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REGIONS FINANCIAL CORP

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3186
SEC CIK
0001281761
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833

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202601
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2021 Filed Oct 19, 2021 21:46 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
GrantPhantom Stock · Derivative 1,671.868 $22.43 $37,500.00
Disclosure

SEC source: 0001225208-21-013185 · doc4.xml · derivative · entry 1

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,855.6736

Underlying: Common Stock · 1,671.868 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 21:46 UTC GrantPhantom Stock · Derivative 1,114.5787 $22.43 $25,000.00
Disclosure

SEC source: 0001225208-21-013184 · doc4.xml · derivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,428.8803

Underlying: Common Stock · 1,114.5787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
August 13, 2021 Filed Feb 14, 2022 20:43 UTC
Turner John M JRDirector · President & CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002014 · doc5.xml · nonDerivative · entry 1

Turner John M JR · CIK 0001319060 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,549.9999

Read SEC document
July 20, 2021 Filed Jul 21, 2021 20:29 UTC GrantRestricted Stock Units · Derivative 5,156 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010807 · doc4.xml · derivative · entry 1

JOHNSON JOIA M · CIK 0001204987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,156

Underlying: Common Stock · 5,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock, with notional dividends to be periodically reinvested in additional restricted stock units.

F2 · derivative.exercise_date: The restricted stock units will vest and settle in shares of common stock on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations.

F2 · derivative.expiration_date: The restricted stock units will vest and settle in shares of common stock on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 21:07 UTC GrantPhantom Stock · Derivative 1,710.593 $19.73 $33,750.00
Disclosure

SEC source: 0001225208-21-010778 · doc4.xml · derivative · entry 1

Di Piazza Samuel A Jr. · CIK 0001478420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,211.9907

Underlying: Common Stock · 1,710.593 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 21:07 UTC GrantPhantom Stock · Derivative 1,267.1059 $19.73 $25,000.00
Disclosure

SEC source: 0001225208-21-010782 · doc4.xml · derivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,314.3016

Underlying: Common Stock · 1,267.1059 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 21:07 UTC GrantPhantom Stock · Derivative 1,393.8165 $19.73 $27,500.00
Disclosure

SEC source: 0001225208-21-010783 · doc4.xml · derivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,552.583

Underlying: Common Stock · 1,393.8165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 21:07 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
GrantPhantom Stock · Derivative 1,900.6589 $19.73 $37,500.00
Disclosure

SEC source: 0001225208-21-010781 · doc4.xml · derivative · entry 1

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,183.8056

Underlying: Common Stock · 1,900.6589 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 21:07 UTC GrantPhantom Stock · Derivative 1,583.8824 $19.73 $31,250.00
Disclosure

SEC source: 0001225208-21-010780 · doc4.xml · derivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,661.0333

Underlying: Common Stock · 1,583.8824 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 21:07 UTC
JOHNS JOHN DDirector
GrantPhantom Stock · Derivative 855.2965 $19.73 $16,875.00
Disclosure

SEC source: 0001225208-21-010779 · doc4.xml · derivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,552.7574

Underlying: Common Stock · 855.2965 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 21:07 UTC GrantPhantom Stock · Derivative 886.9742 $19.73 $17,500.00
Disclosure

SEC source: 0001225208-21-010777 · doc4.xml · derivative · entry 1

BYRD CAROLYN H · CIK 0001201700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,886.686

Underlying: Common Stock · 886.9742 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to the cash value of one share of Regions' common stock.

F2 · kind: The reporting person has elected to receive shares of phantom stock in lieu of cash compensation payable pursuant to Regions' Director Compensation Program. The shares of phantom stock are accrued under Regions' Directors' Deferred Investment Plan on the date such fees would otherwise be payable (i.e., quarterly, in arrears).

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash in a lump sum or up to 10 annual installments, at the election of the reporting person, within 30 days after the close of the plan year in which the reporting person terminates service as a director.

