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NYSE · USD

RGA

REINSURANCE GROUP OF AMERICA INC

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Tapewire entity
2716
SEC CIK
0000898174
Parsed reports
499

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2023 Filed Nov 13, 2023 20:25 UTC Tax withholdingCommon Stock 187 $162.15 $30,322.05
Disclosure

SEC source: 0000898174-23-000141 · wk-form4_1699907091.xml · nonDerivative · entry 10

CARSON LAWRENCE S · CIK 0001801031 · EVP, GFS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,493

F5 · shares: 1. Represents (i) 806 shares sold to pay the exercise price the purchase of common stock, and (ii) 187 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 234 shares.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 20:25 UTC Exercise / conversionCommon Stock 421 $106.53 $44,849.13
Disclosure

SEC source: 0000898174-23-000141 · wk-form4_1699907091.xml · nonDerivative · entry 9

CARSON LAWRENCE S · CIK 0001801031 · EVP, GFS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 20:25 UTC Tax withholdingCommon Stock 166 $162.15 $26,916.90
Disclosure

SEC source: 0000898174-23-000141 · wk-form4_1699907091.xml · nonDerivative · entry 8

CARSON LAWRENCE S · CIK 0001801031 · EVP, GFS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,259

F4 · shares: 1. Represents (i) 1,499 shares sold to pay the exercise price the purchase of common stock, and (ii) 166 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 208 shares.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 20:25 UTC Exercise / conversionCommon Stock 374 $129.72 $48,515.28
Disclosure

SEC source: 0000898174-23-000141 · wk-form4_1699907091.xml · nonDerivative · entry 7

CARSON LAWRENCE S · CIK 0001801031 · EVP, GFS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 20:25 UTC Tax withholdingCommon Stock 52 $162.15 $8,431.80
Disclosure

SEC source: 0000898174-23-000141 · wk-form4_1699907091.xml · nonDerivative · entry 6

CARSON LAWRENCE S · CIK 0001801031 · EVP, GFS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,051

F3 · shares: 1. Represents (i) 1,560 shares sold to pay the exercise price the purchase of common stock, and (ii) 52 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 64 shares.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 20:25 UTC Exercise / conversionCommon Stock 116 $150.87 $17,500.92
Disclosure

SEC source: 0000898174-23-000141 · wk-form4_1699907091.xml · nonDerivative · entry 5

CARSON LAWRENCE S · CIK 0001801031 · EVP, GFS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 20:25 UTC Tax withholdingCommon Stock 106 $162.15 $17,187.90
Disclosure

SEC source: 0000898174-23-000141 · wk-form4_1699907091.xml · nonDerivative · entry 4

CARSON LAWRENCE S · CIK 0001801031 · EVP, GFS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,987

F2 · shares: 1. Represents (i) 2,055 shares sold to pay the exercise price the purchase of common stock, and (ii) 106 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 133 shares.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 20:25 UTC Exercise / conversionCommon Stock 239 $145.25 $34,714.75
Disclosure

SEC source: 0000898174-23-000141 · wk-form4_1699907091.xml · nonDerivative · entry 3

CARSON LAWRENCE S · CIK 0001801031 · EVP, GFS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 20:25 UTC Tax withholdingCommon Stock 610 $162.15 $98,911.50
Disclosure

SEC source: 0000898174-23-000141 · wk-form4_1699907091.xml · nonDerivative · entry 2

CARSON LAWRENCE S · CIK 0001801031 · EVP, GFS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,854

F1 · shares: 1. Represents (i) 3,663 shares sold to pay the exercise price the purchase of common stock, and (ii) 610 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 766 shares.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 20:25 UTC Exercise / conversionCommon Stock 1,376 $117.85 $162,161.60
Disclosure

SEC source: 0000898174-23-000141 · wk-form4_1699907091.xml · nonDerivative · entry 1

CARSON LAWRENCE S · CIK 0001801031 · EVP, GFS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2023 Filed Nov 14, 2023 17:10 UTC SaleCommon Stock 510 $161.05 $82,135.50
Disclosure

SEC source: 0000898174-23-000145 · wk-form4_1699981820.xml · nonDerivative · entry 1

