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Transocean Ltd.

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3732
SEC CIK
0001451505
Parsed reports
394

Last 12 months

Inside the activity.

4 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202532
Dec 202503
Jan 202604
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2018 Filed Mar 5, 2018 16:55 UTC Exercise / conversionRegistered Shares 19,157 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003465 · edgar.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 19,157 on March 1, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:58 UTC
THIGPEN JEREMY DDirector · President & CEO
Exercise / conversionRestricted Units · Derivative 37,632 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003474 · edgar.xml · derivative · entry 5

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,265

Underlying: Registered Shares · 37,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 37,632 on March 1, 2019 and 37,633 on March 1, 2020.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:58 UTC
THIGPEN JEREMY DDirector · President & CEO
Exercise / conversionRestricted Units · Derivative 45,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003474 · edgar.xml · derivative · entry 4

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,715

Underlying: Registered Shares · 45,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 45,715 on March 1, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:58 UTC
THIGPEN JEREMY DDirector · President & CEO
Exercise / conversionRegistered Shares 37,632 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003474 · edgar.xml · nonDerivative · entry 2

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 37,632 on March 1, 2019 and 37,633 on March 1, 2020.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:58 UTC
THIGPEN JEREMY DDirector · President & CEO
Exercise / conversionRegistered Shares 45,716 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003474 · edgar.xml · nonDerivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 45,715 on March 1, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:57 UTC
DAVIS HOWARD EEVP, CAO & CIO
Exercise / conversionRestricted Units · Derivative 12,945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003470 · edgar.xml · derivative · entry 5

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,892

Underlying: Registered Shares · 12,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 12,946 on March 1, 2019 and 12,946 on March 1, 2020.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:57 UTC
DAVIS HOWARD EEVP, CAO & CIO
Exercise / conversionRestricted Units · Derivative 14,368 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003470 · edgar.xml · derivative · entry 4

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,368

Underlying: Registered Shares · 14,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 14,368 on March 1, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:57 UTC
DAVIS HOWARD EEVP, CAO & CIO
Exercise / conversionRegistered Shares 12,945 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003470 · edgar.xml · nonDerivative · entry 2

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 12,946 on March 1, 2019 and 12,946 on March 1, 2020.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:57 UTC
DAVIS HOWARD EEVP, CAO & CIO
Exercise / conversionRegistered Shares 14,368 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003470 · edgar.xml · nonDerivative · entry 1

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 14,368 on March 1, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:54 UTC
Tonnel David ASVP and Corporate Controller
Exercise / conversionRestricted Units · Derivative 8,068 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003461 · edgar.xml · derivative · entry 7

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,137

Underlying: Registered Shares · 8,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 8,068 on March 1, 2019 and 8,069 on March 1, 2020.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:54 UTC
Tonnel David ASVP and Corporate Controller
Exercise / conversionRestricted Units · Derivative 8,621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003461 · edgar.xml · derivative · entry 6

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,621

Underlying: Registered Shares · 8,621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 8,621 on March 1, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:54 UTC
Tonnel David ASVP and Corporate Controller
Exercise / conversionRestricted Units · Derivative 7,308 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003461 · edgar.xml · derivative · entry 5

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Registered Shares · 7,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 13, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:54 UTC
Tonnel David ASVP and Corporate Controller
Exercise / conversionRegistered Shares 8,068 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003461 · edgar.xml · nonDerivative · entry 3

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 8,068 on March 1, 2019 and 8,069 on March 1, 2020.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:54 UTC
Tonnel David ASVP and Corporate Controller
Exercise / conversionRegistered Shares 8,621 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003461 · edgar.xml · nonDerivative · entry 2

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 8,621 on March 1, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:54 UTC
Tonnel David ASVP and Corporate Controller
Exercise / conversionRegistered Shares 7,308 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003461 · edgar.xml · nonDerivative · entry 1

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 13, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:56 UTC
Long Brady KSVP & General Counsel
Exercise / conversionRestricted Units · Derivative 12,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003468 · edgar.xml · derivative · entry 5

Long Brady K · CIK 0001502666 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,085

Underlying: Registered Shares · 12,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 12,042 on March 1, 2019 and 12,043 on March 1, 2020.

