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Transocean Ltd.

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3732
SEC CIK
0001451505
Parsed reports
394

Last 12 months

Inside the activity.

4 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202532
Dec 202503
Jan 202604
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2024 Filed Sep 13, 2024 21:15 UTC
Mohn Frederik WilhelmDirector · 10% owner
PurchaseRegistered Shares 1,500,000 $4.13 $6,195,000.00
Disclosure

SEC source: 0001415889-24-023384 · form4-09132024_090901.xml · nonDerivative · entry 1

Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Perestroika (Cyprus) Ltd.

Disclosed balance after: 91,074,894

F1 · ownership.nature: These securities are held directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

Read SEC document
August 02, 2024 Filed Aug 5, 2024 10:33 UTC
Perestroika (Cyprus) LtdDirector · 10% owner
PurchaseRegistered Shares 2,000,000 $5.23 $10,460,000.00
Disclosure

SEC source: 0001415889-24-020700 · form4-08052024_100807.xml · nonDerivative · entry 1

Perestroika (Cyprus) Ltd · CIK 0001737912 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,574,894

Read SEC document
August 02, 2024 Filed Aug 5, 2024 10:32 UTC
PerestroikaDirector · 10% owner
PurchaseRegistered Shares 2,000,000 $5.23 $10,460,000.00
Disclosure

SEC source: 0001415889-24-020698 · form4-08052024_100811.xml · nonDerivative · entry 1

Perestroika · CIK 0001729635 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 89,574,894

F1 · ownership.nature: These securities are held directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

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August 02, 2024 Filed Aug 5, 2024 10:31 UTC
Mohn Frederik WilhelmDirector · 10% owner
PurchaseRegistered Shares 2,000,000 $5.23 $10,460,000.00
Disclosure

SEC source: 0001415889-24-020696 · form4-08052024_100805.xml · nonDerivative · entry 1

Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 89,574,894

F1 · ownership.nature: These securities are held directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

Read SEC document
May 17, 2024 Filed May 17, 2024 21:55 UTC GrantRestricted Units · Derivative 36,145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013605 · form4-05172024_090503.xml · derivative · entry 1

Oevrum Margareth · CIK 0001678435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,145

Underlying: Registered Shares · 36,145 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 17, 2024 Filed May 17, 2024 21:57 UTC GrantRestricted Units · Derivative 36,145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013610 · form4-05172024_090532.xml · derivative · entry 1

MERKSAMER SAMUEL J. · CIK 0001501581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,145

Underlying: Registered Shares · 36,145 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 17, 2024 Filed May 17, 2024 21:56 UTC GrantRestricted Units · Derivative 36,145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013607 · form4-05172024_090520.xml · derivative · entry 1

DELL'OSSO DOMENIC J JR · CIK 0001504988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,145

Underlying: Registered Shares · 36,145 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 17, 2024 Filed May 17, 2024 21:53 UTC GrantRestricted Units · Derivative 36,145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013601 · form4-05172024_090523.xml · derivative · entry 1

INTRIERI VINCENT J · CIK 0001350114 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,145

Underlying: Registered Shares · 36,145 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 17, 2024 Filed May 17, 2024 21:51 UTC GrantRestricted Units · Derivative 36,145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013599 · form4-05172024_090542.xml · derivative · entry 1

Curado Frederico F. · CIK 0001577451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,145

Underlying: Registered Shares · 36,145 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 17, 2024 Filed May 17, 2024 21:49 UTC GrantRestricted Units · Derivative 36,145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013597 · form4-05172024_090543.xml · derivative · entry 1

CHANG VANESSA C L · CIK 0001226487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,145

Underlying: Registered Shares · 36,145 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 17, 2024 Filed May 17, 2024 21:48 UTC GrantRestricted Units · Derivative 36,145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013595 · form4-05172024_090507.xml · derivative · entry 1

Barker Glyn Anthony · CIK 0001548502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,145

Underlying: Registered Shares · 36,145 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 17, 2024 Filed May 17, 2024 21:47 UTC GrantRestricted Units · Derivative 37,005 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013593 · form4-05172024_090501.xml · derivative · entry 1

