Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 05, 2021 Filed Nov 9, 2021 21:33 UTC |
Doctor MatthewEVP, Chief Strategy Officer
|
GrantStock Options · Derivative | 112,500 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0000716643-21-000084 · wf-form4_163649355954851.xml · derivative · entry 3 Doctor Matthew · CIK 0001844838 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 112,500 shares Expires 2031-11-05 F3 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:33 UTC |
Doctor MatthewEVP, Chief Strategy Officer
|
GrantCommon Stock | 34,758 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-21-000084 · wf-form4_163649355954851.xml · nonDerivative · entry 2 Doctor Matthew · CIK 0001844838 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,124 F2 · shares: The Reporting Person was awarded a grant of 34,758 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:33 UTC |
Doctor MatthewEVP, Chief Strategy Officer
|
GrantCommon Stock | 12,234 | $2.76 | $33,765.84 |
DisclosureSEC source: 0000716643-21-000084 · wf-form4_163649355954851.xml · nonDerivative · entry 1 Doctor Matthew · CIK 0001844838 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,366 F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 12,234 shares of RGS common stock under the SPMP. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:29 UTC |
Ferranti Michael HeathSVP, People and Culture
|
GrantStock Appreciation Rights · Derivative | 87,500 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0000716643-21-000082 · wf-form4_163649337743405.xml · derivative · entry 4 Ferranti Michael Heath · CIK 0001851809 · SVP, People and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 87,500 shares Expires 2031-11-05 F4 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:29 UTC |
Ferranti Michael HeathSVP, People and Culture
|
GrantStock Options · Derivative | 87,500 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0000716643-21-000082 · wf-form4_163649337743405.xml · derivative · entry 3 Ferranti Michael Heath · CIK 0001851809 · SVP, People and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 87,500 shares Expires 2031-11-05 F4 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:29 UTC |
Ferranti Michael HeathSVP, People and Culture
|
GrantCommon Stock | 9,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-21-000082 · wf-form4_163649337743405.xml · nonDerivative · entry 2 Ferranti Michael Heath · CIK 0001851809 · SVP, People and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,985.506 F3 · shares: The Reporting Person was awarded a grant of 9,525 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:29 UTC |
Ferranti Michael HeathSVP, People and Culture
|
GrantCommon Stock | 3,352 | $2.76 | $9,251.52 |
DisclosureSEC source: 0000716643-21-000082 · wf-form4_163649337743405.xml · nonDerivative · entry 1 Ferranti Michael Heath · CIK 0001851809 · SVP, People and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,460.506 F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 3,352 shares of RGS common stock under the SPMP. F2 · balance_after: Includes 3,108.506 shares attributable to employee stock plan purchases since the Reporting Person's Form 3. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:26 UTC |
DAVI JOHN C.EVP, Chief Technology Officer
|
GrantStock Appreciation Rights · Derivative | 75,000 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0000716643-21-000080 · wf-form4_163649314260119.xml · derivative · entry 2 DAVI JOHN C. · CIK 0001887995 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2031-11-05 F1 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:26 UTC |
DAVI JOHN C.EVP, Chief Technology Officer
|
GrantStock Options · Derivative | 75,000 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0000716643-21-000080 · wf-form4_163649314260119.xml · derivative · entry 1 DAVI JOHN C. · CIK 0001887995 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2031-11-05 F1 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:20 UTC |
RHOADES M ANNDirector
|
GrantCommon Stock | 39,855 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-21-000076 · wf-form4_163649279145604.xml · nonDerivative · entry 1 RHOADES M ANN · CIK 0001222685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,151 F1 · shares: The Reporting Person was awarded a grant of 39,855 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:22 UTC |
ANDREWS LOCKIEDirector
|
GrantCommon Stock | 39,855 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-21-000078 · wf-form4_163649292644407.xml · nonDerivative · entry 1 ANDREWS LOCKIE · CIK 0001882630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,842 F1 · shares: The Reporting Person was awarded a grant of 39,855 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:13 UTC |
