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RGA

REINSURANCE GROUP OF AMERICA INC

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2716
SEC CIK
0000898174
Parsed reports
499

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2022 Filed May 27, 2022 20:05 UTC
NG KENG HOOIDirector
GrantCommon Stock · Derivative 2,230 $121.05 Strike: $0.00 $269,941.50
Disclosure

SEC source: 0000898174-22-000070 · wf-form4_165368188492461.xml · derivative · entry 1

NG KENG HOOI · CIK 0001866790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,230

Underlying: Common Stock · 2,230 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock.

F2 · shares: Acquired pursuant to deferral of annual retainer (950 shares) and deferral of stock grant (1,280 shares) to independent directors for services performed as a director.

F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4 · derivative.expiration_date: Distributable upon director's retirement from the Board in accordance with distribution elections.

F5 · ownership.direct: The reporting person beneficially owns a total of 2,230 phantom shares.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:04 UTC GrantCommon Stock 1,280 $121.05 $154,944.00
Disclosure

SEC source: 0000898174-22-000069 · wf-form4_165368185293741.xml · nonDerivative · entry 1

Nichols George III · CIK 0001822128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:04 UTC GrantCommon Stock · Derivative 2,416 $121.05 Strike: $0.00 $292,456.80
Disclosure

SEC source: 0000898174-22-000068 · wf-form4_165368181753773.xml · derivative · entry 1

Van Wyk Steven C. · CIK 0001569219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,416

Underlying: Common Stock · 2,416 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock.

F2 · shares: Acquired pursuant to deferral of annual retainer (1,136 shares) and deferral of stock grant (1,280 shares) to independent directors for services performed as a director.

F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4 · derivative.expiration_date: Distributable upon director's retirement from the Board in accordance with distribution elections.

F5 · ownership.direct: The reporting person beneficially owns a total of 6,309 phantom shares.

Read SEC document
May 10, 2022 Filed May 12, 2022 17:23 UTC SaleCommon Stock 3,257 $113.32 $369,099.20
Disclosure

SEC source: 0000898174-22-000055 · wf-form4_165237617642882.xml · nonDerivative · entry 2

Detrick Christine Rose · CIK 0001594796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617.8

Read SEC document
May 10, 2022 Filed May 12, 2022 17:23 UTC SaleCommon Stock 1,043 $113.39 $118,270.15
Disclosure

SEC source: 0000898174-22-000055 · wf-form4_165237617642882.xml · nonDerivative · entry 1

Detrick Christine Rose · CIK 0001594796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,874.8

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:15 UTC
Hayden John W.EVP, Controller
GrantRestricted Share Unit - March 2022 · Derivative 746 $106.53 Strike: $106.53 $79,471.38
Disclosure

SEC source: 0000898174-22-000032 · wf-form4_164815290911292.xml · derivative · entry 2

Hayden John W. · CIK 0001612523 · EVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746

Underlying: Common Stock · 746 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted share units fully vest on December 31, 2024.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:15 UTC
Hayden John W.EVP, Controller
GrantStock Appreciation Right (right to purchase) 2022 · Derivative 2,602 $106.53 Strike: $106.53 $277,191.06
Disclosure

SEC source: 0000898174-22-000032 · wf-form4_164815290911292.xml · derivative · entry 1

Hayden John W. · CIK 0001612523 · EVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,602

Underlying: Common Stock · 2,602 shares

Expires 2032-03-22

F1 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:19 UTC
BURNS GAYEVP, Chief HR Officer
GrantRestricted Share Unit - March 2022 · Derivative 1,352 $106.53 Strike: $106.53 $144,028.56
Disclosure

SEC source: 0000898174-22-000042 · wf-form4_164815317487630.xml · derivative · entry 2

BURNS GAY · CIK 0001784086 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352

Underlying: Common Stock · 1,352 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted share units fully vest on December 31, 2024.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:19 UTC
BURNS GAYEVP, Chief HR Officer
GrantStock Appreciation Right (right to purchase) 2022 · Derivative 4,714 $106.53 Strike: $106.53 $502,182.42
Disclosure

SEC source: 0000898174-22-000042 · wf-form4_164815317487630.xml · derivative · entry 1

BURNS GAY · CIK 0001784086 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,714

Underlying: Common Stock · 4,714 shares

Expires 2032-03-22

F1 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:19 UTC
LARSON TODD CSEVP, Chief Financial Officer
GrantRestricted Share Unit - March 2022 · Derivative 3,485 $106.53 Strike: $106.53 $371,257.05
Disclosure

