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Nasdaq · USD

REKR

Rekor Systems, Inc.

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6999
SEC CIK
0001697851
Parsed reports
212

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2024 Filed Jan 3, 2025 18:55 UTC
SHAKERDGE-HENNESSY DEBRAChief People Officer
Tax withholdingCommon Stock 3,465 $1.56 $5,405.40
Disclosure

SEC source: 0001062993-25-000273 · form4.xml · nonDerivative · entry 1

SHAKERDGE-HENNESSY DEBRA · CIK 0001905199 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,214

F1 · shares: Consists of 3,465 shares withheld for tax purposes in connection with the vesting of 10,000 Restricted Stock Units ("RSUs") on January 2, 2025.

F2 · balance_after: Includes 6,666 RSUs which vest in equal installments on March 15, 2025 and March 15, 2026; and 93,300 RSUs which vest in equal installments on April 1, 2025 and November 18, 2025.

Read SEC document
March 13, 2024 Filed Mar 14, 2024 17:49 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006445 · form4.xml · nonDerivative · entry 1

Townsend Anne · CIK 0002015041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · balance_after: Consists of 50,000 restricted stock units which will vest on March 1, 2025.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:11 UTC
BERMAN ROBERT ALANDirector · Chief Executive Officer
OtherCommon Stock 120,000 $2.50 $300,000.00
Disclosure

SEC source: 0001062993-24-005690 · form4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,255,219

F1 · shares: On March 4, 2024, the Rekor Systems, Inc. completed the redemption of all its outstanding senior secured notes. In connection with the redemption, Mr. Berman elected to accept $300,000 of the redemption payment due to him for his senior secured notes in the form of 120,000 unregistered shares of the registrant's common stock, par value $0.0001 per share, having a value of $2.50 per share.

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March 04, 2024 Filed Mar 6, 2024 17:15 UTC GrantCommon Stock, $0.0001 par value 390,000 $2.50 $975,000.00
Disclosure

SEC source: 0001214659-24-004152 · marketforms-65092.xml · nonDerivative · entry 1

Arctis Global LLC · CIK 0001831342 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,037,491

Read SEC document
January 10, 2024 Filed Jan 12, 2024 16:29 UTC
DEBARY PAULDirector
GrantCommon Stock 25,837 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001517 · doc4.xml · nonDerivative · entry 1

DEBARY PAUL · CIK 0001170786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,717

F1 · shares: Consists of 25,837 restricted stock unites ("RSUs") which vests on March 10, 2025.

F2 · balance_after: Includes the 25,837 RSUs as set forth in Footnote 1, and 20,378 RSUs which vest on March 15, 2024.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 16:30 UTC GrantCommon Stock 25,837 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001522 · doc4.xml · nonDerivative · entry 1

Croxton Steven D · CIK 0001781099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,717

F1 · shares: Consists of 25,837 restricted stock units ("RSUs") which vest on March 10, 2025.

F2 · balance_after: Includes the 25,837 RSUs as set forth in Footnote 1, and 20,378 RSUs which vest on March 15, 2024.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 16:31 UTC GrantCommon Stock 25,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001524 · doc4.xml · nonDerivative · entry 1

Goord Glenn S · CIK 0001712931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,367

F1 · shares: Includes 25,837 restricted stock units ("RSUs") which shall vest on March 10, 2025.

F2 · balance_after: Includes the 25,837 RSUs as set forth in Footnote 1, and 20,378 RSUs which shall vest on March 15, 2024.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 16:28 UTC GrantCommon Stock 25,837 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001516 · doc4.xml · nonDerivative · entry 1

HANLON DAVID PATRICK · CIK 0001259471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,717

F1 · shares: Consists of 25,837 restricted stock units ("RSUs") which shall vest on March 10, 2025.

F2 · balance_after: Includes the 25,837 RSUs as set forth in Footnote 1, and 20,378 RSUs which vest on March 15, 2024.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 16:31 UTC GrantCommon Stock 25,837 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001525 · doc4.xml · nonDerivative · entry 1

Meyers Andrew James · CIK 0001310266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,837

F1 · shares: Includes 25,837 restricted stock units ("RSUs") which shall vest on March 10, 2025.