HERRMANN RONALD · CIK 0001838826 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 10, 2023 Filed Nov 14, 2023 17:07 UTC
LARSON TODD CSEVP, Chief Financial Officer
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000898174-23-000143 · wk-form4_1699981644.xml · nonDerivative · entry 1

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,676

F1 · shares: Reflects a gift of shares to The AYCO Charitable Foundation FBO: The Larson Family Charitable Fund.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 16:43 UTC Exercise / conversionStock Appreciation Right (right to purchase) 2022 · Derivative 1,546 $0.00 Strike: $106.53 $0.00
Disclosure

SEC source: 0000898174-23-000139 · wk-form4_1699548194.xml · derivative · entry 6

HERRMANN RONALD · CIK 0001838826 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,641

Underlying: Common Stock · 1,546 shares

Expires 2032-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 16:43 UTC Exercise / conversionStock Appreciation Right (right to purchase) 2021 · Derivative 2,576 $0.00 Strike: $129.01 $0.00
Disclosure

SEC source: 0000898174-23-000139 · wk-form4_1699548194.xml · derivative · entry 5

HERRMANN RONALD · CIK 0001838826 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,577

Underlying: Common Stock · 2,576 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 16:43 UTC Tax withholdingCommon Stock 214 $155.05 $33,180.70
Disclosure

SEC source: 0000898174-23-000139 · wk-form4_1699548194.xml · nonDerivative · entry 4

HERRMANN RONALD · CIK 0001838826 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 510

F2 · shares: Represents (i) 1,063 shares sold to pay the exercise price the purchase of common stock, and (ii) 214 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 269 shares.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 16:43 UTC Exercise / conversionCommon Stock 483 $106.53 $51,453.99
Disclosure

SEC source: 0000898174-23-000139 · wk-form4_1699548194.xml · nonDerivative · entry 3

HERRMANN RONALD · CIK 0001838826 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 16:43 UTC Tax withholdingCommon Stock 192 $155.05 $29,769.60
Disclosure

SEC source: 0000898174-23-000139 · wk-form4_1699548194.xml · nonDerivative · entry 2

HERRMANN RONALD · CIK 0001838826 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241

F1 · shares: Represents (i) 2,143 shares sold to pay the exercise price the purchase of common stock, and (ii) 192 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 241 shares.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 16:43 UTC Exercise / conversionCommon Stock 433 $129.01 $55,861.33
Disclosure

SEC source: 0000898174-23-000139 · wk-form4_1699548194.xml · nonDerivative · entry 1

HERRMANN RONALD · CIK 0001838826 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 21:07 UTC
LARSON TODD CSEVP, Chief Financial Officer
GiftCommon Stock 284 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023797 · wf-form4_168798644508793.xml · nonDerivative · entry 1

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,976

F1 · shares: Reflects a gift of shares to The AYCO Charitable Foundation FBO: The Larson Family Charitable Fund.

Read SEC document
May 24, 2023 Filed May 26, 2023 19:54 UTC
ALBO PINADirector
GrantCommon Stock 1,072 $144.54 $154,946.88
Disclosure

SEC source: 0000898174-23-000123 · wf-form4_168513083035017.xml · nonDerivative · entry 1

ALBO PINA · CIK 0001786356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

Read SEC document
May 24, 2023 Filed May 26, 2023 19:41 UTC GrantCommon Stock 1,072 $144.54 $154,946.88
Disclosure

SEC source: 0000898174-23-000121 · wf-form4_168513007287598.xml · nonDerivative · entry 1

Gauthier John J · CIK 0001456268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,759

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

Read SEC document
May 24, 2023 Filed May 26, 2023 19:38 UTC
TRAN KHANH TDirector
GrantCommon Stock 1,072 $144.54 $154,946.88
Disclosure

SEC source: 0000898174-23-000119 · wf-form4_168512991999248.xml · nonDerivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

Read SEC document
May 24, 2023 Filed May 26, 2023 19:37 UTC GrantCommon Stock 1,072 $144.54 $154,946.88
Disclosure

SEC source: 0000898174-23-000118 · wf-form4_168512981244917.xml · nonDerivative · entry 1

Guinn Patricia Lynn · CIK 0001477854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,192

