Last 12 months
Inside the activity.
4 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2022 Filed May 17, 2022 21:15 UTC |
Mohn Frederik WilhelmDirector · 10% owner
|
GrantRestricted Units · Derivative | 54,688 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-005149 · form4-05172022_020508.xml · derivative · entry 2 Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,688 Underlying: Registered Shares · 54,688 shares Expires not disclosed F3 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 13, 2022, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 13, 2023, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 13, 2022 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. F3 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 13, 2022, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 13, 2023, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 13, 2022 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above. Read SEC document |
| May 13, 2022 Filed May 17, 2022 21:15 UTC |
Mohn Frederik WilhelmDirector · 10% owner
|
PurchaseRegistered Shares | 2,000,000 | $3.75 | $7,500,000.00 |
DisclosureSEC source: 0001415889-22-005149 · form4-05172022_020508.xml · nonDerivative · entry 1 Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 82,636,646 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.55 to $3.85, inclusive. The reporting person undertakes to provide Transocean Ltd. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · ownership.nature: These securities are held directly by Perestroika AS. Mr. Frederik Mohn is a sole director and owner of Perestroika AS and is the beneficial owner of all securities owned by Perestroika AS. Read SEC document |
| May 13, 2022 Filed May 17, 2022 21:10 UTC |
PerestroikaDirector · 10% owner
|
PurchaseRegistered Shares | 2,000,000 | $3.75 | $7,500,000.00 |
DisclosureSEC source: 0001415889-22-005147 · form4-05172022_020522.xml · nonDerivative · entry 1 Perestroika · CIK 0001729635 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,636,646 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.55 to $3.85, inclusive. The reporting person undertakes to provide Transocean Ltd. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · ownership.direct: These securities are held directly by Perestroika AS. Mr. Frederik Mohn is a sole director and owner of Perestroika AS and is the beneficial owner of all securities owned by Perestroika AS. Read SEC document |
| May 13, 2022 Filed Apr 25, 2023 23:00 UTC Amendment |
PerestroikaDirector · 10% owner
|
PurchaseRegistered Shares | 2,000,000 | $3.75 | $7,500,000.00 |
DisclosureSEC source: 0001415889-23-006853 · form4a-04252023_110408.xml · nonDerivative · entry 1 Perestroika · CIK 0001729635 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,900,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.55 to $3.85, inclusive. The reporting person undertakes to provide Transocean Ltd. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · balance_after: Due to an administrative error, the original Form 4, filed on May 17, 2022, referenced an incorrect number of securities beneficially owned following the reported transaction. This amendment to Form 4 is being made solely to reflect the correct number of securities beneficially owned following the transaction. Read SEC document |
| May 13, 2022 Filed Apr 25, 2023 22:58 UTC Amendment |
Mohn Frederik WilhelmDirector · 10% owner
|
PurchaseRegistered Shares | 2,000,000 | $3.75 | $7,500,000.00 |
DisclosureSEC source: 0001415889-23-006850 · form4a-04252023_100414.xml · nonDerivative · entry 1 Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Perestroika AS Disclosed balance after: 14,900,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.55 to $3.85, inclusive. The reporting person undertakes to provide Transocean Ltd. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · balance_after: Due to an administrative error, the original Form 4, filed on May 17, 2022, referenced an incorrect number of securities beneficially owned following the reported transaction. This amendment to Form 4 is being made solely to reflect the correct number of securities beneficially owned following the transaction. F3 · ownership.nature: These securities are held directly by Perestroika AS. Mr. Frederik Mohn is a sole director and owner of Perestroika AS and is the beneficial owner of all securities owned by Perestroika AS. Read SEC document |
| May 12, 2022 Filed May 13, 2022 22:33 UTC |
CHANG VANESSA C LDirector
|
PurchaseRegistered Shares | 5,000 | $3.37 | $16,850.00 |
DisclosureSEC source: 0001415889-22-004978 · form4-05132022_030538.xml · nonDerivative · entry 2 CHANG VANESSA C L · CIK 0001226487 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 10,000 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 11, 2022 Filed May 13, 2022 22:33 UTC |
CHANG VANESSA C LDirector
|
PurchaseRegistered Shares | 5,000 | $3.61 | $18,050.00 |
DisclosureSEC source: 0001415889-22-004978 · form4-05132022_030538.xml · nonDerivative · entry 1 CHANG VANESSA C L · CIK 0001226487 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,000 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 21:55 UTC |
Adamson KeelanPresident & COO
|
SaleRegistered Shares | 349,418 | $5.00 | $1,747,090.00 |
DisclosureSEC source: 0001179110-22-002096 · edgar.xml · nonDerivative · entry 1 Adamson Keelan · CIK 0001750415 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,070 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 20:50 UTC |
Mey Mark-Anthony LovellEVP & CFO
|
Tax withholdingRegistered Shares | 118,366 | $3.57 | $422,566.62 |
DisclosureSEC source: 0001104659-22-030244 · tm228394-4_4seq1.xml · nonDerivative · entry 4 Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 822,392 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 01:54 UTC |