F2 · balance_after: Includes the 25,837 RSUs as set forth in Footnote 1, and 50,000 RSUs which shall vest on January 2, 2025.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 21:30 UTC GrantCommon Stock 25,837 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001519 · doc4.xml · nonDerivative · entry 1

SARMA SANJAY E · CIK 0001994305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,837

F1 · shares: Consists of 25,837 restricted stock units ("RSUs") which vest on March 10, 2025.

F2 · balance_after: Includes the 25,837 RSUs as set forth in Footnote 1, and 50,000 RSUs which vest on September 13, 2024.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 21:29 UTC GrantCommon Stock 25,837 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001518 · doc4.xml · nonDerivative · entry 1

DAVENPORT TIMOTHY J · CIK 0001994313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,837

F1 · shares: Consists of 25,837 restricted stock units ("RSUs") which vest on March 10, 2025.

F2 · balance_after: Includes the 25,837 RSUs as set forth in Footnote 1, and 50,000 RSUs which vest on September 13, 2024.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 16:17 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899140-24-000010 · form4.xml · nonDerivative · entry 1

Meyers Andrew James · CIK 0001310266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · balance_after: Consists of 50,000 restricted stock units which will vest on January 2, 2025.

Read SEC document
December 12, 2023 Filed Dec 12, 2023 16:58 UTC GrantCommon Stock 9,650 $2.59 $24,993.50
Disclosure

SEC source: 0001209191-23-058301 · doc4.xml · nonDerivative · entry 1

Goord Glenn S · CIK 0001712931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,530

F1 · price: The price shown is the weighted average purchase price for the reported transaction. The shares of common stock were purchased in multiple transactions at prices ranging from $2.59 to $2.62 inclusive. The reporting person hereby undertakes to provide the issuer, a security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this specified range.

F2 · balance_after: Includes 20,378 restricted stock units which shall vest on March 15, 2024.

Read SEC document
September 27, 2023 Filed Sep 29, 2023 01:26 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-050821 · doc4.xml · nonDerivative · entry 1

DAVENPORT TIMOTHY J · CIK 0001994313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · balance_after: Consists of 50,000 restricted stock units which will vest on September 13, 2024.

Read SEC document
September 27, 2023 Filed Sep 29, 2023 01:23 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-050820 · doc4.xml · nonDerivative · entry 1

SARMA SANJAY E · CIK 0001994305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · balance_after: Consists of 50,000 restricted stock units which will vest on September 13, 2024.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 11:03 UTC
BERMAN ROBERT ALANDirector · Chief Executive Officer
PurchaseCommon Stock 10,000 $3.45 $34,455.00
Disclosure

SEC source: 0001209191-23-047461 · doc4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,135,219

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.35 to $3.55. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

Read SEC document
August 18, 2023 Filed Aug 18, 2023 20:38 UTC OtherCall Option · Derivative 12,399 Not disclosed Strike: $2.50 Not disclosed
Disclosure

SEC source: 0001214659-23-011504 · marketforms-62242.xml · derivative · entry 5

Arctis Global LLC · CIK 0001831342 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,239,900 shares

Expires 2023-08-18

F2 · price: This transaction is to reflect the exercise of the option at the strike price of 2.5 therefore price is not applicable

F1 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

Read SEC document
August 18, 2023 Filed Aug 18, 2023 20:38 UTC PurchaseCommon Stock, $0.0001 par value 100,000 $3.11 $310,800.00
Disclosure

SEC source: 0001214659-23-011504 · marketforms-62242.xml · nonDerivative · entry 4

Arctis Global LLC · CIK 0001831342 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,647,491

Read SEC document
August 18, 2023 Filed Aug 18, 2023 20:38 UTC OtherCommon Stock, $0.0001 par value 1,239,900 $2.50 $3,099,750.00
Disclosure

SEC source: 0001214659-23-011504 · marketforms-62242.xml · nonDerivative · entry 3

Arctis Global LLC · CIK 0001831342 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,547,491

Read SEC document
August 18, 2023 Filed Aug 22, 2023 11:29 UTC
BERMAN ROBERT ALANDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-23-046839 · doc4.xml · derivative · entry 6