Zupfer Kersten DeloresChief Financial Officer
|
GrantStock Appreciation Rights · Derivative | 112,500 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0000716643-21-000074 · wf-form4_163649238721948.xml · derivative · entry 4 Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 112,500 shares Expires 2031-11-05 F3 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:13 UTC |
Zupfer Kersten DeloresChief Financial Officer
|
GrantStock Options · Derivative | 112,500 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0000716643-21-000074 · wf-form4_163649238721948.xml · derivative · entry 3 Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 112,500 shares Expires 2031-11-05 F3 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:13 UTC |
Zupfer Kersten DeloresChief Financial Officer
|
GrantCommon Stock | 62,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-21-000074 · wf-form4_163649238721948.xml · nonDerivative · entry 2 Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,958 F2 · shares: The Reporting Person was awarded a grant of 62,017 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:13 UTC |
Zupfer Kersten DeloresChief Financial Officer
|
GrantCommon Stock | 21,830 | $2.76 | $60,250.80 |
DisclosureSEC source: 0000716643-21-000074 · wf-form4_163649238721948.xml · nonDerivative · entry 1 Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,941 F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 21,830 shares of RGS common stock under the SPMP. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:04 UTC |
LAIN JIM BRIANPresident Franchise Operations
|
GrantStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0000716643-21-000071 · wf-form4_163649185863443.xml · derivative · entry 2 LAIN JIM BRIAN · CIK 0001591430 · President Franchise Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-11-05 F1 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:04 UTC |
LAIN JIM BRIANPresident Franchise Operations
|
GrantStock Options · Derivative | 100,000 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0000716643-21-000071 · wf-form4_163649185863443.xml · derivative · entry 1 LAIN JIM BRIAN · CIK 0001591430 · President Franchise Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-11-05 F1 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:09 UTC |
Athayde Felipe ADirector · President and CEO
|
GrantCommon Stock | 159,604 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-21-000073 · wf-form4_163649211548844.xml · nonDerivative · entry 2 Athayde Felipe A · CIK 0001771305 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,993 F2 · shares: The Reporting Person was awarded a grant of 159,604 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:09 UTC |
Athayde Felipe ADirector · President and CEO
|
GrantCommon Stock | 56,180 | $2.76 | $155,056.80 |
DisclosureSEC source: 0000716643-21-000073 · wf-form4_163649211548844.xml · nonDerivative · entry 1 Athayde Felipe A · CIK 0001771305 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,389 F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 56,180 shares of RGS common stock under the SPMP. Read SEC document |
| November 05, 2021 Filed Nov 16, 2021 21:25 UTC Amendment |
Athayde Felipe ADirector · President and CEO
|
GrantCommon Stock | 212,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-010176 · edgar.xml · nonDerivative · entry 1 Athayde Felipe A · CIK 0001771305 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,194 F1 · shares: The Reporting Person was awarded a grant of 212,805 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| November 05, 2021 Filed Nov 16, 2021 21:25 UTC Amendment |
Doctor MatthewEVP, Chief Strategy Officer
|
GrantCommon Stock | 46,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-010175 · edgar.xml · nonDerivative · entry 1 Doctor Matthew · CIK 0001844838 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,710 F1 · shares: The Reporting Person was awarded a grant of 46,344 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| November 05, 2021 Filed Nov 16, 2021 21:24 UTC Amendment |
Ferranti Michael HeathSVP, People and Culture
|
GrantCommon Stock | 12,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-010174 · edgar.xml · nonDerivative · entry 1 Ferranti Michael Heath · CIK 0001851809 · SVP, People and Culture 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,160.506 F1 · shares: The Reporting Person was awarded a grant of 12,700 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| November 05, 2021 Filed Nov 16, 2021 21:24 UTC Amendment |