SEC source: 0000898174-22-000041 · wf-form4_164815313507017.xml · derivative · entry 2

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,485

Underlying: Common Stock · 3,485 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted share units fully vest on December 31, 2024.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:19 UTC
LARSON TODD CSEVP, Chief Financial Officer
GrantStock Appreciation Right (right to purchase) 2022 · Derivative 12,152 $106.53 Strike: $106.53 $1,294,552.56
Disclosure

SEC source: 0000898174-22-000041 · wf-form4_164815313507017.xml · derivative · entry 1

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,152

Underlying: Common Stock · 12,152 shares

Expires 2032-03-22

F1 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:18 UTC
CHENG TONY KIN SHUNEVP, Head of Asia
GrantRestricted Share Unit - March 2022 · Derivative 1,808 $106.53 Strike: $106.53 $192,606.24
Disclosure

SEC source: 0000898174-22-000040 · wf-form4_164815310985605.xml · derivative · entry 2

CHENG TONY KIN SHUN · CIK 0001783774 · EVP, Head of Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,808

Underlying: Common Stock · 1,808 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted share units fully vest on December 31, 2024.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:18 UTC
CHENG TONY KIN SHUNEVP, Head of Asia
GrantStock Appreciation Right (right to purchase) 2022 · Derivative 6,306 $106.53 Strike: $106.53 $671,778.18
Disclosure

SEC source: 0000898174-22-000040 · wf-form4_164815310985605.xml · derivative · entry 1

CHENG TONY KIN SHUN · CIK 0001783774 · EVP, Head of Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,306

Underlying: Common Stock · 6,306 shares

Expires 2032-03-22

F1 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:18 UTC
GAUTAM ALKAEVP, Pres & CEO, RGA Canada
GrantNet Settled Options - 2022 · Derivative 3,955 $106.53 Strike: $106.53 $421,326.15
Disclosure

SEC source: 0000898174-22-000039 · wf-form4_164815306966274.xml · derivative · entry 2

GAUTAM ALKA · CIK 0001784209 · EVP, Pres & CEO, RGA Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,955

Underlying: Common Stock · 3,955 shares

Expires 2032-03-22

F2 · derivative.exercise_date: Net settled options (Canada) vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:18 UTC
GAUTAM ALKAEVP, Pres & CEO, RGA Canada
GrantRestricted Share Unit - March 2022 · Derivative 1,134 $106.53 Strike: $106.53 $120,805.02
Disclosure

SEC source: 0000898174-22-000039 · wf-form4_164815306966274.xml · derivative · entry 1

GAUTAM ALKA · CIK 0001784209 · EVP, Pres & CEO, RGA Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,134

Underlying: Common Stock · 1,134 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted share units fully vest on December 31, 2024.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:17 UTC
CUIPER OLAVEVP, Head of EMEA
GrantRestricted Share Unit - March 2022 · Derivative 1,325 $106.53 Strike: $106.53 $141,152.25
Disclosure

SEC source: 0000898174-22-000038 · wf-form4_164815305098525.xml · derivative · entry 2

CUIPER OLAV · CIK 0001784205 · EVP, Head of EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325

Underlying: Common Stock · 1,325 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted share units fully vest on December 31, 2024.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:17 UTC
CUIPER OLAVEVP, Head of EMEA
GrantStock Appreciation Right (right to purchase) 2022 · Derivative 4,621 $106.53 Strike: $106.53 $492,275.13
Disclosure

SEC source: 0000898174-22-000038 · wf-form4_164815305098525.xml · derivative · entry 1

CUIPER OLAV · CIK 0001784205 · EVP, Head of EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,621

Underlying: Common Stock · 4,621 shares

Expires 2032-03-22

F1 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:17 UTC
BARBI LESLIEEVP, Chief Investment Officer
GrantRestricted Share Unit - March 2022 · Derivative 2,816 $106.53 Strike: $106.53 $299,988.48
Disclosure

SEC source: 0000898174-22-000037 · wf-form4_164815302738840.xml · derivative · entry 2

BARBI LESLIE · CIK 0001800177 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,816

Underlying: Common Stock · 2,816 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted share units fully vest on December 31, 2024.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:17 UTC
BARBI LESLIEEVP, Chief Investment Officer
GrantStock Appreciation Right (right to purchase) 2022 · Derivative 9,820 $106.53 Strike: $106.53 $1,046,124.60
Disclosure

