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REZI

RESIDEO TECHNOLOGIES, INC.

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1292
SEC CIK
0001740332
Parsed reports
537

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2020 Filed Feb 12, 2020 21:30 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 2,505 $9.97 $24,974.85
Disclosure

SEC source: 0001209191-20-008741 · doc4.xml · nonDerivative · entry 2

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,867

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:30 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 6,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008741 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:31 UTC
Flink Michael DavidEVP of Transformation
Exercise / conversionRestricted Stock Units · Derivative 4,273 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008742 · doc4.xml · derivative · entry 3

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,546

Underlying: Common Stock · 4,273 shares

Expires 2020-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:31 UTC
Flink Michael DavidEVP of Transformation
Tax withholdingCommon Stock 1,908 $9.97 $19,022.76
Disclosure

SEC source: 0001209191-20-008742 · doc4.xml · nonDerivative · entry 2

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,214

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:31 UTC
Flink Michael DavidEVP of Transformation
Exercise / conversionCommon Stock 4,273 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008742 · doc4.xml · nonDerivative · entry 1

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2020 Filed Feb 4, 2020 23:18 UTC Exercise / conversionRestricted Stock Units · Derivative 1,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006580 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,668

Underlying: Common Stock · 1,166 shares

Expires 2020-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 02, 2020 Filed Feb 4, 2020 23:18 UTC Exercise / conversionCommon Stock 1,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006580 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 16:15 UTC
Nefkens Michael GDirector · President and CEO
PurchaseCommon Stock 834 $11.95 $9,966.30
Disclosure

SEC source: 0001209191-20-003659 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,456

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.95 to $12.03, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 13, 2020 Filed Jan 13, 2020 21:06 UTC
Aarnes Robert BPresident, ADI
PurchaseCommon Stock 20 $11.67 $233.40
Disclosure

SEC source: 0001209191-20-003185 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,995

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 17:14 UTC
SANKPAL SACHINPres., Products & Solutions
GrantRestricted Stock Units · Derivative 215,231 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002807 · doc4.xml · derivative · entry 1

SANKPAL SACHIN · CIK 0001657484 · Pres., Products & Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,231

Underlying: Common Stock · 215,231 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of January 7, 2021, January 7, 2022 and January 7, 2023 subject to continued employment.

F1 · derivative.exercise_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of January 7, 2021, January 7, 2022 and January 7, 2023 subject to continued employment.

F1 · derivative.expiration_date: Restricted Stock Units were granted under the 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of January 7, 2021, January 7, 2022 and January 7, 2023 subject to continued employment.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:29 UTC Exercise / conversionRestricted Stock Units · Derivative 1,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000981 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,834

Underlying: Common Stock · 1,166 shares

Expires 2020-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:29 UTC Exercise / conversionCommon Stock 1,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000981 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 16:11 UTC
Nefkens Michael GDirector · President and CEO
PurchaseCommon Stock 844 $11.82 $9,976.08
Disclosure

SEC source: 0001209191-19-060637 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,622

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.76 to $11.95, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 21:10 UTC
Aarnes Robert BPresident, ADI
PurchaseCommon Stock 20 $10.98 $219.60
Disclosure

SEC source: 0001209191-19-060636 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,975

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:42 UTC GrantRestricted Stock Units · Derivative 14,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059086 · doc4.xml · derivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest as to one-twelfth of the shares on each monthly anniversary of the date of grant, subject to such changes necessary to conform to the monthly vesting schedule.

F1 · derivative.exercise_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest as to one-twelfth of the shares on each monthly anniversary of the date of grant, subject to such changes necessary to conform to the monthly vesting schedule.

