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REZI

RESIDEO TECHNOLOGIES, INC.

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1292
SEC CIK
0001740332
Parsed reports
537

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2019 Filed Jul 30, 2019 22:51 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 2,535 $19.08 $48,367.80
Disclosure

SEC source: 0001209191-19-043763 · doc4.xml · nonDerivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,889

Read SEC document
July 29, 2019 Filed Jul 30, 2019 22:51 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 6,440 $19.08 $122,875.20
Disclosure

SEC source: 0001209191-19-043763 · doc4.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2019 Filed Jul 30, 2019 22:50 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
Exercise / conversionRestricted Stock Units · Derivative 6,810 $19.30 $131,433.00
Disclosure

SEC source: 0001209191-19-043762 · doc4.xml · derivative · entry 3

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,831

Underlying: Common Stock · 6,810 shares

Expires 2019-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
July 27, 2019 Filed Jul 30, 2019 22:50 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
Tax withholdingCommon Stock 2,680 $19.30 $51,724.00
Disclosure

SEC source: 0001209191-19-043762 · doc4.xml · nonDerivative · entry 2

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,849

Read SEC document
July 27, 2019 Filed Jul 30, 2019 22:50 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
Exercise / conversionCommon Stock 6,810 $19.30 $131,433.00
Disclosure

SEC source: 0001209191-19-043762 · doc4.xml · nonDerivative · entry 1

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 20:07 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
Exercise / conversionRestricted Stock Units · Derivative 7,680 $19.52 $149,913.60
Disclosure

SEC source: 0001209191-19-043325 · doc4.xml · derivative · entry 3

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,916

Underlying: Common Stock · 7,680 shares

Expires 2019-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 20:07 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
Tax withholdingCommon Stock 3,023 $19.52 $59,008.96
Disclosure

SEC source: 0001209191-19-043325 · doc4.xml · nonDerivative · entry 2

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,719

Read SEC document
July 25, 2019 Filed Jul 26, 2019 20:07 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
Exercise / conversionCommon Stock 7,680 $19.52 $149,913.60
Disclosure

SEC source: 0001209191-19-043325 · doc4.xml · nonDerivative · entry 1

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2019 Filed Jul 15, 2019 16:08 UTC
Nefkens Michael GDirector · President and CEO
PurchaseCommon Stock 467 $21.40 $9,993.80
Disclosure

SEC source: 0001209191-19-042062 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,759

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F1 · price: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.23 to $21.57, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 12, 2019 Filed Jul 15, 2019 20:05 UTC
Aarnes Robert BPresident, ADI
PurchaseCommon Stock 20 $21.49 $429.80
Disclosure

SEC source: 0001209191-19-042057 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,461

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

Read SEC document
June 17, 2019 Filed Jun 17, 2019 16:08 UTC
Nefkens Michael GDirector · President and CEO
PurchaseCommon Stock 487 $20.52 $9,993.24
Disclosure

SEC source: 0001209191-19-037379 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,292

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F1 · price: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

Read SEC document
June 12, 2019 Filed Jun 12, 2019 16:56 UTC
de Masi NiccoloDirector · See remarks
PurchaseCommon Stock 4,837 $20.68 $100,029.16
Disclosure

SEC source: 0001209191-19-036420 · doc4.xml · nonDerivative · entry 1

de Masi Niccolo · CIK 0001480011 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,837

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.49 to $20.76, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 12, 2019 Filed Jun 12, 2019 20:59 UTC
Aarnes Robert BPresident, ADI
PurchaseCommon Stock 20 $20.93 $418.60
Disclosure

SEC source: 0001209191-19-036425 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,441

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 13:10 UTC
FRADIN ROGERDirector
GrantRestricted Stock Units · Derivative 5,799 $20.69 $119,981.31
Disclosure

SEC source: 0001209191-19-036600 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,799

Underlying: Common Stock · 5,799 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 13:21 UTC GrantRestricted Stock Units · Derivative 5,799 $20.69 $119,981.31
Disclosure

SEC source: 0001209191-19-036609 · doc4.xml · derivative · entry 1

DENINGER PAUL F · CIK 0001190861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,799

Underlying: Common Stock · 5,799 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 13:17 UTC GrantRestricted Stock Units · Derivative 5,799 $20.69 $119,981.31
Disclosure

SEC source: 0001209191-19-036606 · doc4.xml · derivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,799

Underlying: Common Stock · 5,799 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 13:12 UTC
LAZAR JACK RDirector
GrantRestricted Stock Units · Derivative 5,799 $20.69 $119,981.31
Disclosure

SEC source: 0001209191-19-036602 · doc4.xml · derivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,799

