Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2021 Filed Oct 18, 2021 20:21 UTC |
Shonk Lowell ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001567619-21-018398 · doc1.xml · derivative · entry 10 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2025-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option provides for vesting as follows: 50,000 on 2/13/2021 and 50,000 on 2/13/2022. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:21 UTC |
Shonk Lowell ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001567619-21-018398 · doc1.xml · derivative · entry 9 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2024-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as follows: 50,000 on 2/18/2020 and 50,000 on 2/18/2021. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:21 UTC |
Shonk Lowell ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001567619-21-018398 · doc1.xml · derivative · entry 8 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2022-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as follows: 50,000 on 11/17/2018 and 50,000 on 11/17/2019. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:21 UTC |
Shonk Lowell ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-21-018398 · doc1.xml · derivative · entry 7 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 125,000 shares Expires 2021-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested and became exercisable as follows: 62,500 on 12/13/2016, 31,250 on 3/31/2017 and 31,250 on 6/30/2017. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:21 UTC |
Shonk Lowell ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-21-018398 · doc1.xml · derivative · entry 6 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 125,000 shares Expires 2021-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:21 UTC |
Shonk Lowell ADirector
|
Exercise / conversionCommon Shares | 50,000 | $0.83 | $41,500.00 |
DisclosureSEC source: 0001567619-21-018398 · doc1.xml · nonDerivative · entry 5 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:21 UTC |
Shonk Lowell ADirector
|
Exercise / conversionCommon Shares | 100,000 | $0.07 | $7,000.00 |
DisclosureSEC source: 0001567619-21-018398 · doc1.xml · nonDerivative · entry 4 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:21 UTC |
Shonk Lowell ADirector
|
Exercise / conversionCommon Shares | 100,000 | $0.25 | $25,000.00 |
DisclosureSEC source: 0001567619-21-018398 · doc1.xml · nonDerivative · entry 3 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:21 UTC |
Shonk Lowell ADirector
|
Exercise / conversionCommon Shares | 125,000 | $0.04 | $5,000.00 |
DisclosureSEC source: 0001567619-21-018398 · doc1.xml · nonDerivative · entry 2 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:21 UTC |
Shonk Lowell ADirector
|
Exercise / conversionCommon Shares | 125,000 | $0.04 | $5,000.00 |
DisclosureSEC source: 0001567619-21-018398 · doc1.xml · nonDerivative · entry 1 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 22:51 UTC |
Schlauch Paul JohnDirector
|
SaleCommon Shares | 25,000 | $2.14 | $53,595.00 |
DisclosureSEC source: 0001567619-21-008167 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,121 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.16, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| April 13, 2021 Filed Apr 14, 2021 20:49 UTC |
Schlauch Paul JohnDirector
|
SaleCommon Shares | 25,000 | $2.14 | $53,502.50 |
DisclosureSEC source: 0001567619-21-008050 · doc1.xml · nonDerivative · entry 2 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,121 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.25, inclusive. The Reporting Person undertakes to provide to Rare Element, any security holder of Rare Element, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2 to this Form 4. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 22:52 UTC |
Scott Randall JohnDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001567619-21-008168 · doc1.xml · derivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2031-04-13 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 125,000 on December 15, 2021 and 125,000 on December 15, 2022. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 22:46 UTC |
Grandey Gerald WDirector
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001567619-21-008165 · doc1.xml · derivative · entry 1 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Shares · 150,000 shares Expires 2031-04-13 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 75,000 on December 15, 2021 and 75,000 on December 15, 2022. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 22:51 UTC |
Schlauch Paul JohnDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001567619-21-008167 · doc1.xml · derivative · entry 2 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2031-04-13 F2 · derivative.exercise_date: The option will vest and become exercisable as follows: 50,000 on December 15, 2021 and 50,000 on December 15, 2022. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 22:49 UTC |
Shonk Lowell ADirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001567619-21-008166 · doc1.xml · derivative · entry 1 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2031-04-13 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 50,000 on December 15, 2021 and 50,000 on December 15, 2022. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 20:49 UTC |
Schlauch Paul JohnDirector
|
SaleCommon Shares | 25,000 | $2.17 | $54,212.50 |
DisclosureSEC source: 0001567619-21-008050 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,121 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.17, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 22:21 UTC |