SEC source: 0000898174-22-000037 · wf-form4_164815302738840.xml · derivative · entry 1

BARBI LESLIE · CIK 0001800177 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,820

Underlying: Common Stock · 9,820 shares

Expires 2032-03-22

F1 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:17 UTC
Manning AnnaDirector · President, CEO
GrantRestricted Share Unit - March 2022 · Derivative 14,667 $106.53 Strike: $106.53 $1,562,475.51
Disclosure

SEC source: 0000898174-22-000036 · wf-form4_164815300554432.xml · derivative · entry 2

Manning Anna · CIK 0001540768 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,667

Underlying: Common Stock · 14,667 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted share units fully vest on December 31, 2024.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:17 UTC
Manning AnnaDirector · President, CEO
GrantStock Appreciation Right (right to purchase) 2022 · Derivative 51,146 $106.53 Strike: $106.53 $5,448,583.38
Disclosure

SEC source: 0000898174-22-000036 · wf-form4_164815300554432.xml · derivative · entry 1

Manning Anna · CIK 0001540768 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,146

Underlying: Common Stock · 51,146 shares

Expires 2032-03-22

F1 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:16 UTC GrantRestricted Share Unit - March 2022 · Derivative 1,774 $106.53 Strike: $106.53 $188,984.22
Disclosure

SEC source: 0000898174-22-000035 · wf-form4_164815298516428.xml · derivative · entry 2

HERRMANN RONALD · CIK 0001838826 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,774

Underlying: Common Stock · 1,774 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted share units fully vest on December 31, 2024.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:16 UTC GrantStock Appreciation Right (right to purchase) 2022 · Derivative 6,187 $106.53 Strike: $106.53 $659,101.11
Disclosure

SEC source: 0000898174-22-000035 · wf-form4_164815298516428.xml · derivative · entry 1

HERRMANN RONALD · CIK 0001838826 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,187

Underlying: Common Stock · 6,187 shares

Expires 2032-03-22

F1 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:16 UTC
PORTER JONATHANEVP, Global Chief Risk Officer
GrantNet Settled Options - 2022 · Derivative 4,332 $106.53 Strike: $106.53 $461,487.96
Disclosure

SEC source: 0000898174-22-000034 · wf-form4_164815295984532.xml · derivative · entry 2

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,332

Underlying: Common Stock · 4,332 shares

Expires 2032-03-22

F2 · derivative.exercise_date: Net settled options (Canada) vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:16 UTC
PORTER JONATHANEVP, Global Chief Risk Officer
GrantRestricted Share Unit - March 2022 · Derivative 1,242 $106.53 Strike: $106.53 $132,310.26
Disclosure

SEC source: 0000898174-22-000034 · wf-form4_164815295984532.xml · derivative · entry 1

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242

Underlying: Common Stock · 1,242 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted share units fully vest on December 31, 2024.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:15 UTC
HUTTON WILLIAM LEVP, General Counsel & Secy.
GrantRestricted Share Unit - March 2022 · Derivative 1,033 $106.53 Strike: $106.53 $110,045.49
Disclosure

SEC source: 0000898174-22-000033 · wf-form4_164815293493115.xml · derivative · entry 2

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033

Underlying: Common Stock · 1,033 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted share units fully vest on December 31, 2024.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:15 UTC
HUTTON WILLIAM LEVP, General Counsel & Secy.
GrantStock Appreciation Right (right to purchase) 2022 · Derivative 3,601 $106.53 Strike: $106.53 $383,614.53
Disclosure

SEC source: 0000898174-22-000033 · wf-form4_164815293493115.xml · derivative · entry 1

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,601

Underlying: Common Stock · 3,601 shares

Expires 2032-03-22

F1 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:15 UTC GrantRestricted Share Unit - March 2022 · Derivative 1,408 $106.53 Strike: $106.53 $149,994.24
Disclosure

SEC source: 0000898174-22-000031 · wf-form4_164815288443530.xml · derivative · entry 2

CARSON LAWRENCE S · CIK 0001801031 · EVP, GFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,408

Underlying: Common Stock · 1,408 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted share units fully vest on December 31, 2024.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:15 UTC GrantStock Appreciation Right (right to purchase) 2022 · Derivative 4,910 $106.53 Strike: $106.53 $523,062.30
Disclosure

SEC source: 0000898174-22-000031 · wf-form4_164815288443530.xml · derivative · entry 1