Underlying: Common Stock · 5,799 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 13:19 UTC GrantRestricted Stock Units · Derivative 5,799 $20.69 $119,981.31
Disclosure

SEC source: 0001209191-19-036608 · doc4.xml · derivative · entry 1

Wienbar Sharon L · CIK 0001393556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,799

Underlying: Common Stock · 5,799 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 13:15 UTC GrantRestricted Stock Units · Derivative 5,799 $20.69 $119,981.31
Disclosure

SEC source: 0001209191-19-036604 · doc4.xml · derivative · entry 1

Richardson Nina · CIK 0001610535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,799

Underlying: Common Stock · 5,799 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

Read SEC document
June 06, 2019 Filed Jun 6, 2019 20:05 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
PurchaseCommon Stock 2,530 $19.67 $49,765.10
Disclosure

SEC source: 0001209191-19-035036 · doc4.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,984

Read SEC document
June 05, 2019 Filed Jun 5, 2019 16:05 UTC
Ragan Joseph Douglas IIIEVP & Chief Financial Officer
PurchaseCommon Stock 6,300 $20.05 $126,315.00
Disclosure

SEC source: 0001209191-19-034705 · doc4.xml · nonDerivative · entry 1

Ragan Joseph Douglas III · CIK 0001586860 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,109

Read SEC document
June 01, 2019 Filed Jun 4, 2019 01:11 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
Exercise / conversionRestricted Stock Units · Derivative 9,200 $19.48 $179,216.00
Disclosure

SEC source: 0001209191-19-034095 · doc4.xml · derivative · entry 3

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,702

Underlying: Common Stock · 9,200 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 01:11 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
Tax withholdingCommon Stock 2,241 $19.48 $43,654.68
Disclosure

SEC source: 0001209191-19-034095 · doc4.xml · nonDerivative · entry 2

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,062

Read SEC document
June 01, 2019 Filed Jun 4, 2019 01:11 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
Exercise / conversionCommon Stock 9,200 $19.48 $179,216.00
Disclosure

SEC source: 0001209191-19-034095 · doc4.xml · nonDerivative · entry 1

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2019 Filed May 24, 2019 16:28 UTC
Nefkens Michael GDirector · President and CEO
PurchaseCommon Stock 4,964 $20.26 $100,570.64
Disclosure

SEC source: 0001209191-19-032726 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,805

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.13 to $20.34, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2019 Filed May 15, 2019 16:14 UTC
Nefkens Michael GDirector · President and CEO
PurchaseCommon Stock 449 $22.27 $9,999.23
Disclosure

SEC source: 0001209191-19-029995 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,841

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F1 · price: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.27 to $22.42, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:06 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
SaleCommon Stock 69.1336 $22.61 $1,563.11
Disclosure

SEC source: 0001209191-19-030337 · doc4.xml · nonDerivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

F2 · ownership.nature: Shares held in the Honeywell 401(k) Plan.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:05 UTC
Lane Jeannine JEVP, GC & Corp Secretary
SaleCommon Stock 103.9553 $22.61 $2,350.43
Disclosure

SEC source: 0001209191-19-030336 · doc4.xml · nonDerivative · entry 2

Lane Jeannine J · CIK 0001753285 · EVP, GC & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

F2 · ownership.nature: Shares held in the Honeywell 401(k) Plan.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:13 UTC
Aarnes Robert BPresident, ADI
PurchaseCommon Stock 20 $23.25 $465.00
Disclosure

SEC source: 0001209191-19-029991 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,421

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

Read SEC document
May 09, 2019 Filed May 13, 2019 23:16 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
SaleCommon Stock 138.6 $22.67 $3,142.06
Disclosure

SEC source: 0001209191-19-029457 · doc4.xml · nonDerivative · entry 2

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

F2 · ownership.nature: Shares held in the Honeywell 401(k) Plan.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 16:15 UTC
Nefkens Michael GDirector · President and CEO
PurchaseCommon Stock 494 $20.22 $9,988.68
Disclosure

SEC source: 0001209191-19-024756 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,392

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F1 · price: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.12 to $20.26, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 12, 2019 Filed Apr 16, 2019 20:14 UTC
Aarnes Robert BPresident, ADI
PurchaseCommon Stock 20 $20.00 $400.00
Disclosure

SEC source: 0001209191-19-024755 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,401

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F1 · balance_after: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F2 · balance_after: The beneficial ownership number of shares has been revised to remove 38 shares previously held in a 401(k) account that were inadvertently included in the Form 4 filed on December 17, 2018.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 16:16 UTC
Nefkens Michael GDirector · President and CEO
PurchaseCommon Stock 500 $20.05 $10,024.90
Disclosure