Zupfer Kersten DeloresChief Financial Officer
|
GrantCommon Stock | 82,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-010173 · edgar.xml · nonDerivative · entry 1 Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,631 F1 · shares: The Reporting Person was awarded a grant of 82,690 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. This amended Form 4 reflects a correction in the number of RSUs granted. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 20:16 UTC |
Athayde Felipe ADirector · President and CEO
|
Tax withholdingCommon Stock | 176,471 | $3.08 | $543,530.68 |
DisclosureSEC source: 0000716643-21-000060 · wf-form4_163363774345209.xml · nonDerivative · entry 1 Athayde Felipe A · CIK 0001771305 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,209 Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 20:30 UTC |
ANDREWS LOCKIEDirector
|
GrantCommon Stock | 2,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-008755 · edgar.xml · nonDerivative · entry 1 ANDREWS LOCKIE · CIK 0001882630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,987 Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:07 UTC |
Zupfer Kersten DeloresChief Financial Officer
|
Tax withholdingCommon Stock | 5,251 | $5.42 | $28,460.42 |
DisclosureSEC source: 0001179110-21-008560 · edgar.xml · nonDerivative · entry 1 Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,111 F1 · balance_after: Reflects the cancellation of 30,680 performance stock units as the market-based conditions for vesting were not met. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:07 UTC |
ATHAYDE AMANDAEVP, General Counsel
|
Tax withholdingCommon Stock | 4,945 | $5.42 | $26,801.90 |
DisclosureSEC source: 0001179110-21-008559 · edgar.xml · nonDerivative · entry 1 RUSIN AMANDA P. · CIK 0001725897 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,703.804 F1 · balance_after: Includes 2,329.804 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4. F2 · balance_after: Reflects the cancellation of 30,680 performance stock units as the market-based conditions for vesting were not met. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:06 UTC |
Kapadia ChadEVP, Chief Technology Officer
|
Tax withholdingCommon Stock | 5,658 | $5.42 | $30,666.36 |
DisclosureSEC source: 0001179110-21-008558 · edgar.xml · nonDerivative · entry 1 Kapadia Chad · CIK 0001744208 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,310 F1 · balance_after: Reflects the cancellation of 61,360 performance stock units as the market-based conditions for vesting were not met. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 22:00 UTC |
Walnut BRC, L.P.10% owner
New Walnut GP LLC10% owner
|
OtherCommon Stock, par value $0.05 per share | 5,033,581 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-029621 · form4.xml · nonDerivative · entry 1 Walnut BRC, L.P. · CIK 0001541526 · 10% owner New Walnut GP LLC · CIK 0001867825 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: On August 26, 2021, Walnut effected a distribution in kind to its limited partners, ratably and for no consideration, of a total of 5,033,581 shares of Common Stock (the "Subject Securities"). Following this distribution, neither Walnut nor Walnut GP has beneficial ownership of any Common Stock or of any other securities of the issuer. F1 · ownership.direct: In addition to Walnut BRC, L.P., a Delaware limited partnership ("Walnut"), this Form 4 is being filed jointly by New Walnut GP LLC, a Delaware limited liability company ("Walnut GP") (all of the foregoing, collectively, the "Reporting Persons"). The principal business address of the Reporting Persons is 655 Madison Avenue, New York, New York 10065. F2 · ownership.direct: On August 26, 2021, Walnut effected a distribution in kind to its limited partners, ratably and for no consideration, of a total of 5,033,581 shares of Common Stock (the "Subject Securities"). Following this distribution, neither Walnut nor Walnut GP has beneficial ownership of any Common Stock or of any other securities of the issuer. F3 · ownership.direct: The Subject Securities were held directly by Walnut. Walnut GP is the sole general partner of Walnut. Each of the Reporting Persons disclaims beneficial ownership of the Subject Securities except to the extent of any pecuniary interest therein. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 19:46 UTC |
Kapadia ChadEVP, Chief Technology Officer
|
Tax withholdingCommon Stock | 561 | $9.55 | $5,357.55 |