Schlauch Paul JohnDirector
|
SaleCommon Shares | 25,000 | $2.04 | $50,965.00 |
DisclosureSEC source: 0001567619-21-007920 · doc1.xml · nonDerivative · entry 2 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,121 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.03 to $2.17, inclusive. The Reporting Person undertakes to provide to Rare Element, any security holder of Rare Element, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2 to this Form 4. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 22:21 UTC |
Schlauch Paul JohnDirector
|
SaleCommon Shares | 24,999 | $2.10 | $52,530.40 |
DisclosureSEC source: 0001567619-21-007920 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,121 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.12, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 00:03 UTC |
Schlauch Paul JohnDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-21-007792 · doc1.xml · derivative · entry 6 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2021-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 00:03 UTC |
Schlauch Paul JohnDirector
|
Tax withholdingCommon Shares | 1,790 | $2.34 | $4,188.60 |
DisclosureSEC source: 0001567619-21-007792 · doc1.xml · nonDerivative · entry 4 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,120 Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 00:03 UTC |
Schlauch Paul JohnDirector
|
Exercise / conversionCommon Shares | 100,000 | $0.04 | $4,000.00 |
DisclosureSEC source: 0001567619-21-007792 · doc1.xml · nonDerivative · entry 3 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2021 Filed Apr 18, 2022 20:10 UTC Amendment |
Schlauch Paul JohnDirector
|
Tax withholdingCommon Shares | 1,710 | $2.34 | $4,001.40 |
DisclosureSEC source: 0001567619-22-008623 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,290 F1 · shares: On April 4, 2021 the Reporting Person filed a Form 4 that inadvertently reported that 1,790 Common Shares were withheld for the payment of exercise price or tax liability in connection with his exercise of options to purchase 100,000 Common Shares. In fact, as reported in this amendment, 1,710 shares were withheld for the payment of exercise price or tax liability in connection with his exercise of options. Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 00:03 UTC |
Schlauch Paul JohnDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001567619-21-007792 · doc1.xml · derivative · entry 5 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 150,000 shares Expires 2022-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested and became exercisable as follows: 75,000 on 3/31/2017 and 75,000 on 6/30/2017. Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 00:03 UTC |
Schlauch Paul JohnDirector
|
Tax withholdingCommon Shares | 10,090 | $2.23 | $22,500.70 |
DisclosureSEC source: 0001567619-21-007792 · doc1.xml · nonDerivative · entry 2 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,910 Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 00:03 UTC |
Schlauch Paul JohnDirector
|
Exercise / conversionCommon Shares | 150,000 | $0.15 | $22,500.00 |
DisclosureSEC source: 0001567619-21-007792 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:04 UTC |
Grandey Gerald WDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001567619-20-020363 · doc1.xml · derivative · entry 7 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Shares · 75,000 shares Expires 2024-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Seventy-five thousand (75,000) of the 150,000 common shares underlying the option vested and became exercisable on February 18, 2020. The remaining 75,000 common shares underlying the option will vest and become exercisable on February 18, 2021. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:04 UTC |
Grandey Gerald WDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001567619-20-020363 · doc1.xml · derivative · entry 6 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 150,000 shares Expires 2022-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as follows: 75,000 on 11/17/2018 and 75,000 on 11/17/2019. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:04 UTC |
Grandey Gerald WDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-20-020363 · doc1.xml · derivative · entry 5 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 150,000 shares Expires 2021-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested and became exercisable as follows: 75,000 on 12/13/2016, 37,500 on 3/31/2017, and 37,500 on 6/30/2017. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:04 UTC |
Grandey Gerald WDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-20-020363 · doc1.xml · derivative · entry 4 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 150,000 shares Expires 2021-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:04 UTC |
Grandey Gerald WDirector
|
Exercise / conversionCommon Shares | 75,000 | $0.07 | $5,250.00 |
DisclosureSEC source: 0001567619-20-020363 · doc1.xml · nonDerivative · entry 3 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:04 UTC |
Grandey Gerald WDirector
|
Exercise / conversionCommon Shares | 150,000 | $0.25 | $37,500.00 |
DisclosureSEC source: 0001567619-20-020363 · doc1.xml · nonDerivative · entry 2 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:04 UTC |
Grandey Gerald WDirector
|
Exercise / conversionCommon Shares | 300,000 | $0.04 | $12,000.00 |
DisclosureSEC source: 0001567619-20-020363 · doc1.xml · nonDerivative · entry 1 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 21:18 UTC |