SEC source: 0001209191-19-019984 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,898

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.99 to $20.09, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 12, 2019 Filed Mar 12, 2019 22:23 UTC
Aarnes Robert BPresident, ADI
PurchaseCommon Stock 20 $20.56 $411.20
Disclosure

SEC source: 0001209191-19-018971 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,419

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:20 UTC
FRADIN ROGERDirector
PurchaseCommon Stock 25,000 $20.41 $510,162.50
Disclosure

SEC source: 0001209191-19-019433 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,662

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.25 to $20.69, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:58 UTC
Lane Jeannine JEVP, GC & Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,222 $25.96 $31,717.01
Disclosure

SEC source: 0001209191-19-015063 · doc4.xml · derivative · entry 7

Lane Jeannine J · CIK 0001753285 · EVP, GC & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,444

Underlying: Common Stock · 1,222 shares

Expires 2019-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:58 UTC
Lane Jeannine JEVP, GC & Corp Secretary
Tax withholdingCommon Stock 416 $25.96 $10,797.28
Disclosure

SEC source: 0001209191-19-015063 · doc4.xml · nonDerivative · entry 4

Lane Jeannine J · CIK 0001753285 · EVP, GC & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,296

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:58 UTC
Lane Jeannine JEVP, GC & Corp Secretary
Exercise / conversionCommon Stock 1,222 $25.96 $31,717.01
Disclosure

SEC source: 0001209191-19-015063 · doc4.xml · nonDerivative · entry 3

Lane Jeannine J · CIK 0001753285 · EVP, GC & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:55 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
Exercise / conversionRestricted Stock Units · Derivative 2,036 $25.96 $52,844.38
Disclosure

SEC source: 0001209191-19-015053 · doc4.xml · derivative · entry 7

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,073

Underlying: Common Stock · 2,036 shares

Expires 2019-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:55 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
Tax withholdingCommon Stock 496 $25.96 $12,873.68
Disclosure

SEC source: 0001209191-19-015053 · doc4.xml · nonDerivative · entry 4

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,338

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:55 UTC
Flink Michael DavidEVP Chief Mktg & Sales Officer
Exercise / conversionCommon Stock 2,036 $25.96 $52,844.38
Disclosure

SEC source: 0001209191-19-015053 · doc4.xml · nonDerivative · entry 3

Flink Michael David · CIK 0001754714 · EVP Chief Mktg & Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:56 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 2,240 $25.96 $58,139.20
Disclosure

SEC source: 0001209191-19-015058 · doc4.xml · derivative · entry 7

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,480

Underlying: Common Stock · 2,240 shares

Expires 2019-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:56 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 586 $25.96 $15,209.63
Disclosure

SEC source: 0001209191-19-015058 · doc4.xml · nonDerivative · entry 4

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,578

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:56 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 2,240 $25.96 $58,139.20
Disclosure

SEC source: 0001209191-19-015058 · doc4.xml · nonDerivative · entry 3

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:54 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 1,119 $25.96 $29,043.65
Disclosure

SEC source: 0001209191-19-015048 · doc4.xml · derivative · entry 6

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,241

Underlying: Common Stock · 1,119 shares

Expires 2019-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:54 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 381 $25.96 $9,888.86
Disclosure

SEC source: 0001209191-19-015048 · doc4.xml · nonDerivative · entry 4

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,399

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:54 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 1,119 $25.96 $29,043.65
Disclosure

SEC source: 0001209191-19-015048 · doc4.xml · nonDerivative · entry 3

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:58 UTC
Lane Jeannine JEVP, GC & Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,018 $26.19 $26,661.42
Disclosure

SEC source: 0001209191-19-015063 · doc4.xml · derivative · entry 6

Lane Jeannine J · CIK 0001753285 · EVP, GC & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,058

Underlying: Common Stock · 1,018 shares

Expires 2019-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:58 UTC
Lane Jeannine JEVP, GC & Corp Secretary
Tax withholdingCommon Stock 346 $26.19 $9,061.74
Disclosure

SEC source: 0001209191-19-015063 · doc4.xml · nonDerivative · entry 2

Lane Jeannine J · CIK 0001753285 · EVP, GC & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,490

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:58 UTC
Lane Jeannine JEVP, GC & Corp Secretary
Exercise / conversionCommon Stock 1,018 $26.19 $26,661.42
Disclosure

SEC source: 0001209191-19-015063 · doc4.xml · nonDerivative · entry 1

Lane Jeannine J · CIK 0001753285 · EVP, GC & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.