Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2026 Filed Mar 13, 2026 07:26 UTC |
BLUE JAMES N10% owner · See Remarks
|
PurchaseCommon Shares | 100,149,060 | $24,035,774.40 | $2,407,160,212,532,064.00 |
DisclosureSEC source: 0001140361-26-009309 · form4.xml · nonDerivative · entry 1 BLUE JAMES N · CIK 0001158423 · 10% owner · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · See Remarks Disclosed balance after: 460,889,576 Read SEC document |
| March 10, 2026 Filed Mar 23, 2026 16:59 UTC |
Synchron10% owner
GENERAL ATOMIC TECHNOLOGIES CORP10% owner · See Remarks
Tenaya Corp10% owner · See Remarks
|
PurchaseCommon Shares | 100,149,060 | $24,035,774.40 | $2,407,160,212,532,064.00 |
DisclosureSEC source: 0001140361-26-010773 · form4.xml · nonDerivative · entry 1 Synchron · CIK 0001719869 · 10% owner GENERAL ATOMIC TECHNOLOGIES CORP · CIK 0001034584 · 10% owner · See Remarks Tenaya Corp · CIK 0001715926 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460,889,576 F1 · ownership.direct: The Common Shares are held of record by Synchron, a wholly-owned subsidiary of General Atomic Technologies Corporation ("GATC"), which is a wholly-owned subsidiary of Tenaya Corporation ("Tenaya"). Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 21:06 UTC |
HICKEY PAUL JOSEPHDirector
|
GrantCommon Shares | 250 | $0.24 | $60.00 |
DisclosureSEC source: 0001104659-26-024699 · tm268231-2_4seq1.xml · nonDerivative · entry 2 HICKEY PAUL JOSEPH · CIK 0001985970 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 1,250 Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 21:06 UTC |
HICKEY PAUL JOSEPHDirector
|
GrantCommon Shares | 6,250 | $0.24 | $1,500.00 |
DisclosureSEC source: 0001104659-26-024699 · tm268231-2_4seq1.xml · nonDerivative · entry 1 HICKEY PAUL JOSEPH · CIK 0001985970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,250 F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired on March 4, 2026, pursuant to Rare Element's rights offering. The number of shares reported herein is preliminary and subject to final determination, and the reporting person will file an amendment to this Form 4 to reflect the final number of shares acquired, if necessary. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 21:05 UTC |
Grandey Gerald WDirector
|
GrantCommon Shares | 1,250,000 | $0.24 | $300,000.00 |
DisclosureSEC source: 0001104659-26-024692 · tm268231-1_4seq1.xml · nonDerivative · entry 1 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,030,943 F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired on March 4, 2026, pursuant to Rare Element's rights offering. The number of shares reported herein is preliminary and subject to final determination, and the reporting person will file an amendment to this Form 4 to reflect the final number of shares acquired, if necessary. Read SEC document |
| March 04, 2026 Filed Mar 13, 2026 17:22 UTC Amendment |
HICKEY PAUL JOSEPHDirector
|
GrantCommon Shares | 277 | $0.24 | $66.48 |
DisclosureSEC source: 0001104659-26-027567 · tm268715-1_4aseq1.xml · nonDerivative · entry 2 HICKEY PAUL JOSEPH · CIK 0001985970 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 1,277 F1 · shares: On March 6, 2026, the reporting person filed a Form 4 reporting the acquisition of common shares of Rare Element Resources Ltd. ("Rare Element") in connection with Rare Element's rights offering. As noted in the original Form 4, the number of shares reported therein was preliminary and subject to final determination. This amendment reflects the final number of shares acquired in the rights offering. The reporting person acquired 6,940 common shares directly (rather than the 6,250 previously reported) and 277 common shares indirectly through the reporting person's spouse (rather than the 250 previously reported). Accordingly, as of March 4, 2026, the reporting person owned 31,940 common shares of Rare Element directly and 1,277 common shares indirectly through the reporting person's spouse. Read SEC document |
| March 04, 2026 Filed Mar 13, 2026 17:22 UTC Amendment |
HICKEY PAUL JOSEPHDirector
|
GrantCommon Shares | 6,940 | $0.24 | $1,665.60 |
DisclosureSEC source: 0001104659-26-027567 · tm268715-1_4aseq1.xml · nonDerivative · entry 1 HICKEY PAUL JOSEPH · CIK 0001985970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,940 F1 · shares: On March 6, 2026, the reporting person filed a Form 4 reporting the acquisition of common shares of Rare Element Resources Ltd. ("Rare Element") in connection with Rare Element's rights offering. As noted in the original Form 4, the number of shares reported therein was preliminary and subject to final determination. This amendment reflects the final number of shares acquired in the rights offering. The reporting person acquired 6,940 common shares directly (rather than the 6,250 previously reported) and 277 common shares indirectly through the reporting person's spouse (rather than the 250 previously reported). Accordingly, as of March 4, 2026, the reporting person owned 31,940 common shares of Rare Element directly and 1,277 common shares indirectly through the reporting person's spouse. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 22:04 UTC |
Grandey Gerald WDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001104659-25-014826 · tm256958-1_4seq1.xml · derivative · entry 3 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 150,000 shares Expires 2025-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as follows: 75,000 on 02/13/2021 and 75,000 on 02/13/2022. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 22:04 UTC |
Grandey Gerald WDirector
