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REZI

RESIDEO TECHNOLOGIES, INC.

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1292
SEC CIK
0001740332
Parsed reports
537

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2020 Filed May 29, 2020 23:26 UTC
Geldmacher Jay LDirector · President and CEO
GrantRestricted Stock Units · Derivative 46,928 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033063 · doc4.xml · derivative · entry 2

Geldmacher Jay L · CIK 0001462488 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,928

Underlying: Common Stock · 46,928 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in full on May 28, 2023 subject to continued employment.

F2 · derivative.exercise_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in full on May 28, 2023 subject to continued employment.

F2 · derivative.expiration_date: Restricted Stock Units were granted under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in full on May 28, 2023 subject to continued employment.

Read SEC document
May 28, 2020 Filed May 29, 2020 23:26 UTC
Geldmacher Jay LDirector · President and CEO
GrantStock Option (right to buy) · Derivative 237,035 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001209191-20-033063 · doc4.xml · derivative · entry 1

Geldmacher Jay L · CIK 0001462488 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,035

Underlying: Common Stock · 237,035 shares

Expires 2027-05-27

F1 · derivative.exercise_date: Grant of non-qualified stock options under the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates, and will vest in full on May 28, 2023 subject to continued employment.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:37 UTC
Nefkens Michael GDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 11,823 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031300 · doc4.xml · derivative · entry 3

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,412

Underlying: Common Stock · 11,823 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:37 UTC
Nefkens Michael GDirector · President and CEO
Tax withholdingCommon Stock 4,653 $6.13 $28,522.89
Disclosure

SEC source: 0001209191-20-031300 · doc4.xml · nonDerivative · entry 2

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,071

Read SEC document
May 20, 2020 Filed May 21, 2020 16:37 UTC
Nefkens Michael GDirector · President and CEO
Exercise / conversionCommon Stock 11,823 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031300 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2020 Filed May 4, 2020 22:53 UTC Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026930 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,169

Underlying: Common Stock · 1,167 shares

Expires 2020-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
May 02, 2020 Filed May 4, 2020 22:53 UTC Exercise / conversionCommon Stock 1,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026930 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 16:19 UTC
Nefkens Michael GDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 11,823 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025232 · doc4.xml · derivative · entry 3

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,235

Underlying: Common Stock · 11,823 shares

Expires 2020-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 16:19 UTC
Nefkens Michael GDirector · President and CEO
Tax withholdingCommon Stock 4,653 $4.48 $20,845.44
Disclosure

SEC source: 0001209191-20-025232 · doc4.xml · nonDerivative · entry 2

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,901

Read SEC document
April 20, 2020 Filed Apr 21, 2020 16:19 UTC
Nefkens Michael GDirector · President and CEO
Exercise / conversionCommon Stock 11,823 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025232 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 20:58 UTC Exercise / conversionRestricted Stock Units · Derivative 1,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023231 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,336

Underlying: Common Stock · 1,166 shares

Expires 2020-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 20:58 UTC Exercise / conversionCommon Stock 1,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023231 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Apr 8, 2020 16:29 UTC
Nefkens Michael GDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 11,823 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023917 · doc4.xml · derivative · entry 3

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,058

Underlying: Common Stock · 11,823 shares

Expires 2020-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Apr 8, 2020 16:29 UTC
Nefkens Michael GDirector · President and CEO
Tax withholdingCommon Stock 4,653 $5.32 $24,753.96
Disclosure

SEC source: 0001209191-20-023917 · doc4.xml · nonDerivative · entry 2

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,372

Read SEC document
March 20, 2020 Filed Apr 8, 2020 16:29 UTC
Nefkens Michael GDirector · President and CEO
Exercise / conversionCommon Stock 11,823 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023917 · doc4.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 22:25 UTC GrantRestricted Stock Units · Derivative 6,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020543 · doc4.xml · derivative · entry 1

Hostetler Cynthia Lynn · CIK 0001547404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

Underlying: Common Stock · 6,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Pro-rated amount of the annual equity grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.exercise_date: Pro-rated amount of the annual equity grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

F1 · derivative.expiration_date: Pro-rated amount of the annual equity grant of restricted stock units issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. which, subject to earlier forfeiture, will vest on June 12, 2020.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:16 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionRestricted Stock Units · Derivative 5,063 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019253 · doc4.xml · derivative · entry 3

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,063 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:16 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Tax withholdingCommon Stock 2,480 $6.82 $16,913.60
Disclosure

SEC source: 0001209191-20-019253 · doc4.xml · nonDerivative · entry 2

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,976

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:16 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionCommon Stock 5,063 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019253 · doc4.xml · nonDerivative · entry 1

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:16 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 10,596 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019251 · doc4.xml · derivative · entry 3

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,596 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:16 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 4,170 $6.82 $28,439.40
Disclosure

SEC source: 0001209191-20-019251 · doc4.xml · nonDerivative · entry 2

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,887

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:16 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 10,596 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019251 · doc4.xml · nonDerivative · entry 1