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

Read SEC document
May 24, 2023 Filed May 26, 2023 19:35 UTC GrantCommon Stock 1,072 $144.54 $154,946.88
Disclosure

SEC source: 0000898174-23-000117 · wf-form4_168512971448330.xml · nonDerivative · entry 1

Nichols George III · CIK 0001822128 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,352

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

Read SEC document
May 24, 2023 Filed May 26, 2023 19:34 UTC
NG KENG HOOIDirector
GrantCommon Stock · Derivative 807 $144.54 Strike: $0.00 $116,643.78
Disclosure

SEC source: 0000898174-23-000116 · wf-form4_168512962574592.xml · derivative · entry 1

NG KENG HOOI · CIK 0001866790 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 807

Underlying: Common Stock · 807 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock.

F2 · shares: Acquired pursuant to deferral of annual retainer (360 shares) and deferral of stock grant (447 shares) to independent directors for services performed as a director.

F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4 · derivative.expiration_date: Distributable upon director's retirement from the Board in accordance with distribution elections.

F5 · ownership.direct: The reporting person beneficially owns a total of 3,076 phantom shares.

Read SEC document
May 24, 2023 Filed May 26, 2023 19:31 UTC GrantCommon Stock · Derivative 2,023 $144.54 Strike: $0.00 $292,404.42
Disclosure

SEC source: 0000898174-23-000115 · wf-form4_168512947705085.xml · derivative · entry 1

Van Wyk Steven C. · CIK 0001569219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,023

Underlying: Common Stock · 2,023 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock.

F2 · shares: Acquired pursuant to deferral of annual retainer (951 shares) and deferral of stock grant (1,072 shares) to independent directors for services performed as a director.

F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4 · derivative.expiration_date: Distributable upon director's retirement from the Board in accordance with distribution elections.

F5 · ownership.direct: The reporting person beneficially owns a total of 9,313 phantom shares.

Read SEC document
May 24, 2023 Filed May 26, 2023 19:30 UTC GrantCommon Stock 1,072 $144.54 $154,946.88
Disclosure

SEC source: 0000898174-23-000114 · wf-form4_168512939800398.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,454

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

Read SEC document
May 24, 2023 Filed May 26, 2023 19:28 UTC GrantCommon Stock · Derivative 1,972 $144.54 Strike: $0.00 $285,032.88
Disclosure

SEC source: 0000898174-23-000113 · wf-form4_168512928351355.xml · derivative · entry 1

O'HEARN STEPHEN T · CIK 0001825953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,972

Underlying: Common Stock · 1,972 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock.

F2 · shares: Acquired pursuant to deferral of stock grant (1,972 shares) to independent directors for services performed as a director.

F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4 · derivative.expiration_date: Distributable upon director's retirement from the Board in accordance with distribution elections.

F5 · ownership.direct: The reporting person beneficially owns a total of 4,531 phantom shares.

Read SEC document
May 24, 2023 Filed May 26, 2023 19:27 UTC GrantCommon Stock · Derivative 1,072 $144.54 Strike: $0.00 $154,946.88
Disclosure

SEC source: 0000898174-23-000112 · wf-form4_168512920712166.xml · derivative · entry 1

McNeilage Hazel · CIK 0001743097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072

Underlying: Common Stock · 1,072 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock.

F2 · shares: Acquired pursuant to deferral of stock grant (1,072 shares) to independent directors for services performed as a director.

F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4 · derivative.expiration_date: Distributable upon director's retirement from the Board in accordance with distribution elections.

F5 · ownership.direct: The reporting person beneficially owns a total of 6,431 phantom shares.

Read SEC document
May 23, 2023 Filed May 25, 2023 19:53 UTC
HUTTON WILLIAM LEVP, General Counsel & Secy.
SaleCommon Stock 345 $150.11 $51,787.95
Disclosure

SEC source: 0000898174-23-000100 · wf-form4_168504439163452.xml · nonDerivative · entry 1

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,625

Read SEC document
May 18, 2023 Filed May 19, 2023 18:35 UTC
HUTTON WILLIAM LEVP, General Counsel & Secy.
Exercise / conversionStock Appreciation Right (right to purchase) 2015 · Derivative 4,065 $0.00 Strike: $90.06 $0.00
Disclosure