DisclosureSEC source: 0000716643-21-000047 · wf-form4_162430475115878.xml · nonDerivative · entry 1 Kapadia Chad · CIK 0001744208 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,328 Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:05 UTC |
MANSBACH MICHAEL JOSEPHDirector
|
GrantCommon Stock | 3,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-006775 · edgar.xml · nonDerivative · entry 1 MANSBACH MICHAEL JOSEPH · CIK 0001272466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,912 F1 · shares: The Reporting Person was awarded a grant of 3,912 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 19:20 UTC |
LAIN JIM BRIANPresident - Portfolio Brands
|
SaleCommon Stock | 1,650 | $10.08 | $16,633.65 |
DisclosureSEC source: 0000716643-21-000041 · wf-form4_162343923103699.xml · nonDerivative · entry 1 LAIN JIM BRIAN · CIK 0001591430 · President - Portfolio Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,611 Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 18:19 UTC |
Doctor MatthewEVP, Chief Strategy Officer
|
GrantCommon Stock | 28,382 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-21-000031 · wf-form4_161289474320002.xml · nonDerivative · entry 1 Doctor Matthew · CIK 0001844838 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,132 F1 · shares: The Reporting Person was awarded a grant of 28,382 restricted stock units (RSUs). One-half of the RSUs vest on the first anniversary of the grant date and the remaining half vests on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 18:15 UTC |
ATHAYDE AMANDAEVP, General Counsel
|
GrantCommon Stock | 6,307 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-21-000029 · wf-form4_161289449588152.xml · nonDerivative · entry 1 RUSIN AMANDA P. · CIK 0001725897 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,999 F1 · shares: The Reporting Person was awarded a grant of 6,307 restricted stock units (RSUs). The RSUs will vest on the first anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. F2 · balance_after: Includes 414 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 18:13 UTC |
Moren Kathryn ShawnPresident - SmartStyle
|
GrantCommon Stock | 6,307 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-21-000028 · wf-form4_161289438151008.xml · nonDerivative · entry 1 Moren Kathryn Shawn · CIK 0001713634 · President - SmartStyle 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,121 F1 · shares: The Reporting Person was awarded a grant of 6,307 restricted stock units (RSUs). The RSUs vest on the first anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 18:00 UTC |
Zupfer Kersten DeloresChief Financial Officer
|
GrantCommon Stock | 6,307 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-21-000027 · wf-form4_161289362753872.xml · nonDerivative · entry 1 Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,042 F1 · shares: The Reporting Person was awarded a grant of 6,307 restricted stock units (RSUs). The RSUs will vest on the first anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| January 10, 2021 Filed Jan 13, 2021 01:44 UTC |
ATHAYDE AMANDAEVP, General Counsel
|
Tax withholdingCommon Stock | 1,188 | $8.39 | $9,967.32 |
DisclosureSEC source: 0000716643-21-000002 · wf-form4_161050227130008.xml · nonDerivative · entry 1 RUSIN AMANDA P. · CIK 0001725897 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,278 F1 · balance_after: Includes 2,859 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 01:33 UTC |
ATHAYDE AMANDAEVP, General Counsel
|
GrantCommon Stock | 19,980 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-20-000098 · wf-form4_160868720535258.xml · nonDerivative · entry 2 RUSIN AMANDA P. · CIK 0001725897 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,607 F4 · shares: The Reporting Person was awarded a grant of 19,980 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 01:33 UTC |
ATHAYDE AMANDAEVP, General Counsel
|
GrantCommon Stock | 5,274 | $9.26 | $48,837.24 |
DisclosureSEC source: 0000716643-20-000098 · wf-form4_160868720535258.xml · nonDerivative · entry 1 RUSIN AMANDA P. · CIK 0001725897 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,627 F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 5,274 shares of RGS common stock under the SPMP. F2 · balance_after: Includes 4,691 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4. F3 · balance_after: The Reporting Person's balance reflects the forfeiture of 9,960 previously reported performance stock units that were forfeited when the market-based conditions for the performance period ended June 30, 2020 were not satisfied. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 01:33 UTC |
Zupfer Kersten DeloresChief Financial Officer
|
