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Nasdaq · USD

RGS

REGIS CORP

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8808
SEC CIK
0000716643
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255

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2021 Filed Nov 9, 2021 21:33 UTC
Doctor MatthewEVP, Chief Strategy Officer
GrantStock Options · Derivative 112,500 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0000716643-21-000084 · wf-form4_163649355954851.xml · derivative · entry 3

Doctor Matthew · CIK 0001844838 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2031-11-05

F3 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

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November 05, 2021 Filed Nov 9, 2021 21:33 UTC
Doctor MatthewEVP, Chief Strategy Officer
GrantCommon Stock 34,758 $0.00 $0.00
Disclosure

SEC source: 0000716643-21-000084 · wf-form4_163649355954851.xml · nonDerivative · entry 2

Doctor Matthew · CIK 0001844838 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,124

F2 · shares: The Reporting Person was awarded a grant of 34,758 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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November 05, 2021 Filed Nov 9, 2021 21:33 UTC
Doctor MatthewEVP, Chief Strategy Officer
GrantCommon Stock 12,234 $2.76 $33,765.84
Disclosure

SEC source: 0000716643-21-000084 · wf-form4_163649355954851.xml · nonDerivative · entry 1

Doctor Matthew · CIK 0001844838 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,366

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 12,234 shares of RGS common stock under the SPMP.

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November 05, 2021 Filed Nov 9, 2021 21:29 UTC
Ferranti Michael HeathSVP, People and Culture
GrantStock Appreciation Rights · Derivative 87,500 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0000716643-21-000082 · wf-form4_163649337743405.xml · derivative · entry 4

Ferranti Michael Heath · CIK 0001851809 · SVP, People and Culture

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 87,500 shares

Expires 2031-11-05

F4 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:29 UTC
Ferranti Michael HeathSVP, People and Culture
GrantStock Options · Derivative 87,500 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0000716643-21-000082 · wf-form4_163649337743405.xml · derivative · entry 3

Ferranti Michael Heath · CIK 0001851809 · SVP, People and Culture

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 87,500 shares

Expires 2031-11-05

F4 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:29 UTC
Ferranti Michael HeathSVP, People and Culture
GrantCommon Stock 9,525 $0.00 $0.00
Disclosure

SEC source: 0000716643-21-000082 · wf-form4_163649337743405.xml · nonDerivative · entry 2

Ferranti Michael Heath · CIK 0001851809 · SVP, People and Culture

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,985.506

F3 · shares: The Reporting Person was awarded a grant of 9,525 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:29 UTC
Ferranti Michael HeathSVP, People and Culture
GrantCommon Stock 3,352 $2.76 $9,251.52
Disclosure

SEC source: 0000716643-21-000082 · wf-form4_163649337743405.xml · nonDerivative · entry 1

Ferranti Michael Heath · CIK 0001851809 · SVP, People and Culture

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460.506

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 3,352 shares of RGS common stock under the SPMP.

F2 · balance_after: Includes 3,108.506 shares attributable to employee stock plan purchases since the Reporting Person's Form 3.

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November 05, 2021 Filed Nov 9, 2021 21:26 UTC
DAVI JOHN C.EVP, Chief Technology Officer
GrantStock Appreciation Rights · Derivative 75,000 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0000716643-21-000080 · wf-form4_163649314260119.xml · derivative · entry 2

DAVI JOHN C. · CIK 0001887995 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2031-11-05

F1 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:26 UTC
DAVI JOHN C.EVP, Chief Technology Officer
GrantStock Options · Derivative 75,000 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0000716643-21-000080 · wf-form4_163649314260119.xml · derivative · entry 1

DAVI JOHN C. · CIK 0001887995 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2031-11-05

F1 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:20 UTC GrantCommon Stock 39,855 $0.00 $0.00
Disclosure

SEC source: 0000716643-21-000076 · wf-form4_163649279145604.xml · nonDerivative · entry 1

RHOADES M ANN · CIK 0001222685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,151

F1 · shares: The Reporting Person was awarded a grant of 39,855 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:22 UTC GrantCommon Stock 39,855 $0.00 $0.00
Disclosure

SEC source: 0000716643-21-000078 · wf-form4_163649292644407.xml · nonDerivative · entry 1

