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TRAN KHANH T

Disclosed activity across 2 companies

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44924
SEC CIK
0001164774

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
REINSURANCE GROUP OF AMERICA INCRGA · Entity 2716DirectorMay 20, 2026May 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

REINSURANCE GROUP OF AMERICA INC

Report date May 20, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,496 Reported balance After 2026-05-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 1,496 · Balance 1,496

F1: The phantom stock units convert 1 for 1 to common stock, based on fair market value.

F2: Acquired pursuant to deferral of annual retainer (679 shares) and deferral of annual stock grant (817 shares) to independent directors for services performed as a director.

F3: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4: Distributable upon director's retirement from the Board in accordance with distribution elections.

Filing footnotes · ownership attribution and instrument terms

F1: The phantom stock units convert 1 for 1 to common stock, based on fair market value.

F2: Acquired pursuant to deferral of annual retainer (679 shares) and deferral of annual stock grant (817 shares) to independent directors for services performed as a director.

F3: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4: Distributable upon director's retirement from the Board in accordance with distribution elections.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CIT GROUP INC

Report date January 03, 2022 · Filed January 05, 2022

Section 16 reporting ended · disclosed 2022-01-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-01-03 transaction · row 1
1 source row

Row 1 · 2022-01-03 · Disposition to issuer · Disposed 13,681.843 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-01-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-01-03 · Disposition to issuer · Disposed 3,145.273 · Balance 0

F2: For Mr. Khanh Tran, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restrict stock units in respect of shares of CIT Common Stock (the "CIT RSU's) (not subject to deferral) automatically vested upon the effective time and were converted into 54 shares of BansShares Class A Common Stock as multiplied by the Exchange Ration less fractional shares paid in cash, and CIT RSU's that he deferred issuance of Common Stock until he was no longer a member of the Board (the "CIT DSUs") automatically vested upon the effective time and were converted into 141 shares of BancShares Class A Common Stock as multiplied by the Exchange Ration less fractional shares paid in cash.

F3: Each CIT DSU had the economic equivalent of one share of CIT Common Stock.

F4: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-01-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-01-03 · Disposition to issuer · Disposed 909.459 · Balance 0

F5: For Mr. Tran, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 56 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

F4: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

F2: For Mr. Khanh Tran, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restrict stock units in respect of shares of CIT Common Stock (the "CIT RSU's) (not subject to deferral) automatically vested upon the effective time and were converted into 54 shares of BansShares Class A Common Stock as multiplied by the Exchange Ration less fractional shares paid in cash, and CIT RSU's that he deferred issuance of Common Stock until he was no longer a member of the Board (the "CIT DSUs") automatically vested upon the effective time and were converted into 141 shares of BancShares Class A Common Stock as multiplied by the Exchange Ration less fractional shares paid in cash.

F3: Each CIT DSU had the economic equivalent of one share of CIT Common Stock.

F4: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.

F5: For Mr. Tran, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 56 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2026 Filed May 22, 2026 22:14 UTC REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 GrantPhantom Stock · Derivative 1,496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037855 · wk-form4_1779488057.xml · derivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,496

Underlying: Common Stock · 1,496 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert 1 for 1 to common stock, based on fair market value.

F2 · shares: Acquired pursuant to deferral of annual retainer (679 shares) and deferral of annual stock grant (817 shares) to independent directors for services performed as a director.

F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4 · derivative.expiration_date: Distributable upon director's retirement from the Board in accordance with distribution elections.

Read SEC document
May 21, 2025 Filed May 23, 2025 22:56 UTC REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 GrantCommon stock 810 $203.75 $165,037.50
Disclosure

SEC source: 0000898174-25-000120 · wk-form4_1748040993.xml · nonDerivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,882

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:09 UTC REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 GrantCommon Stock · Derivative 1,532 $212.20 Strike: $0.00 $325,090.40
Disclosure

SEC source: 0000898174-24-000111 · wk-form4_1716581359.xml · derivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,532

Underlying: Common stock · 1,532 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock.

F2 · shares: Acquired pursuant to deferral of annual retainer (754 shares) and deferral of stock grant (778 shares) to independent directors for services performed as a director.

F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4 · derivative.expiration_date: Distributable upon director's retirement from the Board in accordance with distribution elections.

F5 · ownership.direct: The Reporting Person beneficially owns a total of 1,532 phantom shares.

Read SEC document
May 24, 2023 Filed May 26, 2023 19:38 UTC REINSURANCE GROUP OF AMERICA INC RGA · Entity 2716 GrantCommon Stock 1,072 $144.54 $154,946.88
Disclosure

SEC source: 0000898174-23-000119 · wf-form4_168512991999248.xml · nonDerivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 23:32 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerRestricted Stock Units · Derivative 909.459 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-001006 · form4.xml · derivative · entry 3

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 909.459 shares

Expires not disclosed

F5 · derivative.exercise_price: For Mr. Tran, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 56 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

F5 · kind: For Mr. Tran, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 56 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

F4 · price: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.

