	PurchaseCommon Stock	4,800	$9.96	$47,820.00	Disclosure SEC source: 0001251859-26-000010 · primary_doc.xml · nonDerivative · entry 2 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 161,757 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and deemed to control share voting and dispositive power over the shares held by them. Read SEC document
February 06, 2026 Filed Feb 17, 2026 15:42 UTC	ChronoScale Holdings Corp EKSO · Entity 4331	PurchaseCommon Stock	194	$9.86	$1,911.91	Disclosure SEC source: 0001251859-26-000010 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 156,957 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and deemed to control share voting and dispositive power over the shares held by them. Read SEC document
January 26, 2026 Filed Jan 28, 2026 16:31 UTC	SEQUANS COMMUNICATIONS SQNS · Entity 7292	PurchaseCommon Stock	12,300	$5.12	$62,973.54	Disclosure SEC source: 0001251859-26-000008 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 140,011,100 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and is deemed to control share voting and dispositive power over the shares held by them. Read SEC document
January 21, 2026 Filed Jan 22, 2026 17:09 UTC	SEQUANS COMMUNICATIONS SQNS · Entity 7292	PurchaseCommon Stock	22,600	$5.24	$118,430.78	Disclosure SEC source: 0001251859-26-000007 · primary_doc.xml · nonDerivative · entry 2 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 1,895,678 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and deemed to control share voting and dispositive power over the shares held by them. Read SEC document
January 20, 2026 Filed Jan 22, 2026 17:09 UTC	SEQUANS COMMUNICATIONS SQNS · Entity 7292	PurchaseCommon Stock	19,660	$5.29	$104,082.01	Disclosure SEC source: 0001251859-26-000007 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 1,873,078 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and deemed to control share voting and dispositive power over the shares held by them. Read SEC document
January 16, 2026 Filed Jan 20, 2026 17:41 UTC	SEQUANS COMMUNICATIONS SQNS · Entity 7292	PurchaseCommon Stock	11,631	$5.65	$65,739.58	Disclosure SEC source: 0001251859-26-000006 · primary_doc.xml · nonDerivative · entry 2 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 1,853,418 F1 · ownership.nature: Dniel Asher is the beneficial owner of DBA Trading, LLC, and deemed to control share voting and dispositive power over the shares held by them. Read SEC document
January 15, 2026 Filed Jan 20, 2026 17:41 UTC	SEQUANS COMMUNICATIONS SQNS · Entity 7292	PurchaseCommon Stock	28,200	$5.65	$159,434.34	Disclosure SEC source: 0001251859-26-000006 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 1,841,787 F1 · ownership.nature: Dniel Asher is the beneficial owner of DBA Trading, LLC, and deemed to control share voting and dispositive power over the shares held by them. Read SEC document
January 14, 2026 Filed Jan 15, 2026 16:31 UTC	SEQUANS COMMUNICATIONS SQNS · Entity 7292	PurchaseCommon Stock	15,100	$5.69	$85,852.56	Disclosure SEC source: 0001251859-26-000005 · primary_doc.xml · nonDerivative · entry 2 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DBA Trading, LLC Disclosed balance after: 1,813,587 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC, and is deemed to control share voting and dispositive power over the shares held by them. Read SEC document
January 13, 2026 Filed Jan 15, 2026 16:31 UTC	SEQUANS COMMUNICATIONS SQNS · Entity 7292	PurchaseCommon Stock	57,809	$5.51	$318,510.25	Disclosure SEC source: 0001251859-26-000005 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DBA Trading, LLC Disclosed balance after: 1,789,487 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC, and is deemed to control share voting and dispositive power over the shares held by them. Read SEC document
January 12, 2026 Filed Jan 13, 2026 17:44 UTC	SEQUANS COMMUNICATIONS sqns · Entity 7292	PurchaseCommon Stock	6,800	$5.36	$36,418.76	Disclosure SEC source: 0001251859-26-000004 · primary_doc.xml · nonDerivative · entry 2 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DBA Trading, LLC Disclosed balance after: 1,227,235 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and is deemed to control share voting and dispositive power over the shares held by them. Read SEC document