ANDREWS LOCKIE · CIK 0001882630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,842

F1 · shares: The Reporting Person was awarded a grant of 39,855 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:13 UTC
Zupfer Kersten DeloresChief Financial Officer
GrantStock Appreciation Rights · Derivative 112,500 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0000716643-21-000074 · wf-form4_163649238721948.xml · derivative · entry 4

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2031-11-05

F3 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:13 UTC
Zupfer Kersten DeloresChief Financial Officer
GrantStock Options · Derivative 112,500 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0000716643-21-000074 · wf-form4_163649238721948.xml · derivative · entry 3

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2031-11-05

F3 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:13 UTC
Zupfer Kersten DeloresChief Financial Officer
GrantCommon Stock 62,017 $0.00 $0.00
Disclosure

SEC source: 0000716643-21-000074 · wf-form4_163649238721948.xml · nonDerivative · entry 2

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,958

F2 · shares: The Reporting Person was awarded a grant of 62,017 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:13 UTC
Zupfer Kersten DeloresChief Financial Officer
GrantCommon Stock 21,830 $2.76 $60,250.80
Disclosure

SEC source: 0000716643-21-000074 · wf-form4_163649238721948.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,941

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 21,830 shares of RGS common stock under the SPMP.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:04 UTC
LAIN JIM BRIANPresident Franchise Operations
GrantStock Appreciation Rights · Derivative 100,000 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0000716643-21-000071 · wf-form4_163649185863443.xml · derivative · entry 2

LAIN JIM BRIAN · CIK 0001591430 · President Franchise Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-11-05

F1 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:04 UTC
LAIN JIM BRIANPresident Franchise Operations
GrantStock Options · Derivative 100,000 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0000716643-21-000071 · wf-form4_163649185863443.xml · derivative · entry 1

LAIN JIM BRIAN · CIK 0001591430 · President Franchise Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-11-05

F1 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:09 UTC
Athayde Felipe ADirector · President and CEO
GrantCommon Stock 159,604 $0.00 $0.00
Disclosure

SEC source: 0000716643-21-000073 · wf-form4_163649211548844.xml · nonDerivative · entry 2

Athayde Felipe A · CIK 0001771305 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,993

F2 · shares: The Reporting Person was awarded a grant of 159,604 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:09 UTC
Athayde Felipe ADirector · President and CEO
GrantCommon Stock 56,180 $2.76 $155,056.80
Disclosure

SEC source: 0000716643-21-000073 · wf-form4_163649211548844.xml · nonDerivative · entry 1

Athayde Felipe A · CIK 0001771305 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,389

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 56,180 shares of RGS common stock under the SPMP.

Read SEC document
November 05, 2021 Filed Nov 16, 2021 21:25 UTC Amendment
Athayde Felipe ADirector · President and CEO
GrantCommon Stock 212,805 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-010176 · edgar.xml · nonDerivative · entry 1

Athayde Felipe A · CIK 0001771305 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,194

F1 · shares: The Reporting Person was awarded a grant of 212,805 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
November 05, 2021 Filed Nov 16, 2021 21:25 UTC Amendment
Doctor MatthewEVP, Chief Strategy Officer
GrantCommon Stock 46,344 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-010175 · edgar.xml · nonDerivative · entry 1

Doctor Matthew · CIK 0001844838 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,710

F1 · shares: The Reporting Person was awarded a grant of 46,344 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
November 05, 2021 Filed Nov 16, 2021 21:24 UTC Amendment
Ferranti Michael HeathSVP, People and Culture
GrantCommon Stock 12,700 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-010174 · edgar.xml · nonDerivative · entry 1

Ferranti Michael Heath · CIK 0001851809 · SVP, People and Culture

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,160.506

F1 · shares: The Reporting Person was awarded a grant of 12,700 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
November 05, 2021 Filed Nov 16, 2021 21:24 UTC Amendment
Zupfer Kersten DeloresChief Financial Officer
GrantCommon Stock 82,690 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-010173 · edgar.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,631

F1 · shares: The Reporting Person was awarded a grant of 82,690 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. This amended Form 4 reflects a correction in the number of RSUs granted.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:16 UTC
Athayde Felipe ADirector · President and CEO
Tax withholdingCommon Stock 176,471 $3.08 $543,530.68
Disclosure

