RIG

SEC source: 0001415889-24-003399 · form4-02122024_100223.xml · derivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,710

Underlying: Registered Shares · 248,710 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 82,903 on March 1, 2025; 82,903 on March 1, 2026; and 82,904 on March 1, 2027.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 82,903 on March 1, 2025; 82,903 on March 1, 2026; and 82,904 on March 1, 2027.

SEC source: 0001415889-24-003399 · form4-02122024_100223.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,681,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 12, 2021, vested on February 8, 2024, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2021-2023 performance cycle.

SEC source: 0001415889-24-003407 · form4-02122024_100218.xml · derivative · entry 3

Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,777

Underlying: Registered Shares · 135,777 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 45,259 on March 1, 2025; 45,259 on March 1, 2026; and 45,259 on March 1, 2027.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 45,259 on March 1, 2025; 45,259 on March 1, 2026; and 45,259 on March 1, 2027.

SEC source: 0001415889-24-003407 · form4-02122024_100218.xml · nonDerivative · entry 1

Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 763,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 12, 2021, vested on February 8, 2024, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2021-2023 performance cycle.

SEC source: 0001415889-24-003405 · form4-02122024_100204.xml · derivative · entry 3

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,978

Underlying: Registered Shares · 200,978 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 66,992 on March 1, 2025; 66,993 on March 1, 2026; and 66,993 on March 1, 2027.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 66,992 on March 1, 2025; 66,993 on March 1, 2026; and 66,993 on March 1, 2027.

SEC source: 0001415889-24-003405 · form4-02122024_100204.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,473,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded February 12, 2021, vested on February 8, 2024, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2021-2023 performance cycle.

SEC source: 0001415889-24-003402 · form4-02122024_100246.xml · derivative · entry 3

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,047

Underlying: Registered Shares · 198,047 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 66,015 on March 1, 2025; 66,016 on March 1, 2026; and 66,016 on March 1, 2027.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 66,015 on March 1, 2025; 66,016 on March 1, 2026; and 66,016 on March 1, 2027.

SEC source: 0001415889-24-003402 · form4-02122024_100246.xml · nonDerivative · entry 1

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,479,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 12, 2021, vested on February 8, 2024, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2021-2023 performance cycle.

SEC source: 0001415889-24-003397 · form4-02122024_100204.xml · derivative · entry 3

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,191

Underlying: Registered Shares · 313,191 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 104,397 on March 1, 2025; 104,397 on March 1, 2026; and 104,397 on March 1, 2027.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 104,397 on March 1, 2025; 104,397 on March 1, 2026; and 104,397 on March 1, 2027.

SEC source: 0001415889-24-003397 · form4-02122024_100204.xml · nonDerivative · entry 1

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,069,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 12, 2021, vested on February 8, 2024, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2021-2023 performance cycle.

SEC source: 0001415889-24-003394 · form4-02122024_100250.xml · derivative · entry 3

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 736,920

Underlying: Registered Shares · 736,920 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 245,640 on March 1, 2025; 245,640 on March 1, 2026; and 245,640 on March 1, 2027.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 245,640 on March 1, 2025; 245,640 on March 1, 2026; and 245,640 on March 1, 2027.

SEC source: 0001415889-24-003394 · form4-02122024_100250.xml · nonDerivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,393,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 12, 2021, vested on February 8, 2024, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2021-2023 performance cycle.

SEC source: 0001415889-23-016586 · form4-12182023_091233.xml · nonDerivative · entry 1

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 924,606

F1 · kind: This transaction involved a gift of securities by the reporting person to certain members of his immediate family. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.

SEC source: 0001415889-23-013427 · form4-09192023_090908.xml · nonDerivative · entry 1

Perestroika (Cyprus) Ltd · CIK 0001737912 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,574,894

F1 · shares: In connection with the acquisition of all of the issued and outstanding equity interest in Liquila Ventures Ltd. ("Liquila"), Transocean Ltd. (the "Company") paid 1,978,396 shares of the Company valued at $15,870,000 for the equity interests of Liquila owned by the Reporting Person.

F1 · price: In connection with the acquisition of all of the issued and outstanding equity interest in Liquila Ventures Ltd. ("Liquila"), Transocean Ltd. (the "Company") paid 1,978,396 shares of the Company valued at $15,870,000 for the equity interests of Liquila owned by the Reporting Person.

SEC source: 0001415889-23-013423 · form4-09192023_090945.xml · nonDerivative · entry 1

Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Perestroika (Cyprus) Ltd.

Disclosed balance after: 84,574,894

F1 · shares: In connection with the acquisition of all of the issued and outstanding equity interest in Liquila Ventures Ltd. ("Liquila"), Transocean Ltd. (the "Company") paid 1,978,396 shares of the Company valued at $15,870,000 for the equity interests of Liquila owned by Perestroika (Cyprus) Ltd.

F1 · price: In connection with the acquisition of all of the issued and outstanding equity interest in Liquila Ventures Ltd. ("Liquila"), Transocean Ltd. (the "Company") paid 1,978,396 shares of the Company valued at $15,870,000 for the equity interests of Liquila owned by Perestroika (Cyprus) Ltd.

