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REGIONS FINANCIAL CORP

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3186
SEC CIK
0001281761
Parsed reports
833

Last 12 months

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2019 Filed Apr 17, 2019 23:12 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
OtherCommon Stock (phantom stock) 2,601.8122 $15.37 $40,000.00
Disclosure

SEC source: 0001225208-19-006945 · doc4.xml · nonDerivative · entry 4

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 200,821.155

F3 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 23:12 UTC
JOHNS JOHN DDirector
OtherCommon Stock (phantom stock) 2,113.9724 $15.37 $32,500.00
Disclosure

SEC source: 0001225208-19-006943 · doc4.xml · nonDerivative · entry 2

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 82,964.0498

F2 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 23:12 UTC OtherCommon Stock (phantom stock) 2,195.279 $15.37 $33,750.00
Disclosure

SEC source: 0001225208-19-006942 · doc4.xml · nonDerivative · entry 3

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 79,547.4375

F2 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 23:10 UTC OtherCommon Stock (phantom stock) 1,585.4793 $15.37 $24,375.00
Disclosure

SEC source: 0001225208-19-006939 · doc4.xml · nonDerivative · entry 3

BYRD CAROLYN H · CIK 0001201700 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trustee Director's Def Stock Inv Plan

Disclosed balance after: 63,888.6321

F2 · kind: The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC Exercise / conversionRestricted Stock Units · Derivative 49,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006393 · doc4.xml · derivative · entry 13

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,237

Underlying: Common Stock · 49,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC GrantRestricted Stock Units · Derivative 30,926 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006393 · doc4.xml · derivative · entry 12

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,559

Underlying: Common Stock · 30,926 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC GrantPerformance Stock Units (2019) · Derivative 30,926 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006393 · doc4.xml · derivative · entry 11

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,926

Underlying: Common Stock · 46,389 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC Exercise / conversionPerformance Stock Units - 2016 · Derivative 49,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006393 · doc4.xml · derivative · entry 10

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,652.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC Tax withholdingCommon Stock 49,219 $14.67 $722,042.73
Disclosure

SEC source: 0001225208-19-006393 · doc4.xml · nonDerivative · entry 3

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,416

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC Exercise / conversionCommon Stock 49,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006393 · doc4.xml · nonDerivative · entry 2

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC Exercise / conversionCommon Stock 61,653 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006393 · doc4.xml · nonDerivative · entry 1

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC Exercise / conversionRestricted Stock Units · Derivative 7,604 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · derivative · entry 11

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,394

Underlying: Common Stock · 7,604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F3 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F3 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F3 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC GrantRestricted Stock Units · Derivative 4,418 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · derivative · entry 10

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,998

Underlying: Common Stock · 4,418 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F9 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F9 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC GrantPerformance Stock Units (2019) · Derivative 4,418 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · derivative · entry 9

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,418

Underlying: Common Stock · 6,627 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F6 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F7 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F7 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC Exercise / conversionPerformance Stock Units - 2016 · Derivative 7,604 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · derivative · entry 8

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC Tax withholdingCommon Stock 7,589 $14.67 $111,330.63
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · nonDerivative · entry 5

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,734.7015

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC Exercise / conversionCommon Stock 7,604 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · nonDerivative · entry 4

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,323.7015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:03 UTC Exercise / conversionCommon Stock 9,505 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006391 · doc4.xml · nonDerivative · entry 3

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,719.7015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionRestricted Stock Units · Derivative 24,661 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006386 · doc4.xml · derivative · entry 9

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,992

Underlying: Common Stock · 24,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC GrantRestricted Stock Units · Derivative 19,881 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006386 · doc4.xml · derivative · entry 8

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,653

Underlying: Common Stock · 19,881 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC GrantPerformance Stock Units (2019) · Derivative 19,881 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006386 · doc4.xml · derivative · entry 7

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,881

Underlying: Common Stock · 29,821.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionPerformance Stock Units - 2016 · Derivative 24,661 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006386 · doc4.xml · derivative · entry 6

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,826.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Tax withholdingCommon Stock 24,610 $14.67 $361,028.70
Disclosure

SEC source: 0001225208-19-006386 · doc4.xml · nonDerivative · entry 3

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,668

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionCommon Stock 24,661 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006386 · doc4.xml · nonDerivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionCommon Stock 30,826 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006386 · doc4.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC
Turner John M JRDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 36,991 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006387 · doc4.xml · derivative · entry 9

