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OTC · USD

REEMF

RARE ELEMENT RESOURCES LTD

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Tapewire entity
5262
SEC CIK
0001419806
Parsed reports
92

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2026 Filed Mar 13, 2026 07:26 UTC
BLUE JAMES N10% owner · See Remarks
PurchaseCommon Shares 100,149,060 $24,035,774.40 $2,407,160,212,532,064.00
Disclosure

SEC source: 0001140361-26-009309 · form4.xml · nonDerivative · entry 1

BLUE JAMES N · CIK 0001158423 · 10% owner · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See Remarks

Disclosed balance after: 460,889,576

Read SEC document
March 10, 2026 Filed Mar 23, 2026 16:59 UTC
Synchron10% owner
GENERAL ATOMIC TECHNOLOGIES CORP10% owner · See Remarks
Tenaya Corp10% owner · See Remarks
PurchaseCommon Shares 100,149,060 $24,035,774.40 $2,407,160,212,532,064.00
Disclosure

SEC source: 0001140361-26-010773 · form4.xml · nonDerivative · entry 1

Synchron · CIK 0001719869 · 10% owner

GENERAL ATOMIC TECHNOLOGIES CORP · CIK 0001034584 · 10% owner · See Remarks

Tenaya Corp · CIK 0001715926 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,889,576

F1 · ownership.direct: The Common Shares are held of record by Synchron, a wholly-owned subsidiary of General Atomic Technologies Corporation ("GATC"), which is a wholly-owned subsidiary of Tenaya Corporation ("Tenaya").

Read SEC document
March 04, 2026 Filed Mar 6, 2026 21:06 UTC GrantCommon Shares 250 $0.24 $60.00
Disclosure

SEC source: 0001104659-26-024699 · tm268231-2_4seq1.xml · nonDerivative · entry 2

HICKEY PAUL JOSEPH · CIK 0001985970 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 1,250

Read SEC document
March 04, 2026 Filed Mar 6, 2026 21:06 UTC GrantCommon Shares 6,250 $0.24 $1,500.00
Disclosure

SEC source: 0001104659-26-024699 · tm268231-2_4seq1.xml · nonDerivative · entry 1

HICKEY PAUL JOSEPH · CIK 0001985970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,250

F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired on March 4, 2026, pursuant to Rare Element's rights offering. The number of shares reported herein is preliminary and subject to final determination, and the reporting person will file an amendment to this Form 4 to reflect the final number of shares acquired, if necessary.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 21:05 UTC GrantCommon Shares 1,250,000 $0.24 $300,000.00
Disclosure

SEC source: 0001104659-26-024692 · tm268231-1_4seq1.xml · nonDerivative · entry 1

Grandey Gerald W · CIK 0001583385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,030,943

F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired on March 4, 2026, pursuant to Rare Element's rights offering. The number of shares reported herein is preliminary and subject to final determination, and the reporting person will file an amendment to this Form 4 to reflect the final number of shares acquired, if necessary.

Read SEC document
March 04, 2026 Filed Mar 13, 2026 17:22 UTC Amendment GrantCommon Shares 277 $0.24 $66.48
Disclosure

SEC source: 0001104659-26-027567 · tm268715-1_4aseq1.xml · nonDerivative · entry 2

HICKEY PAUL JOSEPH · CIK 0001985970 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 1,277

F1 · shares: On March 6, 2026, the reporting person filed a Form 4 reporting the acquisition of common shares of Rare Element Resources Ltd. ("Rare Element") in connection with Rare Element's rights offering. As noted in the original Form 4, the number of shares reported therein was preliminary and subject to final determination. This amendment reflects the final number of shares acquired in the rights offering. The reporting person acquired 6,940 common shares directly (rather than the 6,250 previously reported) and 277 common shares indirectly through the reporting person's spouse (rather than the 250 previously reported). Accordingly, as of March 4, 2026, the reporting person owned 31,940 common shares of Rare Element directly and 1,277 common shares indirectly through the reporting person's spouse.

