person · Reporting owner
Sievert Frederick James
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CNO Financial Group, Inc.CNO · Entity 576 | Director | August 16, 2022 | August 18, 2022 |
| REINSURANCE GROUP OF AMERICA INCRGA · Entity 2716 | Director | May 19, 2021 | May 20, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CNO Financial Group, Inc.
Report date August 16, 2022 · Filed August 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,118 |
Reported balance
After 2022-08-16 transaction · row 1
1 source rowRow 1 · 2022-08-16 · Sale · Disposed 6,000 · Balance 61,118 F1: Shares sold pursuant to a 10b5-1 trading plan adopted on March 17, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold pursuant to a 10b5-1 trading plan adopted on March 17, 2022.
REINSURANCE GROUP OF AMERICA INC
Report date May 19, 2021 · Filed May 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2032-05-19 | Direct | 1,202 |
Reported balance
After 2021-05-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-05-19 · Grant · Acquired 1,202 · Balance 1,202 F1: 1 for 1 based upon fair market value of Common Stock. F2: Acquired pursuant to annual grant of shares to independent directors for services performed as a director. F3: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period. F4: Mr. Sievert beneficially owns a total of 6525 phantom shares. |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1 based upon fair market value of Common Stock.
F2: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.
F3: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.
F4: Mr. Sievert beneficially owns a total of 6525 phantom shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 16, 2022 Filed Aug 18, 2022 16:10 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 6,000 | $20.00 | $120,000.00 |
DisclosureSEC source: 0001062993-22-018371 · form4.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,118 F1 · kind: Shares sold pursuant to a 10b5-1 trading plan adopted on March 17, 2022. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:10 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 3,000 | $20.42 | $61,260.00 |
DisclosureSEC source: 0001062993-22-014275 · form4.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,118 F1 · shares: Shares sold pursuant to a 10b5-1 trading plan adopted on March 17, 2022. F2 · price: Sales at prices ranging from $20.31 per share to $20.59 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| May 19, 2022 Filed May 23, 2022 16:09 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 7,697 | $19.49 | $150,014.53 |
DisclosureSEC source: 0001062993-22-013270 · form4.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,118 F1 · shares: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan. Read SEC document |
| May 06, 2022 Filed May 9, 2022 18:31 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 3,000 | $21.56 | $64,680.00 |
DisclosureSEC source: 0001062993-22-011919 · form4.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,421 F1 · shares: Shares sold pursuant to a 10b5-1 trading plan adopted on March 17, 2022. F2 · price: Sales at prices ranging from $21.431 per share to $21.65 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 16:10 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 12,600 | $24.68 | $310,942.80 |
DisclosureSEC source: 0001062993-22-005897 · form4.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,421 F1 · price: Sales at prices ranging from $24.67 per share to $24.705 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| August 20, 2021 Filed Feb 9, 2022 16:09 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GiftCommon Stock | 1,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-003313 · form5.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,021 Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:42 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GrantPhantom Stock · Derivative | 1,202 | $124.75 Strike: $0.00 | $149,949.50 |
DisclosureSEC source: 0001246360-21-000765 · form.xml · derivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202 Underlying: Common Stock · 1,202 shares Expires 2032-05-19 F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock. F2 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director. F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period. F4 · ownership.direct: Mr. Sievert beneficially owns a total of 6525 phantom shares. Read SEC document |
| May 11, 2021 Filed May 12, 2021 16:09 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001757201-21-000061 · edgar.xml · nonDerivative · entry 2 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,296 Read SEC document |
| May 10, 2021 Filed May 12, 2021 16:09 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 5,291 | $27.22 | $144,021.02 |
DisclosureSEC source: 0001757201-21-000061 · edgar.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,296 F1 · shares: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan. Read SEC document |
| May 20, 2020 Filed May 21, 2020 17:56 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GrantPhantom Stock · Derivative | 1,689 | $88.80 Strike: $0.00 | $149,983.20 |
DisclosureSEC source: 0001246360-20-001269 · form.xml · derivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,689 Underlying: Common Stock · 1,689 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock. F2 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director. F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period. F3 · derivative.expiration_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period. F4 · ownership.direct: Mr. Sievert beneficially owns a total of 5323 phantom shares. Read SEC document |
| May 11, 2020 Filed May 13, 2020 15:03 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 10,450 | $13.78 | $144,001.00 |
DisclosureSEC source: 0001250988-20-000047 · edgar.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,005 F1 · shares: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 16:42 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | SaleCommon Stock | 960 | $65.77 | $63,139.20 |
DisclosureSEC source: 0001246360-20-000932 · form.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,912 Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 17:14 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GiftCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002505 · form.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,872 Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 16:02 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 9,415 | $15.94 | $150,075.10 |
DisclosureSEC source: 0001250988-19-000036 · edgar.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,555 Read SEC document |
| May 29, 2019 Filed May 30, 2019 17:21 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GiftCommon Stock | 719 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-001573 · form.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,622 Read SEC document |
| May 22, 2019 Filed May 24, 2019 17:42 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GrantPhantom Stock · Derivative | 989 | $151.69 Strike: $0.00 | $150,021.41 |
DisclosureSEC source: 0001246360-19-001556 · form.xml · derivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989 Underlying: Common Stock · 989 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock. F2 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director. F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period. F3 · derivative.expiration_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period. F4 · ownership.direct: Mr. Sievert beneficially owns a total of 3634 phantom shares of various classes. Read SEC document |
| May 13, 2019 Filed May 14, 2019 17:37 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 8,770 | $16.42 | $144,003.40 |
DisclosureSEC source: 0001250988-19-000034 · edgar.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,970 F1 · price: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan. Read SEC document |
| September 25, 2018 Filed Sep 25, 2018 18:21 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GiftCommon Stock | 171 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002237 · form.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,341 Read SEC document |
| May 10, 2018 Filed May 11, 2018 15:35 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 7,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001250988-18-000017 · edgar.xml · nonDerivative · entry 2 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,200 F1 · price: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan. Read SEC document |
| March 06, 2018 Filed May 11, 2018 15:35 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GiftCommon Stock | 12,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001250988-18-000017 · edgar.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,064 Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:22 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GrantCommon Stock | 960 | $156.33 | $150,076.80 |
DisclosureSEC source: 0001246360-18-000878 · form.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,512 F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 18:35 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GiftCommon Stock | 1,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002737 · form.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,552 Read SEC document |
| August 24, 2017 Filed Aug 24, 2017 19:28 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GiftCommon Stock | 440 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002629 · form.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,116 Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 17:56 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GiftCommon Stock | 196 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002234 · form.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,556 Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 16:00 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GiftCommon Stock | 395 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002194 · form.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,752 Read SEC document |
| May 17, 2017 Filed May 18, 2017 15:59 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 6,570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001250988-17-000033 · edgar.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,194 F1 · price: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 19:42 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GrantPhantom Stock · Derivative | 1,082 | $129.49 Strike: $0.00 | $140,108.18 |
DisclosureSEC source: 0001246360-17-001071 · form.xml · derivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082 Underlying: Common Stock · 1,082 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock. F2 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director. F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period. F3 · derivative.expiration_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period. F4 · ownership.direct: Mr. Sievert beneficially owns a total of 2645 phantom shares of various classes. Read SEC document |
| November 16, 2016 Filed Feb 21, 2017 22:14 UTC | REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 | GiftCommon Stock | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000883 · form.xml · nonDerivative · entry 1 Sievert Frederick James · CIK 0001483074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,147 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.