THIGPEN JEREMY DDirector · CEO
|
Tax withholdingRegistered Shares | 316,505 | $3.57 | $1,129,922.85 |
DisclosureSEC source: 0001104659-22-030250 · tm228394-6_4seq1.xml · nonDerivative · entry 4 THIGPEN JEREMY D · CIK 0001240666 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,967,879 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 01:51 UTC |
Tonnel David ASVP and Corporate Controller
|
Tax withholdingRegistered Shares | 58,746 | $3.57 | $209,723.22 |
DisclosureSEC source: 0001104659-22-030245 · tm228394-5_4seq1.xml · nonDerivative · entry 4 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,944 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 01:46 UTC |
Long Brady KEVP & General Counsel
|
Tax withholdingRegistered Shares | 87,679 | $3.57 | $313,014.03 |
DisclosureSEC source: 0001104659-22-030243 · tm228394-3_4seq1.xml · nonDerivative · entry 4 Long Brady K · CIK 0001502666 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,001 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 01:45 UTC |
DAVIS HOWARD EEVP, CAO & CIO
|
Tax withholdingRegistered Shares | 94,254 | $3.57 | $336,486.78 |
DisclosureSEC source: 0001104659-22-030242 · tm228394-2_4seq1.xml · nonDerivative · entry 4 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,356 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 01:44 UTC |
Adamson KeelanPresident & COO
|
Tax withholdingRegistered Shares | 94,286 | $3.57 | $336,601.02 |
DisclosureSEC source: 0001104659-22-030241 · tm228394-1_4seq1.xml · nonDerivative · entry 4 Adamson Keelan · CIK 0001750415 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,488 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:50 UTC |
Mey Mark-Anthony LovellEVP & CFO
|
Exercise / conversionRegistered Shares | 130,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030244 · tm228394-4_4seq1.xml · nonDerivative · entry 3 Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 940,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 130,435 on March 1, 2023 and 130,435 on March 1, 2024. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:50 UTC |
Mey Mark-Anthony LovellEVP & CFO
|
Exercise / conversionRegistered Shares | 140,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030244 · tm228394-4_4seq1.xml · nonDerivative · entry 2 Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 140,259 on March 1, 2023. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:50 UTC |
Mey Mark-Anthony LovellEVP & CFO
|
Exercise / conversionRegistered Shares | 25,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030244 · tm228394-4_4seq1.xml · nonDerivative · entry 1 Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:54 UTC |
THIGPEN JEREMY DDirector · CEO
|
Exercise / conversionRegistered Shares | 362,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030250 · tm228394-6_4seq1.xml · nonDerivative · entry 3 THIGPEN JEREMY D · CIK 0001240666 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,284,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, by the reporting person pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted units vest as follows: 362,319 on March 1, 2023 and 362,319 on March 1, 2024. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:54 UTC |
THIGPEN JEREMY DDirector · CEO
|
Exercise / conversionRegistered Shares | 363,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030250 · tm228394-6_4seq1.xml · nonDerivative · entry 2 THIGPEN JEREMY D · CIK 0001240666 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,922,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, by the reporting person pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted units vest as follows: 363,637 on March 1, 2023. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:54 UTC |
THIGPEN JEREMY DDirector · CEO
|
Exercise / conversionRegistered Shares | 67,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030250 · tm228394-6_4seq1.xml · nonDerivative · entry 1 THIGPEN JEREMY D · CIK 0001240666 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, by the reporting person pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:51 UTC |
Tonnel David ASVP and Corporate Controller
|
Exercise / conversionRegistered Shares | 64,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030245 · tm228394-5_4seq1.xml · nonDerivative · entry 3 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 67,734 on March 1, 2023 and 67,735 on March 1, 2024. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:51 UTC |
Tonnel David ASVP and Corporate Controller
|
Exercise / conversionRegistered Shares | 69,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030245 · tm228394-5_4seq1.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 69,611 on March 1, 2023. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:51 UTC |
Tonnel David ASVP and Corporate Controller
|
Exercise / conversionRegistered Shares | 12,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030245 · tm228394-5_4seq1.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:46 UTC |
Long Brady KEVP & General Counsel
|
Exercise / conversionRegistered Shares | 96,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030243 · tm228394-3_4seq1.xml · nonDerivative · entry 3 Long Brady K · CIK 0001502666 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 96,618 on March 1, 2023 and 96,619 on March 1, 2024. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:46 UTC |
Long Brady KEVP & General Counsel
|
Exercise / conversionRegistered Shares | 103,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030243 · tm228394-3_4seq1.xml · nonDerivative · entry 2 Long Brady K · CIK 0001502666 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 103,896 on March 1, 2023. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:46 UTC |