Read SEC document
May 12, 2021 Filed May 13, 2021 20:13 UTC SaleCommon Stock 45,000 $22.54 $1,014,300.00
Disclosure

SEC source: 0001225208-21-008120 · doc4.xml · nonDerivative · entry 1

Lusco C. Matthew · CIK 0001513037 · SEVP & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,226

F1 · price: This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $22.420 to $22.655. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 05, 2021 Filed Feb 14, 2022 20:42 UTC GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002013 · doc5.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,128

Read SEC document
April 28, 2021 Filed Apr 29, 2021 22:56 UTC OtherCommon Stock (phantom stock) 20,878.994 $21.02 $438,876.45
Disclosure

SEC source: 0001225208-21-007259 · doc4.xml · nonDerivative · entry 7

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 0

F3 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
April 28, 2021 Filed Apr 29, 2021 22:56 UTC OtherCommon Stock 15,827.1721 $21.02 $332,687.16
Disclosure

SEC source: 0001225208-21-007259 · doc4.xml · nonDerivative · entry 4

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 0

F3 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 18:56 UTC SaleCommon Stock 88,000 $21.11 $1,858,093.60
Disclosure

SEC source: 0001225208-21-007262 · doc4.xml · nonDerivative · entry 1

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,891

F1 · price: Weighted average execution price.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 22:56 UTC SaleCommon Stock 12,000 $21.00 $252,000.00
Disclosure

SEC source: 0001225208-21-007261 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,399

Read SEC document
April 27, 2021 Filed Apr 29, 2021 22:56 UTC SaleCommon Stock 989 $20.97 $20,734.39
Disclosure

SEC source: 0001225208-21-007260 · doc4.xml · nonDerivative · entry 2

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse IRA

Disclosed balance after: 0

Read SEC document
April 27, 2021 Filed Apr 29, 2021 22:56 UTC SaleCommon Stock 39,011 $20.99 $818,930.62
Disclosure

SEC source: 0001225208-21-007260 · doc4.xml · nonDerivative · entry 1

Ritter William D. · CIK 0001509493 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,036

F1 · price: Weighted average execution price.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 22:56 UTC SaleCommon Stock 13,435 $21.12 $283,747.20
Disclosure

SEC source: 0001225208-21-007259 · doc4.xml · nonDerivative · entry 1

Keenan David R. · CIK 0001509581 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,685

F1 · price: Weighted average execution price.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:13 UTC
DEFOSSET DONDirector
GrantRestricted Stock Units · Derivative 6,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007068 · doc4.xml · derivative · entry 1

DEFOSSET DON · CIK 0001166569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,931.13

Underlying: Common Stock · 6,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock, with notional dividends to be periodically reinvested in additional restricted stock units.

F2 · derivative.exercise_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

F2 · derivative.expiration_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:13 UTC GrantRestricted Stock Units · Derivative 6,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007069 · doc4.xml · derivative · entry 1

Di Piazza Samuel A Jr. · CIK 0001478420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,176.9055

Underlying: Common Stock · 6,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock, with notional dividends to be periodically reinvested in additional restricted stock units.

F2 · derivative.exercise_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

F2 · derivative.expiration_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:14 UTC GrantRestricted Stock Units · Derivative 6,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007076 · doc4.xml · derivative · entry 1

SUQUET JOSE S · CIK 0001245519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,176.9055

Underlying: Common Stock · 6,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock, with notional dividends to be periodically reinvested in additional restricted stock units.

F2 · derivative.exercise_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

F2 · derivative.expiration_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:14 UTC GrantRestricted Stock Units · Derivative 6,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007077 · doc4.xml · derivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,176.9055

Underlying: Common Stock · 6,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock, with notional dividends to be periodically reinvested in additional restricted stock units.

F2 · derivative.exercise_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

F2 · derivative.expiration_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:14 UTC GrantRestricted Stock Units · Derivative 6,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007075 · doc4.xml · derivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,176.9055

Underlying: Common Stock · 6,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock, with notional dividends to be periodically reinvested in additional restricted stock units.

