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Transocean Ltd.

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3732
SEC CIK
0001451505
Parsed reports
394

Last 12 months

Inside the activity.

4 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202532
Dec 202503
Jan 202604
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 22, 2017 Filed Apr 25, 2017 20:14 UTC
THIGPEN JEREMY DDirector · President & CEO
Exercise / conversionRegistered Shares 54,183 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006183 · edgar.xml · nonDerivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on April 22, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on April 22, 2017, resulting in delivery of registered shares to the reporting person. The remaining units vest as follows: 54,183 on April 22, 2018.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 14:40 UTC Tax withholdingRegistered Shares 8,319 $13.60 $113,138.40
Disclosure

SEC source: 0001179110-17-003799 · edgar.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,694

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:42 UTC
Tonnel David ASVP, Controller & Supply Chain
Tax withholdingRegistered Shares 5,612 $13.60 $76,323.20
Disclosure

SEC source: 0001179110-17-003804 · edgar.xml · nonDerivative · entry 4

Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,094

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:41 UTC
Bonno TerrySVP, Marketing
Tax withholdingRegistered Shares 5,870 $13.60 $79,832.00
Disclosure

SEC source: 0001179110-17-003803 · edgar.xml · nonDerivative · entry 4

Bonno Terry · CIK 0001608699 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,336

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:41 UTC
DAVIS HOWARD EEVP, CAO & CIO
Tax withholdingRegistered Shares 4,069 $13.60 $55,338.40
Disclosure

SEC source: 0001179110-17-003801 · edgar.xml · nonDerivative · entry 2

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,126

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:41 UTC
Long Brady KSVP & General Counsel
Tax withholdingRegistered Shares 3,237 $13.60 $44,023.20
Disclosure

SEC source: 0001179110-17-003800 · edgar.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,079

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:40 UTC
THIGPEN JEREMY DDirector · President & CEO
Tax withholdingRegistered Shares 19,850 $13.60 $269,960.00
Disclosure

SEC source: 0001179110-17-003798 · edgar.xml · nonDerivative · entry 2

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,062

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 14:40 UTC Exercise / conversionRestricted Units · Derivative 19,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003799 · edgar.xml · derivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,314

Underlying: Registered Shares · 19,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 14:40 UTC Exercise / conversionRegistered Shares 19,157 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003799 · edgar.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:42 UTC
Tonnel David ASVP, Controller & Supply Chain
Exercise / conversionRestricted Units · Derivative 8,620 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003804 · edgar.xml · derivative · entry 7

Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,242

Underlying: Registered Shares · 8,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:42 UTC
Tonnel David ASVP, Controller & Supply Chain
Exercise / conversionRestricted Units · Derivative 7,308 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003804 · edgar.xml · derivative · entry 6

Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,308

Underlying: Registered Shares · 7,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:42 UTC
Tonnel David ASVP, Controller & Supply Chain
Exercise / conversionRestricted Units · Derivative 3,887 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003804 · edgar.xml · derivative · entry 5

Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Registered Shares · 3,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2014, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:42 UTC
Tonnel David ASVP, Controller & Supply Chain
Exercise / conversionRegistered Shares 8,620 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003804 · edgar.xml · nonDerivative · entry 3

Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:42 UTC
Tonnel David ASVP, Controller & Supply Chain
Exercise / conversionRegistered Shares 7,308 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003804 · edgar.xml · nonDerivative · entry 2

Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:42 UTC
Tonnel David ASVP, Controller & Supply Chain
Exercise / conversionRegistered Shares 3,887 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003804 · edgar.xml · nonDerivative · entry 1

Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2014, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC
Bonno TerrySVP, Marketing
Exercise / conversionRestricted Units · Derivative 8,620 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003803 · edgar.xml · derivative · entry 7

Bonno Terry · CIK 0001608699 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,242

Underlying: Registered Shares · 8,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC
Bonno TerrySVP, Marketing
Exercise / conversionRestricted Units · Derivative 8,221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003803 · edgar.xml · derivative · entry 6