Long Brady KEVP & General Counsel
|
Exercise / conversionRegistered Shares | 19,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030243 · tm228394-3_4seq1.xml · nonDerivative · entry 1 Long Brady K · CIK 0001502666 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:45 UTC |
DAVIS HOWARD EEVP, CAO & CIO
|
Exercise / conversionRegistered Shares | 103,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030242 · tm228394-2_4seq1.xml · nonDerivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 103,865 on March 1, 2023 and 103,865 on March 1, 2024. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:45 UTC |
DAVIS HOWARD EEVP, CAO & CIO
|
Exercise / conversionRegistered Shares | 111,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030242 · tm228394-2_4seq1.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 111,689 on March 1, 2023. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:45 UTC |
DAVIS HOWARD EEVP, CAO & CIO
|
Exercise / conversionRegistered Shares | 20,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030242 · tm228394-2_4seq1.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:44 UTC |
Adamson KeelanPresident & COO
|
Exercise / conversionRegistered Shares | 109,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030241 · tm228394-1_4seq1.xml · nonDerivative · entry 3 Adamson Keelan · CIK 0001750415 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 109,903 on March 1, 2023 and 109,904 on March 1, 2024. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:44 UTC |
Adamson KeelanPresident & COO
|
Exercise / conversionRegistered Shares | 109,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030241 · tm228394-1_4seq1.xml · nonDerivative · entry 2 Adamson Keelan · CIK 0001750415 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 109,091 on March 1, 2023. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:44 UTC |
Adamson KeelanPresident & COO
|
Exercise / conversionRegistered Shares | 17,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030241 · tm228394-1_4seq1.xml · nonDerivative · entry 1 Adamson Keelan · CIK 0001750415 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 22:18 UTC |
Adamson KeelanExecutive Vice President & COO
|
Tax withholdingRegistered Shares | 27,532 | $3.61 | $99,390.52 |
DisclosureSEC source: 0001179110-22-001163 · edgar.xml · nonDerivative · entry 2 Adamson Keelan · CIK 0001750415 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,499 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:17 UTC |
Mey Mark-Anthony LovellEVP & CFO
|
Tax withholdingRegistered Shares | 41,297 | $3.61 | $149,082.17 |
DisclosureSEC source: 0001179110-22-001162 · edgar.xml · nonDerivative · entry 2 Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,142 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 22:19 UTC |
Tonnel David ASVP and Corporate Controller
|
Tax withholdingRegistered Shares | 20,497 | $3.61 | $73,994.17 |
DisclosureSEC source: 0001179110-22-001166 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,481 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 22:17 UTC |
THIGPEN JEREMY DDirector · President & CEO
|
Tax withholdingRegistered Shares | 107,061 | $3.61 | $386,490.21 |
DisclosureSEC source: 0001179110-22-001161 · edgar.xml · nonDerivative · entry 2 THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,491,224 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 22:18 UTC |
Long Brady KEVP & General Counsel
|
Tax withholdingRegistered Shares | 30,591 | $3.61 | $110,433.51 |
DisclosureSEC source: 0001179110-22-001164 · edgar.xml · nonDerivative · entry 2 Long Brady K · CIK 0001502666 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,964 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 22:18 UTC |
DAVIS HOWARD EEVP, CAO & CIO
|
Tax withholdingRegistered Shares | 32,886 | $3.61 | $118,718.46 |
DisclosureSEC source: 0001179110-22-001165 · edgar.xml · nonDerivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,416 F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 11, 2022 Filed Mar 3, 2023 21:47 UTC Amendment |
Adamson KeelanPRESIDENT AND COO
|
Tax withholdingRegistered Shares | 27,532 | $3.61 | $99,390.52 |
DisclosureSEC source: 0001415889-23-004148 · form4a-03032023_090317.xml · nonDerivative · entry 2 Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,449 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. F3 · balance_after: Due to an administrative error, the original Form 4, filed on February 14, 2022, referenced an incorrect number of securities beneficially owned following the reported transaction. This amendment to Form 4 is being made solely to reflect the correct number of securities beneficially owned following the transaction. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:18 UTC |
Adamson KeelanExecutive Vice President & COO
|
GrantRestricted Units · Derivative | 404,624 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001163 · edgar.xml · derivative · entry 3 Adamson Keelan · CIK 0001750415 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,624 Underlying: Registered Shares · 404,624 shares Expires not disclosed F3 · derivative.exercise_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 134,874 on March 1, 2023; 134,875 on March 1, 2024; and 134,875 on March 1, 2025. F3 · derivative.expiration_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 134,874 on March 1, 2023; 134,875 on March 1, 2024; and 134,875 on March 1, 2025. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:18 UTC |
Adamson KeelanExecutive Vice President & COO
|
