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REGIONS FINANCIAL CORP

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3186
SEC CIK
0001281761
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833

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
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Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2024 Filed Apr 3, 2024 22:10 UTC GrantCommon Stock 14,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004923 · doc4.xml · nonDerivative · entry 1

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,711

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Allen Karin KPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,469 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004922 · doc4.xml · derivative · entry 5

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,744.41

Underlying: Common Stock · 3,469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Allen Karin KPrincipal Accounting Officer
GrantRestricted Stock Units · Derivative 1,697 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004922 · doc4.xml · derivative · entry 4

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,213.41

Underlying: Common Stock · 1,697 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F4 · derivative.exercise_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F4 · derivative.expiration_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Allen Karin KPrincipal Accounting Officer
Tax withholdingCommon Stock 1,457 $20.56 $29,955.92
Disclosure

SEC source: 0001225208-24-004922 · doc4.xml · nonDerivative · entry 2

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,406

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC
Allen Karin KPrincipal Accounting Officer
Exercise / conversionCommon Stock 3,469 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004922 · doc4.xml · nonDerivative · entry 1

Allen Karin K · CIK 0001915552 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Exercise / conversionRestricted Stock Units · Derivative 14,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004920 · doc4.xml · derivative · entry 5

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,075.54

Underlying: Common Stock · 14,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC GrantRestricted Stock Units · Derivative 16,972 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004920 · doc4.xml · derivative · entry 4

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,402.54

Underlying: Common Stock · 16,972 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F4 · derivative.exercise_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F4 · derivative.expiration_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Tax withholdingCommon Stock 15,887 $20.56 $326,636.72
Disclosure

SEC source: 0001225208-24-004920 · doc4.xml · nonDerivative · entry 3

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,921

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Exercise / conversionCommon Stock 14,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004920 · doc4.xml · nonDerivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC GrantCommon Stock 21,491 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004920 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,481

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC GrantRestricted Stock Units · Derivative 23,761 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004926 · doc4.xml · derivative · entry 1

Massey Charles Dandridge · CIK 0001927912 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,247.6038

Underlying: Common Stock · 23,761 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F2 · derivative.expiration_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F3 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Exercise / conversionRestricted Stock Units · Derivative 15,918 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004919 · doc4.xml · derivative · entry 5

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,025.97

Underlying: Common Stock · 15,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC GrantRestricted Stock Units · Derivative 22,064 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004919 · doc4.xml · derivative · entry 4

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,943.97

Underlying: Common Stock · 22,064 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F4 · derivative.exercise_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F4 · derivative.expiration_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Tax withholdingCommon Stock 17,650 $20.56 $362,884.00
Disclosure

SEC source: 0001225208-24-004919 · doc4.xml · nonDerivative · entry 3

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,084

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Exercise / conversionCommon Stock 15,918 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004919 · doc4.xml · nonDerivative · entry 2

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC GrantCommon Stock 23,877 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004919 · doc4.xml · nonDerivative · entry 1

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,816

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Exercise / conversionRestricted Stock Units · Derivative 9,551 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004918 · doc4.xml · derivative · entry 5

Danella Katherine R · CIK 0001749804 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,868.07

Underlying: Common Stock · 9,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC GrantRestricted Stock Units · Derivative 20,367 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004918 · doc4.xml · derivative · entry 4

Danella Katherine R · CIK 0001749804 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,419.07

Underlying: Common Stock · 20,367 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F4 · derivative.exercise_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F4 · derivative.expiration_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Tax withholdingCommon Stock 10,591 $20.56 $217,750.96
Disclosure

SEC source: 0001225208-24-004918 · doc4.xml · nonDerivative · entry 3

Danella Katherine R · CIK 0001749804 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,019

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC Exercise / conversionCommon Stock 9,551 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004918 · doc4.xml · nonDerivative · entry 2

Danella Katherine R · CIK 0001749804 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC GrantCommon Stock 14,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004918 · doc4.xml · nonDerivative · entry 1

Danella Katherine R · CIK 0001749804 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,059

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 17:45 UTC GrantRestricted Stock Units · Derivative 1,166 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003531 · doc4.xml · derivative · entry 1

RHODES WILLIAM C III · CIK 0001080992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,166

