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REZI

RESIDEO TECHNOLOGIES, INC.

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1292
SEC CIK
0001740332
Parsed reports
537

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2020 Filed Mar 3, 2020 01:58 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionRestricted Stock Units · Derivative 1,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014825 · doc4.xml · derivative · entry 6

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,049

Underlying: Common Stock · 1,019 shares

Expires 2020-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:58 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Tax withholdingCommon Stock 490 $9.96 $4,880.40
Disclosure

SEC source: 0001209191-20-014825 · doc4.xml · nonDerivative · entry 2

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,331

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:58 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionCommon Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014825 · doc4.xml · nonDerivative · entry 1

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:57 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 1,805 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014824 · doc4.xml · derivative · entry 6

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,610

Underlying: Common Stock · 1,805 shares

Expires 2020-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:57 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 695 $9.96 $6,922.20
Disclosure

SEC source: 0001209191-20-014824 · doc4.xml · nonDerivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,864

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:57 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 1,805 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014824 · doc4.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:55 UTC
Flink Michael DavidEVP of Transformation
Exercise / conversionRestricted Stock Units · Derivative 1,698 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014823 · doc4.xml · derivative · entry 6

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,398

Underlying: Common Stock · 1,698 shares

Expires 2020-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:55 UTC
Flink Michael DavidEVP of Transformation
Tax withholdingCommon Stock 653 $9.96 $6,503.88
Disclosure

SEC source: 0001209191-20-014823 · doc4.xml · nonDerivative · entry 2

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,242

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:55 UTC
Flink Michael DavidEVP of Transformation
Exercise / conversionCommon Stock 1,698 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014823 · doc4.xml · nonDerivative · entry 1

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:54 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 1,201 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014821 · doc4.xml · derivative · entry 6

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,421

Underlying: Common Stock · 1,201 shares

Expires 2020-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:54 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 401 $9.96 $3,993.96
Disclosure

SEC source: 0001209191-20-014821 · doc4.xml · nonDerivative · entry 2

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,745

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:54 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 1,201 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014821 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:17 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionRestricted Stock Units · Derivative 2,418 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013264 · doc4.xml · derivative · entry 3

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,418 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:17 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Tax withholdingCommon Stock 1,297 $9.25 $11,997.25
Disclosure

SEC source: 0001209191-20-013264 · doc4.xml · nonDerivative · entry 2

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,802

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:17 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionCommon Stock 2,418 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013264 · doc4.xml · nonDerivative · entry 1

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:17 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 4,833 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013263 · doc4.xml · derivative · entry 3

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,833 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:17 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 1,919 $9.25 $17,750.75
Disclosure

SEC source: 0001209191-20-013263 · doc4.xml · nonDerivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,754

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:17 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 4,833 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013263 · doc4.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:16 UTC
Flink Michael DavidEVP of Transformation
Exercise / conversionRestricted Stock Units · Derivative 3,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013260 · doc4.xml · derivative · entry 3

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,222 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:16 UTC
Flink Michael DavidEVP of Transformation
Tax withholdingCommon Stock 1,239 $9.25 $11,460.75
Disclosure

SEC source: 0001209191-20-013260 · doc4.xml · nonDerivative · entry 2

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,197

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:16 UTC
Flink Michael DavidEVP of Transformation
Exercise / conversionCommon Stock 3,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013260 · doc4.xml · nonDerivative · entry 1

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:15 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 1,611 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013259 · doc4.xml · derivative · entry 3

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,611 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:15 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 533 $9.25 $4,930.25
Disclosure

SEC source: 0001209191-20-013259 · doc4.xml · nonDerivative · entry 2

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,945

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:15 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 1,611 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013259 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:20 UTC
Flink Michael DavidEVP of Transformation
GrantRestricted Stock Units · Derivative 18,574 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011955 · doc4.xml · derivative · entry 2

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,574

Underlying: Common Stock · 18,574 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:20 UTC
Flink Michael DavidEVP of Transformation
GrantStock Option (right to buy) · Derivative 99,154 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0001209191-20-011955 · doc4.xml · derivative · entry 1

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,154

Underlying: Common Stock · 99,154 shares

Expires 2027-02-19

F1 · derivative.exercise_date: Grant of non-qualified stock options under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:18 UTC
Nefkens Michael GDirector · President and CEO
GrantRestricted Stock Units · Derivative 141,881 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011952 · doc4.xml · derivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,881

Underlying: Common Stock · 141,881 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in up to twelve equal monthly installments from the grant date through either three months following the grant date or the last day of active employment, whichever is later, with vesting for any partial month being prorated.

F1 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in up to twelve equal monthly installments from the grant date through either three months following the grant date or the last day of active employment, whichever is later, with vesting for any partial month being prorated.