DEATON CHAD C · CIK 0001239236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,005

Underlying: Registered Shares · 37,005 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 17, 2024 Filed May 17, 2024 21:42 UTC
Mohn Frederik WilhelmDirector · 10% owner
GrantRestricted Units · Derivative 36,145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013587 · form4-05172024_090536.xml · derivative · entry 3

Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,145

Underlying: Registered Shares · 36,145 shares

Expires not disclosed

F2 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 17, 2024, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 17, 2025, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 17, 2024 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 16, 2024 Filed May 17, 2024 17:41 UTC
Vayda Robert ThaddeusEVP, Chief Financial Officer
GrantRestricted Units · Derivative 65,639 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013584 · form4-05172024_090505.xml · derivative · entry 1

Vayda Robert Thaddeus · CIK 0002022236 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,639

Underlying: Registered Shares · 65,639 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Units were acquired on May 16, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 21,879 on May 29, 2025; 21,880 on March 1, 2026; and 21,880 on March 1, 2027.

F1 · derivative.expiration_date: The Restricted Units were acquired on May 16, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 21,879 on May 29, 2025; 21,880 on March 1, 2026; and 21,880 on March 1, 2027.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:44 UTC
Perestroika (Cyprus) LtdDirector · 10% owner
PurchaseRegistered Shares 2,000,000 $6.01 $12,020,000.00
Disclosure

SEC source: 0001415889-24-013591 · form4-05172024_090546.xml · nonDerivative · entry 1

Perestroika (Cyprus) Ltd · CIK 0001737912 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,574,894

Read SEC document
May 15, 2024 Filed May 17, 2024 21:43 UTC
PerestroikaDirector · 10% owner
PurchaseRegistered Shares 2,000,000 $6.01 $12,020,000.00
Disclosure

SEC source: 0001415889-24-013589 · form4-05172024_090536.xml · nonDerivative · entry 1

Perestroika · CIK 0001729635 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 87,574,894

F1 · ownership.nature: These securities are held directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:42 UTC
Mohn Frederik WilhelmDirector · 10% owner
PurchaseRegistered Shares 2,000,000 $6.01 $12,020,000.00
Disclosure

SEC source: 0001415889-24-013587 · form4-05172024_090536.xml · nonDerivative · entry 1

Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 87,574,894

F1 · ownership.nature: These securities are held directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 19:12 UTC Tax withholdingRegistered Shares 128,856 $5.08 $654,588.48
Disclosure

SEC source: 0001415889-24-006887 · form4-03062024_120312.xml · nonDerivative · entry 4

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,595,750

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:19 UTC
Tonnel David ASVP - CHIEF ACCOUNTING OFFICER
Tax withholdingRegistered Shares 67,789 $5.08 $344,368.12
Disclosure

SEC source: 0001415889-24-006895 · form4-03062024_120356.xml · nonDerivative · entry 4

Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 727,088

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:17 UTC
Long Brady KEVP & GENERAL COUNSEL
Tax withholdingRegistered Shares 100,654 $5.08 $511,322.32
Disclosure

SEC source: 0001415889-24-006893 · form4-03062024_120326.xml · nonDerivative · entry 4

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,447,320

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:15 UTC
DAVIS HOWARD EEVP, CAO & CIO
Tax withholdingRegistered Shares 102,609 $5.08 $521,253.72
Disclosure

SEC source: 0001415889-24-006891 · form4-03062024_120316.xml · nonDerivative · entry 4

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,427,231

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:13 UTC
Adamson KeelanPRESIDENT AND COO
Tax withholdingRegistered Shares 123,598 $5.08 $627,877.84
Disclosure

SEC source: 0001415889-24-006889 · form4-03062024_120339.xml · nonDerivative · entry 4

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,020,952

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:10 UTC
THIGPEN JEREMY DDirector · CEO
Tax withholdingRegistered Shares 372,227 $5.08 $1,890,913.16
Disclosure

SEC source: 0001415889-24-006885 · form4-03062024_120314.xml · nonDerivative · entry 4

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,178,900

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 19:12 UTC Exercise / conversionRegistered Shares 65,312 $5.09 $332,438.08
Disclosure