Read SEC document
March 04, 2026 Filed Mar 13, 2026 17:22 UTC Amendment GrantCommon Shares 6,940 $0.24 $1,665.60
Disclosure

SEC source: 0001104659-26-027567 · tm268715-1_4aseq1.xml · nonDerivative · entry 1

HICKEY PAUL JOSEPH · CIK 0001985970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,940

F1 · shares: On March 6, 2026, the reporting person filed a Form 4 reporting the acquisition of common shares of Rare Element Resources Ltd. ("Rare Element") in connection with Rare Element's rights offering. As noted in the original Form 4, the number of shares reported therein was preliminary and subject to final determination. This amendment reflects the final number of shares acquired in the rights offering. The reporting person acquired 6,940 common shares directly (rather than the 6,250 previously reported) and 277 common shares indirectly through the reporting person's spouse (rather than the 250 previously reported). Accordingly, as of March 4, 2026, the reporting person owned 31,940 common shares of Rare Element directly and 1,277 common shares indirectly through the reporting person's spouse.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 22:04 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $0.83 $0.00
Disclosure

SEC source: 0001104659-25-014826 · tm256958-1_4seq1.xml · derivative · entry 3

Grandey Gerald W · CIK 0001583385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 150,000 shares

Expires 2025-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested and became exercisable as follows: 75,000 on 02/13/2021 and 75,000 on 02/13/2022.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 22:04 UTC Tax withholdingCommon Shares 141,317 $0.88 $124,358.96
Disclosure

SEC source: 0001104659-25-014826 · tm256958-1_4seq1.xml · nonDerivative · entry 2

Grandey Gerald W · CIK 0001583385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,780,943

F1 · shares: Represents the number of shares withheld by the Company to satisfy the exercise price in connection with the net settlement of options, and does not represent a sale of any shares by Mr. Grandey.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 22:04 UTC Exercise / conversionCommon Shares 150,000 $0.83 $124,500.00
Disclosure

SEC source: 0001104659-25-014826 · tm256958-1_4seq1.xml · nonDerivative · entry 1

Grandey Gerald W · CIK 0001583385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,922,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:17 UTC GrantCommon Shares 631 $0.12 $75.72
Disclosure

SEC source: 0001104659-24-035699 · tm249167-2_4seq1.xml · nonDerivative · entry 2

HICKEY PAUL JOSEPH · CIK 0001985970 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 1,000

F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired on March 15, 2024 pursuant to Rare Element's rights offering.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:17 UTC GrantCommon Shares 15,000 $0.12 $1,800.00
Disclosure

SEC source: 0001104659-24-035699 · tm249167-2_4seq1.xml · nonDerivative · entry 1

HICKEY PAUL JOSEPH · CIK 0001985970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired on March 15, 2024 pursuant to Rare Element's rights offering.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:14 UTC GrantCommon Shares 2,783,818 $0.12 $334,058.16
Disclosure

SEC source: 0001104659-24-035698 · tm249167-1_4seq1.xml · nonDerivative · entry 1

Grandey Gerald W · CIK 0001583385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,772,260

F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired on March 15, 2024 pursuant to Rare Element's rights offering.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 19:00 UTC
Synchron10% owner
PurchaseCommon Shares 244,383,591 $29,326,030.00 $7,166,800,521,173,730.00
Disclosure

SEC source: 0001140361-24-014212 · form4.xml · nonDerivative · entry 1

Synchron · CIK 0001719869 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,740,516

Read SEC document
December 13, 2023 Filed Dec 14, 2023 22:27 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.07 $0.00
Disclosure

SEC source: 0001104659-23-126073 · tm2332952-1_4seq1.xml · derivative · entry 2

Grandey Gerald W · CIK 0001583385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2024-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2023 Filed Dec 14, 2023 22:27 UTC Exercise / conversionCommon Shares 75,000 $0.07 $5,250.00
Disclosure