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2029-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 11:29 UTC
BERMAN ROBERT ALANDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001209191-23-046839 · doc4.xml · derivative · entry 5

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2029-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 11:29 UTC
BERMAN ROBERT ALANDirector · Chief Executive Officer
Exercise / conversionCommon Stock 50,000 $1.00 $50,000.00
Disclosure

SEC source: 0001209191-23-046839 · doc4.xml · nonDerivative · entry 3

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,125,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 11:29 UTC
BERMAN ROBERT ALANDirector · Chief Executive Officer
Exercise / conversionCommon Stock 50,000 $1.50 $75,000.00
Disclosure

SEC source: 0001209191-23-046839 · doc4.xml · nonDerivative · entry 2

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,075,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 11:29 UTC
BERMAN ROBERT ALANDirector · Chief Executive Officer
PurchaseCommon Stock 25,000 $3.14 $78,425.00
Disclosure

SEC source: 0001209191-23-046839 · doc4.xml · nonDerivative · entry 1

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,025,219

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.11 to $3.15. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 07:27 UTC OtherNovume Unit Warrant (right to buy) · Derivative 10,000 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001209191-23-046838 · doc4.xml · derivative · entry 2

Nathan Richard A · CIK 0001711769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,850 shares

Expires 2023-11-08

Read SEC document
August 18, 2023 Filed Aug 22, 2023 07:27 UTC OtherCommon Stock 4,850 $1.03 $4,995.50
Disclosure

SEC source: 0001209191-23-046838 · doc4.xml · nonDerivative · entry 1

Nathan Richard A · CIK 0001711769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,700,650

F1 · balance_after: Includes 20,378 restricted stock units which shall vest on March 15, 2024.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 20:38 UTC PurchaseCommon Stock, $0.0001 par value 150,000 $2.96 $443,385.00
Disclosure

SEC source: 0001214659-23-011504 · marketforms-62242.xml · nonDerivative · entry 2

Arctis Global LLC · CIK 0001831342 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,307,591

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:38 UTC PurchaseCommon Stock, $0.0001 par value 150,000 $2.68 $402,720.00
Disclosure

SEC source: 0001214659-23-011504 · marketforms-62242.xml · nonDerivative · entry 1

Arctis Global LLC · CIK 0001831342 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,157,591

Read SEC document
July 12, 2023 Filed Jul 14, 2023 17:30 UTC
DUNBAR MICHAEL DAVIDChief Revenue Officer
Tax withholdingCommon Stock 5,017 $3.06 $15,352.02
Disclosure

SEC source: 0001209191-23-042294 · doc4.xml · nonDerivative · entry 1

DUNBAR MICHAEL DAVID · CIK 0001865832 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,298

F1 · shares: Consists of 5,017 shares withheld for tax purposes in connection with the vesting of 16,667 Restricted Stock Units ("RSUs") on July 12, 2023.

F2 · balance_after: Includes 16,667 RSUs which vest on July 12, 2024; 1,544 RSUs which vest in equal installments on March 15, 2024 and March 15, 2025, respectively; and 25,000 RSUs which in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, respectively.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 14:38 UTC PurchaseCall Option · Derivative 5,000 $0.16 Strike: $2.50 $786.50
Disclosure

SEC source: 0001214659-23-008841 · marketforms-61986.xml · derivative · entry 2

Arctis Global LLC · CIK 0001831342 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,399

Underlying: Common Stock · 500,000 shares

Expires 2023-08-18

F1 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 14:38 UTC PurchaseCommon Stock, $0.0001 par value 1,918,000 $1.31 $2,513,730.80
Disclosure

SEC source: 0001214659-23-008841 · marketforms-61986.xml · nonDerivative · entry 1

Arctis Global LLC · CIK 0001831342 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,007,591

Read SEC document
June 16, 2023 Filed Jun 16, 2023 21:02 UTC
BERMAN ROBERT ALANDirector · Chief Executive Officer
GiftCommon Stock 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-23-001532 · form412578rekr_06162023.xml · nonDerivative · entry 2

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Avon Road Partners, L.P.

