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REZI

RESIDEO TECHNOLOGIES, INC.

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1292
SEC CIK
0001740332
Parsed reports
537

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2022 Filed Feb 11, 2022 21:30 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 7,701 $24.86 $191,446.86
Disclosure

SEC source: 0001209191-22-008880 · doc4.xml · nonDerivative · entry 3

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,257

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:30 UTC
Aarnes Robert BPresident, ADI
GrantCommon Stock 19,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008880 · doc4.xml · nonDerivative · entry 2

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,958

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:30 UTC
Aarnes Robert BPresident, ADI
GrantCommon Stock 45,155 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008880 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,252

F1 · balance_after: Includes 136,731 of prior restricted stock units previously reported on Table II that are being transferred to Table I for reporting purposes.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:30 UTC
Huth Dana EdwardEVP, Chief Revenue Officer
GrantCommon Stock 26,683 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008878 · doc4.xml · nonDerivative · entry 1

Huth Dana Edward · CIK 0001831514 · EVP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,683

F1 · balance_after: Includes 63,000 of prior restricted stock units previously reported on Table II that are being transferred to Table I for reporting purposes.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:15 UTC GrantCommon Stock 1,305 $26.33 $34,360.65
Disclosure

SEC source: 0001209191-22-001650 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,872

F1 · kind: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

Read SEC document
December 21, 2021 Filed Dec 22, 2021 17:32 UTC
Merrill Travis DEVP, Chief Strat & Cml Officer
Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070967 · doc4.xml · derivative · entry 3

Merrill Travis D · CIK 0001605278 · EVP, Chief Strat & Cml Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of December 21, 2021, December 21, 2022 and December 21, 2023 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of December 21, 2021, December 21, 2022 and December 21, 2023 subject to continued employment.

Read SEC document
December 21, 2021 Filed Dec 22, 2021 17:32 UTC
Merrill Travis DEVP, Chief Strat & Cml Officer
Tax withholdingCommon Stock 1,612 $25.06 $40,393.50
Disclosure

SEC source: 0001209191-21-070967 · doc4.xml · nonDerivative · entry 2

Merrill Travis D · CIK 0001605278 · EVP, Chief Strat & Cml Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Read SEC document
December 21, 2021 Filed Dec 22, 2021 17:32 UTC
Merrill Travis DEVP, Chief Strat & Cml Officer
Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070967 · doc4.xml · nonDerivative · entry 1

Merrill Travis D · CIK 0001605278 · EVP, Chief Strat & Cml Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:30 UTC
FRADIN ROGERDirector
Exercise / conversionRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065477 · doc4.xml · derivative · entry 2

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579

Underlying: Common Stock · 5,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control.

F2 · derivative.expiration_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:30 UTC
FRADIN ROGERDirector
Exercise / conversionCommon Stock 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065477 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065472 · doc4.xml · derivative · entry 2

DENINGER PAUL F · CIK 0001190861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579

Underlying: Common Stock · 5,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control.

F2 · derivative.expiration_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:30 UTC Exercise / conversionCommon Stock 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065472 · doc4.xml · nonDerivative · entry 1

DENINGER PAUL F · CIK 0001190861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065476 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579

Underlying: Common Stock · 5,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control.

F2 · derivative.expiration_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:30 UTC Exercise / conversionCommon Stock 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065476 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:30 UTC
LAZAR JACK RDirector
Exercise / conversionRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065478 · doc4.xml · derivative · entry 2

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579

Underlying: Common Stock · 5,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control.

F2 · derivative.expiration_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:30 UTC
LAZAR JACK RDirector
Exercise / conversionCommon Stock 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065478 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065475 · doc4.xml · derivative · entry 2

Wienbar Sharon L · CIK 0001393556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579

Underlying: Common Stock · 5,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control.

F2 · derivative.expiration_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:30 UTC Exercise / conversionCommon Stock 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065475 · doc4.xml · nonDerivative · entry 1

Wienbar Sharon L · CIK 0001393556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065474 · doc4.xml · derivative · entry 2

Richardson Nina · CIK 0001610535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579

Underlying: Common Stock · 5,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control.