SEC source: 0000898174-23-000098 · wf-form4_168452129896396.xml · derivative · entry 8

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,065 shares

Expires 2025-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
May 18, 2023 Filed May 19, 2023 18:35 UTC
HUTTON WILLIAM LEVP, General Counsel & Secy.
Exercise / conversionStock Appreciation Right (right to purchase) 2014 · Derivative 3,925 $0.00 Strike: $78.48 $0.00
Disclosure

SEC source: 0000898174-23-000098 · wf-form4_168452129896396.xml · derivative · entry 7

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,925 shares

Expires 2024-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
May 18, 2023 Filed May 19, 2023 18:35 UTC
HUTTON WILLIAM LEVP, General Counsel & Secy.
SaleCommon Stock 1,952 $150.03 $292,858.56
Disclosure

SEC source: 0000898174-23-000098 · wf-form4_168452129896396.xml · nonDerivative · entry 6

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,970

Read SEC document
May 18, 2023 Filed May 19, 2023 18:35 UTC
HUTTON WILLIAM LEVP, General Counsel & Secy.
Tax withholdingCommon Stock 721 $150.07 $108,200.47
Disclosure

SEC source: 0000898174-23-000098 · wf-form4_168452129896396.xml · nonDerivative · entry 5

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,922

F2 · shares: Represents (i) 2,439 shares sold to pay the exercise price the purchase of common stock, and (ii) 721 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 905 shares.

Read SEC document
May 18, 2023 Filed May 19, 2023 18:35 UTC
HUTTON WILLIAM LEVP, General Counsel & Secy.
Exercise / conversionCommon Stock 1,626 $90.06 $146,437.56
Disclosure

SEC source: 0000898174-23-000098 · wf-form4_168452129896396.xml · nonDerivative · entry 4

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2023 Filed May 19, 2023 18:35 UTC
HUTTON WILLIAM LEVP, General Counsel & Secy.
Tax withholdingCommon Stock 830 $150.07 $124,558.10
Disclosure

SEC source: 0000898174-23-000098 · wf-form4_168452129896396.xml · nonDerivative · entry 3

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,017

F1 · shares: Represents (i) 2,053 shares sold to pay the exercise price the purchase of common stock, and (ii) 830 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 1,042 shares.

Read SEC document
May 18, 2023 Filed May 19, 2023 18:35 UTC
HUTTON WILLIAM LEVP, General Counsel & Secy.
Exercise / conversionCommon Stock 1,872 $78.48 $146,914.56
Disclosure

SEC source: 0000898174-23-000098 · wf-form4_168452129896396.xml · nonDerivative · entry 2

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2023 Filed May 19, 2023 18:35 UTC
HUTTON WILLIAM LEVP, General Counsel & Secy.
SaleCommon Stock 4,191 $150.02 $628,733.82
Disclosure

SEC source: 0000898174-23-000098 · wf-form4_168452129896396.xml · nonDerivative · entry 1

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,975

Read SEC document
May 16, 2023 Filed May 18, 2023 17:13 UTC
LARSON TODD CSEVP, Chief Financial Officer
SaleCommon Stock 1,018 $148.96 $151,641.28
Disclosure

SEC source: 0000898174-23-000096 · wf-form4_168442999030069.xml · nonDerivative · entry 1

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,260

Read SEC document
May 11, 2023 Filed May 15, 2023 17:06 UTC
LARSON TODD CSEVP, Chief Financial Officer
Exercise / conversionStock Appreciation Right (right to purchase) 2014 · Derivative 3,848 $0.00 Strike: $78.48 $0.00
Disclosure

SEC source: 0000898174-23-000094 · wf-form4_168417037639928.xml · derivative · entry 3

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,848 shares

Expires 2024-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

Read SEC document
May 11, 2023 Filed May 15, 2023 17:06 UTC
LARSON TODD CSEVP, Chief Financial Officer
Tax withholdingCommon Stock 810 $149.49 $121,086.90
Disclosure

SEC source: 0000898174-23-000094 · wf-form4_168417037639928.xml · nonDerivative · entry 2

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,278

F1 · shares: Represents (i) 2,020 shares sold to pay the exercise price the purchase of common stock, and (ii) 810 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 1,018 shares.