F5 · derivative.exercise_date: For Mr. Tran, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 56 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

F5 · derivative.expiration_date: For Mr. Tran, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 56 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 23:32 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerRestricted Stock Units · Derivative 3,145.273 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-001006 · form4.xml · derivative · entry 2

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,145.273 shares

Expires not disclosed

F2 · derivative.exercise_price: For Mr. Khanh Tran, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restrict stock units in respect of shares of CIT Common Stock (the "CIT RSU's) (not subject to deferral) automatically vested upon the effective time and were converted into 54 shares of BansShares Class A Common Stock as multiplied by the Exchange Ration less fractional shares paid in cash, and CIT RSU's that he deferred issuance of Common Stock until he was no longer a member of the Board (the "CIT DSUs") automatically vested upon the effective time and were converted into 141 shares of BancShares Class A Common Stock as multiplied by the Exchange Ration less fractional shares paid in cash.

F2 · kind: For Mr. Khanh Tran, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restrict stock units in respect of shares of CIT Common Stock (the "CIT RSU's) (not subject to deferral) automatically vested upon the effective time and were converted into 54 shares of BansShares Class A Common Stock as multiplied by the Exchange Ration less fractional shares paid in cash, and CIT RSU's that he deferred issuance of Common Stock until he was no longer a member of the Board (the "CIT DSUs") automatically vested upon the effective time and were converted into 141 shares of BancShares Class A Common Stock as multiplied by the Exchange Ration less fractional shares paid in cash.

F3 · price: Each CIT DSU had the economic equivalent of one share of CIT Common Stock.

F4 · price: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.

F2 · derivative.exercise_date: For Mr. Khanh Tran, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restrict stock units in respect of shares of CIT Common Stock (the "CIT RSU's) (not subject to deferral) automatically vested upon the effective time and were converted into 54 shares of BansShares Class A Common Stock as multiplied by the Exchange Ration less fractional shares paid in cash, and CIT RSU's that he deferred issuance of Common Stock until he was no longer a member of the Board (the "CIT DSUs") automatically vested upon the effective time and were converted into 141 shares of BancShares Class A Common Stock as multiplied by the Exchange Ration less fractional shares paid in cash.

F2 · derivative.expiration_date: For Mr. Khanh Tran, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restrict stock units in respect of shares of CIT Common Stock (the "CIT RSU's) (not subject to deferral) automatically vested upon the effective time and were converted into 54 shares of BansShares Class A Common Stock as multiplied by the Exchange Ration less fractional shares paid in cash, and CIT RSU's that he deferred issuance of Common Stock until he was no longer a member of the Board (the "CIT DSUs") automatically vested upon the effective time and were converted into 141 shares of BancShares Class A Common Stock as multiplied by the Exchange Ration less fractional shares paid in cash.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 23:32 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerCommon Stock 13,681.843 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-001006 · form4.xml · nonDerivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

Read SEC document
October 27, 2021 Filed Oct 28, 2021 20:08 UTC CIT GROUP INC CIT · Entity 131580 GrantRestricted Stock Units · Derivative 909.459 $49.48 $45,000.03
Disclosure

SEC source: 0001127602-21-027748 · form4.xml · derivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909.459

Underlying: Common Stock · 909.459 shares

Expires not disclosed

F1 · derivative.exercise_price: Filer elected to defer issuance of stock until no longer a member of the Board.

F2 · kind: Filer elected to receive restricted stock units in lieu of cash compensation.

F1 · shares: Filer elected to defer issuance of stock until no longer a member of the Board.

F1 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board.

F1 · derivative.expiration_date: Filer elected to defer issuance of stock until no longer a member of the Board.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:40 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 7,801.9 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-019112 · form4.xml · derivative · entry 3

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,801.9 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F3 · derivative.exercise_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F3 · derivative.expiration_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:40 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerCommon Stock 3,900.95 $53.32 $207,998.65
Disclosure

SEC source: 0001127602-21-019112 · form4.xml · nonDerivative · entry 2

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,681.843

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:40 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionCommon Stock 7,801.9 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-019112 · form4.xml · nonDerivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,582.793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

Read SEC document
May 15, 2021 Filed May 18, 2021 21:34 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 595.799 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-017239 · form4.xml · derivative · entry 2

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 595.799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F4 · price: The restricted stock units vested on a Saturday, therefore, the closing price of CIT common stock on the immediately preceding Friday was used for the settlement.

F5 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F5 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

Read SEC document
May 15, 2021 Filed May 18, 2021 21:34 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionCommon Stock 595.799 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-017239 · form4.xml · nonDerivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,780.893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F4 · price: The restricted stock units vested on a Saturday, therefore, the closing price of CIT common stock on the immediately preceding Friday was used for the settlement.

Read SEC document
May 11, 2021 Filed May 13, 2021 20:55 UTC CIT GROUP INC CIT · Entity 131580 GrantRestricted Stock Units · Derivative 884.608 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016612 · form4.xml · derivative · entry 2

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,145.273

Underlying: Common Stock · 884.608 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs are scheduled to vest 100% on June 1, 2022 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F4 · shares: Filer elected to receive restricted stock units in lieu of cash compensation.