F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 12,042 on March 1, 2019 and 12,043 on March 1, 2020.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:56 UTC
Long Brady KSVP & General Counsel
Exercise / conversionRestricted Units · Derivative 11,429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003468 · edgar.xml · derivative · entry 4

Long Brady K · CIK 0001502666 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,429

Underlying: Registered Shares · 11,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 11,429 on March 1, 2019.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 11,429 on March 1, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:56 UTC
Long Brady KSVP & General Counsel
Exercise / conversionRegistered Shares 12,042 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003468 · edgar.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 12,042 on March 1, 2019 and 12,043 on March 1, 2020.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:56 UTC
Long Brady KSVP & General Counsel
Exercise / conversionRegistered Shares 11,429 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003468 · edgar.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 11,429 on March 1, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:53 UTC Exercise / conversionRestricted Units · Derivative 16,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003457 · edgar.xml · derivative · entry 7

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,635

Underlying: Registered Shares · 16,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 16,317 on March 1, 2019 and 16,318 on March 1, 2020.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:53 UTC Exercise / conversionRestricted Units · Derivative 19,244 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003457 · edgar.xml · derivative · entry 6

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,244

Underlying: Registered Shares · 19,244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 19,244 on March 1, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:53 UTC Exercise / conversionRestricted Units · Derivative 18,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003457 · edgar.xml · derivative · entry 5

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Registered Shares · 18,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 13, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:53 UTC Exercise / conversionRegistered Shares 16,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-003457 · edgar.xml · nonDerivative · entry 3

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 16,317 on March 1, 2019 and 16,318 on March 1, 2020.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:53 UTC Exercise / conversionRegistered Shares 19,244 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-003457 · edgar.xml · nonDerivative · entry 2

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 19,244 on March 1, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:53 UTC Exercise / conversionRegistered Shares 18,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-003457 · edgar.xml · nonDerivative · entry 1

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 13, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:52 UTC
PerestroikaDirector · 10% owner
PurchaseShares 1,000,000 $9.28 $9,278,600.00
Disclosure

SEC source: 0001179110-18-003454 · edgar.xml · nonDerivative · entry 1

Perestroika · CIK 0001729635 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,096,351

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:51 UTC
Mohn Frederik WilhelmDirector · 10% owner
PurchaseShares 1,000,000 $9.28 $9,278,600.00
Disclosure

SEC source: 0001179110-18-003450 · edgar.xml · nonDerivative · entry 1

Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 32,096,351

F1 · ownership.nature: These securities are held directly by Perestroika, a company solely owned by Mr. Mohn.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 16:10 UTC
Tonnel David ASVP and Corporate Controller
SaleRegistered Shares 8,832 $9.39 $82,932.48
Disclosure

SEC source: 0001179110-18-002157 · edgar.xml · nonDerivative · entry 2

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,517

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017 and amended on December 22, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 16:10 UTC
Tonnel David ASVP and Corporate Controller
SaleRegistered Shares 168 $9.39 $1,577.52
Disclosure

SEC source: 0001179110-18-002157 · edgar.xml · nonDerivative · entry 1

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,349

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017 and amended on December 22, 2017.

Read SEC document
February 12, 2018 Filed Feb 12, 2018 21:12 UTC Tax withholdingRegistered Shares 44,568 $9.40 $418,939.20
Disclosure

SEC source: 0001179110-18-001979 · edgar.xml · nonDerivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,464

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 02:14 UTC
THIGPEN JEREMY DDirector · President & CEO
Tax withholdingRegistered Shares 117,478 $9.40 $1,104,293.20
Disclosure

SEC source: 0001179110-18-001985 · edgar.xml · nonDerivative · entry 3

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,353

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 02:11 UTC Tax withholdingRegistered Shares 36,461 $9.40 $342,733.40
Disclosure

