RF

SEC source: 0001225208-20-006178 · doc4.xml · derivative · entry 5

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,915.66 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006178 · doc4.xml · nonDerivative · entry 2

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,220.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006178 · doc4.xml · nonDerivative · entry 1

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,101.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006177 · doc4.xml · derivative · entry 7

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,588

Underlying: Common Stock · 13,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006177 · doc4.xml · derivative · entry 6

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,457.26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006177 · doc4.xml · nonDerivative · entry 3

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,814

SEC source: 0001225208-20-006177 · doc4.xml · nonDerivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006177 · doc4.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006176 · doc4.xml · derivative · entry 8

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,317

Underlying: Common Stock · 13,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006176 · doc4.xml · derivative · entry 7

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,457.26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006176 · doc4.xml · nonDerivative · entry 3

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,280

SEC source: 0001225208-20-006176 · doc4.xml · nonDerivative · entry 2

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006176 · doc4.xml · nonDerivative · entry 1

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006175 · doc4.xml · derivative · entry 7

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,245

Underlying: Common Stock · 13,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006175 · doc4.xml · derivative · entry 6

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,457.26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006175 · doc4.xml · nonDerivative · entry 3

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,632

SEC source: 0001225208-20-006175 · doc4.xml · nonDerivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006175 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006174 · doc4.xml · derivative · entry 4

Owen John B · CIK 0001331307 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,709

Underlying: Common Stock · 27,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006174 · doc4.xml · derivative · entry 3

Owen John B · CIK 0001331307 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,915.66 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006174 · doc4.xml · nonDerivative · entry 2

Owen John B · CIK 0001331307 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006174 · doc4.xml · nonDerivative · entry 1

Owen John B · CIK 0001331307 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006173 · doc4.xml · derivative · entry 6

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,117

Underlying: Common Stock · 27,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006173 · doc4.xml · derivative · entry 5

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,915.66 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006173 · doc4.xml · nonDerivative · entry 2

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006173 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006171 · doc4.xml · derivative · entry 7

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,714

Underlying: Common Stock · 13,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006171 · doc4.xml · derivative · entry 6

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,457.26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006171 · doc4.xml · nonDerivative · entry 3

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,725

SEC source: 0001225208-20-006171 · doc4.xml · nonDerivative · entry 2

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006171 · doc4.xml · nonDerivative · entry 1

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006170 · doc4.xml · derivative · entry 6

Danella Katherine R · CIK 0001749804 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,765

Underlying: Common Stock · 2,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006170 · doc4.xml · derivative · entry 5

Danella Katherine R · CIK 0001749804 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,220.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006170 · doc4.xml · nonDerivative · entry 3

Danella Katherine R · CIK 0001749804 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,510

SEC source: 0001225208-20-006170 · doc4.xml · nonDerivative · entry 2

Danella Katherine R · CIK 0001749804 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006170 · doc4.xml · nonDerivative · entry 1

Danella Katherine R · CIK 0001749804 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006064 · doc4.xml · derivative · entry 9

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,588

Underlying: Common Stock · 45,351 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-20-006064 · doc4.xml · derivative · entry 8

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,351

Underlying: Common Stock · 68,026.5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F3 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

F4 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F4 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

SEC source: 0001225208-20-006058 · doc4.xml · derivative · entry 5

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,873

Underlying: Common Stock · 6,479 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-20-006058 · doc4.xml · derivative · entry 4

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,479

Underlying: Common Stock · 9,718.5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F3 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

F4 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F4 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

SEC source: 0001225208-20-006065 · doc4.xml · derivative · entry 5

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,971

Underlying: Common Stock · 161,970 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-20-006065 · doc4.xml · derivative · entry 4

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,970

Underlying: Common Stock · 242,955 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F3 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

F4 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F4 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

SEC source: 0001225208-20-006063 · doc4.xml · derivative · entry 5

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,147

Underlying: Common Stock · 29,155 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-20-006063 · doc4.xml · derivative · entry 4

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,155

Underlying: Common Stock · 43,732.5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F3 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

F4 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F4 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

SEC source: 0001225208-20-006060 · doc4.xml · derivative · entry 3

Owen John B · CIK 0001331307 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,828

Underlying: Common Stock · 48,591 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-20-006060 · doc4.xml · derivative · entry 2

Owen John B · CIK 0001331307 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,591

Underlying: Common Stock · 72,886.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F2 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

F3 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F2 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

SEC source: 0001225208-20-006062 · doc4.xml · derivative · entry 6

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,876

Underlying: Common Stock · 19,436 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-20-006062 · doc4.xml · derivative · entry 5

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,436

Underlying: Common Stock · 29,154 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F3 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

F4 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F4 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

SEC source: 0001225208-20-006061 · doc4.xml · derivative · entry 5

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,804

Underlying: Common Stock · 29,155 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-20-006061 · doc4.xml · derivative · entry 4

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,155

Underlying: Common Stock · 43,732.5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F3 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

F4 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F4 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.