January 09, 2026 Filed Jan 13, 2026 17:44 UTC	SEQUANS COMMUNICATIONS sqns · Entity 7292	PurchaseCommon Stock	27,032	$5.00	$135,092.42	Disclosure SEC source: 0001251859-26-000004 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DBA Trading, LLC Disclosed balance after: 1,220,435 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and is deemed to control share voting and dispositive power over the shares held by them. Read SEC document
January 07, 2026 Filed Jan 9, 2026 16:27 UTC	SEQUANS COMMUNICATIONS SQNS · Entity 7292	PurchaseCommon Stock	21,900	$4.91	$107,513.67	Disclosure SEC source: 0001251859-26-000003 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by DBA Trading, LLC Disclosed balance after: 1,193,403 F1 · ownership.nature: Daniel Asher is the beneficial owner of DBA Trading, LLC and is deemed to control share voting and dispositive power over the shares held by them. Read SEC document
May 23, 2022 Filed May 24, 2022 20:23 UTC	BRC Group Holdings, Inc. RILY · Entity 6050	PurchaseCommon Stock	1,100	$49.60	$54,560.00	Disclosure SEC source: 0001251859-22-000005 · primary_doc.xml · nonDerivative · entry 6 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · thru Sphinx Trading, LP Disclosed balance after: 1,262,493 Read SEC document
May 23, 2022 Filed May 24, 2022 20:23 UTC	BRC Group Holdings, Inc. RILY · Entity 6050	PurchaseCommon Stock	16,100	$49.60	$798,490.77	Disclosure SEC source: 0001251859-22-000005 · primary_doc.xml · nonDerivative · entry 5 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · thru Equitec Proprietary Markers, LLC Disclosed balance after: 1,261,393 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
May 20, 2022 Filed May 24, 2022 20:23 UTC	BRC Group Holdings, Inc. RILY · Entity 6050	SaleCommon Stock	1,700	$50.00	$85,000.00	Disclosure SEC source: 0001251859-22-000005 · primary_doc.xml · nonDerivative · entry 4 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · thru Equitec Proprietary Markers, LLC Disclosed balance after: 1,245,293 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
May 20, 2022 Filed May 24, 2022 20:23 UTC	BRC Group Holdings, Inc. RILY · Entity 6050	SaleCommon Stock	122,700	$50.00	$6,135,000.00	Disclosure SEC source: 0001251859-22-000005 · primary_doc.xml · nonDerivative · entry 3 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · thru Equitec Proprietary Markers, LLC Disclosed balance after: 1,246,993 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
May 20, 2022 Filed May 24, 2022 20:23 UTC	BRC Group Holdings, Inc. RILY · Entity 6050	SaleCommon Stock	1,100	$50.00	$55,000.00	Disclosure SEC source: 0001251859-22-000005 · primary_doc.xml · nonDerivative · entry 2 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · thru Sphinx Trading, LP Disclosed balance after: 1,369,693 Read SEC document
May 20, 2022 Filed May 24, 2022 20:23 UTC	BRC Group Holdings, Inc. RILY · Entity 6050	PurchaseCommon Stock	18,800	$50.09	$941,678.84	Disclosure SEC source: 0001251859-22-000005 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · thru Equitec Proprietary Markers, LLC Disclosed balance after: 1,370,793 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
May 20, 2022 Filed May 27, 2022 20:01 UTC Amendment	BRC Group Holdings, Inc. RILY · Entity 6050	OtherCommon Stock	1,700	$45.00	$76,500.00	Disclosure SEC source: 0001251859-22-000006 · primary_doc.xml · nonDerivative · entry 3 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · thru Equitec Proprietary Markers, LLC Disclosed balance after: 1,245,293 F3 · kind: This amendment is being made to correct the item 3 transaction code from S to X for the items set forth in table 1. These transactions were assignments on short call positions that were entered by Daniel Asher prior to the May, 13, 2022. In addition the price of the disposal (d) in item4 with respect to the 1,700 assigned shares held through Equitec Proprietary Markets has been corrected to $45 F1 · ownership.nature: the reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
May 20, 2022 Filed May 27, 2022 20:01 UTC Amendment	BRC Group Holdings, Inc. RILY · Entity 6050	OtherCommon Stock	122,700	$50.00	$6,135,000.00	Disclosure SEC source: 0001251859-22-000006 · primary_doc.xml · nonDerivative · entry 2 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · thru Equitec Proprietary Markers, LLC Disclosed balance after: 1,246,993 F3 · kind: This amendment is being made to correct the item 3 transaction code from S to X for the items set forth in table 1. These transactions were assignments on short call positions that were entered by Daniel Asher prior to the May, 13, 2022. In addition the price of the disposal (d) in item4 with respect to the 1,700 assigned shares held through Equitec Proprietary Markets has been corrected to $45 F1 · ownership.nature: the reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