Disclosed balance after: 1,165,104

F1 · shares: Avon Road Partners, L.P. ("Avon Road") transferred 1,000,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F1 · price: Avon Road Partners, L.P. ("Avon Road") transferred 1,000,000 shares of Common Stock to a trust of which Avon Road is a beneficiary, but has no investment control over the securities held by the trust. The reporting persons no longer have a beneficial ownership in the transferred shares.

F2 · balance_after: Mr. Berman is the general partner of Avon Road.

F2 · ownership.nature: Mr. Berman is the general partner of Avon Road.

Read SEC document
March 17, 2023 Filed Mar 17, 2023 17:41 UTC
Kadoch ChristopherChief Technology Officer
Tax withholdingCommon Stock 1,180 $1.25 $1,475.00
Disclosure

SEC source: 0001209191-23-019800 · doc4.xml · nonDerivative · entry 3

Kadoch Christopher · CIK 0001802401 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,671

F4 · shares: Consists of 1,180 shares withheld for tax purposes in connection with the vesting of 3,333 RSUs on March 17, 2023.

F2 · balance_after: Includes 3,334 RSUs which vest on March 17, 2024; 1,235 RSUs which vest in equal installments on March 15, 2024 and March 15, 2025, respectively; and 5,100 RSUs which vest as indicated in Footnote 1.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 17:41 UTC
Kadoch ChristopherChief Technology Officer
Tax withholdingCommon Stock 219 $1.35 $295.65
Disclosure

SEC source: 0001209191-23-019800 · doc4.xml · nonDerivative · entry 2

Kadoch Christopher · CIK 0001802401 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,851

F3 · shares: Consists of 216 shares withheld for tax purposes in connection with the vesting of 618 RSUs on March 15, 2023.

F2 · balance_after: Includes 3,334 RSUs which vest on March 17, 2024; 1,235 RSUs which vest in equal installments on March 15, 2024 and March 15, 2025, respectively; and 5,100 RSUs which vest as indicated in Footnote 1.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 17:41 UTC
Kadoch ChristopherChief Technology Officer
GrantCommon Stock 5,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019800 · doc4.xml · nonDerivative · entry 1

Kadoch Christopher · CIK 0001802401 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,070

F1 · shares: Consists of 5,100 Restricted Stock Units ("RSUs") which vest in three installments on the next three anniversaries of the grant date beginning on March 15, 2024 and ending on March 15, 2026.

F2 · balance_after: Includes 3,334 RSUs which vest on March 17, 2024; 1,235 RSUs which vest in equal installments on March 15, 2024 and March 15, 2025, respectively; and 5,100 RSUs which vest as indicated in Footnote 1.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 17:43 UTC
DESHARNAIS DAVID PHILIPPresident and COO
Tax withholdingCommon Stock 50,000 $1.91 $95,500.00
Disclosure

SEC source: 0001209191-23-019807 · doc4.xml · nonDerivative · entry 1

DESHARNAIS DAVID PHILIP · CIK 0001899772 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,516

F1 · shares: Consists of 50,000 Restricted Stock Units ("RSUs") which vest in three installments on the next three anniversaries of the grant date beginning on March 15, 2024 and ending on March 15, 2026.

F2 · balance_after: Consists of 250,000 RSUs which shall vest in two equal installments on January 17, 2024 and January 17, 2025, respectively; and 50,000 RSUs which vest as indicated in Footnote 1.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 17:42 UTC
DUNBAR MICHAEL DAVIDChief Revenue Officer
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019805 · doc4.xml · nonDerivative · entry 1

DUNBAR MICHAEL DAVID · CIK 0001865832 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,315

F1 · shares: Consists of 25,000 Restricted Stock Units ("RSUs") which vest in three installments on the next three anniversaries of the grant date beginning on March 15, 2024 and ending on March 15, 2026.