F1 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in up to twelve equal monthly installments from the grant date through either three months following the grant date or the last day of active employment, whichever is later, with vesting for any partial month being prorated.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:22 UTC
SANKPAL SACHINPres., Products & Solutions
GrantRestricted Stock Units · Derivative 34,653 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011960 · doc4.xml · derivative · entry 2

SANKPAL SACHIN · CIK 0001657484 · Pres., Products & Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,653

Underlying: Common Stock · 34,653 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:22 UTC
SANKPAL SACHINPres., Products & Solutions
GrantStock Option (right to buy) · Derivative 184,989 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0001209191-20-011960 · doc4.xml · derivative · entry 1

SANKPAL SACHIN · CIK 0001657484 · Pres., Products & Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,989

Underlying: Common Stock · 184,989 shares

Expires 2027-02-19

F1 · derivative.exercise_date: Grant of non-qualified stock options under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:23 UTC
Geddes AnnMarieVP, Controller and Interim CAO
GrantRestricted Stock Units · Derivative 4,366 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011962 · doc4.xml · derivative · entry 2

Geddes AnnMarie · CIK 0001792630 · VP, Controller and Interim CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,366

Underlying: Common Stock · 4,366 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:23 UTC
Geddes AnnMarieVP, Controller and Interim CAO
GrantStock Option (right to buy) · Derivative 23,308 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0001209191-20-011962 · doc4.xml · derivative · entry 1

Geddes AnnMarie · CIK 0001792630 · VP, Controller and Interim CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,308

Underlying: Common Stock · 23,308 shares

Expires 2027-02-19

F1 · derivative.exercise_date: Grant of non-qualified stock options under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:21 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
GrantRestricted Stock Units · Derivative 14,257 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011957 · doc4.xml · derivative · entry 2

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,257

Underlying: Common Stock · 14,257 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:21 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
GrantStock Option (right to buy) · Derivative 76,109 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0001209191-20-011957 · doc4.xml · derivative · entry 1

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,109

Underlying: Common Stock · 76,109 shares

Expires 2027-02-19

F1 · derivative.exercise_date: Grant of non-qualified stock options under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:21 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
GrantRestricted Stock Units · Derivative 15,326 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011956 · doc4.xml · derivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,326

Underlying: Common Stock · 15,326 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:21 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
GrantStock Option (right to buy) · Derivative 81,818 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0001209191-20-011956 · doc4.xml · derivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,818

Underlying: Common Stock · 81,818 shares

Expires 2027-02-19

F1 · derivative.exercise_date: Grant of non-qualified stock options under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:19 UTC
Aarnes Robert BPresident, ADI
GrantRestricted Stock Units · Derivative 34,653 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011953 · doc4.xml · derivative · entry 2

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,653

Underlying: Common Stock · 34,653 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

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February 20, 2020 Filed Feb 24, 2020 21:19 UTC
Aarnes Robert BPresident, ADI
GrantStock Option (right to buy) · Derivative 184,989 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0001209191-20-011953 · doc4.xml · derivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,989

Underlying: Common Stock · 184,989 shares

Expires 2027-02-19

F1 · derivative.exercise_date: Grant of non-qualified stock options under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in three equal installments on each of February 20, 2021, February 20, 2022 and February 20, 2023 subject to continued employment.

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February 11, 2020 Filed Feb 12, 2020 16:28 UTC
Nefkens Michael GDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 19,589 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008738 · doc4.xml · derivative · entry 3

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,178

Underlying: Common Stock · 19,589 shares

Expires 2020-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 16:28 UTC
Nefkens Michael GDirector · President and CEO
Tax withholdingCommon Stock 7,843 $9.97 $78,194.71
Disclosure

SEC source: 0001209191-20-008738 · doc4.xml · nonDerivative · entry 2

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,202

Read SEC document
February 11, 2020 Filed Feb 12, 2020 16:28 UTC
Nefkens Michael GDirector · President and CEO
Exercise / conversionCommon Stock 19,589 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008738 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:35 UTC
Geddes AnnMarieVP, Controller and Interim CAO
Exercise / conversionRestricted Stock Units · Derivative 956 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008754 · doc4.xml · derivative · entry 3

Geddes AnnMarie · CIK 0001792630 · VP, Controller and Interim CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,914

Underlying: Common Stock · 956 shares

Expires 2020-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:35 UTC
Geddes AnnMarieVP, Controller and Interim CAO
Tax withholdingCommon Stock 331 $9.97 $3,300.07
Disclosure

SEC source: 0001209191-20-008754 · doc4.xml · nonDerivative · entry 2

Geddes AnnMarie · CIK 0001792630 · VP, Controller and Interim CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,495

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:35 UTC
Geddes AnnMarieVP, Controller and Interim CAO
Exercise / conversionCommon Stock 956 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008754 · doc4.xml · nonDerivative · entry 1

Geddes AnnMarie · CIK 0001792630 · VP, Controller and Interim CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:33 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionRestricted Stock Units · Derivative 3,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008750 · doc4.xml · derivative · entry 3

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,560

Underlying: Common Stock · 3,280 shares

Expires 2020-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:33 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Tax withholdingCommon Stock 1,781 $9.97 $17,756.57
Disclosure

SEC source: 0001209191-20-008750 · doc4.xml · nonDerivative · entry 2

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,681

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:33 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionCommon Stock 3,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008750 · doc4.xml · nonDerivative · entry 1

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:32 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 3,526 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008748 · doc4.xml · derivative · entry 3

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,052

Underlying: Common Stock · 3,526 shares

Expires 2020-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:32 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 1,575 $9.97 $15,702.75
Disclosure

SEC source: 0001209191-20-008748 · doc4.xml · nonDerivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,840

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:32 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 3,526 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008748 · doc4.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:30 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 6,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008741 · doc4.xml · derivative · entry 3

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,756

Underlying: Common Stock · 6,377 shares

Expires 2020-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.