May 20, 2022 Filed May 27, 2022 20:01 UTC Amendment	BRC Group Holdings, Inc. RILY · Entity 6050	OtherCommon Stock	1,100	$50.00	$55,000.00	Disclosure SEC source: 0001251859-22-000006 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · thru Sphinx Trading Disclosed balance after: 1,369,693 F3 · kind: This amendment is being made to correct the item 3 transaction code from S to X for the items set forth in table 1. These transactions were assignments on short call positions that were entered by Daniel Asher prior to the May, 13, 2022. In addition the price of the disposal (d) in item4 with respect to the 1,700 assigned shares held through Equitec Proprietary Markets has been corrected to $45 Read SEC document
May 19, 2022 Filed May 20, 2022 21:00 UTC	BRC Group Holdings, Inc. RILY · Entity 6050	PurchaseCommon Stock	1,200	$49.95	$59,940.00	Disclosure SEC source: 0001251859-22-000004 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · thru Equitec Proprietary Markers, LLC Disclosed balance after: 1,351,993 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLc Read SEC document
May 18, 2022 Filed May 19, 2022 19:59 UTC	BRC Group Holdings, Inc. RILY · Entity 6050	PurchaseCommon Stock	21,200	$50.42	$1,068,895.52	Disclosure SEC source: 0001251859-22-000003 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · thru Equitec Proprietary Markers, LLC Disclosed balance after: 1,350,793 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC. Read SEC document
May 17, 2022 Filed May 18, 2022 21:06 UTC	BRC Group Holdings, Inc. rily · Entity 6050	PurchaseCommon Stock	6,000	$49.41	$296,430.00	Disclosure SEC source: 0001251859-22-000002 · primary_doc.xml · nonDerivative · entry 2 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · thru Equitec Proprietary Markers, LLC Disclosed balance after: 1,329,593 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
May 17, 2022 Filed May 18, 2022 21:06 UTC	BRC Group Holdings, Inc. rily · Entity 6050	SaleCommon Stock	300	$51.00	$15,300.00	Disclosure SEC source: 0001251859-22-000002 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,323,593 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
May 16, 2022 Filed May 17, 2022 20:43 UTC	BRC Group Holdings, Inc. rily · Entity 6050	PurchaseCommon Stock	5,290	$49.09	$259,700.91	Disclosure SEC source: 0001251859-22-000001 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · thru Equitec Proprietary Markers, LLC Disclosed balance after: 1,323,893 F1 · ownership.nature: the reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC. Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:34 UTC	Angel Oak Financial Strategies Income Term Trust fins · Entity 5597	SaleCommon Stock	50,000	$17.45	$872,500.00	Disclosure SEC source: 0001251859-21-000001 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · byAFOB FIP MS, LLC Disclosed balance after: 1,029,454 F1 · ownership.nature: AFO Blackberry, LLC is the managing member of AFOB FIP MS, LLC and Daniel Asher is deemed to control AFOB Blackberry, LLC. Mr Asher disclaims beneficial interest in the shares held by AFOB FIP MS, LLC except to the extent of any pecuniary interest therein. Read SEC document
December 29, 2020 Filed Dec 29, 2020 16:45 UTC	NATIONAL HOLDINGS CORP NHLD · Entity 142239	PurchaseCommon Stock	221	$2.71	$598.91	Disclosure SEC source: 0001251859-20-000015 · primary_doc.xml · nonDerivative · entry 3 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,729,809 F1 · ownership.nature: The reporting person controls 50% of the of the membership interest in Equitec Proprietary Markets LLc Read SEC document
December 28, 2020 Filed Dec 29, 2020 16:45 UTC	NATIONAL HOLDINGS CORP NHLD · Entity 142239	PurchaseCommon Stock	12,837	$2.71	$34,788.27	Disclosure SEC source: 0001251859-20-000015 · primary_doc.xml · nonDerivative · entry 2 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,729,588 F1 · ownership.nature: The reporting person controls 50% of the of the membership interest in Equitec Proprietary Markets LLc Read SEC document