F1 · derivative.expiration_date: Grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest as to one-twelfth of the shares on each monthly anniversary of the date of grant, subject to such changes necessary to conform to the monthly vesting schedule.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:40 UTC GrantRestricted Stock Units · Derivative 6,704 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059083 · doc4.xml · derivative · entry 1

Kushner Brian · CIK 0001728934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,704

Underlying: Common Stock · 6,704 shares

Expires not disclosed

F1 · derivative.exercise_price: Pro-rated amount of the annual equity grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.exercise_date: Pro-rated amount of the annual equity grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.expiration_date: Pro-rated amount of the annual equity grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 16:25 UTC
Ragan Joseph Douglas IIIFormer EVP & CFO
SaleCommon Stock 11,109 $9.87 $109,645.83
Disclosure

SEC source: 0001209191-19-058425 · doc4.xml · nonDerivative · entry 1

Ragan Joseph Douglas III · CIK 0001586860 · Former EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.86 to $9.87, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2019 Filed Nov 18, 2019 22:17 UTC PurchaseCommon Stock 4,920 $10.12 $49,790.40
Disclosure

SEC source: 0001209191-19-056990 · doc4.xml · nonDerivative · entry 1

Richardson Nina · CIK 0001610535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,920

Read SEC document
November 16, 2019 Filed Nov 19, 2019 17:51 UTC
de Masi NiccoloDirector · See remarks
Exercise / conversionRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057286 · doc4.xml · derivative · entry 3

de Masi Niccolo · CIK 0001480011 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,578 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
November 16, 2019 Filed Nov 19, 2019 17:51 UTC
de Masi NiccoloDirector · See remarks
Tax withholdingCommon Stock 2,195 $10.11 $22,191.45
Disclosure

SEC source: 0001209191-19-057286 · doc4.xml · nonDerivative · entry 2

de Masi Niccolo · CIK 0001480011 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,220

Read SEC document
November 16, 2019 Filed Nov 19, 2019 17:51 UTC
de Masi NiccoloDirector · See remarks
Exercise / conversionCommon Stock 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057286 · doc4.xml · nonDerivative · entry 1

de Masi Niccolo · CIK 0001480011 · Director · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2019 Filed Nov 19, 2019 22:55 UTC
FRADIN ROGERDirector
Exercise / conversionRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057290 · doc4.xml · derivative · entry 3

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,578 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
November 16, 2019 Filed Nov 19, 2019 22:55 UTC
FRADIN ROGERDirector
Exercise / conversionCommon Stock 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057290 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2019 Filed Nov 19, 2019 23:02 UTC Exercise / conversionRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057301 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,578 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
November 16, 2019 Filed Nov 19, 2019 23:02 UTC Exercise / conversionCommon Stock 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057301 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2019 Filed Nov 19, 2019 22:53 UTC Exercise / conversionRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057288 · doc4.xml · derivative · entry 2

DENINGER PAUL F · CIK 0001190861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,578 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
November 16, 2019 Filed Nov 19, 2019 22:53 UTC Exercise / conversionCommon Stock 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057288 · doc4.xml · nonDerivative · entry 1

DENINGER PAUL F · CIK 0001190861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2019 Filed Nov 19, 2019 22:57 UTC
LAZAR JACK RDirector
Exercise / conversionRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057293 · doc4.xml · derivative · entry 2

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,578 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
November 16, 2019 Filed Nov 19, 2019 22:57 UTC
LAZAR JACK RDirector
Exercise / conversionCommon Stock 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057293 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2019 Filed Nov 19, 2019 23:04 UTC Exercise / conversionRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057306 · doc4.xml · derivative · entry 2

Wienbar Sharon L · CIK 0001393556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,578 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
November 16, 2019 Filed Nov 19, 2019 23:04 UTC Exercise / conversionCommon Stock 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057306 · doc4.xml · nonDerivative · entry 1

Wienbar Sharon L · CIK 0001393556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2019 Filed Nov 19, 2019 22:58 UTC Exercise / conversionRestricted Stock Units · Derivative 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057296 · doc4.xml · derivative · entry 2

Richardson Nina · CIK 0001610535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,578 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
November 16, 2019 Filed Nov 19, 2019 22:58 UTC Exercise / conversionCommon Stock 5,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057296 · doc4.xml · nonDerivative · entry 1

Richardson Nina · CIK 0001610535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 22:14 UTC PurchaseCommon Stock 50,000 $10.25 $512,500.00
Disclosure