Bonno Terry · CIK 0001608699 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,222

Underlying: Registered Shares · 8,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC
Bonno TerrySVP, Marketing
Exercise / conversionRestricted Units · Derivative 3,887 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003803 · edgar.xml · derivative · entry 5

Bonno Terry · CIK 0001608699 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Registered Shares · 3,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2014, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC
Bonno TerrySVP, Marketing
Exercise / conversionRegistered Shares 8,620 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003803 · edgar.xml · nonDerivative · entry 3

Bonno Terry · CIK 0001608699 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC
Bonno TerrySVP, Marketing
Exercise / conversionRegistered Shares 8,221 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003803 · edgar.xml · nonDerivative · entry 2

Bonno Terry · CIK 0001608699 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC
Bonno TerrySVP, Marketing
Exercise / conversionRegistered Shares 3,887 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003803 · edgar.xml · nonDerivative · entry 1

Bonno Terry · CIK 0001608699 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2014, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC Exercise / conversionRestricted Units · Derivative 19,244 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003802 · edgar.xml · derivative · entry 7

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,488

Underlying: Registered Shares · 19,244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC Exercise / conversionRestricted Units · Derivative 18,352 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003802 · edgar.xml · derivative · entry 6

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,353

Underlying: Registered Shares · 18,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC Exercise / conversionRestricted Units · Derivative 9,559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003802 · edgar.xml · derivative · entry 5

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Registered Shares · 9,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2014, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC Tax withholdingRegistered Shares 20,476 $13.60 $278,473.60
Disclosure

SEC source: 0001179110-17-003802 · edgar.xml · nonDerivative · entry 4

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,854

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC Exercise / conversionRegistered Shares 19,244 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003802 · edgar.xml · nonDerivative · entry 3

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC Exercise / conversionRegistered Shares 18,352 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003802 · edgar.xml · nonDerivative · entry 2

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC Exercise / conversionRegistered Shares 9,559 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003802 · edgar.xml · nonDerivative · entry 1

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2014, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC
DAVIS HOWARD EEVP, CAO & CIO
Exercise / conversionRestricted Units · Derivative 14,367 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003801 · edgar.xml · derivative · entry 3

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,736

Underlying: Registered Shares · 14,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC
DAVIS HOWARD EEVP, CAO & CIO
Exercise / conversionRegistered Shares 14,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003801 · edgar.xml · nonDerivative · entry 1

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC
Long Brady KSVP & General Counsel
Exercise / conversionRestricted Units · Derivative 11,429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003800 · edgar.xml · derivative · entry 3

Long Brady K · CIK 0001502666 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,858

Underlying: Registered Shares · 11,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:41 UTC
Long Brady KSVP & General Counsel
Exercise / conversionRegistered Shares 11,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003800 · edgar.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:40 UTC
THIGPEN JEREMY DDirector · President & CEO
Exercise / conversionRestricted Units · Derivative 45,715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003798 · edgar.xml · derivative · entry 3

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,432

Underlying: Registered Shares · 45,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:40 UTC
THIGPEN JEREMY DDirector · President & CEO
Exercise / conversionRegistered Shares 45,715 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003798 · edgar.xml · nonDerivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person.

Read SEC document
February 13, 2017 Filed Feb 13, 2017 22:31 UTC Tax withholdingRegistered Shares 14,444 $13.43 $193,982.92
Disclosure

SEC source: 0001179110-17-002284 · edgar.xml · nonDerivative · entry 2

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,909

F1 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 13, 2017 Filed Feb 13, 2017 22:28 UTC
Bonno TerrySVP, Marketing
Tax withholdingRegistered Shares 3,928 $13.23 $51,967.44
Disclosure

SEC source: 0001179110-17-002282 · edgar.xml · nonDerivative · entry 2

Bonno Terry · CIK 0001608699 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,449

F1 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

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February 13, 2017 Filed Feb 13, 2017 22:27 UTC
Tonnel David ASVP, Controller & Supply Chain
Tax withholdingRegistered Shares 3,928 $13.23 $51,967.44
Disclosure