CARSON LAWRENCE S · CIK 0001801031 · EVP, GFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,910

Underlying: Common Stock · 4,910 shares

Expires 2032-03-22

F1 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 17:42 UTC
GAUTAM ALKAEVP & CEO, RGA CANADA
SaleCommon Stock 858 $110.05 $94,422.90
Disclosure

SEC source: 0000950138-21-000532 · edgar.xml · nonDerivative · entry 1

GAUTAM ALKA · CIK 0001784209 · EVP & CEO, RGA CANADA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,161

Read SEC document
December 21, 2021 Filed Dec 22, 2021 19:41 UTC
GAUTAM ALKASEVP, Chief Financial Officer
Exercise / conversionStock Appreciation Right (right to purchase) 2012 · Derivative 4,155 $0.00 Strike: $56.65 $0.00
Disclosure

SEC source: 0000950138-21-000527 · edgar.xml · derivative · entry 2

GAUTAM ALKA · CIK 0001784209 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,155 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2021 Filed Dec 22, 2021 19:41 UTC
GAUTAM ALKASEVP, Chief Financial Officer
Exercise / conversionCommon Stock 858 $0.00 $0.00
Disclosure

SEC source: 0000950138-21-000527 · edgar.xml · nonDerivative · entry 1

GAUTAM ALKA · CIK 0001784209 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: After reduction to pay the exercise price of the common stock, the transaction resulted in net issuance of 1,847 shares, from which 989 shares were withheld for taxes. The difference is the net issuance of 858 shares.

F1 · shares: After reduction to pay the exercise price of the common stock, the transaction resulted in net issuance of 1,847 shares, from which 989 shares were withheld for taxes. The difference is the net issuance of 858 shares.

Read SEC document
September 02, 2021 Filed Sep 2, 2021 21:21 UTC GiftCommon Stock 255 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000916 · form.xml · nonDerivative · entry 1

Neemeh Alain · CIK 0001457251 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,636

Read SEC document
August 12, 2021 Filed Aug 13, 2021 22:00 UTC
LARSON TODD CSEVP, Chief Financial Officer
Exercise / conversionStock Appreciation Right (right to purchase) 2012 · Derivative 7,324 $0.00 Strike: $56.65 $0.00
Disclosure

SEC source: 0001246360-21-000904 · form.xml · derivative · entry 3

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,324 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 22:00 UTC
LARSON TODD CSEVP, Chief Financial Officer
Disposition to issuerCommon Stock 4,677 $118.87 $555,954.99
Disclosure

SEC source: 0001246360-21-000904 · form.xml · nonDerivative · entry 2

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,921

F1 · shares: Represents (i) 3490 shares sold to pay the exercise price of the purchase of common stock, and (ii) 1187 shares withheld to satisfy Company tax withholding obligations. The difference between the number of SARs exercised (7324) and the number of shares withheld to pay the exercise price and taxes (4677) results in a net settlement of 2647 shares.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 22:00 UTC
LARSON TODD CSEVP, Chief Financial Officer
Exercise / conversionCommon Stock 7,324 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000904 · form.xml · nonDerivative · entry 1

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 21:42 UTC
PORTER JONATHANEVP, Global Chief Risk Officer
Exercise / conversionStock Appreciation Right (right to purchase) 2012 · Derivative 1,017 $0.00 Strike: $56.65 $0.00
Disclosure

SEC source: 0001246360-21-000899 · form.xml · derivative · entry 3

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,017 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 21:42 UTC
PORTER JONATHANEVP, Global Chief Risk Officer
Disposition to issuerCommon Stock 766 $121.35 $92,954.10
Disclosure

SEC source: 0001246360-21-000899 · form.xml · nonDerivative · entry 2

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,568

F1 · shares: Represents (i) 475 shares sold to pay the exercise price of the purchase of common stock, and (ii) 291 shares withheld to satisfy Company tax withholding obligations. The difference between the number of SARs exercised (1017) and the number of shares withheld to pay the exercise price and taxes (766) results in a net settlement of 251 shares.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 21:42 UTC
PORTER JONATHANEVP, Global Chief Risk Officer
Exercise / conversionCommon Stock 1,017 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000899 · form.xml · nonDerivative · entry 1

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 06, 2021 Filed Aug 9, 2021 20:07 UTC SaleCommon Stock 3,000 $121.70 $365,100.00
Disclosure

SEC source: 0001246360-21-000889 · form.xml · nonDerivative · entry 1

Detrick Christine Rose · CIK 0001594796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,917.792

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May 19, 2021 Filed May 20, 2021 20:42 UTC GrantPhantom Stock · Derivative 2,204 $124.75 Strike: $0.00 $274,949.00
Disclosure

SEC source: 0001246360-21-000766 · form.xml · derivative · entry 1

Van Wyk Steven C. · CIK 0001569219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,204

Underlying: Common Stock · 2,204 shares

Expires 2032-05-19

F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock.