SEC source: 0001104659-23-126073 · tm2332952-1_4seq1.xml · nonDerivative · entry 1

Grandey Gerald W · CIK 0001583385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,988,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 21:56 UTC GrantStock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001567619-23-000673 · doc1.xml · derivative · entry 1

Grandey Gerald W · CIK 0001583385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Shares · 300,000 shares

Expires 2033-01-04

F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 150,000 on July 4, 2023 and 150,000 on January 4, 2024.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 21:55 UTC GrantStock Option (Right to Buy) · Derivative 225,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001567619-23-000671 · doc1.xml · derivative · entry 1

Kast-Brown Kelli C · CIK 0001326762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Shares · 225,000 shares

Expires 2033-01-04

F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 112,500 on July 4, 2023 and 112,500 on January 4, 2024.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 21:54 UTC
Rich WayneChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001567619-23-000670 · doc1.xml · derivative · entry 1

Rich Wayne · CIK 0001530560 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Shares · 125,000 shares

Expires 2033-01-04

F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 62,500 on July 4, 2023 and 62,500 on January 4, 2024.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 21:54 UTC GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001567619-23-000669 · doc1.xml · derivative · entry 1

Shonk Lowell A · CIK 0001575305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Shares · 200,000 shares

Expires 2033-01-04

F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 100,000 on July 4, 2023 and 100,000 on January 4, 2024.

Read SEC document
November 01, 2022 Filed Nov 1, 2022 20:27 UTC
BERG BRENTPresident and CEO
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001567619-22-019015 · doc1.xml · derivative · entry 1

BERG BRENT · CIK 0001950619 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 250,000 shares

Expires 2032-11-01

F1 · derivative.exercise_date: The options will vest and become exercisable as follows: 83,333 on 11/1/2023, 83,333 on 11/1/2024, and 83,334 on 11/1/2025.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 20:08 UTC
Rich WayneChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001567619-22-007703 · doc1.xml · derivative · entry 1

Rich Wayne · CIK 0001530560 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 125,000 shares

Expires 2032-03-28

F1 · derivative.exercise_date: The options will vest and become exercisable as follows: 41,666 on March 28, 2023, 41,667 on March 28, 2024, and 41,667 on March 28, 2025.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 12:36 UTC
Scott Randall JohnDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $1.42 $0.00
Disclosure

SEC source: 0001567619-22-000826 · doc1.xml · derivative · entry 1

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Shares · 500,000 shares

Expires 2032-01-05

F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 250,000 on July 5, 2022 and 250,000 on January 5, 2023.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 12:35 UTC GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $1.42 $0.00
Disclosure

SEC source: 0001567619-22-000825 · doc1.xml · derivative · entry 1

Schlauch Paul John · CIK 0001525245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Shares · 200,000 shares

Expires 2032-01-05

F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 100,000 on July 5, 2022 and 100,000 on January 5, 2023.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 12:34 UTC GrantStock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $1.42 $0.00
Disclosure

SEC source: 0001567619-22-000824 · doc1.xml · derivative · entry 1

Grandey Gerald W · CIK 0001583385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Shares · 300,000 shares

Expires 2032-01-05

F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 150,000 on July 5, 2022 and 150,000 on January 5, 2023.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 12:33 UTC GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $1.42 $0.00
Disclosure

SEC source: 0001567619-22-000823 · doc1.xml · derivative · entry 1

Shonk Lowell A · CIK 0001575305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Shares · 200,000 shares

Expires 2032-01-05

F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 100,000 on July 5, 2022 and 100,000 on January 5, 2023.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:11 UTC GrantCommon Shares 0 $0.24 $0.00
Disclosure

SEC source: 0001567619-21-022111 · doc1.xml · nonDerivative · entry 1

Grandey Gerald W · CIK 0001583385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,219

F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired by the Reporting Person on December 13, 2021 pursuant to Rare Element's rights offering.