F1 · derivative.exercise_date: RSUs are scheduled to vest 100% on June 1, 2022 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F1 · derivative.expiration_date: RSUs are scheduled to vest 100% on June 1, 2022 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

Read SEC document
May 11, 2021 Filed May 13, 2021 20:55 UTC CIT GROUP INC CIT · Entity 131580 GrantRestricted Stock Units · Derivative 2,260.665 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016612 · form4.xml · derivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,260.665

Underlying: Common Stock · 2,260.665 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs are scheduled to vest 100% on June 1, 2022 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F2 · shares: Filer elected to defer issuance of stock until no longer a member of the Board.

F3 · shares: Filer elected to receive 100% stock upon settlement.

F1 · derivative.exercise_date: RSUs are scheduled to vest 100% on June 1, 2022 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F1 · derivative.expiration_date: RSUs are scheduled to vest 100% on June 1, 2022 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:11 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 2,254.46 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-017236 · form4.xml · derivative · entry 5

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,254.46 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F5 · derivative.exercise_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F5 · derivative.expiration_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:11 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 595.798 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-017236 · form4.xml · derivative · entry 4

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595.799

Underlying: Common Stock · 595.798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F4 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F4 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

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May 15, 2020 Filed May 19, 2020 21:11 UTC CIT GROUP INC CIT · Entity 131580 Disposition to issuerCommon Stock 1,127.23 $14.27 $16,085.57
Disclosure

SEC source: 0001127602-20-017236 · form4.xml · nonDerivative · entry 3

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,185.094

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

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May 15, 2020 Filed May 19, 2020 21:11 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionCommon Stock 2,254.46 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-017236 · form4.xml · nonDerivative · entry 2

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,312.324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:11 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionCommon Stock 595.798 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-017236 · form4.xml · nonDerivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,057.864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:04 UTC CIT GROUP INC CIT · Entity 131580 GrantRestricted Stock Units · Derivative 7,801.9 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016531 · form4.xml · derivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,801.9

Underlying: Common Stock · 7,801.9 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F1 · derivative.exercise_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F1 · derivative.expiration_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:42 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionRestricted Stock Units · Derivative 595.798 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-018751 · form4.xml · derivative · entry 3

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,191.597

Underlying: Common Stock · 595.798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F5 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F5 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:42 UTC CIT GROUP INC CIT · Entity 131580 Exercise / conversionCommon Stock 595.798 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-018751 · form4.xml · nonDerivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,462.066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

Read SEC document
May 14, 2019 Filed May 16, 2019 20:42 UTC CIT GROUP INC CIT · Entity 131580 GrantRestricted Stock Units · Derivative 2,254.46 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018751 · form4.xml · derivative · entry 2

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,254.46

Underlying: Common Stock · 2,254.46 shares

Expires not disclosed

F4 · derivative.exercise_price: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F4 · derivative.exercise_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F4 · derivative.expiration_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

Read SEC document
October 24, 2018 Filed Oct 25, 2018 19:35 UTC CIT GROUP INC CIT · Entity 131580 GrantCommon Stock 967.889 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-030949 · form4.xml · nonDerivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,866.268

F1 · kind: Filer elected to receive restricted stock units in lieu of cash compensation.

F2 · kind: Restricted stock units are scheduled to vest 100% on the first anniversary of the date of grant and shall settle 100% in shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

Read SEC document
May 08, 2018 Filed May 10, 2018 14:27 UTC CIT GROUP INC CIT · Entity 131580 GrantRestricted Stock Units · Derivative 1,787.395 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016858 · form4.xml · derivative · entry 2

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,787.395

Underlying: Common Stock · 1,787.395 shares

Expires not disclosed

F4 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F5 · shares: Filer elected to receive 100% stock upon settlement.

F4 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F4 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

Read SEC document
May 08, 2018 Filed May 10, 2018 14:27 UTC CIT GROUP INC CIT · Entity 131580 GrantCommon Stock 799.624 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-016858 · form4.xml · nonDerivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,898.379

F1 · kind: Filer elected to receive restricted stock units in lieu of cash compensation.

F2 · kind: Restricted stock units are scheduled to vest 100% on the first anniversary of the date of grant and shall settle 100% in shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

Read SEC document
October 25, 2017 Filed Oct 26, 2017 20:24 UTC CIT GROUP INC CIT · Entity 131580 GrantCommon Stock 1,358.323 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-030340 · form4.xml · nonDerivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,098.755

F1 · kind: Filer elected to receive restricted stock units in lieu of cash compensation.

F2 · kind: Restricted Stock Units are scheduled to settle 100% in shares of CIT common stock on October 25, 2018.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

Read SEC document
July 27, 2017 Filed Jul 28, 2017 21:19 UTC CIT GROUP INC CIT · Entity 131580 GrantCommon Stock 3,740.432 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-024335 · form4.xml · nonDerivative · entry 1

TRAN KHANH T · CIK 0001164774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,740.432

F1 · kind: 20.877 RSUs settled in stock immediately upon grant. The balance of the RSUs are scheduled to vest in three equal installments on July 27, 2018, 2019 and 2020. RSUs will settle 100% in shares of common stock of CIT.

F2 · kind: Filer elected to receive 100% stock upon settlement.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.