F2 · balance_after: Includes 33,334 RSUs which vest in equal installments on July 12, 2023 and July 12, 2024, respectively; 1,544 RSUs which vest in equal installments on March 15, 2024 and March 15, 2025, respectively; and 25,000 newly granted RSUs which vest as indicated in Footnote 1.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 17:44 UTC Tax withholdingCommon Stock 4,621 $1.35 $6,238.35
Disclosure

SEC source: 0001209191-23-019808 · doc4.xml · nonDerivative · entry 2

Hen Eyal · CIK 0001777158 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,637

Read SEC document
March 15, 2023 Filed Mar 17, 2023 17:44 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019808 · doc4.xml · nonDerivative · entry 1

Hen Eyal · CIK 0001777158 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,258

F1 · shares: Consists of 50,000 Restricted Stock Units ("RSUs") which vest in three installments on the next three anniversaries of the grant date beginning on March 15, 2024 and ending on March 15, 2026.

F2 · balance_after: Includes 3,333 RSUs which vest on March 17, 2024; 26,667 RSUs which vest in two equal installments on March 15, 2024 and March 15, 2025; and 50,000 RSUs which vest as indicated in Footnote 1.

Read SEC document
January 18, 2023 Filed Jan 25, 2023 01:56 UTC
BERMAN ROBERT ALANDirector · Chief Executive Officer
PurchaseWarrats (right to buy) · Derivative 1,000,000 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0001209191-23-004752 · doc4.xml · derivative · entry 3

BERMAN ROBERT ALAN · CIK 0001169337 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2028-01-18

F2 · kind: On January 18, 2023, the Issuer and the Reporting Person entered into a securities purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired from the Issuer in a private placement: (i) $2,000,000 in principal amount of senior secured notes (the "Notes"); and (ii) warrants to purchase up to 1,000,000 shares of common stock with an exercise price of $2.00 per share (the "Warrants"). The aggregate subscription amount paid by the Reporting Person for the Notes and Warrants acquired by it pursuant to the Purchase Agreement was $2,000,000.

F2 · price: On January 18, 2023, the Issuer and the Reporting Person entered into a securities purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired from the Issuer in a private placement: (i) $2,000,000 in principal amount of senior secured notes (the "Notes"); and (ii) warrants to purchase up to 1,000,000 shares of common stock with an exercise price of $2.00 per share (the "Warrants"). The aggregate subscription amount paid by the Reporting Person for the Notes and Warrants acquired by it pursuant to the Purchase Agreement was $2,000,000.

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January 18, 2023 Filed Jan 24, 2023 18:03 UTC PurchaseWarrants · Derivative 3,250,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001214659-23-001031 · marketforms-58278.xml · derivative · entry 1

Arctis Global LLC · CIK 0001831342 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250,000

Underlying: Common Stock · 3,250,000 shares

Expires 2028-01-18

F1 · derivative.exercise_date: The warrants may be exercised in whole or in part at any time up to expiry.

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January 17, 2023 Filed Jan 19, 2023 21:54 UTC
DESHARNAIS DAVID PHILIPPresident and COO
Tax withholdingCommon Stock 40,484 $1.91 $77,324.44
Disclosure

SEC source: 0001209191-23-004149 · doc4.xml · nonDerivative · entry 1

DESHARNAIS DAVID PHILIP · CIK 0001899772 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,516

F1 · shares: Consists of 40,484 shares withheld for tax purposes in connection with the vesting of 125,000 Restricted Stock Units ("RSUs") on January 17, 2023.

F2 · balance_after: Consists of 250,000 Restricted Stock Units ("RSUs") which shall vest in two equal installments on January 17, 2024 and January 17, 2025, respectively.

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January 17, 2023 Filed Jan 19, 2024 17:31 UTC
DESHARNAIS DAVID PHILIPPresident and COO
Tax withholdingCommon Stock 39,138 $3.61 $141,288.18
Disclosure

SEC source: 0001209191-24-001952 · doc4.xml · nonDerivative · entry 1

DESHARNAIS DAVID PHILIP · CIK 0001899772 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,378

F1 · shares: Consists of 39,138 shares withheld for tax purposes in connection with the vesting of 125,000 Restricted Stock Units ("RSUs") on January 17, 2024.

F2 · balance_after: Consists of 125,000 RSUs which shall vest on January 17, 2025, and 50,000 RSUs which shall vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026.