SEC source: 0000716643-21-000060 · wf-form4_163363774345209.xml · nonDerivative · entry 1

Athayde Felipe A · CIK 0001771305 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,209

Read SEC document
September 10, 2021 Filed Sep 14, 2021 20:30 UTC GrantCommon Stock 2,987 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-008755 · edgar.xml · nonDerivative · entry 1

ANDREWS LOCKIE · CIK 0001882630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,987

Read SEC document
August 31, 2021 Filed Sep 2, 2021 22:07 UTC
Zupfer Kersten DeloresChief Financial Officer
Tax withholdingCommon Stock 5,251 $5.42 $28,460.42
Disclosure

SEC source: 0001179110-21-008560 · edgar.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,111

F1 · balance_after: Reflects the cancellation of 30,680 performance stock units as the market-based conditions for vesting were not met.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 22:07 UTC
ATHAYDE AMANDAEVP, General Counsel
Tax withholdingCommon Stock 4,945 $5.42 $26,801.90
Disclosure

SEC source: 0001179110-21-008559 · edgar.xml · nonDerivative · entry 1

RUSIN AMANDA P. · CIK 0001725897 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,703.804

F1 · balance_after: Includes 2,329.804 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

F2 · balance_after: Reflects the cancellation of 30,680 performance stock units as the market-based conditions for vesting were not met.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 22:06 UTC
Kapadia ChadEVP, Chief Technology Officer
Tax withholdingCommon Stock 5,658 $5.42 $30,666.36
Disclosure

SEC source: 0001179110-21-008558 · edgar.xml · nonDerivative · entry 1

Kapadia Chad · CIK 0001744208 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,310

F1 · balance_after: Reflects the cancellation of 61,360 performance stock units as the market-based conditions for vesting were not met.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 22:00 UTC OtherCommon Stock, par value $0.05 per share 5,033,581 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-029621 · form4.xml · nonDerivative · entry 1

Walnut BRC, L.P. · CIK 0001541526 · 10% owner

New Walnut GP LLC · CIK 0001867825 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: On August 26, 2021, Walnut effected a distribution in kind to its limited partners, ratably and for no consideration, of a total of 5,033,581 shares of Common Stock (the "Subject Securities"). Following this distribution, neither Walnut nor Walnut GP has beneficial ownership of any Common Stock or of any other securities of the issuer.

F1 · ownership.direct: In addition to Walnut BRC, L.P., a Delaware limited partnership ("Walnut"), this Form 4 is being filed jointly by New Walnut GP LLC, a Delaware limited liability company ("Walnut GP") (all of the foregoing, collectively, the "Reporting Persons"). The principal business address of the Reporting Persons is 655 Madison Avenue, New York, New York 10065.

F2 · ownership.direct: On August 26, 2021, Walnut effected a distribution in kind to its limited partners, ratably and for no consideration, of a total of 5,033,581 shares of Common Stock (the "Subject Securities"). Following this distribution, neither Walnut nor Walnut GP has beneficial ownership of any Common Stock or of any other securities of the issuer.

F3 · ownership.direct: The Subject Securities were held directly by Walnut. Walnut GP is the sole general partner of Walnut. Each of the Reporting Persons disclaims beneficial ownership of the Subject Securities except to the extent of any pecuniary interest therein.

Read SEC document
June 18, 2021 Filed Jun 21, 2021 19:46 UTC
Kapadia ChadEVP, Chief Technology Officer
Tax withholdingCommon Stock 561 $9.55 $5,357.55
Disclosure

SEC source: 0000716643-21-000047 · wf-form4_162430475115878.xml · nonDerivative · entry 1

Kapadia Chad · CIK 0001744208 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,328

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:05 UTC GrantCommon Stock 3,912 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006775 · edgar.xml · nonDerivative · entry 1

MANSBACH MICHAEL JOSEPH · CIK 0001272466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,912

F1 · shares: The Reporting Person was awarded a grant of 3,912 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 19:20 UTC
LAIN JIM BRIANPresident - Portfolio Brands
SaleCommon Stock 1,650 $10.08 $16,633.65
Disclosure