|
Tax withholdingCommon Shares | 141,317 | $0.88 | $124,358.96 |
DisclosureSEC source: 0001104659-25-014826 · tm256958-1_4seq1.xml · nonDerivative · entry 2 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,780,943 F1 · shares: Represents the number of shares withheld by the Company to satisfy the exercise price in connection with the net settlement of options, and does not represent a sale of any shares by Mr. Grandey. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 22:04 UTC |
Grandey Gerald WDirector
|
Exercise / conversionCommon Shares | 150,000 | $0.83 | $124,500.00 |
DisclosureSEC source: 0001104659-25-014826 · tm256958-1_4seq1.xml · nonDerivative · entry 1 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,922,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 23:17 UTC |
HICKEY PAUL JOSEPHDirector
|
GrantCommon Shares | 631 | $0.12 | $75.72 |
DisclosureSEC source: 0001104659-24-035699 · tm249167-2_4seq1.xml · nonDerivative · entry 2 HICKEY PAUL JOSEPH · CIK 0001985970 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 1,000 F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired on March 15, 2024 pursuant to Rare Element's rights offering. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 23:17 UTC |
HICKEY PAUL JOSEPHDirector
|
GrantCommon Shares | 15,000 | $0.12 | $1,800.00 |
DisclosureSEC source: 0001104659-24-035699 · tm249167-2_4seq1.xml · nonDerivative · entry 1 HICKEY PAUL JOSEPH · CIK 0001985970 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired on March 15, 2024 pursuant to Rare Element's rights offering. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 23:14 UTC |
Grandey Gerald WDirector
|
GrantCommon Shares | 2,783,818 | $0.12 | $334,058.16 |
DisclosureSEC source: 0001104659-24-035698 · tm249167-1_4seq1.xml · nonDerivative · entry 1 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,772,260 F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired on March 15, 2024 pursuant to Rare Element's rights offering. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:00 UTC |
Synchron10% owner
|
PurchaseCommon Shares | 244,383,591 | $29,326,030.00 | $7,166,800,521,173,730.00 |
DisclosureSEC source: 0001140361-24-014212 · form4.xml · nonDerivative · entry 1 Synchron · CIK 0001719869 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,740,516 Read SEC document |
| December 13, 2023 Filed Dec 14, 2023 22:27 UTC |
Grandey Gerald WDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001104659-23-126073 · tm2332952-1_4seq1.xml · derivative · entry 2 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 75,000 shares Expires 2024-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2023 Filed Dec 14, 2023 22:27 UTC |
Grandey Gerald WDirector
|
Exercise / conversionCommon Shares | 75,000 | $0.07 | $5,250.00 |
DisclosureSEC source: 0001104659-23-126073 · tm2332952-1_4seq1.xml · nonDerivative · entry 1 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,988,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 21:56 UTC |
Grandey Gerald WDirector
|
GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001567619-23-000673 · doc1.xml · derivative · entry 1 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Shares · 300,000 shares Expires 2033-01-04 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 150,000 on July 4, 2023 and 150,000 on January 4, 2024. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 21:55 UTC |
Kast-Brown Kelli CDirector
|
GrantStock Option (Right to Buy) · Derivative | 225,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001567619-23-000671 · doc1.xml · derivative · entry 1 Kast-Brown Kelli C · CIK 0001326762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Shares · 225,000 shares Expires 2033-01-04 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 112,500 on July 4, 2023 and 112,500 on January 4, 2024. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 21:54 UTC |
Rich WayneChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001567619-23-000670 · doc1.xml · derivative · entry 1 Rich Wayne · CIK 0001530560 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Shares · 125,000 shares Expires 2033-01-04 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 62,500 on July 4, 2023 and 62,500 on January 4, 2024. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 21:54 UTC |
Shonk Lowell ADirector
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001567619-23-000669 · doc1.xml · derivative · entry 1 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 200,000 shares Expires 2033-01-04 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 100,000 on July 4, 2023 and 100,000 on January 4, 2024. Read SEC document |
| November 01, 2022 Filed Nov 1, 2022 20:27 UTC |
BERG BRENTPresident and CEO
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001567619-22-019015 · doc1.xml · derivative · entry 1 BERG BRENT · CIK 0001950619 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 250,000 shares Expires 2032-11-01 F1 · derivative.exercise_date: The options will vest and become exercisable as follows: 83,333 on 11/1/2023, 83,333 on 11/1/2024, and 83,334 on 11/1/2025. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 20:08 UTC |
Rich WayneChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001567619-22-007703 · doc1.xml · derivative · entry 1 Rich Wayne · CIK 0001530560 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 125,000 shares Expires 2032-03-28 F1 · derivative.exercise_date: The options will vest and become exercisable as follows: 41,666 on March 28, 2023, 41,667 on March 28, 2024, and 41,667 on March 28, 2025. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 12:36 UTC |