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:15 UTC
Flink Michael DavidEVP of Transformation
Exercise / conversionRestricted Stock Units · Derivative 8,607 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019250 · doc4.xml · derivative · entry 3

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,607 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:15 UTC
Flink Michael DavidEVP of Transformation
Tax withholdingCommon Stock 3,387 $6.82 $23,099.34
Disclosure

SEC source: 0001209191-20-019250 · doc4.xml · nonDerivative · entry 2

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,442

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:15 UTC
Flink Michael DavidEVP of Transformation
Exercise / conversionCommon Stock 8,607 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019250 · doc4.xml · nonDerivative · entry 1

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:14 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 4,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019249 · doc4.xml · derivative · entry 3

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,810 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:14 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 2,356 $6.82 $16,067.92
Disclosure

SEC source: 0001209191-20-019249 · doc4.xml · nonDerivative · entry 2

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,835

Read SEC document
March 15, 2020 Filed Mar 16, 2020 20:14 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 4,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019249 · doc4.xml · nonDerivative · entry 1

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:11 UTC Exercise / conversionRestricted Stock Units · Derivative 1,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015106 · doc4.xml · derivative · entry 2

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,502

Underlying: Common Stock · 1,166 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:11 UTC Exercise / conversionCommon Stock 1,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015106 · doc4.xml · nonDerivative · entry 1

TEICH ANDREW C · CIK 0001230422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:58 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionRestricted Stock Units · Derivative 1,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014825 · doc4.xml · derivative · entry 8

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222

Underlying: Common Stock · 1,222 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:58 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionRestricted Stock Units · Derivative 4,696 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014825 · doc4.xml · derivative · entry 7

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,696 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:58 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Tax withholdingCommon Stock 2,856 $10.43 $29,788.08
Disclosure

SEC source: 0001209191-20-014825 · doc4.xml · nonDerivative · entry 5

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,393

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:58 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionCommon Stock 1,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014825 · doc4.xml · nonDerivative · entry 4

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:58 UTC
Lane Jeannine JEVP, GC, Corp Sec & CCO
Exercise / conversionCommon Stock 4,696 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014825 · doc4.xml · nonDerivative · entry 3

Lane Jeannine J · CIK 0001753285 · EVP, GC, Corp Sec & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:57 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 2,240 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014824 · doc4.xml · derivative · entry 8

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,240

Underlying: Common Stock · 2,240 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:57 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 8,626 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014824 · doc4.xml · derivative · entry 7

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,626 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:57 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Tax withholdingCommon Stock 4,269 $10.43 $44,525.67
Disclosure

SEC source: 0001209191-20-014824 · doc4.xml · nonDerivative · entry 5

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,461

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:57 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 2,240 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014824 · doc4.xml · nonDerivative · entry 4

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:57 UTC
Kelly Stephen MontgomeryEVP, Chief HR Officer
Exercise / conversionCommon Stock 8,626 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014824 · doc4.xml · nonDerivative · entry 3

Kelly Stephen Montgomery · CIK 0001754777 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:55 UTC
Flink Michael DavidEVP of Transformation
Exercise / conversionRestricted Stock Units · Derivative 2,036 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014823 · doc4.xml · derivative · entry 8

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,037

Underlying: Common Stock · 2,036 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:55 UTC
Flink Michael DavidEVP of Transformation
Exercise / conversionRestricted Stock Units · Derivative 7,811 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014823 · doc4.xml · derivative · entry 7

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,811 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:55 UTC
Flink Michael DavidEVP of Transformation
Tax withholdingCommon Stock 3,867 $10.43 $40,332.81
Disclosure

SEC source: 0001209191-20-014823 · doc4.xml · nonDerivative · entry 5

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,222

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February 28, 2020 Filed Mar 3, 2020 01:55 UTC
Flink Michael DavidEVP of Transformation
Exercise / conversionCommon Stock 2,036 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014823 · doc4.xml · nonDerivative · entry 4

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 28, 2020 Filed Mar 3, 2020 01:55 UTC
Flink Michael DavidEVP of Transformation
Exercise / conversionCommon Stock 7,811 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014823 · doc4.xml · nonDerivative · entry 3

Flink Michael David · CIK 0001754714 · EVP of Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 28, 2020 Filed Mar 3, 2020 01:54 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 1,121 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014821 · doc4.xml · derivative · entry 8

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120

Underlying: Common Stock · 1,121 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:54 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionRestricted Stock Units · Derivative 4,313 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014821 · doc4.xml · derivative · entry 7

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,313 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:54 UTC
Aarnes Robert BPresident, ADI
Tax withholdingCommon Stock 1,798 $10.43 $18,753.14
Disclosure

SEC source: 0001209191-20-014821 · doc4.xml · nonDerivative · entry 5

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,381

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:54 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 1,121 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014821 · doc4.xml · nonDerivative · entry 4

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 01:54 UTC
Aarnes Robert BPresident, ADI
Exercise / conversionCommon Stock 4,313 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014821 · doc4.xml · nonDerivative · entry 3

Aarnes Robert B · CIK 0001754267 · President, ADI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.