F2 · shares: The number of shares is unknown at the time of filing and will be revised in an amendment to this Form 4 when a final determination is made.

F2 · balance_after: The number of shares is unknown at the time of filing and will be revised in an amendment to this Form 4 when a final determination is made.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:10 UTC GrantCommon Shares 75,000 $0.24 $18,000.00
Disclosure

SEC source: 0001567619-21-022110 · doc1.xml · nonDerivative · entry 1

Schlauch Paul John · CIK 0001525245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,121

F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired on December 13, 2021 pursuant to Rare Element's rights offering.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:10 UTC GrantCommon Shares 644,680 $0.24 $154,723.20
Disclosure

SEC source: 0001567619-21-022109 · doc1.xml · nonDerivative · entry 1

Shonk Lowell A · CIK 0001575305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204,680

F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired on December 13, 2021 pursuant to Rare Element's rights offering.

Read SEC document
December 13, 2021 Filed Dec 17, 2021 21:18 UTC Amendment GrantCommon Shares 1,146,223 $0.24 $275,093.52
Disclosure

SEC source: 0001567619-21-022256 · doc1.xml · nonDerivative · entry 1

Grandey Gerald W · CIK 0001583385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,913,442

F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired by the Reporting Person on December 13, 2021 pursuant to Rare Element's rights offering.

F2 · shares: The number of shares is unknown at the time of filing and will be revised in an amendment to this Form 4 when a final determination is made.

F2 · balance_after: The number of shares is unknown at the time of filing and will be revised in an amendment to this Form 4 when a final determination is made.

Read SEC document
December 13, 2021 Filed Apr 18, 2022 20:10 UTC Amendment GrantCommon Shares 85,000 $0.24 $20,400.00
Disclosure

SEC source: 0001567619-22-008624 · doc1.xml · nonDerivative · entry 1

Schlauch Paul John · CIK 0001525245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,200

F1 · shares: On December 13, 2021, the Reporting Person filed a Form 4 that inadvertently reported that 75,000 Common Shares were acquired pursuant to Rare Element Resources Ltd. ("Rare Element")'s rights offering. In fact, 85,000 shares were acquired pursuant to Rare Element's rights offering. The number of Common Shares reported in Column 4 of Table I of this Form 4/A reflects the corrected amount.

F2 · balance_after: On April 12, 2021 the Reporting Person filed a Form 4 that inadvertently reported that 24,999 Common Shares were sold. In fact, 25,000 Common Shares were sold. The holdings reported in Column 5 of Table I of this Form 4/A reflect the corrected amount.

Read SEC document
December 13, 2021 Filed Jun 22, 2023 20:27 UTC Amendment GrantCommon Shares 722,040 $0.24 $173,289.60
Disclosure

SEC source: 0001104659-23-073779 · tm2319447-2_4aseq1.xml · nonDerivative · entry 1

Shonk Lowell A · CIK 0001575305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,282,040

F1 · shares: On December 13, 2021, the Reporting Person filed a Form 4 that inadvertently reported that 644,680 Common Shares were acquired pursuant to the Rare Element Resources Ltd. ("Rare Element") rights offering. In fact, 722,040 shares were acquired pursuant to Rare Element's rights offering. The number of Common Shares reported in Column 4 of Table I of this Form 4/A reflects the corrected amount.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 21:29 UTC
Scott Randall JohnDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001567619-21-021592 · doc1.xml · derivative · entry 3

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 250,000 shares

Expires 2022-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested and became exercisable as follows: 125,000 on 11/17/2018 and 125,000 on 11/17/2019.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 21:29 UTC
Scott Randall JohnDirector · President and CEO
SaleCommon Shares 250,000 $1.03 $257,500.00
Disclosure

SEC source: 0001567619-21-021592 · doc1.xml · nonDerivative · entry 2

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,001

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.24, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 21:29 UTC
Scott Randall JohnDirector · President and CEO
Exercise / conversionCommon Shares 250,000 $0.25 $62,500.00
Disclosure