F2 · derivative.exercise_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

F2 · derivative.expiration_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:14 UTC GrantRestricted Stock Units · Derivative 6,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007074 · doc4.xml · derivative · entry 1

PROKOPANKO JAMES T · CIK 0001301456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,176.9055

Underlying: Common Stock · 6,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock, with notional dividends to be periodically reinvested in additional restricted stock units.

F2 · derivative.exercise_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

F2 · derivative.expiration_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:14 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
GrantRestricted Stock Units · Derivative 6,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007073 · doc4.xml · derivative · entry 1

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,176.9055

Underlying: Common Stock · 6,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock, with notional dividends to be periodically reinvested in additional restricted stock units.

F2 · derivative.exercise_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

F2 · derivative.expiration_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:14 UTC GrantRestricted Stock Units · Derivative 6,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007072 · doc4.xml · derivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,176.9055

Underlying: Common Stock · 6,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock, with notional dividends to be periodically reinvested in additional restricted stock units.

F2 · derivative.exercise_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

F2 · derivative.expiration_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:14 UTC
JOHNS JOHN DDirector
GrantRestricted Stock Units · Derivative 6,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007071 · doc4.xml · derivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,176.9055

Underlying: Common Stock · 6,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock, with notional dividends to be periodically reinvested in additional restricted stock units.

F2 · derivative.exercise_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

F2 · derivative.expiration_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:13 UTC GrantRestricted Stock Units · Derivative 6,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007070 · doc4.xml · derivative · entry 1

Golodryga Zhanna · CIK 0001762792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,158

Underlying: Common Stock · 6,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock, with notional dividends to be periodically reinvested in additional restricted stock units.

F2 · derivative.exercise_date: The restricted stock units will vest and settle in shares of common stock on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations.

F2 · derivative.expiration_date: The restricted stock units will vest and settle in shares of common stock on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 22:13 UTC GrantRestricted Stock Units · Derivative 6,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007067 · doc4.xml · derivative · entry 1

BYRD CAROLYN H · CIK 0001201700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,176.9055

Underlying: Common Stock · 6,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock, with notional dividends to be periodically reinvested in additional restricted stock units.

F2 · derivative.exercise_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

F2 · derivative.expiration_date: The restricted stock units will vest on April 27, 2022, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 20:08 UTC Exercise / conversionRestricted Stock Units · Derivative 11,975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006954 · doc4.xml · derivative · entry 4

Golodryga Zhanna · CIK 0001762792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units and accompanying dividend equivalents vested and were settled in shares of common stock on a 1-for-1 basis.

F1 · price: The restricted stock units and accompanying dividend equivalents vested and were settled in shares of common stock on a 1-for-1 basis.

F1 · derivative.exercise_date: The restricted stock units and accompanying dividend equivalents vested and were settled in shares of common stock on a 1-for-1 basis.

F1 · derivative.expiration_date: The restricted stock units and accompanying dividend equivalents vested and were settled in shares of common stock on a 1-for-1 basis.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 20:08 UTC Exercise / conversionCommon Stock 11,975 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006954 · doc4.xml · nonDerivative · entry 1

Golodryga Zhanna · CIK 0001762792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units and accompanying dividend equivalents vested and were settled in shares of common stock on a 1-for-1 basis.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 22:34 UTC GrantPhantom Stock · Derivative 1,311.3972 $20.97 $27,500.00
Disclosure

SEC source: 0001225208-21-006823 · doc4.xml · derivative · entry 1

Di Piazza Samuel A Jr. · CIK 0001478420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,501.3977

Underlying: Common Stock · 1,311.3972 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.exercise_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.expiration_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 22:34 UTC GrantPhantom Stock · Derivative 1,311.3972 $20.97 $27,500.00
Disclosure

SEC source: 0001225208-21-006828 · doc4.xml · derivative · entry 1

VINES TIMOTHY · CIK 0001745186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,158.7665