December 24, 2020 Filed Dec 29, 2020 16:45 UTC	NATIONAL HOLDINGS CORP NHLD · Entity 142239	PurchaseCommon Stock	5,400	$2.63	$14,212.26	Disclosure SEC source: 0001251859-20-000015 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,716,751 F1 · ownership.nature: The reporting person controls 50% of the of the membership interest in Equitec Proprietary Markets LLc Read SEC document
December 16, 2020 Filed Dec 18, 2020 16:44 UTC	NATIONAL HOLDINGS CORP NHLD · Entity 142239	PurchaseCommon Stock	1,621	$2.70	$4,375.73	Disclosure SEC source: 0001251859-20-000014 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,711,351 F1 · ownership.nature: the reporting person controls 50% of the membership interest in Equitec Proprietary Markers, LLC Read SEC document
December 09, 2020 Filed Dec 10, 2020 16:23 UTC	NATIONAL HOLDINGS CORP NHLD · Entity 142239	PurchaseCommon Stock	17,313	$2.70	$46,814.35	Disclosure SEC source: 0001251859-20-000013 · primary_doc.xml · nonDerivative · entry 2 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,709,730 F1 · ownership.nature: The Reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
December 08, 2020 Filed Dec 10, 2020 16:23 UTC	NATIONAL HOLDINGS CORP NHLD · Entity 142239	PurchaseCommon Stock	119,541	$2.62	$313,591.91	Disclosure SEC source: 0001251859-20-000013 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,692,417 F1 · ownership.nature: The Reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
November 17, 2020 Filed Nov 19, 2020 16:38 UTC	NATIONAL HOLDINGS CORP NHLD · Entity 142239	PurchaseCommon Stock	20,769	$2.69	$55,878.99	Disclosure SEC source: 0001251859-20-000012 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,573,238 F1 · ownership.nature: The Reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC. Read SEC document
November 16, 2020 Filed Nov 17, 2020 16:36 UTC	NATIONAL HOLDINGS CORP NHLD · Entity 142239	PurchaseCommon Stock	362	$2.75	$995.50	Disclosure SEC source: 0001251859-20-000011 · primary_doc.xml · nonDerivative · entry 6 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,552,469 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
November 16, 2020 Filed Nov 17, 2020 16:36 UTC	NATIONAL HOLDINGS CORP NHLD · Entity 142239	PurchaseCommon Stock	1,910	$2.60	$4,966.00	Disclosure SEC source: 0001251859-20-000011 · primary_doc.xml · nonDerivative · entry 5 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,552,107 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
November 16, 2020 Filed Nov 17, 2020 16:36 UTC	NATIONAL HOLDINGS CORP NHLD · Entity 142239	PurchaseCommon Stock	7,700	$2.66	$20,512.80	Disclosure SEC source: 0001251859-20-000011 · primary_doc.xml · nonDerivative · entry 4 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,550,197 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
November 13, 2020 Filed Nov 17, 2020 16:36 UTC	NATIONAL HOLDINGS CORP NHLD · Entity 142239	PurchaseCommon Stock	252	$2.62	$660.49	Disclosure SEC source: 0001251859-20-000011 · primary_doc.xml · nonDerivative · entry 3 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,542,497 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
November 13, 2020 Filed Nov 17, 2020 16:36 UTC	NATIONAL HOLDINGS CORP NHLD · Entity 142239	PurchaseCommon Stock	38,732	$2.53	$97,991.96	Disclosure SEC source: 0001251859-20-000011 · primary_doc.xml · nonDerivative · entry 2 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,542,245 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
November 13, 2020 Filed Nov 17, 2020 16:36 UTC	NATIONAL HOLDINGS CORP NHLD · Entity 142239	PurchaseCommon Stock	145,095	$2.54	$369,020.11	Disclosure SEC source: 0001251859-20-000011 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,503,513 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
September 04, 2020 Filed Sep 9, 2020 11:13 UTC	NATIONAL HOLDINGS CORP NHLD · Entity 142239	PurchaseCommon Stock	1,830	$2.20	$4,026.00	Disclosure SEC source: 0001251859-20-000010 · primary_doc.xml · nonDerivative · entry 1 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,358,418 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC Read SEC document
September 02, 2020 Filed Sep 3, 2020 16:49 UTC	NATIONAL HOLDINGS CORP NHLD · Entity 142239	PurchaseCommon Stock	800	$2.21	$1,767.04	Disclosure SEC source: 0001251859-20-000008 · primary_doc.xml · nonDerivative · entry 3 ASHER DANIEL · CIK 0001251859 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Thru Equitec Proprietary Markets, LLC Disclosed balance after: 1,356,588 F1 · ownership.nature: The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.