Exercise / conversionRegistered Shares | 69,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001163 · edgar.xml · nonDerivative · entry 1 Adamson Keelan · CIK 0001750415 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Deferred Units awarded on February 7, 2019, vested on February 10, 2022, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2019-2021 performance cycle. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 17:17 UTC |
Mey Mark-Anthony LovellEVP & CFO
|
GrantRestricted Units · Derivative | 390,173 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001162 · edgar.xml · derivative · entry 3 Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,173 Underlying: Registered Shares · 390,173 shares Expires not disclosed F3 · derivative.exercise_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 130,057 on March 1, 2023; 130,058 on March 1, 2024; and 130,058 on March 1, 2025. F3 · derivative.expiration_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 130,057 on March 1, 2023; 130,058 on March 1, 2024; and 130,058 on March 1, 2025. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 17:17 UTC |
Mey Mark-Anthony LovellEVP & CFO
|
Exercise / conversionRegistered Shares | 104,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001162 · edgar.xml · nonDerivative · entry 1 Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Deferred Units awarded on February 7, 2019, vested on February 10, 2022 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2019-2021 performance cycle. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:19 UTC |
Tonnel David ASVP and Corporate Controller
|
GrantRestricted Units · Derivative | 213,006 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001166 · edgar.xml · derivative · entry 3 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,006 Underlying: Registered Shares · 213,006 shares Expires not disclosed F3 · derivative.exercise_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 71,002 on March 1, 2023; 71,002 on March 1, 2024; and 71,002 on March 1, 2025. F3 · derivative.expiration_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 71,002 on March 1, 2023; 71,002 on March 1, 2024; and 71,002 on March 1, 2025. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:19 UTC |
Tonnel David ASVP and Corporate Controller
|
Exercise / conversionRegistered Shares | 51,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001166 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Deferred Units awarded on February 7, 2019, vested on February 10, 2022 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2019-2021 performance cycle. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:17 UTC |
THIGPEN JEREMY DDirector · President & CEO
|
GrantRestricted Units · Derivative | 1,156,069 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001161 · edgar.xml · derivative · entry 3 THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156,069 Underlying: Registered Shares · 1,156,069 shares Expires not disclosed F3 · derivative.exercise_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 385,356 on March 1, 2023; 385,356 on March 1, 2024; and 385,357 on March 1, 2025. F3 · derivative.expiration_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 385,356 on March 1, 2023; 385,356 on March 1, 2024; and 385,357 on March 1, 2025. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:17 UTC |
THIGPEN JEREMY DDirector · President & CEO
|
Exercise / conversionRegistered Shares | 270,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001161 · edgar.xml · nonDerivative · entry 1 THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,598,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Deferred Units awarded on February 7, 2019, vested on February 10, 2022 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2019-2021 performance cycle. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:18 UTC |
Long Brady KEVP & General Counsel
|
GrantRestricted Units · Derivative | 315,292 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001164 · edgar.xml · derivative · entry 3 Long Brady K · CIK 0001502666 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,292 Underlying: Registered Shares · 315,292 shares Expires not disclosed F3 · derivative.exercise_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 105,097 on March 1, 2023; 105,097 on March 1, 2024; and 105,098 on March 1, 2025. F3 · derivative.expiration_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 105,097 on March 1, 2023; 105,097 on March 1, 2024; and 105,098 on March 1, 2025. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:18 UTC |
Long Brady KEVP & General Counsel
|
Exercise / conversionRegistered Shares | 77,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001164 · edgar.xml · nonDerivative · entry 1 Long Brady K · CIK 0001502666 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Deferred Units awarded on February 7, 2019, vested on February 10, 2022 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2019-2021 performance cycle. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:18 UTC |
DAVIS HOWARD EEVP, CAO & CIO
|
GrantRestricted Units · Derivative | 310,694 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001165 · edgar.xml · derivative · entry 4 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,694 Underlying: Registered Shares · 310,694 shares Expires not disclosed F4 · derivative.exercise_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 103,564 on March 1, 2023; 103,565 on March 1, 2024; and 103,565 on March 1, 2025. F4 · derivative.expiration_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 103,564 on March 1, 2023; 103,565 on March 1, 2024; and 103,565 on March 1, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.