SEC source: 0001567619-21-021592 · doc1.xml · nonDerivative · entry 1

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 21:07 UTC
Scott Randall JohnDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001567619-21-020969 · doc1.xml · derivative · entry 3

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested and became exercisable as follows: 100,000 on 3/31/2017 and 100,000 on 6/30/2017.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 21:07 UTC
Scott Randall JohnDirector · President and CEO
SaleCommon Shares 100,000 $0.91 $90,800.00
Disclosure

SEC source: 0001567619-21-020969 · doc1.xml · nonDerivative · entry 2

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,001

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.87 to $1.00, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 21:07 UTC
Scott Randall JohnDirector · President and CEO
Exercise / conversionCommon Shares 100,000 $0.04 $4,000.00
Disclosure

SEC source: 0001567619-21-020969 · doc1.xml · nonDerivative · entry 1

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:08 UTC
Scott Randall JohnDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001567619-21-020841 · doc1.xml · derivative · entry 9

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 50,000 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested and became exercisable as follows: 100,000 on 3/31/2017 and 100,000 on 6/30/2017.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:08 UTC
Scott Randall JohnDirector · President and CEO
SaleCommon Shares 50,000 $1.08 $53,835.00
Disclosure

SEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 6

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,001

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.05 to $1.16, inclusive. The Reporting Person undertakes to provide to Rare Element, any security holder of Rare Element, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3 to this Form 4.

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November 18, 2021 Filed Nov 19, 2021 21:08 UTC
Scott Randall JohnDirector · President and CEO
Exercise / conversionCommon Shares 50,000 $0.04 $2,000.00
Disclosure

SEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 5

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:08 UTC
Scott Randall JohnDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001567619-21-020841 · doc1.xml · derivative · entry 8

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Shares · 50,000 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested and became exercisable as follows: 100,000 on 3/31/2017 and 100,000 on 6/30/2017.

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November 17, 2021 Filed Nov 19, 2021 21:08 UTC
Scott Randall JohnDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001567619-21-020841 · doc1.xml · derivative · entry 7

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 50,000 shares

Expires 2021-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested and became exercisable as follows: 25,000 on 12/13/2016, 12,500 on 3/31/2017, and 12,500 on 6/30/2017.

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November 17, 2021 Filed Nov 19, 2021 21:08 UTC
Scott Randall JohnDirector · President and CEO
SaleCommon Shares 50,000 $1.14 $57,040.00
Disclosure

SEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 4

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,001

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.20, inclusive. The Reporting Person undertakes to provide to Rare Element, any security holder of Rare Element, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2 to this Form 4.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:08 UTC
Scott Randall JohnDirector · President and CEO
Exercise / conversionCommon Shares 50,000 $0.04 $2,000.00
Disclosure

SEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 3

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:08 UTC
Scott Randall JohnDirector · President and CEO
SaleCommon Shares 50,000 $1.26 $62,880.00
Disclosure

SEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 2

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,001

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.31, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:08 UTC
Scott Randall JohnDirector · President and CEO
Exercise / conversionCommon Shares 50,000 $0.04 $2,000.00
Disclosure

SEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 1

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:09 UTC
Scott Randall JohnDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001567619-21-020650 · doc1.xml · derivative · entry 3

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2021-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:09 UTC
Scott Randall JohnDirector · President and CEO
SaleCommon Shares 100,000 $1.38 $138,090.00
Disclosure

SEC source: 0001567619-21-020650 · doc1.xml · nonDerivative · entry 2

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,001

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.28 to $1.48, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:09 UTC
Scott Randall JohnDirector · President and CEO
Exercise / conversionCommon Shares 100,000 $0.04 $4,000.00
Disclosure

SEC source: 0001567619-21-020650 · doc1.xml · nonDerivative · entry 1

Scott Randall John · CIK 0001537008 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.