Scott Randall JohnDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001567619-22-000826 · doc1.xml · derivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Shares · 500,000 shares Expires 2032-01-05 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 250,000 on July 5, 2022 and 250,000 on January 5, 2023. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 12:35 UTC |
Schlauch Paul JohnDirector
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001567619-22-000825 · doc1.xml · derivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 200,000 shares Expires 2032-01-05 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 100,000 on July 5, 2022 and 100,000 on January 5, 2023. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 12:34 UTC |
Grandey Gerald WDirector
|
GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001567619-22-000824 · doc1.xml · derivative · entry 1 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Shares · 300,000 shares Expires 2032-01-05 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 150,000 on July 5, 2022 and 150,000 on January 5, 2023. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 12:33 UTC |
Shonk Lowell ADirector
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001567619-22-000823 · doc1.xml · derivative · entry 1 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 200,000 shares Expires 2032-01-05 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 100,000 on July 5, 2022 and 100,000 on January 5, 2023. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 22:11 UTC |
Grandey Gerald WDirector
|
GrantCommon Shares | 0 | $0.24 | $0.00 |
DisclosureSEC source: 0001567619-21-022111 · doc1.xml · nonDerivative · entry 1 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,219 F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired by the Reporting Person on December 13, 2021 pursuant to Rare Element's rights offering. F2 · shares: The number of shares is unknown at the time of filing and will be revised in an amendment to this Form 4 when a final determination is made. F2 · balance_after: The number of shares is unknown at the time of filing and will be revised in an amendment to this Form 4 when a final determination is made. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 22:10 UTC |
Schlauch Paul JohnDirector
|
GrantCommon Shares | 75,000 | $0.24 | $18,000.00 |
DisclosureSEC source: 0001567619-21-022110 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,121 F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired on December 13, 2021 pursuant to Rare Element's rights offering. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 22:10 UTC |
Shonk Lowell ADirector
|
GrantCommon Shares | 644,680 | $0.24 | $154,723.20 |
DisclosureSEC source: 0001567619-21-022109 · doc1.xml · nonDerivative · entry 1 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,204,680 F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired on December 13, 2021 pursuant to Rare Element's rights offering. Read SEC document |
| December 13, 2021 Filed Dec 17, 2021 21:18 UTC Amendment |
Grandey Gerald WDirector
|
GrantCommon Shares | 1,146,223 | $0.24 | $275,093.52 |
DisclosureSEC source: 0001567619-21-022256 · doc1.xml · nonDerivative · entry 1 Grandey Gerald W · CIK 0001583385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,913,442 F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired by the Reporting Person on December 13, 2021 pursuant to Rare Element's rights offering. F2 · shares: The number of shares is unknown at the time of filing and will be revised in an amendment to this Form 4 when a final determination is made. F2 · balance_after: The number of shares is unknown at the time of filing and will be revised in an amendment to this Form 4 when a final determination is made. Read SEC document |
| December 13, 2021 Filed Apr 18, 2022 20:10 UTC Amendment |
Schlauch Paul JohnDirector
|
GrantCommon Shares | 85,000 | $0.24 | $20,400.00 |
DisclosureSEC source: 0001567619-22-008624 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,200 F1 · shares: On December 13, 2021, the Reporting Person filed a Form 4 that inadvertently reported that 75,000 Common Shares were acquired pursuant to Rare Element Resources Ltd. ("Rare Element")'s rights offering. In fact, 85,000 shares were acquired pursuant to Rare Element's rights offering. The number of Common Shares reported in Column 4 of Table I of this Form 4/A reflects the corrected amount. F2 · balance_after: On April 12, 2021 the Reporting Person filed a Form 4 that inadvertently reported that 24,999 Common Shares were sold. In fact, 25,000 Common Shares were sold. The holdings reported in Column 5 of Table I of this Form 4/A reflect the corrected amount. Read SEC document |
| December 13, 2021 Filed Jun 22, 2023 20:27 UTC Amendment |
Shonk Lowell ADirector
|
GrantCommon Shares | 722,040 | $0.24 | $173,289.60 |
DisclosureSEC source: 0001104659-23-073779 · tm2319447-2_4aseq1.xml · nonDerivative · entry 1 Shonk Lowell A · CIK 0001575305 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,282,040 F1 · shares: On December 13, 2021, the Reporting Person filed a Form 4 that inadvertently reported that 644,680 Common Shares were acquired pursuant to the Rare Element Resources Ltd. ("Rare Element") rights offering. In fact, 722,040 shares were acquired pursuant to Rare Element's rights offering. The number of Common Shares reported in Column 4 of Table I of this Form 4/A reflects the corrected amount. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:29 UTC |