SEC source: 0001179110-17-002281 · edgar.xml · nonDerivative · entry 2

Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,449

F1 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

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February 13, 2017 Filed Mar 2, 2017 20:56 UTC Amendment Tax withholdingRegistered Shares 14,444 $13.43 $193,982.92
Disclosure

SEC source: 0001179110-17-003595 · edgar.xml · nonDerivative · entry 2

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,175

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

F1 · balance_after: This Form 4/A is being filed to report the amount of securities beneficially owned by the Reporting Person following the reported transactions (column 5). This amount was incorrect in the original Form 4 filed by the Reporting Person.

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February 13, 2017 Filed Mar 2, 2017 20:57 UTC Amendment
Tonnel David ASVP, Controller & Supply Chain
Tax withholdingRegistered Shares 3,928 $13.23 $51,967.44
Disclosure

SEC source: 0001179110-17-003596 · edgar.xml · nonDerivative · entry 2

Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,891

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

F1 · balance_after: This Form 4/A is being filed to report the amount of securities beneficially owned by the Reporting Person following the reported transactions (column 5). This amount was incorrect in the original Form 4 filed by the Reporting Person.

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February 13, 2017 Filed Mar 2, 2017 20:58 UTC Amendment
Bonno TerrySVP, Marketing
Tax withholdingRegistered Shares 3,928 $13.23 $51,967.44
Disclosure

SEC source: 0001179110-17-003598 · edgar.xml · nonDerivative · entry 2

Bonno Terry · CIK 0001608699 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,478

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

F1 · balance_after: This Form 4/A is being filed to report the amount of securities beneficially owned by the Reporting Person following the reported transactions (column 5). This amount was incorrect in the original Form 4 filed by the Reporting Person.

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February 10, 2017 Filed Feb 13, 2017 22:34 UTC
THIGPEN JEREMY DDirector · President & CEO
GrantDeferred Units · Derivative 112,897 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002287 · edgar.xml · derivative · entry 2

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,897

Underlying: Registered Shares · 112,897 shares

Expires not disclosed

F2 · derivative.exercise_date: The Deferred Units were acquired on February 10, 2017, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 37,632 on March 1, 2018; 37,632 on March 1, 2019; and 37,633 on March 1, 2020.

F2 · derivative.expiration_date: The Deferred Units were acquired on February 10, 2017, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 37,632 on March 1, 2018; 37,632 on March 1, 2019; and 37,633 on March 1, 2020.

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February 10, 2017 Filed Feb 13, 2017 22:34 UTC
THIGPEN JEREMY DDirector · President & CEO
GrantStock Options · Derivative 217,618 $0.00 Strike: $13.35 $0.00
Disclosure

SEC source: 0001179110-17-002287 · edgar.xml · derivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,618

Underlying: Registered Shares · 217,618 shares

Expires 2027-02-10

F1 · derivative.exercise_date: On February 10, 2017, the reporting person was awarded 217,618 stock options which vest as follows: 72,539 on February 10, 2018; 72,539 on February 10, 2019; and 72,540 on February 10, 2020.

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February 10, 2017 Filed Feb 13, 2017 17:34 UTC GrantDeferred Units · Derivative 48,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002286 · edgar.xml · derivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,772

Underlying: Registered Shares · 48,772 shares

Expires not disclosed

F2 · derivative.exercise_date: The Deferred Units were acquired on February 10, 2017, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 16,257 on March 1, 2018; 16,257 on March 1, 2019; and 16,258 on March 1, 2020.

F2 · derivative.expiration_date: The Deferred Units were acquired on February 10, 2017, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 16,257 on March 1, 2018; 16,257 on March 1, 2019; and 16,258 on March 1, 2020.

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February 10, 2017 Filed Feb 13, 2017 17:34 UTC GrantStock Options · Derivative 94,011 $0.00 Strike: $13.35 $0.00
Disclosure

SEC source: 0001179110-17-002286 · edgar.xml · derivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,011

Underlying: Registered Shares · 94,011 shares

Expires 2027-02-10

F1 · derivative.exercise_date: On February 10, 2017, the reporting person was awarded 94,011 stock options which vest as follows: 31,337 on February 10, 2018; 31,337 on February 10, 2019; and 31,337 on February 10, 2020.