Underlying: Common Stock · 1,166 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 23:11 UTC GrantPhantom Stock · Derivative 1,709.5186 $18.28 $31,250.00
Disclosure

SEC source: 0001225208-24-000994 · doc4.xml · derivative · entry 1

Crosswhite Mark A. · CIK 0001426400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,591.5286

Underlying: Common Stock · 1,709.5186 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 23:12 UTC GrantPhantom Stock · Derivative 1,709.5186 $18.28 $31,250.00
Disclosure

SEC source: 0001225208-24-000999 · doc4.xml · derivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,933.053

Underlying: Common Stock · 1,709.5186 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 23:12 UTC GrantPhantom Stock · Derivative 1,641.1379 $18.28 $30,000.00
Disclosure

SEC source: 0001225208-24-000998 · doc4.xml · derivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,395.5521

Underlying: Common Stock · 1,641.1379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 23:12 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
GrantPhantom Stock · Derivative 2,188.1838 $18.28 $40,000.00
Disclosure

SEC source: 0001225208-24-000997 · doc4.xml · derivative · entry 1

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,827.1313

Underlying: Common Stock · 2,188.1838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 23:12 UTC GrantPhantom Stock · Derivative 1,983.0416 $18.28 $36,250.00
Disclosure

SEC source: 0001225208-24-000996 · doc4.xml · derivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,284.9792

Underlying: Common Stock · 1,983.0416 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 23:11 UTC GrantPhantom Stock · Derivative 1,709.5186 $18.28 $31,250.00
Disclosure

SEC source: 0001225208-24-000995 · doc4.xml · derivative · entry 1

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,462.9316

Underlying: Common Stock · 1,709.5186 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 23:12 UTC
Zusi Russell KSEVP & CRO
GrantRestricted Stock Units · Derivative 256,410 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000406 · doc4.xml · derivative · entry 1

Zusi Russell K · CIK 0002006716 · SEVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,410

Underlying: Common Stock · 256,410 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on January 2, 2025, subject to a service requirement.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on January 2, 2025, subject to a service requirement.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 21:19 UTC GiftCommon Stock 39,577 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010968 · doc4.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,730

Read SEC document
December 08, 2023 Filed Dec 12, 2023 21:19 UTC SaleCommon Stock 28,617 $17.47 $499,838.83
Disclosure

SEC source: 0001225208-23-010968 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,307

F1 · price: This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $17.445 to $17.485, inclusive. Upon request by Regions Financial Corporation, any security holder of Regions Financial Corporation, or the staff of the Securities and Exchange Commission, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 21:31 UTC GrantPhantom Stock · Derivative 1,949.4697 $16.03 $31,250.00
Disclosure

SEC source: 0001225208-23-009549 · doc4.xml · derivative · entry 1

Crosswhite Mark A. · CIK 0001426400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,798.3381

Underlying: Common Stock · 1,949.4697 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 21:31 UTC GrantPhantom Stock · Derivative 1,871.491 $16.03 $30,000.00
Disclosure

SEC source: 0001225208-23-009553 · doc4.xml · derivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,863.7833

Underlying: Common Stock · 1,871.491 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 21:31 UTC GrantPhantom Stock · Derivative 1,949.4697 $16.03 $31,250.00
Disclosure

SEC source: 0001225208-23-009554 · doc4.xml · derivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,783.1267

Underlying: Common Stock · 1,949.4697 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 21:31 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
GrantPhantom Stock · Derivative 2,495.3213 $16.03 $40,000.00
Disclosure

SEC source: 0001225208-23-009552 · doc4.xml · derivative · entry 1

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,105.3433

Underlying: Common Stock · 2,495.3213 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 21:31 UTC GrantPhantom Stock · Derivative 1,949.4697 $16.03 $31,250.00
Disclosure

SEC source: 0001225208-23-009550 · doc4.xml · derivative · entry 1

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,671.3046

Underlying: Common Stock · 1,949.4697 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 21:31 UTC GrantPhantom Stock · Derivative 2,261.3849 $16.03 $36,250.00
Disclosure

SEC source: 0001225208-23-009551 · doc4.xml · derivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,644.7712

Underlying: Common Stock · 2,261.3849 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:12 UTC GrantRestricted Stock Units · Derivative 4,590 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009313 · doc4.xml · derivative · entry 1

Rand Alison S. · CIK 0001487407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,590

Underlying: Common Stock · 4,590 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement.