Scott Randall JohnDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001567619-21-021592 · doc1.xml · derivative · entry 3 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 250,000 shares Expires 2022-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as follows: 125,000 on 11/17/2018 and 125,000 on 11/17/2019. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:29 UTC |
Scott Randall JohnDirector · President and CEO
|
SaleCommon Shares | 250,000 | $1.03 | $257,500.00 |
DisclosureSEC source: 0001567619-21-021592 · doc1.xml · nonDerivative · entry 2 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.24, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:29 UTC |
Scott Randall JohnDirector · President and CEO
|
Exercise / conversionCommon Shares | 250,000 | $0.25 | $62,500.00 |
DisclosureSEC source: 0001567619-21-021592 · doc1.xml · nonDerivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 21:07 UTC |
Scott Randall JohnDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-21-020969 · doc1.xml · derivative · entry 3 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2021-12-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as follows: 100,000 on 3/31/2017 and 100,000 on 6/30/2017. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 21:07 UTC |
Scott Randall JohnDirector · President and CEO
|
SaleCommon Shares | 100,000 | $0.91 | $90,800.00 |
DisclosureSEC source: 0001567619-21-020969 · doc1.xml · nonDerivative · entry 2 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.87 to $1.00, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 21:07 UTC |
Scott Randall JohnDirector · President and CEO
|
Exercise / conversionCommon Shares | 100,000 | $0.04 | $4,000.00 |
DisclosureSEC source: 0001567619-21-020969 · doc1.xml · nonDerivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 21:08 UTC |
Scott Randall JohnDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · derivative · entry 9 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 50,000 shares Expires 2021-12-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested and became exercisable as follows: 100,000 on 3/31/2017 and 100,000 on 6/30/2017. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 21:08 UTC |
Scott Randall JohnDirector · President and CEO
|
SaleCommon Shares | 50,000 | $1.08 | $53,835.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 6 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.05 to $1.16, inclusive. The Reporting Person undertakes to provide to Rare Element, any security holder of Rare Element, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3 to this Form 4. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 21:08 UTC |
Scott Randall JohnDirector · President and CEO
|
Exercise / conversionCommon Shares | 50,000 | $0.04 | $2,000.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 5 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:08 UTC |
Scott Randall JohnDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · derivative · entry 8 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Shares · 50,000 shares Expires 2021-12-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested and became exercisable as follows: 100,000 on 3/31/2017 and 100,000 on 6/30/2017. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:08 UTC |
Scott Randall JohnDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · derivative · entry 7 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 50,000 shares Expires 2021-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested and became exercisable as follows: 25,000 on 12/13/2016, 12,500 on 3/31/2017, and 12,500 on 6/30/2017. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:08 UTC |
Scott Randall JohnDirector · President and CEO
|
SaleCommon Shares | 50,000 | $1.14 | $57,040.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 4 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.20, inclusive. The Reporting Person undertakes to provide to Rare Element, any security holder of Rare Element, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2 to this Form 4. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:08 UTC |
Scott Randall JohnDirector · President and CEO
|
Exercise / conversionCommon Shares | 50,000 | $0.04 | $2,000.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 3 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:08 UTC |
Scott Randall JohnDirector · President and CEO
|
SaleCommon Shares | 50,000 | $1.26 | $62,880.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 2 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.31, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:08 UTC |
Scott Randall JohnDirector · President and CEO
|
Exercise / conversionCommon Shares | 50,000 | $0.04 | $2,000.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:09 UTC |
Scott Randall JohnDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-21-020650 · doc1.xml · derivative · entry 3 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2021-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:09 UTC |
Scott Randall JohnDirector · President and CEO
|
SaleCommon Shares | 100,000 | $1.38 | $138,090.00 |
DisclosureSEC source: 0001567619-21-020650 · doc1.xml · nonDerivative · entry 2 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.28 to $1.48, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:09 UTC |
Scott Randall JohnDirector · President and CEO
|
Exercise / conversionCommon Shares | 100,000 | $0.04 | $4,000.00 |
DisclosureSEC source: 0001567619-21-020650 · doc1.xml · nonDerivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.