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February 10, 2017 Filed Feb 13, 2017 22:32 UTC
DAVIS HOWARD EEVP, CAO & CIO
GrantDeferred Units · Derivative 38,837 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002285 · edgar.xml · derivative · entry 2

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,837

Underlying: Registered Shares · 38,837 shares

Expires not disclosed

F2 · derivative.exercise_date: The Deferred Units were acquired on February 10, 2017, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 12,945 on March 1, 2018; 12,946 on March 1, 2019; and 12,946 on March 1, 2020.

F2 · derivative.expiration_date: The Deferred Units were acquired on February 10, 2017, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 12,945 on March 1, 2018; 12,946 on March 1, 2019; and 12,946 on March 1, 2020.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:32 UTC
DAVIS HOWARD EEVP, CAO & CIO
GrantStock Options · Derivative 74,861 $0.00 Strike: $13.35 $0.00
Disclosure

SEC source: 0001179110-17-002285 · edgar.xml · derivative · entry 1

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,861

Underlying: Registered Shares · 74,861 shares

Expires 2027-02-10

F1 · derivative.exercise_date: On February 10, 2017, the reporting person was awarded 74,861 stock options which vest as follows: 24,953 on February 10, 2018; 24,954 on February 10, 2019; and 24,954 on February 10, 2020.

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February 10, 2017 Filed Feb 13, 2017 22:31 UTC GrantDeferred Units · Derivative 48,952 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002284 · edgar.xml · derivative · entry 4

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,952

Underlying: Registered Shares · 48,952 shares

Expires not disclosed

F3 · derivative.exercise_date: The Deferred Units were acquired on February 10, 2017, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 16,317 on March 1, 2018; 16,317 on March 1, 2019; and 16,318 on March 1, 2020.

F3 · derivative.expiration_date: The Deferred Units were acquired on February 10, 2017, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 16,317 on March 1, 2018; 16,317 on March 1, 2019; and 16,318 on March 1, 2020.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:31 UTC GrantStock Options · Derivative 94,359 $0.00 Strike: $13.35 $0.00
Disclosure

SEC source: 0001179110-17-002284 · edgar.xml · derivative · entry 3

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,359

Underlying: Registered Shares · 94,359 shares

Expires 2027-02-10

F2 · derivative.exercise_date: On February 10, 2017, the reporting person was awarded 94,359 stock options which vest as follows: 31,453 on February 10, 2018; 31,453 on February 10, 2019; and 31,453 on February 10, 2020.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:30 UTC
Long Brady KSVP & General Counsel
GrantDeferred Units · Derivative 36,127 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002283 · edgar.xml · derivative · entry 2

Long Brady K · CIK 0001502666 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,127

Underlying: Registered Shares · 36,127 shares

Expires not disclosed

F2 · derivative.exercise_date: The Deferred Units were acquired on February 10, 2017, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 12,042 on March 1, 2018; 12,042 on March 1, 2019; and 12,043 on March 1, 2020.

F2 · derivative.expiration_date: The Deferred Units were acquired on February 10, 2017, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 12,042 on March 1, 2018; 12,042 on March 1, 2019; and 12,043 on March 1, 2020.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:30 UTC
Long Brady KSVP & General Counsel
GrantStock Options · Derivative 69,638 $0.00 Strike: $13.35 $0.00
Disclosure

SEC source: 0001179110-17-002283 · edgar.xml · derivative · entry 1

Long Brady K · CIK 0001502666 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,638

Underlying: Registered Shares · 69,638 shares

Expires 2027-02-10

F1 · derivative.exercise_date: On February 10, 2017, the reporting person was awarded 69,638 stock options which vest as follows: 23,212 on February 10, 2018; 23,213 on February 10, 2019; and 23,213 on February 10, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.