F2 · derivative.expiration_date: The restricted stock units vest on the date of the 2024 Annual Meeting of Shareholders, subject to a service requirement.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 22:58 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-008174 · doc4.xml · nonDerivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,151

Read SEC document
August 07, 2023 Filed Aug 9, 2023 22:58 UTC SaleCommon Stock 10,000 $20.93 $209,300.00
Disclosure

SEC source: 0001225208-23-008174 · doc4.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,151

F1 · price: This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $20.93 to $20.935, inclusive. Upon request by Regions Financial Corporation, any security holder of Regions Financial Corporation, or the staff of the Securities and Exchange Commission, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 19:05 UTC GrantPhantom Stock · Derivative 1,649.0765 $18.95 $31,250.00
Disclosure

SEC source: 0001225208-23-007548 · doc4.xml · derivative · entry 1

Crosswhite Mark A. · CIK 0001426400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,779.4335

Underlying: Common Stock · 1,649.0765 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 19:05 UTC GrantPhantom Stock · Derivative 1,649.0765 $18.95 $31,250.00
Disclosure

SEC source: 0001225208-23-007553 · doc4.xml · derivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,349.1655

Underlying: Common Stock · 1,649.0765 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 19:05 UTC GrantPhantom Stock · Derivative 1,583.1135 $18.95 $30,000.00
Disclosure

SEC source: 0001225208-23-007552 · doc4.xml · derivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,655.8874

Underlying: Common Stock · 1,583.1135 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 19:05 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
GrantPhantom Stock · Derivative 1,978.8918 $18.95 $37,500.00
Disclosure

SEC source: 0001225208-23-007551 · doc4.xml · derivative · entry 1

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,534.4609

Underlying: Common Stock · 1,978.8918 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 19:05 UTC GrantPhantom Stock · Derivative 1,781.0026 $18.95 $33,750.00
Disclosure

SEC source: 0001225208-23-007550 · doc4.xml · derivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,487.6815

Underlying: Common Stock · 1,781.0026 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 19:05 UTC GrantPhantom Stock · Derivative 1,649.0765 $18.95 $31,250.00
Disclosure

SEC source: 0001225208-23-007549 · doc4.xml · derivative · entry 1

Hill J Thomas · CIK 0001564533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,654.2191

Underlying: Common Stock · 1,649.0765 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F4 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in phantom stock.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 22:50 UTC Exercise / conversionRestricted Stock Units · Derivative 724.9428 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007303 · doc4.xml · derivative · entry 6

Massey Charles Dandridge · CIK 0001927912 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,616.4838

Underlying: Common Stock · 724.9428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F3 · kind: Represents the vesting of cash dividends (on restricted stock units granted on July 1, 2022 (first of three equal annual installments)) that were deemed reinvested in restricted stock units that settle in cash.

F7 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F7 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.

F6 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 22:50 UTC Disposition to issuerCommon Stock 724.9428 $18.29 $13,259.20
Disclosure

SEC source: 0001225208-23-007303 · doc4.xml · nonDerivative · entry 4

Massey Charles Dandridge · CIK 0001927912 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,681

F4 · kind: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 22:50 UTC Exercise / conversionCommon Stock 724.9428 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007303 · doc4.xml · nonDerivative · entry 3

Massey Charles Dandridge · CIK 0001927912 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,405.9428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the vesting of cash dividends (on restricted stock units granted on July 1, 2022 (first of three equal annual installments)) that were deemed reinvested in restricted stock units that settle in cash.

F3 · price: Represents the vesting of cash dividends (on restricted stock units granted on July 1, 2022 (first of three equal annual installments)) that were deemed reinvested in restricted stock units that settle in cash.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 22:50 UTC Exercise / conversionRestricted Stock Units · Derivative 17,516 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007303 · doc4.xml · derivative · entry 5

Massey Charles Dandridge · CIK 0001927912 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,341.4266

Underlying: Common Stock · 17,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · kind: Represents the vesting of restricted stock units granted on July 1, 2022 (first of three equal annual installments) that settle in shares of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · balance_after: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.