SEC source: 0001179110-18-001977 · edgar.xml · nonDerivative · entry 2

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,547

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

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February 12, 2018 Filed Feb 13, 2018 02:10 UTC
Tonnel David ASVP and Corporate Controller
Tax withholdingRegistered Shares 9,831 $9.40 $92,411.40
Disclosure

SEC source: 0001179110-18-001975 · edgar.xml · nonDerivative · entry 2

Tonnel David A · CIK 0001318251 · SVP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,517

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations

Read SEC document
February 08, 2018 Filed Feb 12, 2018 21:12 UTC Exercise / conversionDeferred Units · Derivative 67,484 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001979 · edgar.xml · derivative · entry 6

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Registered Shares · 67,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Deferred Units awarded on May 28, 2015 vested on February 8, 2018 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2015-2017 performance cycle.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 21:12 UTC GrantDeferred Units · Derivative 63,025 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001979 · edgar.xml · derivative · entry 5

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,025

Underlying: Registered Shares · 63,025 shares

Expires not disclosed

F2 · derivative.exercise_date: The Deferred Units were acquired on February 8, 2018, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 21,008 on March 1, 2019; 21,008 on March 1, 2020; and 21,009 on March 1, 2021.

F2 · derivative.expiration_date: The Deferred Units were acquired on February 8, 2018, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 21,008 on March 1, 2019; 21,008 on March 1, 2020; and 21,009 on March 1, 2021.

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February 08, 2018 Filed Feb 12, 2018 21:12 UTC GrantStock Options · Derivative 126,880 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001179110-18-001979 · edgar.xml · derivative · entry 4

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,880

Underlying: Registered Shares · 126,880 shares

Expires 2028-02-07

F1 · derivative.exercise_date: On February 8, 2018, the reporting person was awarded 126,880 stock options which vest as follows: 42,293 on February 7, 2019; 42,293 on February 7, 2020; 42,294 on February 7, 2021.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 21:12 UTC Exercise / conversionRegistered Shares 39,344 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001979 · edgar.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Deferred Units awarded on May 28, 2015 vested on February 8, 2018 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2015-2017 performance cycle.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 21:12 UTC Exercise / conversionRegistered Shares 67,484 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001979 · edgar.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Deferred Units awarded on May 28, 2015 vested on February 8, 2018 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2015-2017 performance cycle.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:14 UTC
THIGPEN JEREMY DDirector · President & CEO
Exercise / conversionDeferred Units · Derivative 178,804 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001985 · edgar.xml · derivative · entry 6

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Registered Shares · 178,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Deferred Units awarded on April 22, 2015 vested on February 8, 2018 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2015-2017 performance cycle.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:14 UTC
THIGPEN JEREMY DDirector · President & CEO
GrantDeferred Units · Derivative 163,399 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001985 · edgar.xml · derivative · entry 5

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,399

Underlying: Registered Shares · 163,399 shares

Expires not disclosed

F2 · derivative.exercise_date: The Deferred Units were acquired on February 8, 2018, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 54,466 on March 1, 2019; 54,466 on March 1, 2020; and 54,467 on March 1, 2021.

F2 · derivative.expiration_date: The Deferred Units were acquired on February 8, 2018, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 54,466 on March 1, 2019; 54,466 on March 1, 2020; and 54,467 on March 1, 2021.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:14 UTC
THIGPEN JEREMY DDirector · President & CEO
GrantStock Options · Derivative 328,947 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001179110-18-001985 · edgar.xml · derivative · entry 4

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,947

Underlying: Registered Shares · 328,947 shares

Expires 2028-02-07

F1 · derivative.exercise_date: On February 8, 2018, the reporting person was awarded 328,947 stock options which vest as follows: 109,649 on February 7, 2019; 109,649 on February 7, 2020; 109,649 on February 7, 2021.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:14 UTC
THIGPEN JEREMY DDirector · President & CEO
Exercise / conversionRegistered Shares 104,243 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001985 · edgar.xml · nonDerivative · entry 2