SEC source: 0001415889-24-006887 · form4-03062024_120312.xml · nonDerivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,724,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 65,312 on March 1, 2025 and 65,312 on March 1, 2026.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 19:12 UTC Exercise / conversionRegistered Shares 130,058 $5.09 $661,995.22
Disclosure

SEC source: 0001415889-24-006887 · form4-03062024_120312.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,659,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 130,058 on March 1, 2025.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 19:12 UTC Exercise / conversionRegistered Shares 130,435 $5.09 $663,914.15
Disclosure

SEC source: 0001415889-24-006887 · form4-03062024_120312.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,529,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:19 UTC
Tonnel David ASVP - CHIEF ACCOUNTING OFFICER
Exercise / conversionRegistered Shares 35,655 $5.09 $181,483.95
Disclosure

SEC source: 0001415889-24-006895 · form4-03062024_120356.xml · nonDerivative · entry 3

Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 35,656 on March 1, 2025 and 35,656 on March 1, 2026.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:19 UTC
Tonnel David ASVP - CHIEF ACCOUNTING OFFICER
Exercise / conversionRegistered Shares 71,002 $5.09 $361,400.18
Disclosure

SEC source: 0001415889-24-006895 · form4-03062024_120356.xml · nonDerivative · entry 2

Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 759,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 71,002 on March 1, 2025.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:19 UTC
Tonnel David ASVP - CHIEF ACCOUNTING OFFICER
Exercise / conversionRegistered Shares 64,735 $5.09 $329,501.15
Disclosure

SEC source: 0001415889-24-006895 · form4-03062024_120356.xml · nonDerivative · entry 1

Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 688,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares.

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March 01, 2024 Filed Mar 6, 2024 00:17 UTC
Long Brady KEVP & GENERAL COUNSEL
Exercise / conversionRegistered Shares 52,777 $5.09 $268,634.93
Disclosure

SEC source: 0001415889-24-006893 · form4-03062024_120326.xml · nonDerivative · entry 3

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,547,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 52,777 on March 1, 2025 and 52,778 on March 1, 2026

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:17 UTC
Long Brady KEVP & GENERAL COUNSEL
Exercise / conversionRegistered Shares 105,097 $5.09 $534,943.73
Disclosure

SEC source: 0001415889-24-006893 · form4-03062024_120326.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,495,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 105,098 on March 1, 2025.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:17 UTC
Long Brady KEVP & GENERAL COUNSEL
Exercise / conversionRegistered Shares 96,619 $5.09 $491,790.71
Disclosure

SEC source: 0001415889-24-006893 · form4-03062024_120326.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,390,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:15 UTC
DAVIS HOWARD EEVP, CAO & CIO
Exercise / conversionRegistered Shares 52,007 $5.09 $264,715.63
Disclosure

SEC source: 0001415889-24-006891 · form4-03062024_120316.xml · nonDerivative · entry 3

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,529,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 52,008 on March 1, 2025 and 52,008 on March 1, 2026

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:15 UTC
DAVIS HOWARD EEVP, CAO & CIO
Exercise / conversionRegistered Shares 103,565 $5.09 $527,145.85
Disclosure

SEC source: 0001415889-24-006891 · form4-03062024_120316.xml · nonDerivative · entry 2

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,477,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 103,565 on March 1, 2025.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:15 UTC
DAVIS HOWARD EEVP, CAO & CIO
Exercise / conversionRegistered Shares 103,865 $5.09 $528,672.85
Disclosure

SEC source: 0001415889-24-006891 · form4-03062024_120316.xml · nonDerivative · entry 1

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,374,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:13 UTC
Adamson KeelanPRESIDENT AND COO
Exercise / conversionRegistered Shares 67,731 $5.09 $344,750.79
Disclosure

SEC source: 0001415889-24-006889 · form4-03062024_120339.xml · nonDerivative · entry 3

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,144,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 67,731 on March 1, 2025 and 67,731 on March 1, 2026

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:13 UTC
Adamson KeelanPRESIDENT AND COO
Exercise / conversionRegistered Shares 134,875 $5.09 $686,513.75
Disclosure

SEC source: 0001415889-24-006889 · form4-03062024_120339.xml · nonDerivative · entry 2