SEC source: 0000716643-21-000041 · wf-form4_162343923103699.xml · nonDerivative · entry 1

LAIN JIM BRIAN · CIK 0001591430 · President - Portfolio Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,611

Read SEC document
February 08, 2021 Filed Feb 9, 2021 18:19 UTC
Doctor MatthewEVP, Chief Strategy Officer
GrantCommon Stock 28,382 $0.00 $0.00
Disclosure

SEC source: 0000716643-21-000031 · wf-form4_161289474320002.xml · nonDerivative · entry 1

Doctor Matthew · CIK 0001844838 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,132

F1 · shares: The Reporting Person was awarded a grant of 28,382 restricted stock units (RSUs). One-half of the RSUs vest on the first anniversary of the grant date and the remaining half vests on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 18:15 UTC
ATHAYDE AMANDAEVP, General Counsel
GrantCommon Stock 6,307 $0.00 $0.00
Disclosure

SEC source: 0000716643-21-000029 · wf-form4_161289449588152.xml · nonDerivative · entry 1

RUSIN AMANDA P. · CIK 0001725897 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,999

F1 · shares: The Reporting Person was awarded a grant of 6,307 restricted stock units (RSUs). The RSUs will vest on the first anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

F2 · balance_after: Includes 414 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 18:13 UTC
Moren Kathryn ShawnPresident - SmartStyle
GrantCommon Stock 6,307 $0.00 $0.00
Disclosure

SEC source: 0000716643-21-000028 · wf-form4_161289438151008.xml · nonDerivative · entry 1

Moren Kathryn Shawn · CIK 0001713634 · President - SmartStyle

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,121

F1 · shares: The Reporting Person was awarded a grant of 6,307 restricted stock units (RSUs). The RSUs vest on the first anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 18:00 UTC
Zupfer Kersten DeloresChief Financial Officer
GrantCommon Stock 6,307 $0.00 $0.00
Disclosure

SEC source: 0000716643-21-000027 · wf-form4_161289362753872.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,042

F1 · shares: The Reporting Person was awarded a grant of 6,307 restricted stock units (RSUs). The RSUs will vest on the first anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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January 10, 2021 Filed Jan 13, 2021 01:44 UTC
ATHAYDE AMANDAEVP, General Counsel
Tax withholdingCommon Stock 1,188 $8.39 $9,967.32
Disclosure

SEC source: 0000716643-21-000002 · wf-form4_161050227130008.xml · nonDerivative · entry 1

RUSIN AMANDA P. · CIK 0001725897 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,278

F1 · balance_after: Includes 2,859 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

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December 21, 2020 Filed Dec 23, 2020 01:33 UTC
ATHAYDE AMANDAEVP, General Counsel
GrantCommon Stock 19,980 $0.00 $0.00
Disclosure

SEC source: 0000716643-20-000098 · wf-form4_160868720535258.xml · nonDerivative · entry 2

RUSIN AMANDA P. · CIK 0001725897 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,607

F4 · shares: The Reporting Person was awarded a grant of 19,980 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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December 21, 2020 Filed Dec 23, 2020 01:33 UTC
ATHAYDE AMANDAEVP, General Counsel
GrantCommon Stock 5,274 $9.26 $48,837.24
Disclosure

SEC source: 0000716643-20-000098 · wf-form4_160868720535258.xml · nonDerivative · entry 1

RUSIN AMANDA P. · CIK 0001725897 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,627

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 5,274 shares of RGS common stock under the SPMP.

F2 · balance_after: Includes 4,691 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

F3 · balance_after: The Reporting Person's balance reflects the forfeiture of 9,960 previously reported performance stock units that were forfeited when the market-based conditions for the performance period ended June 30, 2020 were not satisfied.

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December 21, 2020 Filed Dec 23, 2020 01:33 UTC
Zupfer Kersten DeloresChief Financial Officer
GrantCommon Stock 25,276 $0.00 $0.00
Disclosure

SEC source: 0000716643-20-000097 · wf-form4_160868718805278.xml · nonDerivative · entry 2

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,735

F2 · shares: The Reporting Person was awarded a grant of 25,276 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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December 21, 2020 Filed Dec 23, 2020 01:33 UTC
Zupfer Kersten DeloresChief Financial Officer
GrantCommon Stock 6,673 $9.26 $61,791.98
Disclosure

SEC source: 0000716643-20-000097 · wf-form4_160868718805278.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,459

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 6,673 shares of RGS common stock under the SPMP.