Underlying: Common Stock · 1,311.3972 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.exercise_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.expiration_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 22:34 UTC
MCCRARY CHARLES DDirector · Non-Executive Chair
GrantPhantom Stock · Derivative 1,788.269 $20.97 $37,500.00
Disclosure

SEC source: 0001225208-21-006826 · doc4.xml · derivative · entry 1

MCCRARY CHARLES D · CIK 0001195321 · Director · Non-Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,283.1467

Underlying: Common Stock · 1,788.269 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.exercise_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.expiration_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 22:34 UTC GrantPhantom Stock · Derivative 1,490.2241 $20.97 $31,250.00
Disclosure

SEC source: 0001225208-21-006825 · doc4.xml · derivative · entry 1

MARSHALL RUTH ANN · CIK 0001262116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,077.1509

Underlying: Common Stock · 1,490.2241 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.exercise_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.expiration_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 22:34 UTC
JOHNS JOHN DDirector
GrantPhantom Stock · Derivative 774.9165 $20.97 $16,250.00
Disclosure

SEC source: 0001225208-21-006824 · doc4.xml · derivative · entry 1

JOHNS JOHN D · CIK 0001189571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,697.4609

Underlying: Common Stock · 774.9165 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.exercise_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.expiration_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 22:34 UTC GrantPhantom Stock · Derivative 774.9165 $20.97 $16,250.00
Disclosure

SEC source: 0001225208-21-006822 · doc4.xml · derivative · entry 1

BYRD CAROLYN H · CIK 0001201700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,999.7118

Underlying: Common Stock · 774.9165 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.exercise_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.expiration_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 19:57 UTC GrantPhantom Stock · Derivative 1,192.1793 $20.97 $25,000.00
Disclosure

SEC source: 0001225208-21-006842 · doc4.xml · derivative · entry 1

STYSLINGER LEE J III · CIK 0001256896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,047.1957

Underlying: Common Stock · 1,192.1793 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.exercise_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F1 · derivative.expiration_date: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 18:29 UTC Exercise / conversionRestricted Stock Units · Derivative 24,192 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006585 · doc4.xml · derivative · entry 9

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,155

Underlying: Common Stock · 24,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 18:29 UTC Exercise / conversionPerformance Stock Units - 2018 · Derivative 24,192 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006585 · doc4.xml · derivative · entry 8

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,950.08 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 18:29 UTC Tax withholdingCommon Stock 21,352 $21.06 $449,673.12
Disclosure

SEC source: 0001225208-21-006585 · doc4.xml · nonDerivative · entry 3

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,891

Read SEC document
April 02, 2021 Filed Apr 6, 2021 18:29 UTC Exercise / conversionCommon Stock 23,950 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006585 · doc4.xml · nonDerivative · entry 2

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 18:29 UTC Exercise / conversionCommon Stock 24,192 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006585 · doc4.xml · nonDerivative · entry 1

Turner David J Jr · CIK 0001485112 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 18:28 UTC Exercise / conversionRestricted Stock Units · Derivative 3,456 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006580 · doc4.xml · derivative · entry 7

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,673

Underlying: Common Stock · 3,456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 18:28 UTC Exercise / conversionPerformance Stock Units - 2018 · Derivative 3,456 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006580 · doc4.xml · derivative · entry 6

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,421.44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 18:28 UTC Tax withholdingCommon Stock 3,051 $21.06 $64,254.06
Disclosure

SEC source: 0001225208-21-006580 · doc4.xml · nonDerivative · entry 3

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,457.2238

Read SEC document
April 02, 2021 Filed Apr 6, 2021 18:28 UTC Exercise / conversionCommon Stock 3,421 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006580 · doc4.xml · nonDerivative · entry 2

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,508.2238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 18:28 UTC Exercise / conversionCommon Stock 3,456 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006580 · doc4.xml · nonDerivative · entry 1

KIMBROUGH HARDIE B. JR · CIK 0001411152 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,087.2238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.