F2 · derivative.expiration_date: On November 16, 2018, the reporting person was granted 11,157 restricted stock units, vesting as to 50% on November 16, 2021 and 50% on November 16, 2022, or if earlier, upon the director's death or disability or removal from the board of directors of Resideo coincident with the occurrence of a change of control.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:30 UTC Exercise / conversionCommon Stock 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065474 · doc4.xml · nonDerivative · entry 1

Richardson Nina · CIK 0001610535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:23 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionRestricted Stock Units · Derivative 14,365 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-009761 · edgar.xml · derivative · entry 3

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,365

Underlying: Common Stock · 14,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On October 29, 2018, the reporting person was granted 28,730 restricted stock units, vesting as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

F3 · derivative.expiration_date: On October 29, 2018, the reporting person was granted 28,730 restricted stock units, vesting as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:23 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Tax withholdingCommon Stock 7,633 $24.82 $189,412.90
Disclosure

SEC source: 0001179110-21-009761 · edgar.xml · nonDerivative · entry 2

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,584

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:23 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionCommon Stock 14,365 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-009761 · edgar.xml · nonDerivative · entry 1

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 481 shares acquired pursuant to the Issuer's employee stock purchase plan.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:23 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 16,160 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-009759 · edgar.xml · derivative · entry 3

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,160

Underlying: Common Stock · 16,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On October 29, 2018, the reporting person was granted 32,320 restricted stock units, vesting as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

F3 · derivative.expiration_date: On October 29, 2018, the reporting person was granted 32,320 restricted stock units, vesting as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:23 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 6,359 $24.82 $157,798.59
Disclosure

SEC source: 0001179110-21-009759 · edgar.xml · nonDerivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,657

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:23 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 16,160 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-009759 · edgar.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 483 shares acquired pursuant to the Issuer's employee stock purchase plan.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:23 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 14,365 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-009760 · edgar.xml · derivative · entry 3

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,365

Underlying: Common Stock · 14,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On October 29, 2018, the reporting person was granted 28,730 restricted stock units, vesting as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

F2 · derivative.expiration_date: On October 29, 2018, the reporting person was granted 28,730 restricted stock units, vesting as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:23 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 7,633 $24.82 $189,412.90
Disclosure

SEC source: 0001179110-21-009760 · edgar.xml · nonDerivative · entry 2

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,366

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:23 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 14,365 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-009760 · edgar.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:21 UTC GrantCommon Stock 1,365 $25.19 $34,384.35
Disclosure

SEC source: 0001179110-21-009181 · edgar.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,989

F1 · kind: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

Read SEC document
September 29, 2021 Filed Sep 30, 2021 20:09 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 3,662 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-009019 · edgar.xml · derivative · entry 3

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,788

Underlying: Common Stock · 3,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported restricted stock units vested on September 29, 2021 and the remaining restricted stock units vest on September 29, 2023, subject to continued employment.

F2 · derivative.expiration_date: The reported restricted stock units vested on September 29, 2021 and the remaining restricted stock units vest on September 29, 2023, subject to continued employment.

Read SEC document
September 29, 2021 Filed Sep 30, 2021 20:09 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 1,946 $25.34 $49,311.64
Disclosure

SEC source: 0001179110-21-009019 · edgar.xml · nonDerivative · entry 2

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,634

Read SEC document
September 29, 2021 Filed Sep 30, 2021 20:09 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 3,662 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-009019 · edgar.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 16:10 UTC
Theodore Phillip L.Pres., Products & Solutions
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $25.48 $0.00
Disclosure

SEC source: 0001179110-21-009020 · edgar.xml · derivative · entry 1

Theodore Phillip L. · CIK 0001813762 · Pres., Products & Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2028-09-27

F1 · derivative.exercise_date: Grant of non-qualified stock options under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in full on September 28, 2024 subject to continued employment.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:23 UTC
Huth Dana EdwardEVP, Chief Revenue Officer
GrantRestricted Stock Units · Derivative 63,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056173 · doc4.xml · derivative · entry 1

Huth Dana Edward · CIK 0001831514 · EVP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common Stock · 63,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of September 14, 2022, September 14, 2023 and September 14, 2024 subject to continued employment.