F2 · shares: Acquired pursuant to deferral of annual retainer (1002 shares) and deferral of stock grant (1202 shares) to independent directors for services performed as a director.

F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4 · ownership.direct: Mr. Van Wyk beneficially owns a total of 3893 phantom shares.

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May 19, 2021 Filed May 20, 2021 20:42 UTC GrantPhantom Stock · Derivative 1,202 $124.75 Strike: $0.00 $149,949.50
Disclosure

SEC source: 0001246360-21-000765 · form.xml · derivative · entry 1

Sievert Frederick James · CIK 0001483074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202

Underlying: Common Stock · 1,202 shares

Expires 2032-05-19

F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock.

F2 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4 · ownership.direct: Mr. Sievert beneficially owns a total of 6525 phantom shares.

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May 19, 2021 Filed May 20, 2021 20:35 UTC GrantCommon Stock 2,244 $124.75 $279,939.00
Disclosure

SEC source: 0001246360-21-000764 · form.xml · nonDerivative · entry 1

EASON J CLIFF · CIK 0001184435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,043

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

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May 19, 2021 Filed May 20, 2021 20:28 UTC
ALBO PINADirector
GrantPhantom Stock · Derivative 2,124 $124.75 Strike: $0.00 $264,969.00
Disclosure

SEC source: 0001246360-21-000763 · form.xml · derivative · entry 1

ALBO PINA · CIK 0001786356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,124

Underlying: Common Stock · 2,124 shares

Expires 2032-05-19

F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock.

F2 · shares: Acquired pursuant to deferral of annual retainer (922 shares) and deferral of stock grant (1202 shares) to independent directors for services performed as a director.

F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4 · ownership.direct: Ms. Albo beneficially owns a total of 3813 phantom shares.

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May 19, 2021 Filed May 20, 2021 19:28 UTC GrantCommon Stock 1,202 $124.75 $149,949.50
Disclosure

SEC source: 0001246360-21-000762 · form.xml · nonDerivative · entry 1

TULIN STANLEY B · CIK 0001234337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,222

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

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May 19, 2021 Filed May 20, 2021 19:21 UTC GrantCommon Stock 1,102 $124.75 $137,474.50
Disclosure

SEC source: 0001246360-21-000761 · form.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

F2 · shares: Mr. Thomas's annual stock grant was prorated based on the date he joined the board.

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May 19, 2021 Filed May 20, 2021 19:21 UTC GrantCommon Stock 1,202 $124.75 $149,949.50
Disclosure

SEC source: 0001246360-21-000760 · form.xml · nonDerivative · entry 1

Gauthier John J · CIK 0001456268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,407

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

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May 19, 2021 Filed May 20, 2021 19:21 UTC GrantCommon Stock 1,202 $124.75 $149,949.50
Disclosure

SEC source: 0001246360-21-000759 · form.xml · nonDerivative · entry 1

Guinn Patricia Lynn · CIK 0001477854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,840

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

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May 19, 2021 Filed May 20, 2021 19:21 UTC GrantPhantom Stock · Derivative 1,202 $124.75 Strike: $0.00 $149,949.50
Disclosure

SEC source: 0001246360-21-000758 · form.xml · derivative · entry 1

O'HEARN STEPHEN T · CIK 0001825953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202

Underlying: Common Stock · 1,202 shares

Expires 2032-05-19

F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock.

F2 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4 · ownership.direct: Mr. O'Hearn beneficially owns a total of 1202 phantom shares.

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May 19, 2021 Filed May 20, 2021 19:21 UTC GrantPhantom Stock · Derivative 1,202 $124.75 Strike: $0.00 $149,949.50
Disclosure

SEC source: 0001246360-21-000757 · form.xml · derivative · entry 1

McNeilage Hazel · CIK 0001743097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202

Underlying: Common Stock · 1,202 shares

Expires 2032-05-19

F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock.

F2 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4 · ownership.direct: Ms. McNeilage beneficially owns a total of 3880 phantom shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.