F2 · ownership.direct: These shares are owned directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

F2 · ownership.nature: These shares are owned directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

SEC source: 0001415889-23-013425 · form4-09192023_090933.xml · nonDerivative · entry 1

Perestroika · CIK 0001729635 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Perestroika (Cyprus) Ltd.

Disclosed balance after: 84,574,894

F1 · shares: In connection with the acquisition of all of the issued and outstanding equity interest in Liquila Ventures Ltd. ("Liquila"), Transocean Ltd. (the "Company") paid 1,978,396 shares of the Company valued at $15,870,000 for the equity interests of Liquila owned by Perestroika (Cyprus) Ltd.

F1 · price: In connection with the acquisition of all of the issued and outstanding equity interest in Liquila Ventures Ltd. ("Liquila"), Transocean Ltd. (the "Company") paid 1,978,396 shares of the Company valued at $15,870,000 for the equity interests of Liquila owned by Perestroika (Cyprus) Ltd.

F2 · ownership.direct: These shares are owned directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

F2 · ownership.nature: These shares are owned directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

SEC source: 0001415889-23-012909 · form4-09052023_080958.xml · nonDerivative · entry 1

Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,789

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.22 to $8.23, inclusive. The reporting person undertakes to provide Transocean Ltd. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

SEC source: 0001415889-23-011857 · form4-08042023_080841.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 984,317

SEC source: 0001415889-23-011360 · form4-07202023_090730.xml · nonDerivative · entry 1

Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 475,048

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2022.

SEC source: 0001415889-23-008032 · form4-05152023_080521.xml · derivative · entry 1

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,654

Underlying: Registered Shares · 35,654 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

SEC source: 0001415889-23-008034 · form4-05152023_080558.xml · derivative · entry 1

Oevrum Margareth · CIK 0001678435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,654

Underlying: Registered Shares · 35,654 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

SEC source: 0001415889-23-008026 · form4-05152023_080523.xml · derivative · entry 1

MERKSAMER SAMUEL J. · CIK 0001501581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,654

Underlying: Registered Shares · 35,654 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

SEC source: 0001415889-23-008029 · form4-05152023_080557.xml · derivative · entry 1

Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,654

Underlying: Registered Shares · 35,654 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

SEC source: 0001415889-23-008022 · form4-05152023_080542.xml · derivative · entry 1

INTRIERI VINCENT J · CIK 0001350114 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,654

Underlying: Registered Shares · 35,654 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

SEC source: 0001415889-23-008019 · form4-05152023_080510.xml · derivative · entry 1

Curado Frederico F. · CIK 0001577451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,654

Underlying: Registered Shares · 35,654 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

SEC source: 0001415889-23-008015 · form4-05152023_080537.xml · derivative · entry 1

CHANG VANESSA C L · CIK 0001226487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,654

Underlying: Registered Shares · 35,654 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

SEC source: 0001415889-23-008012 · form4-05152023_080510.xml · derivative · entry 1

Barker Glyn Anthony · CIK 0001548502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,654

Underlying: Registered Shares · 35,654 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

SEC source: 0001415889-23-008010 · form4-05152023_080544.xml · derivative · entry 1

DEATON CHAD C · CIK 0001239236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,503

Underlying: Registered Shares · 36,503 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

SEC source: 0001415889-23-008007 · form4-05152023_080524.xml · derivative · entry 1

DELL'OSSO DOMENIC J JR · CIK 0001504988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,654

Underlying: Registered Shares · 35,654 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 12, 2023, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 12, 2024, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 12, 2023 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

SEC source: 0001415889-23-006859 · form4-04252023_110406.xml · derivative · entry 2

Perestroika (Cyprus) Ltd · CIK 0001737912 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Registered Shares · 34,600,147 shares

Expires 2027-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F1 · reported_value: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F2 · reported_value: On April 21, 2023, Perestroika (Cyprus) Ltd. exchanged its 2.5% Exchangeable Bonds pursuant to the terms of the Indenture referred to in footnote 1.

F1 · price: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F1 · derivative.exercise_date: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F1 · derivative.expiration_date: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F1 · derivative.underlying_shares: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F2 · derivative.underlying_shares: On April 21, 2023, Perestroika (Cyprus) Ltd. exchanged its 2.5% Exchangeable Bonds pursuant to the terms of the Indenture referred to in footnote 1.

F1 · balance_after: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F2 · balance_after: On April 21, 2023, Perestroika (Cyprus) Ltd. exchanged its 2.5% Exchangeable Bonds pursuant to the terms of the Indenture referred to in footnote 1.

SEC source: 0001415889-23-006859 · form4-04252023_110406.xml · nonDerivative · entry 1

Perestroika (Cyprus) Ltd · CIK 0001737912 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,596,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-006857 · form4-04252023_110414.xml · derivative · entry 2

Perestroika · CIK 0001729635 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Perestroika (Cyprus) Ltd.