F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of September 14, 2022, September 14, 2023 and September 14, 2024 subject to continued employment.

F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of September 14, 2022, September 14, 2023 and September 14, 2024 subject to continued employment.

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August 12, 2021 Filed Aug 13, 2021 21:47 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
SaleCommon Stock 8,786 $31.25 $274,562.50
Disclosure

SEC source: 0001209191-21-051466 · doc4.xml · nonDerivative · entry 1

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,371

F1 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.24 to $31.26, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 11, 2021 Filed Aug 11, 2021 20:43 UTC
Aarnes Robert BPresident, ADI
SaleCommon Stock 6,500 $31.00 $201,500.00
Disclosure

SEC source: 0001209191-21-050872 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,918

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July 29, 2021 Filed Jul 30, 2021 21:00 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 6,446 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048843 · doc4.xml · derivative · entry 3

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,650

Underlying: Common Stock · 6,446 shares

Expires 2021-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

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July 29, 2021 Filed Jul 30, 2021 21:00 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 2,537 $29.46 $74,740.02
Disclosure

SEC source: 0001209191-21-048843 · doc4.xml · nonDerivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,373

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July 29, 2021 Filed Jul 30, 2021 21:00 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 6,446 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048843 · doc4.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 12, 2021 Filed Jul 13, 2021 23:22 UTC SaleCommon Stock 2,120 $29.63 $62,815.60
Disclosure

SEC source: 0001209191-21-046605 · doc4.xml · nonDerivative · entry 1

Richardson Nina · CIK 0001610535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,510

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021.

F2 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.47 to $29.78, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 01, 2021 Filed Jul 1, 2021 22:33 UTC GrantCommon Stock 1,144 $30.04 $34,365.76
Disclosure

SEC source: 0001209191-21-044566 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,624

F1 · kind: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

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June 09, 2021 Filed Jun 10, 2021 20:39 UTC
Yusuf KareemDirector
GrantRestricted Stock Units · Derivative 4,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039495 · doc4.xml · derivative · entry 3

Yusuf Kareem · CIK 0001850377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070

Underlying: Common Stock · 4,070 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F2 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F2 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

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June 09, 2021 Filed Jun 10, 2021 20:29 UTC
FRADIN ROGERDirector
GrantRestricted Stock Units · Derivative 4,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039456 · doc4.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070

Underlying: Common Stock · 4,070 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F2 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F2 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

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June 09, 2021 Filed Jun 10, 2021 20:28 UTC GrantRestricted Stock Units · Derivative 4,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039453 · doc4.xml · derivative · entry 3

DENINGER PAUL F · CIK 0001190861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070

Underlying: Common Stock · 4,070 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F2 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F2 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 20:36 UTC GrantRestricted Stock Units · Derivative 4,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039482 · doc4.xml · derivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070

Underlying: Common Stock · 4,070 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

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June 09, 2021 Filed Jun 10, 2021 20:32 UTC
LAZAR JACK RDirector
GrantRestricted Stock Units · Derivative 4,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039472 · doc4.xml · derivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070

Underlying: Common Stock · 4,070 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 20:37 UTC GrantRestricted Stock Units · Derivative 4,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039487 · doc4.xml · derivative · entry 1

Wienbar Sharon L · CIK 0001393556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070

Underlying: Common Stock · 4,070 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

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June 09, 2021 Filed Jun 10, 2021 20:24 UTC GrantRestricted Stock Units · Derivative 4,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039443 · doc4.xml · derivative · entry 1

Hostetler Cynthia Lynn · CIK 0001547404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070

Underlying: Common Stock · 4,070 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 20:34 UTC GrantRestricted Stock Units · Derivative 4,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039478 · doc4.xml · derivative · entry 1

Richardson Nina · CIK 0001610535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070

Underlying: Common Stock · 4,070 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 9, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.