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December 21, 2020 Filed Dec 23, 2020 01:33 UTC
TOWNSEND JAMES A.EVP & Chief Marketing Officer
GrantCommon Stock 34,318 $0.00 $0.00
Disclosure

SEC source: 0000716643-20-000096 · wf-form4_160868716792904.xml · nonDerivative · entry 2

TOWNSEND JAMES A. · CIK 0001771466 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,978

F2 · shares: The Reporting Person was awarded a grant of 34,318 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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December 21, 2020 Filed Dec 23, 2020 01:33 UTC
TOWNSEND JAMES A.EVP & Chief Marketing Officer
GrantCommon Stock 9,060 $9.26 $83,895.60
Disclosure

SEC source: 0000716643-20-000096 · wf-form4_160868716792904.xml · nonDerivative · entry 1

TOWNSEND JAMES A. · CIK 0001771466 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,660

F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 9,060 shares of RGS common stock under the SPMP.

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November 30, 2020 Filed Dec 2, 2020 20:14 UTC
LAIN JIM BRIANPresident - Portfolio Brands
GrantCommon Stock 11,012 $0.00 $0.00
Disclosure

SEC source: 0000716643-20-000088 · wf-form4_160694004167492.xml · nonDerivative · entry 1

LAIN JIM BRIAN · CIK 0001591430 · President - Portfolio Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,261

F1 · shares: The Reporting Person was awarded a grant of 11,012 restricted stock units (RSUs). The RSUs vest on the first anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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November 30, 2020 Filed Dec 2, 2020 20:13 UTC
Thompson ShawnEVP & President - Supercuts
GrantCommon Stock 35,335 $0.00 $0.00
Disclosure

SEC source: 0000716643-20-000087 · wf-form4_160694002601494.xml · nonDerivative · entry 1

Thompson Shawn · CIK 0001833591 · EVP & President - Supercuts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,335

F1 · shares: The Reporting Person was awarded a grant of 35,335 restricted stock units (RSUs). The RSUs vest one half on the first anniversary of the grant date and one half on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.

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October 27, 2020 Filed Oct 28, 2020 20:15 UTC GrantCommon Stock 18,456 $0.00 $0.00
Disclosure

SEC source: 0000716643-20-000069 · wf-form4_160391609171283.xml · nonDerivative · entry 1

Grissen David · CIK 0001545888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,792

F1 · shares: The Reporting Person was awarded a grant of 18,456 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

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October 27, 2020 Filed Oct 28, 2020 20:14 UTC GrantCommon Stock 18,456 $0.00 $0.00
Disclosure

SEC source: 0000716643-20-000068 · wf-form4_160391607243603.xml · nonDerivative · entry 1

MERRIMAN MICHAEL J · CIK 0001211005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,186

F1 · shares: The Reporting Person was awarded a grant of 18,456 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

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October 27, 2020 Filed Oct 28, 2020 20:13 UTC GrantCommon Stock 18,456 $0.00 $0.00
Disclosure

SEC source: 0000716643-20-000065 · wf-form4_160391602319334.xml · nonDerivative · entry 1

Gambale Virginia · CIK 0001298598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,770

F1 · shares: The Reporting Person was awarded a grant of 18,456 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

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October 27, 2020 Filed Oct 28, 2020 20:14 UTC
LIGHT MARKDirector
GrantCommon Stock 18,456 $0.00 $0.00
Disclosure

SEC source: 0000716643-20-000067 · wf-form4_160391605597162.xml · nonDerivative · entry 1

LIGHT MARK · CIK 0001482524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,792

F1 · shares: The Reporting Person was awarded a grant of 18,456 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

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October 27, 2020 Filed Oct 28, 2020 20:14 UTC GrantCommon Stock 18,456 $0.00 $0.00
Disclosure

SEC source: 0000716643-20-000066 · wf-form4_160391603862620.xml · nonDerivative · entry 1

RHOADES M ANN · CIK 0001222685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,296

F1 · shares: The Reporting Person was awarded a grant of 18,456 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.