SEC source: 0001209191-19-056987 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.21 to $10.25, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 22:13 UTC
LAZAR JACK RDirector
PurchaseCommon Stock 25,000 $10.26 $256,500.00
Disclosure

SEC source: 0001209191-19-056984 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,009

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.98 to $10.50, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 22:16 UTC PurchaseCommon Stock 4,900 $10.32 $50,568.00
Disclosure

SEC source: 0001209191-19-056989 · doc4.xml · nonDerivative · entry 1

Wienbar Sharon L · CIK 0001393556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

Read SEC document
November 15, 2019 Filed Nov 18, 2019 17:11 UTC
Nefkens Michael GDirector · President and CEO
PurchaseCommon Stock 1,011 $9.86 $9,968.46
Disclosure

SEC source: 0001209191-19-056981 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,778

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.86 to $9.90, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 22:10 UTC
FRADIN ROGERDirector
PurchaseCommon Stock 25,000 $9.44 $236,000.00
Disclosure

SEC source: 0001209191-19-056976 · doc4.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,662

F1 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.41 to $9.47, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2019 Filed Nov 12, 2019 23:01 UTC
Aarnes Robert BPresident, ADI
PurchaseCommon Stock 20 $9.01 $180.20
Disclosure

SEC source: 0001209191-19-056155 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,955

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 18:00 UTC
RYDER ROBERT PInterim CFO
PurchaseCommon Stock 22,900 $8.81 $201,749.00
Disclosure

SEC source: 0001209191-19-056616 · doc4.xml · nonDerivative · entry 1

RYDER ROBERT P · CIK 0001223151 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,900

Read SEC document
October 15, 2019 Filed Oct 15, 2019 18:28 UTC
Nefkens Michael GDirector · President and CEO
PurchaseCommon Stock 691 $14.47 $9,998.77
Disclosure

SEC source: 0001209191-19-053212 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,767

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F1 · price: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.42 to $14.53, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 14, 2019 Filed Oct 15, 2019 22:24 UTC
Aarnes Robert BPresident, ADI
PurchaseCommon Stock 20 $14.17 $283.40
Disclosure

SEC source: 0001209191-19-053210 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,935

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

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September 30, 2019 Filed Oct 1, 2019 20:35 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 3,656 $14.09 $51,513.04
Disclosure

SEC source: 0001209191-19-051308 · doc4.xml · derivative · entry 3

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,450

Underlying: Common Stock · 3,656 shares

Expires 2019-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

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September 30, 2019 Filed Oct 1, 2019 20:35 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 1,242 $14.09 $17,499.78
Disclosure

SEC source: 0001209191-19-051308 · doc4.xml · nonDerivative · entry 2

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,915

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:35 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 3,656 $14.09 $51,513.04
Disclosure

SEC source: 0001209191-19-051308 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 16, 2019 Filed Sep 16, 2019 17:23 UTC
Nefkens Michael GDirector · President and CEO
PurchaseCommon Stock 636 $15.69 $9,978.84
Disclosure

SEC source: 0001209191-19-049677 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,076

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F1 · price: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.615 to $15.69, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 12, 2019 Filed Sep 12, 2019 20:05 UTC
Aarnes Robert BPresident, ADI
PurchaseCommon Stock 20 $15.88 $317.60
Disclosure

SEC source: 0001209191-19-049289 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,501

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

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August 15, 2019 Filed Aug 15, 2019 20:37 UTC
Nefkens Michael GDirector · President and CEO
PurchaseCommon Stock 681 $14.63 $9,963.03
Disclosure

SEC source: 0001209191-19-046229 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,440

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F1 · price: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.

F2 · price: The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.559 to $14.68, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 12, 2019 Filed Aug 12, 2019 20:24 UTC
Aarnes Robert BPresident, ADI
PurchaseCommon Stock 20 $16.27 $325.40
Disclosure

SEC source: 0001209191-19-045508 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,481

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

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July 29, 2019 Filed Jul 30, 2019 22:51 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 6,440 $19.08 $122,875.20
Disclosure

SEC source: 0001209191-19-043763 · doc4.xml · derivative · entry 3

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,096

Underlying: Common Stock · 6,440 shares

Expires 2019-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.