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January 12, 2023 Filed Jan 13, 2023 16:07 UTC
DEBARY PAULDirector
GrantCommon Stock 20,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003280 · doc4.xml · nonDerivative · entry 1

DEBARY PAUL · CIK 0001170786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,880

F1 · shares: Consists of 20,378 restricted stock unites ("RSUs") which vests on March 15, 2024.

F2 · balance_after: Includes the 20,378 RSUs as set forth in Footnote 1, and 45,832 RSUs which vest on March 15, 2023.

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January 12, 2023 Filed Jan 13, 2023 16:08 UTC GrantCommon Stock 20,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003281 · doc4.xml · nonDerivative · entry 1

Nathan Richard A · CIK 0001711769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,695,800

F1 · shares: Consists of 20,378 restricted stock units ("RSUs") which shall vest on March 15, 2024.

F2 · balance_after: Includes the 20,378 RSUs as set forth in Footnote 1, and 45,832 RSUs which vest on March 15, 2023.

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January 12, 2023 Filed Jan 13, 2023 16:07 UTC GrantCommon Stock 20,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003279 · doc4.xml · nonDerivative · entry 1

Croxton Steven D · CIK 0001781099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,880

F1 · shares: Consists of 20,378 restricted stock units ("RSUs") which vest on March 15, 2024.

F2 · balance_after: Includes the 20,378 RSUs as set forth in Footnote 1, and 45,832 RSUs which vest on March 15, 2023.

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January 12, 2023 Filed Jan 13, 2023 16:09 UTC GrantCommon Stock 20,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003282 · doc4.xml · nonDerivative · entry 1

HANLON DAVID PATRICK · CIK 0001259471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,880

F1 · shares: Consists of 20,378 restricted stock units ("RSUs") which shall vest on March 15, 2024.

F2 · balance_after: Includes the 20,378 RSUs as set forth in Footnote 1, and 45,832 RSUs which vest on March 15, 2023.

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January 03, 2023 Filed Jan 5, 2023 16:32 UTC
SHAKERDGE-HENNESSY DEBRAChief People Officer
Tax withholdingCommon Stock 3,465 $1.20 $4,158.00
Disclosure

SEC source: 0001209191-23-001871 · doc4.xml · nonDerivative · entry 1

SHAKERDGE-HENNESSY DEBRA · CIK 0001905199 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,535

F1 · shares: Consists of 3,465 shares withheld for tax purposes in connection with the vesting of 10,000 Restricted Stock Units ("RSUs") on January 1, 2023.

F2 · balance_after: Includes 20,000 RSUs which shall vest in two equal installments on January 1, 2024 and January 1, 2025, respectively.

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January 03, 2023 Filed Mar 17, 2023 17:42 UTC
SHAKERDGE-HENNESSY DEBRAChief People Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019802 · doc4.xml · nonDerivative · entry 1

SHAKERDGE-HENNESSY DEBRA · CIK 0001905199 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,535

F1 · shares: Consists of 10,000 Restricted Stock Units ("RSUs") which vest in three installments on the next three anniversaries of the grant date beginning on March 15, 2024 and ending on March 15, 2026.

F2 · balance_after: Includes 20,000 RSUs which shall vest in two equal installments on January 1, 2024 and January 1, 2025, respectively; and 10,000 RSUs which vest as indicated in Footnote 1.

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August 18, 2022 Filed Aug 19, 2022 18:00 UTC
Maital Noam ShaiCEO, Waycare Technologies Ltd.
Tax withholdingCommon Stock 38,505 $1.59 $61,222.95
Disclosure

SEC source: 0001209191-22-046903 · doc4.xml · nonDerivative · entry 1

Maital Noam Shai · CIK 0001878336 · CEO, Waycare Technologies Ltd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943,473

F1 · shares: Consists of 38,505 shares withheld for tax purposes in connection with the vesting of 85,095 Restricted Stock Units ("RSUs") on August 18, 2022.

F2 · balance_after: Includes 170,189 RSUs which shall vest in two equal installments on August 18, 2023 and August 18, 2024, all of which shall be defaulted as of August 20, 2022 upon the reporting person's separation of employment from the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.