Disclosed balance after: 0

Underlying: Registered Shares · 34,600,147 shares

Expires 2027-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F2 · reported_value: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F3 · reported_value: On April 21, 2023, Perestroika (Cyprus) Ltd. exchanged its 2.5% Exchangeable Bonds pursuant to the terms of the Indenture referred to in footnote 1.

F2 · price: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F2 · derivative.exercise_date: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F2 · derivative.expiration_date: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F2 · derivative.underlying_shares: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F3 · derivative.underlying_shares: On April 21, 2023, Perestroika (Cyprus) Ltd. exchanged its 2.5% Exchangeable Bonds pursuant to the terms of the Indenture referred to in footnote 1.

F2 · balance_after: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F3 · balance_after: On April 21, 2023, Perestroika (Cyprus) Ltd. exchanged its 2.5% Exchangeable Bonds pursuant to the terms of the Indenture referred to in footnote 1.

F2 · ownership.nature: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F3 · ownership.nature: On April 21, 2023, Perestroika (Cyprus) Ltd. exchanged its 2.5% Exchangeable Bonds pursuant to the terms of the Indenture referred to in footnote 1.

SEC source: 0001415889-23-006857 · form4-04252023_110414.xml · nonDerivative · entry 1

Perestroika · CIK 0001729635 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Perestroika (Cyprus) Ltd.

Disclosed balance after: 82,596,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares are owned directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

F1 · balance_after: These shares are owned directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

F1 · ownership.direct: These shares are owned directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

F1 · ownership.nature: These shares are owned directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

SEC source: 0001415889-23-006855 · form4-04252023_110407.xml · derivative · entry 3

Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Perestroika (Cyprus) Ltd.

Disclosed balance after: 0

Underlying: Registered Shares · 34,600,147 shares

Expires 2027-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F2 · reported_value: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F3 · reported_value: On April 21, 2023, Perestroika (Cyprus) Ltd. exchanged its 2.5% Exchangeable Bonds pursuant to the terms of the Indenture referred to in footnote 2.

F2 · price: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F2 · derivative.exercise_date: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F2 · derivative.expiration_date: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F2 · derivative.underlying_shares: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F3 · derivative.underlying_shares: On April 21, 2023, Perestroika (Cyprus) Ltd. exchanged its 2.5% Exchangeable Bonds pursuant to the terms of the Indenture referred to in footnote 2.

F2 · balance_after: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F3 · balance_after: On April 21, 2023, Perestroika (Cyprus) Ltd. exchanged its 2.5% Exchangeable Bonds pursuant to the terms of the Indenture referred to in footnote 2.

F2 · ownership.nature: The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds.

F3 · ownership.nature: On April 21, 2023, Perestroika (Cyprus) Ltd. exchanged its 2.5% Exchangeable Bonds pursuant to the terms of the Indenture referred to in footnote 2.

SEC source: 0001415889-23-006855 · form4-04252023_110407.xml · nonDerivative · entry 1

Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Perestroika (Cyprus) Ltd.

Disclosed balance after: 82,596,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares are owned directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

F1 · balance_after: These shares are owned directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

F1 · ownership.direct: These shares are owned directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

F1 · ownership.nature: These shares are owned directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

SEC source: 0001415889-23-006705 · form4-04192023_080420.xml · nonDerivative · entry 1

Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 476,802

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2022.

SEC source: 0001415889-23-004166 · form4-03032023_100321.xml · nonDerivative · entry 4

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,380,487

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001415889-23-004168 · form4-03032023_100359.xml · nonDerivative · entry 4

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,458,592

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001415889-23-004164 · form4-03032023_100318.xml · nonDerivative · entry 4

Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,802

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001415889-23-004156 · form4-03032023_100354.xml · nonDerivative · entry 4

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,606

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001415889-23-004154 · form4-03032023_090354.xml · nonDerivative · entry 4

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,933

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001415889-23-004151 · form4-03032023_090320.xml · nonDerivative · entry 5

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,813

F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.

SEC source: 0001415889-23-004151 · form4-03032023_090320.xml · nonDerivative · entry 4

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,807

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

SEC source: 0001415889-23-004320 · form4-03062023_090301.xml · nonDerivative · entry 1

DEATON CHAD C · CIK 0001239236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,000

SEC source: 0001415889-23-004166 · form4-03032023_100321.xml · nonDerivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,545,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 130,058 on March 1, 2024 and 130,058 on March 1, 2025.

SEC source: 0001415889-23-004166 · form4-03032023_100321.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 130,435 on March 1, 2024.

SEC source: 0001415889-23-004166 · form4-03032023_100321.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares.

SEC source: 0001415889-23-004168 · form4-03032023_100359.xml · nonDerivative · entry 3

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,916,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 385,356 on March 1, 2024 and 385,357 on March 1, 2025.

SEC source: 0001415889-23-004168 · form4-03032023_100359.xml · nonDerivative · entry 2

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,531,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 362,319 on March 1, 2024.

SEC source: 0001415889-23-004168 · form4-03032023_100359.xml · nonDerivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,168,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares.