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REZI

RESIDEO TECHNOLOGIES, INC.

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1292
SEC CIK
0001740332
Parsed reports
537

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2021 Filed Jun 10, 2021 20:30 UTC GrantRestricted Stock Units · Derivative 4,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039467 · doc4.xml · derivative · entry 3

Kushner Brian · CIK 0001728934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070

Underlying: Common Stock · 4,070 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F2 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F2 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:39 UTC
Yusuf KareemDirector
Exercise / conversionRestricted Stock Units · Derivative 940 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039495 · doc4.xml · derivative · entry 2

Yusuf Kareem · CIK 0001850377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 940 shares

Expires 2021-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:39 UTC
Yusuf KareemDirector
Exercise / conversionCommon Stock 940 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039495 · doc4.xml · nonDerivative · entry 1

Yusuf Kareem · CIK 0001850377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 16:26 UTC
TRUNZO ANTHONY LEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,108 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039448 · doc4.xml · derivative · entry 4

TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,217

Underlying: Common Stock · 8,108 shares

Expires 2021-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 16:26 UTC
TRUNZO ANTHONY LEVP, Chief Financial Officer
Tax withholdingCommon Stock 2,623 $32.29 $84,696.67
Disclosure

SEC source: 0001209191-21-039448 · doc4.xml · nonDerivative · entry 2

TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,485

Read SEC document
June 08, 2021 Filed Jun 10, 2021 16:26 UTC
TRUNZO ANTHONY LEVP, Chief Financial Officer
Exercise / conversionCommon Stock 8,108 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039448 · doc4.xml · nonDerivative · entry 1

TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:29 UTC
FRADIN ROGERDirector
Exercise / conversionRestricted Stock Units · Derivative 12,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039456 · doc4.xml · derivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,172 shares

Expires 2021-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:29 UTC
FRADIN ROGERDirector
Exercise / conversionCommon Stock 12,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039456 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:28 UTC Exercise / conversionRestricted Stock Units · Derivative 12,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039453 · doc4.xml · derivative · entry 2

DENINGER PAUL F · CIK 0001190861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,172 shares

Expires 2021-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:28 UTC Exercise / conversionCommon Stock 12,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039453 · doc4.xml · nonDerivative · entry 1

DENINGER PAUL F · CIK 0001190861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 12,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039467 · doc4.xml · derivative · entry 2

Kushner Brian · CIK 0001728934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,172 shares

Expires 2021-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:30 UTC Exercise / conversionCommon Stock 12,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039467 · doc4.xml · nonDerivative · entry 1

Kushner Brian · CIK 0001728934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 11, 2021 20:37 UTC Exercise / conversionRestricted Stock Units · Derivative 12,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039856 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,172 shares

Expires 2021-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 08, 2021 Filed Jun 11, 2021 20:37 UTC Exercise / conversionCommon Stock 12,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039856 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 11, 2021 20:40 UTC Exercise / conversionRestricted Stock Units · Derivative 12,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039862 · doc4.xml · derivative · entry 2

Wienbar Sharon L · CIK 0001393556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,172 shares

Expires 2021-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 08, 2021 Filed Jun 11, 2021 20:40 UTC Exercise / conversionCommon Stock 12,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039862 · doc4.xml · nonDerivative · entry 1

Wienbar Sharon L · CIK 0001393556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:10 UTC
Theodore Phillip L.Pres., Products & Solutions
Exercise / conversionRestricted Stock Units · Derivative 5,676 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037138 · doc4.xml · derivative · entry 3

Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,352

Underlying: Common Stock · 5,676 shares

Expires 2021-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:10 UTC
Theodore Phillip L.Pres., Products & Solutions
Tax withholdingCommon Stock 1,383 $30.65 $42,388.95
Disclosure

SEC source: 0001209191-21-037138 · doc4.xml · nonDerivative · entry 2

Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,096

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:10 UTC
Theodore Phillip L.Pres., Products & Solutions
Exercise / conversionCommon Stock 5,676 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037138 · doc4.xml · nonDerivative · entry 1

Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,803 shares purchased under the Resideo Employee Stock Purchase Plan.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 16:21 UTC
TRUNZO ANTHONY LEVP, Chief Financial Officer
PurchaseCommon Stock 20 $28.84 $576.80
Disclosure

SEC source: 0001209191-21-027286 · doc4.xml · nonDerivative · entry 1

TRUNZO ANTHONY L · CIK 0001261083 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 20

Read SEC document
April 01, 2021 Filed Apr 9, 2021 20:18 UTC GrantCommon Stock 1,177 $29.20 $34,368.40
Disclosure

SEC source: 0001209191-21-026221 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,308

F1 · kind: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:24 UTC
Yusuf KareemDirector
GrantRestricted Stock Units · Derivative 940 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020793 · doc4.xml · derivative · entry 1

Yusuf Kareem · CIK 0001850377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940

Underlying: Common Stock · 940 shares

Expires not disclosed

F1 · derivative.exercise_price: Pro-rated amount of the annual equity grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.exercise_date: Pro-rated amount of the annual equity grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

F1 · derivative.expiration_date: Pro-rated amount of the annual equity grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 8, 2021.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:29 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionRestricted Stock Units · Derivative 4,631 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020810 · doc4.xml · derivative · entry 3

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,631 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:29 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Tax withholdingCommon Stock 2,268 $29.71 $67,382.28
Disclosure

SEC source: 0001209191-21-020810 · doc4.xml · nonDerivative · entry 2

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,157

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:29 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionCommon Stock 4,631 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020810 · doc4.xml · nonDerivative · entry 1

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:27 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 8,337 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020805 · doc4.xml · derivative · entry 3

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,337 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:27 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 3,281 $29.71 $97,478.51
Disclosure

SEC source: 0001209191-21-020805 · doc4.xml · nonDerivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,464

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:27 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 8,337 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020805 · doc4.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:26 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 5,558 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020800 · doc4.xml · derivative · entry 3

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,558 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:26 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 1,889 $29.71 $56,122.19
Disclosure

SEC source: 0001209191-21-020800 · doc4.xml · nonDerivative · entry 2

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,418

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:26 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 5,558 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020800 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:16 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
SaleCommon Stock 8,162 $29.51 $240,860.62
Disclosure

SEC source: 0001209191-21-020449 · doc4.xml · nonDerivative · entry 1

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,794

F1 · shares: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $29.52, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2021 Filed Mar 4, 2021 21:23 UTC
Aarnes Robert BPresident, ADI
SaleCommon Stock 4,267 $27.48 $117,257.16
Disclosure

SEC source: 0001209191-21-017794 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,749

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionRestricted Stock Units · Derivative 1,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015894 · doc4.xml · derivative · entry 8

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,222 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Tax withholdingCommon Stock 599 $24.74 $14,819.26
Disclosure

SEC source: 0001209191-21-015894 · doc4.xml · nonDerivative · entry 5

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,956

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionCommon Stock 1,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015894 · doc4.xml · nonDerivative · entry 4

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:16 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 2,240 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015887 · doc4.xml · derivative · entry 8

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,240 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:16 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 882 $24.74 $21,820.68
Disclosure

SEC source: 0001209191-21-015887 · doc4.xml · nonDerivative · entry 5

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,408

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:16 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 2,240 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015887 · doc4.xml · nonDerivative · entry 4

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:15 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 1,120 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015880 · doc4.xml · derivative · entry 8

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,120 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:15 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 381 $24.74 $9,425.94
Disclosure

SEC source: 0001209191-21-015880 · doc4.xml · nonDerivative · entry 5

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,016

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:15 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 1,120 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015880 · doc4.xml · nonDerivative · entry 4

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:17 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionRestricted Stock Units · Derivative 1,020 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015894 · doc4.xml · derivative · entry 7

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,019

Underlying: Common Stock · 1,020 shares

Expires 2021-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:17 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionRestricted Stock Units · Derivative 3,695 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015894 · doc4.xml · derivative · entry 6

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,695 shares

Expires 2021-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:17 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Tax withholdingCommon Stock 2,310 $24.74 $57,149.40
Disclosure

SEC source: 0001209191-21-015894 · doc4.xml · nonDerivative · entry 3

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,333

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:17 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionCommon Stock 1,020 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015894 · doc4.xml · nonDerivative · entry 2

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:17 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionCommon Stock 3,695 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015894 · doc4.xml · nonDerivative · entry 1

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:16 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 1,805 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015887 · doc4.xml · derivative · entry 7

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,805

Underlying: Common Stock · 1,805 shares

Expires 2021-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:16 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 6,533 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015887 · doc4.xml · derivative · entry 6

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,533 shares

Expires 2021-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:16 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 3,282 $24.74 $81,196.68
Disclosure

SEC source: 0001209191-21-015887 · doc4.xml · nonDerivative · entry 3

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,050

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.