Read SEC document
May 11, 2023 Filed May 15, 2023 17:06 UTC
LARSON TODD CSEVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,828 $78.48 $143,461.44
Disclosure

SEC source: 0000898174-23-000094 · wf-form4_168417037639928.xml · nonDerivative · entry 1

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 10, 2023 Filed May 12, 2023 18:46 UTC
Hayden John W.EVP, Controller
Exercise / conversionStock Appreciation Right (right to purchase) 2014 · Derivative 2,147 $0.00 Strike: $78.48 $0.00
Disclosure

SEC source: 0000898174-23-000092 · wf-form4_168391720408404.xml · derivative · entry 4

Hayden John W. · CIK 0001612523 · EVP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,147 shares

Expires 2024-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

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May 10, 2023 Filed May 12, 2023 18:46 UTC
Hayden John W.EVP, Controller
SaleCommon Stock 676 $148.41 $100,325.16
Disclosure

SEC source: 0000898174-23-000092 · wf-form4_168391720408404.xml · nonDerivative · entry 3

Hayden John W. · CIK 0001612523 · EVP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,482

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May 10, 2023 Filed May 12, 2023 18:46 UTC
Hayden John W.EVP, Controller
Tax withholdingCommon Stock 328 $147.42 $48,353.76
Disclosure

SEC source: 0000898174-23-000092 · wf-form4_168391720408404.xml · nonDerivative · entry 2

Hayden John W. · CIK 0001612523 · EVP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,158

F1 · shares: Represents (i) 1,143 shares sold to pay the exercise price the purchase of common stock, and (ii) 328 shares withheld to satisfy Company tax withholding obligations, resulting in a net settlement of 676 shares.

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May 10, 2023 Filed May 12, 2023 18:46 UTC
Hayden John W.EVP, Controller
Exercise / conversionCommon Stock 1,004 $78.48 $78,793.92
Disclosure

SEC source: 0000898174-23-000092 · wf-form4_168391720408404.xml · nonDerivative · entry 1

Hayden John W. · CIK 0001612523 · EVP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2023 Filed May 11, 2023 20:59 UTC
PORTER JONATHANEVP, Global Chief Risk Officer
Exercise / conversionStock Appreciation Right (right to purchase) 2014 · Derivative 1,511 $0.00 Strike: $78.48 $0.00
Disclosure

SEC source: 0000898174-23-000090 · wf-form4_168383875250117.xml · derivative · entry 3

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,511 shares

Expires 2024-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: SARs grants vest in 25% increments over four years, starting on December 31 of the year of grant.

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May 09, 2023 Filed May 11, 2023 20:59 UTC
PORTER JONATHANEVP, Global Chief Risk Officer
Tax withholdingCommon Stock 427 $147.63 $63,038.01
Disclosure

SEC source: 0000898174-23-000090 · wf-form4_168383875250117.xml · nonDerivative · entry 2

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,817

F1 · shares: The reporting person received 281 shares of common stock upon the net exercise of 708 stock appreciation rights ("SARs"). A total of 427 shares of common stock underlying such SARs were withheld in payment of the exercise price and to satisfy the withholding tax obligation resulting from the exercise.

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May 09, 2023 Filed May 11, 2023 20:59 UTC
PORTER JONATHANEVP, Global Chief Risk Officer
Exercise / conversionCommon Stock 708 $0.00 $0.00
Disclosure

SEC source: 0000898174-23-000090 · wf-form4_168383875250117.xml · nonDerivative · entry 1

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 18:53 UTC
Kleeman RaymondEVP, Chief HR Officer
Exercise / conversionRestricted Share Unit Special Grant - April 2022 · Derivative 1,317 Not disclosed Not disclosed
Disclosure

SEC source: 0000898174-23-000073 · wf-form4_168132559728756.xml · derivative · entry 3

Kleeman Raymond · CIK 0001923056 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F1 · price: This one-time special restricted share unit award, granted on April 4, 2022, vests in three equal installments at December 31, 2022, March 31, 2023 and December 31, 2023.

F1 · derivative.expiration_date: This one-time special restricted share unit award, granted on April 4, 2022, vests in three equal installments at December 31, 2022, March 31, 2023 and December 31, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.