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Deferred Units awarded on April 22, 2015 vested on February 8, 2018 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2015-2017 performance cycle.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:14 UTC
THIGPEN JEREMY DDirector · President & CEO
Exercise / conversionRegistered Shares 178,804 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001985 · edgar.xml · nonDerivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Deferred Units awarded on April 22, 2015 vested on February 8, 2018 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2015-2017 performance cycle.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:14 UTC
Long Brady KSVP & General Counsel
GrantDeferred Units · Derivative 46,685 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001983 · edgar.xml · derivative · entry 2

Long Brady K · CIK 0001502666 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,685

Underlying: Registered Shares · 46,685 shares

Expires not disclosed

F2 · derivative.exercise_date: The Deferred Units were acquired on February 8, 2018, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 15,561 on March 1, 2019; 15,562 on March 1, 2020, and 15,562 on March 1, 2021.

F2 · derivative.expiration_date: The Deferred Units were acquired on February 8, 2018, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 15,561 on March 1, 2019; 15,562 on March 1, 2020, and 15,562 on March 1, 2021.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:14 UTC
Long Brady KSVP & General Counsel
GrantStock Options · Derivative 93,985 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001179110-18-001983 · edgar.xml · derivative · entry 1

Long Brady K · CIK 0001502666 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,985

Underlying: Registered Shars · 93,985 shares

Expires 2028-02-07

F1 · derivative.exercise_date: On February 8, 2018, the reporting person was awarded 93,985 stock options which vest as follows: 31,328 on February 7, 2019; 31,328 on February 7, 2020; 31,329 on February 7, 2021.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:13 UTC
DAVIS HOWARD EEVP, CAO & CIO
GrantDeferred Units · Derivative 50,187 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001981 · edgar.xml · derivative · entry 2

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,187

Underlying: Registered Shares · 50,187 shares

Expires not disclosed

F2 · derivative.exercise_date: The Deferred Units were acquired on February 8, 2018, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 16,729 on March 1, 2019; 16,729 on March 1, 2020; and 16,729 on March 1, 2021.

F2 · derivative.expiration_date: The Deferred Units were acquired on February 8, 2018, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 16,729 on March 1, 2019; 16,729 on March 1, 2020; and 16,729 on March 1, 2021.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:13 UTC
DAVIS HOWARD EEVP, CAO & CIO
GrantStock Options · Derivative 101,034 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001179110-18-001981 · edgar.xml · derivative · entry 1

DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,034

Underlying: Registered Shares · 101,034 shares

Expires 2028-02-07

F1 · derivative.exercise_date: On February 8, 2018, the reporting person was awarded 101,034 stock options which vest as follows: 33,678 on February 7, 2019; 33,678 on February 7, 2020; 33,678 on February 7, 2021.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:11 UTC GrantRestricted Units · Derivative 63,259 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001977 · edgar.xml · derivative · entry 4

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,259

Underlying: Registered Shares · 63,259 shares

Expires not disclosed

F2 · derivative.exercise_date: The Deferred Units were acquired on February 8, 2018, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 21,086 on March 1, 2019; 21,086 on March 1, 2020; and 21,087 on March 1, 2021.

F2 · derivative.expiration_date: The Deferred Units were acquired on February 8, 2018, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 21,086 on March 1, 2019; 21,086 on March 1, 2020; and 21,087 on March 1, 2021.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:11 UTC GrantStock Options · Derivative 127,350 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001179110-18-001977 · edgar.xml · derivative · entry 3

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,350

Underlying: Registered Shares · 127,350 shares

Expires 2028-02-07

F1 · derivative.exercise_date: On February 8, 2018, the reporting person was awarded 127,350 stock options which vest as follows: 42,450 on February 7, 2019; 42,450 on February 7, 2020; and 42,450 on February 7, 2021.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:11 UTC Exercise / conversionRegistered Shares 87,154 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001977 · edgar.xml · nonDerivative · entry 1

Stobart John B · CIK 0001559414 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Deferred Units awarded on February 13, 2015 vested on February 8, 2018 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2015-2017 performance cycle.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.