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,001

Underlying: Common Stock · 36,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC
Turner John M JRDirector · President & CEO
GrantRestricted Stock Units · Derivative 96,642 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006387 · doc4.xml · derivative · entry 8

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,992

Underlying: Common Stock · 96,642 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC
Turner John M JRDirector · President & CEO
GrantPerformance Stock Units (2019) · Derivative 96,642 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006387 · doc4.xml · derivative · entry 7

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,642

Underlying: Common Stock · 144,963 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC
Turner John M JRDirector · President & CEO
Exercise / conversionPerformance Stock Units - 2016 · Derivative 36,991 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006387 · doc4.xml · derivative · entry 6

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,238.75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC
Turner John M JRDirector · President & CEO
Tax withholdingCommon Stock 36,913 $14.67 $541,513.71
Disclosure

SEC source: 0001225208-19-006387 · doc4.xml · nonDerivative · entry 3

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,185.9999

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC
Turner John M JRDirector · President & CEO
Exercise / conversionCommon Stock 36,991 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006387 · doc4.xml · nonDerivative · entry 2

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,098.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC
Turner John M JRDirector · President & CEO
Exercise / conversionCommon Stock 46,239 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006387 · doc4.xml · nonDerivative · entry 1

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,107.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:10 UTC Exercise / conversionRestricted Stock Units · Derivative 9,248 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006405 · doc4.xml · derivative · entry 6

Danella Katherine R · CIK 0001749804 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,590

Underlying: Common Stock · 9,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:10 UTC GrantRestricted Stock Units · Derivative 9,940 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006405 · doc4.xml · derivative · entry 5

Danella Katherine R · CIK 0001749804 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,742

Underlying: Common Stock · 9,940 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F7 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F7 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:10 UTC GrantPerformance Stock Units (2019) · Derivative 9,940 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006405 · doc4.xml · derivative · entry 4

Danella Katherine R · CIK 0001749804 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,940

Underlying: Common Stock · 14,910 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F4 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F5 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F4 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:10 UTC Tax withholdingCommon Stock 4,102 $14.67 $60,176.34
Disclosure

SEC source: 0001225208-19-006405 · doc4.xml · nonDerivative · entry 2

Danella Katherine R · CIK 0001749804 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,146

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:10 UTC Exercise / conversionCommon Stock 9,248 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006405 · doc4.xml · nonDerivative · entry 1

Danella Katherine R · CIK 0001749804 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionRestricted Stock Units · Derivative 49,322 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006392 · doc4.xml · derivative · entry 9

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,363

Underlying: Common Stock · 49,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC GrantRestricted Stock Units · Derivative 26,508 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006392 · doc4.xml · derivative · entry 8

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,685

Underlying: Common Stock · 26,508 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC GrantPerformance Stock Units (2019) · Derivative 26,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006392 · doc4.xml · derivative · entry 7

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,508

Underlying: Common Stock · 39,762 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionPerformance Stock Units - 2016 · Derivative 49,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006392 · doc4.xml · derivative · entry 6

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,652.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Tax withholdingCommon Stock 49,219 $14.67 $722,042.73
Disclosure

SEC source: 0001225208-19-006392 · doc4.xml · nonDerivative · entry 3

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,229

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionCommon Stock 49,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006392 · doc4.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionCommon Stock 61,653 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006392 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionRestricted Stock Units · Derivative 24,661 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006390 · doc4.xml · derivative · entry 9

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,118

Underlying: Common Stock · 24,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC GrantRestricted Stock Units · Derivative 15,463 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006390 · doc4.xml · derivative · entry 8

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,779

Underlying: Common Stock · 15,463 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC GrantPerformance Stock Units (2019) · Derivative 15,463 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006390 · doc4.xml · derivative · entry 7

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,463

Underlying: Common Stock · 23,194.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionPerformance Stock Units - 2016 · Derivative 24,661 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006390 · doc4.xml · derivative · entry 6

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,826.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Tax withholdingCommon Stock 24,610 $14.67 $361,028.70
Disclosure

SEC source: 0001225208-19-006390 · doc4.xml · nonDerivative · entry 3

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,198

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC Exercise / conversionCommon Stock 24,661 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006390 · doc4.xml · nonDerivative · entry 2

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.