Grandey Gerald WDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001567619-20-012308 · doc1.xml · derivative · entry 2 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2020-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested and became exercisable as follows: 20,000 on 10/17/2015, 20,000 on 2/17/2016, 20,000 on 6/17/2016, 20,000 on 9/17/2016 and 20,000 on 12/17/2016. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 21:18 UTC |
Grandey Gerald WDirector
|
Exercise / conversionCommon Shares | 100,000 | $0.53 | $53,000.00 |
DisclosureSEC source: 0001567619-20-012308 · doc1.xml · nonDerivative · entry 1 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:15 UTC |
Shonk Lowell ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001567619-20-012306 · doc1.xml · derivative · entry 2 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 30,000 shares Expires 2020-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested and became exercisable as follows: 20,000 on 10/17/2015, 20,000 on 2/17/2016, 20,000 on 6/17/2016, 20,000 on 9/17/2016 and 20,000 on 12/17/2016. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:15 UTC |
Shonk Lowell ADirector
|
Exercise / conversionCommon Shares | 30,000 | $0.53 | $15,900.00 |
DisclosureSEC source: 0001567619-20-012306 · doc1.xml · nonDerivative · entry 1 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 23:43 UTC |
Grandey Gerald WDirector
|
SaleCommon Shares | 16,881 | $1.10 | $18,569.10 |
DisclosureSEC source: 0001567619-20-011870 · doc1.xml · nonDerivative · entry 2 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,219 Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 23:43 UTC |
Grandey Gerald WDirector
|
SaleCommon Shares | 40,900 | $1.14 | $46,626.00 |
DisclosureSEC source: 0001567619-20-011870 · doc1.xml · nonDerivative · entry 1 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,100 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.10 to $1.16, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| June 01, 2020 Filed Jun 9, 2020 22:30 UTC |
Schlauch Paul JohnDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001567619-20-011930 · doc1.xml · derivative · entry 4 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2020-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as follows: 20,000 on 10/17/2015, 20,000 on 2/17/2016, 20,000 on 6/17/2016, 20,000 on 9/17/2016 and 20,000 on 12/17/2016. Read SEC document |
| June 01, 2020 Filed Jun 9, 2020 22:30 UTC |
Schlauch Paul JohnDirector
|
SaleCommon Shares | 45,551 | $0.97 | $44,184.47 |
DisclosureSEC source: 0001567619-20-011930 · doc1.xml · nonDerivative · entry 3 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.00, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| June 01, 2020 Filed Jun 9, 2020 22:30 UTC |
Schlauch Paul JohnDirector
|
Tax withholdingCommon Shares | 54,449 | $0.97 | $52,815.53 |
DisclosureSEC source: 0001567619-20-011930 · doc1.xml · nonDerivative · entry 2 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,551 Read SEC document |
| June 01, 2020 Filed Jun 9, 2020 22:30 UTC |
Schlauch Paul JohnDirector
|
Exercise / conversionCommon Shares | 100,000 | $0.53 | $53,000.00 |
DisclosureSEC source: 0001567619-20-011930 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2020 Filed May 27, 2020 22:52 UTC |
Shonk Lowell ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001567619-20-011248 · doc1.xml · derivative · entry 3 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Shares · 40,000 shares Expires 2020-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as follows: 20,000 on 10/17/2015, 20,000 on 2/17/2016, 20,000 on 6/17/2016, 20,000 on 9/17/2016 and 20,000 on 12/17/2016. Read SEC document |
| May 26, 2020 Filed May 27, 2020 22:52 UTC |
Shonk Lowell ADirector
|
SaleCommon Shares | 40,000 | $0.92 | $36,800.00 |
DisclosureSEC source: 0001567619-20-011248 · doc1.xml · nonDerivative · entry 2 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.91 to $0.94, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| May 26, 2020 Filed May 27, 2020 22:52 UTC |
Shonk Lowell ADirector
|
Exercise / conversionCommon Shares | 40,000 | $0.53 | $21,200.00 |
DisclosureSEC source: 0001567619-20-011248 · doc1.xml · nonDerivative · entry 1 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:10 UTC |
Shonk Lowell ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,585 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001567619-20-011071 · doc1.xml · derivative · entry 3 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Shares · 7,585 shares Expires 2020-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested and became exercisable as follows: 20,000 on 10/17/2015, 20,000 on 2/17/2016, 20,000 on 6/17/2016, 20,000 on 9/17/2016 and 20,000 on 12/17/2016. Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:10 UTC |
Shonk Lowell ADirector
|
SaleCommon Shares | 7,585 | $0.79 | $5,992.15 |
DisclosureSEC source: 0001567619-20-011071 · doc1.xml · nonDerivative · entry 2 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:10 UTC |
Shonk Lowell ADirector
|
Exercise / conversionCommon Shares | 7,585 | $0.53 | $4,020.05 |
DisclosureSEC source: 0001567619-20-011071 · doc1.xml · nonDerivative · entry 1 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed May 20, 2020 01:44 UTC |
Shonk Lowell ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,735 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001567619-20-010782 · doc1.xml · derivative · entry 6 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,585 Underlying: Common Shares · 1,735 shares Expires 2020-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested and became exercisable as follows: 20,000 on 10/17/2015, 20,000 on 2/17/2016, 20,000 on 6/17/2016, 20,000 on 9/17/2016 and 20,000 on 12/17/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.