GrantCommon Stock | 25,276 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-20-000097 · wf-form4_160868718805278.xml · nonDerivative · entry 2 Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,735 F2 · shares: The Reporting Person was awarded a grant of 25,276 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 01:33 UTC |
Zupfer Kersten DeloresChief Financial Officer
|
GrantCommon Stock | 6,673 | $9.26 | $61,791.98 |
DisclosureSEC source: 0000716643-20-000097 · wf-form4_160868718805278.xml · nonDerivative · entry 1 Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,459 F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 6,673 shares of RGS common stock under the SPMP. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 01:33 UTC |
TOWNSEND JAMES A.EVP & Chief Marketing Officer
|
GrantCommon Stock | 34,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-20-000096 · wf-form4_160868716792904.xml · nonDerivative · entry 2 TOWNSEND JAMES A. · CIK 0001771466 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,978 F2 · shares: The Reporting Person was awarded a grant of 34,318 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 01:33 UTC |
TOWNSEND JAMES A.EVP & Chief Marketing Officer
|
GrantCommon Stock | 9,060 | $9.26 | $83,895.60 |
DisclosureSEC source: 0000716643-20-000096 · wf-form4_160868716792904.xml · nonDerivative · entry 1 TOWNSEND JAMES A. · CIK 0001771466 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,660 F1 · shares: The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 9,060 shares of RGS common stock under the SPMP. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 20:14 UTC |
LAIN JIM BRIANPresident - Portfolio Brands
|
GrantCommon Stock | 11,012 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-20-000088 · wf-form4_160694004167492.xml · nonDerivative · entry 1 LAIN JIM BRIAN · CIK 0001591430 · President - Portfolio Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,261 F1 · shares: The Reporting Person was awarded a grant of 11,012 restricted stock units (RSUs). The RSUs vest on the first anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 20:13 UTC |
Thompson ShawnEVP & President - Supercuts
|
GrantCommon Stock | 35,335 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-20-000087 · wf-form4_160694002601494.xml · nonDerivative · entry 1 Thompson Shawn · CIK 0001833591 · EVP & President - Supercuts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,335 F1 · shares: The Reporting Person was awarded a grant of 35,335 restricted stock units (RSUs). The RSUs vest one half on the first anniversary of the grant date and one half on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversary and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 20:15 UTC |
Grissen DavidDirector
|
GrantCommon Stock | 18,456 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-20-000069 · wf-form4_160391609171283.xml · nonDerivative · entry 1 Grissen David · CIK 0001545888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,792 F1 · shares: The Reporting Person was awarded a grant of 18,456 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 20:14 UTC |
MERRIMAN MICHAEL JDirector
|
GrantCommon Stock | 18,456 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-20-000068 · wf-form4_160391607243603.xml · nonDerivative · entry 1 MERRIMAN MICHAEL J · CIK 0001211005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,186 F1 · shares: The Reporting Person was awarded a grant of 18,456 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 20:13 UTC |
Gambale VirginiaDirector
|
GrantCommon Stock | 18,456 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-20-000065 · wf-form4_160391602319334.xml · nonDerivative · entry 1 Gambale Virginia · CIK 0001298598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,770 F1 · shares: The Reporting Person was awarded a grant of 18,456 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 20:14 UTC |
LIGHT MARKDirector
|
GrantCommon Stock | 18,456 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-20-000067 · wf-form4_160391605597162.xml · nonDerivative · entry 1 LIGHT MARK · CIK 0001482524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,792 F1 · shares: The Reporting Person was awarded a grant of 18,456 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 20:14 UTC |
RHOADES M ANNDirector
|
GrantCommon Stock | 18,456 | $0.00 | $0.00 |
DisclosureSEC source: 0000716643-20-000066 · wf-form4_160391603862620.xml · nonDerivative · entry 1 RHOADES M ANN · CIK 0001222685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,296 F1 · shares: The Reporting Person was awarded a grant of 18,456 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.