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,076,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 134,875 on March 1, 2025.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:13 UTC
Adamson KeelanPRESIDENT AND COO
Exercise / conversionRegistered Shares 109,904 $5.09 $559,411.36
Disclosure

SEC source: 0001415889-24-006889 · form4-03062024_120339.xml · nonDerivative · entry 1

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 941,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:10 UTC
THIGPEN JEREMY DDirector · CEO
Exercise / conversionRegistered Shares 193,517 $5.09 $985,001.53
Disclosure

SEC source: 0001415889-24-006885 · form4-03062024_120314.xml · nonDerivative · entry 3

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,551,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 193,517 on March 1, 2025 and 193,518 on March 1, 2026

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:10 UTC
THIGPEN JEREMY DDirector · CEO
Exercise / conversionRegistered Shares 385,356 $5.09 $1,961,462.04
Disclosure

SEC source: 0001415889-24-006885 · form4-03062024_120314.xml · nonDerivative · entry 2

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,357,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 385,357 on March 1, 2025

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:10 UTC
THIGPEN JEREMY DDirector · CEO
Exercise / conversionRegistered Shares 362,319 $5.09 $1,844,203.71
Disclosure

SEC source: 0001415889-24-006885 · form4-03062024_120314.xml · nonDerivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,972,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:32 UTC
Perestroika (Cyprus) LtdDirector · 10% owner
PurchaseRegistered Shares 1,000,000 $4.89 $4,890,000.00
Disclosure

SEC source: 0001415889-24-005893 · form4-02292024_090211.xml · nonDerivative · entry 1

Perestroika (Cyprus) Ltd · CIK 0001737912 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,574,894

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:30 UTC
PerestroikaDirector · 10% owner
PurchaseRegistered Shares 1,000,000 $4.89 $4,890,000.00
Disclosure

SEC source: 0001415889-24-005890 · form4-02292024_090242.xml · nonDerivative · entry 1

Perestroika · CIK 0001729635 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 85,574,894

F1 · ownership.nature: These securities are held directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:28 UTC
Mohn Frederik WilhelmDirector · 10% owner
PurchaseRegistered Shares 1,000,000 $4.89 $4,890,000.00
Disclosure

SEC source: 0001415889-24-005888 · form4-02292024_090248.xml · nonDerivative · entry 1

Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 85,574,894

F1 · ownership.nature: These securities are held directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 17:12 UTC Tax withholdingRegistered Shares 282,243 $5.08 $1,433,794.44
Disclosure

SEC source: 0001415889-24-003399 · form4-02122024_100223.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,398,801

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 22:16 UTC
Tonnel David ASVP - CHIEF ACCOUNTING OFFICER
Tax withholdingRegistered Shares 140,084 $5.08 $711,626.72
Disclosure

SEC source: 0001415889-24-003407 · form4-02122024_100218.xml · nonDerivative · entry 2

Tonnel David A · CIK 0001318251 · SVP - CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 623,485

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 22:15 UTC
Long Brady KEVP & GENERAL COUNSEL
Tax withholdingRegistered Shares 179,546 $5.08 $912,093.68
Disclosure

SEC source: 0001415889-24-003405 · form4-02122024_100204.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,293,481

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 22:14 UTC
DAVIS HOWARD EEVP, CAO & CIO
Tax withholdingRegistered Shares 209,004 $5.08 $1,061,740.32
Disclosure

SEC source: 0001415889-24-003402 · form4-02122024_100246.xml · nonDerivative · entry 2

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,270,403

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 22:11 UTC
Adamson KeelanPRESIDENT AND COO
Tax withholdingRegistered Shares 237,828 $5.08 $1,208,166.24
Disclosure

SEC source: 0001415889-24-003397 · form4-02122024_100204.xml · nonDerivative · entry 2

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 832,040

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 22:10 UTC
THIGPEN JEREMY DDirector · CEO
Tax withholdingRegistered Shares 784,010 $5.08 $3,982,770.80
Disclosure

SEC source: 0001415889-24-003394 · form4-02122024_100250.xml · nonDerivative · entry 2

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,609,935

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.