Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RARE ELEMENT RESOURCES LTDREEMF · Entity 5262 | Director · President and CEO | January 05, 2022 | January 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RARE ELEMENT RESOURCES LTD
Report date January 05, 2022 · Filed January 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.42 · Expires 2032-01-05 | Direct | 500,000 |
Reported balance
After 2022-01-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-01-05 · Grant · Acquired 500,000 · Balance 500,000 F1: The option will vest and become exercisable as follows: 250,000 on July 5, 2022 and 250,000 on January 5, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The option will vest and become exercisable as follows: 250,000 on July 5, 2022 and 250,000 on January 5, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2022 Filed Jan 7, 2022 12:36 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001567619-22-000826 · doc1.xml · derivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Shares · 500,000 shares Expires 2032-01-05 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 250,000 on July 5, 2022 and 250,000 on January 5, 2023. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:29 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001567619-21-021592 · doc1.xml · derivative · entry 3 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 250,000 shares Expires 2022-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as follows: 125,000 on 11/17/2018 and 125,000 on 11/17/2019. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:29 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 250,000 | $1.03 | $257,500.00 |
DisclosureSEC source: 0001567619-21-021592 · doc1.xml · nonDerivative · entry 2 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.24, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:29 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionCommon Shares | 250,000 | $0.25 | $62,500.00 |
DisclosureSEC source: 0001567619-21-021592 · doc1.xml · nonDerivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 21:07 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-21-020969 · doc1.xml · derivative · entry 3 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2021-12-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as follows: 100,000 on 3/31/2017 and 100,000 on 6/30/2017. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 21:07 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 100,000 | $0.91 | $90,800.00 |
DisclosureSEC source: 0001567619-21-020969 · doc1.xml · nonDerivative · entry 2 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.87 to $1.00, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 21:07 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionCommon Shares | 100,000 | $0.04 | $4,000.00 |
DisclosureSEC source: 0001567619-21-020969 · doc1.xml · nonDerivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 21:08 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · derivative · entry 9 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 50,000 shares Expires 2021-12-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested and became exercisable as follows: 100,000 on 3/31/2017 and 100,000 on 6/30/2017. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 21:08 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 50,000 | $1.08 | $53,835.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 6 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.05 to $1.16, inclusive. The Reporting Person undertakes to provide to Rare Element, any security holder of Rare Element, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3 to this Form 4. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 21:08 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionCommon Shares | 50,000 | $0.04 | $2,000.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 5 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:08 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · derivative · entry 8 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Shares · 50,000 shares Expires 2021-12-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested and became exercisable as follows: 100,000 on 3/31/2017 and 100,000 on 6/30/2017. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:08 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · derivative · entry 7 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 50,000 shares Expires 2021-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested and became exercisable as follows: 25,000 on 12/13/2016, 12,500 on 3/31/2017, and 12,500 on 6/30/2017. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:08 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 50,000 | $1.14 | $57,040.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 4 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.20, inclusive. The Reporting Person undertakes to provide to Rare Element, any security holder of Rare Element, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2 to this Form 4. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:08 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionCommon Shares | 50,000 | $0.04 | $2,000.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 3 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:08 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 50,000 | $1.26 | $62,880.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 2 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.31, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:08 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionCommon Shares | 50,000 | $0.04 | $2,000.00 |
DisclosureSEC source: 0001567619-21-020841 · doc1.xml · nonDerivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:09 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-21-020650 · doc1.xml · derivative · entry 3 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2021-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:09 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 100,000 | $1.38 | $138,090.00 |
DisclosureSEC source: 0001567619-21-020650 · doc1.xml · nonDerivative · entry 2 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.28 to $1.48, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:09 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionCommon Shares | 100,000 | $0.04 | $4,000.00 |
DisclosureSEC source: 0001567619-21-020650 · doc1.xml · nonDerivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 22:52 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001567619-21-008168 · doc1.xml · derivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2031-04-13 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 125,000 on December 15, 2021 and 125,000 on December 15, 2022. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 17:23 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 10,185 | $0.55 | $5,601.75 |
DisclosureSEC source: 0001567619-20-007731 · doc1.xml · nonDerivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 00:12 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 10,000 | $0.50 | $5,000.00 |
DisclosureSEC source: 0001567619-20-007601 · doc1.xml · nonDerivative · entry 3 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,186 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.52, inclusive. The Reporting Person undertakes to provide to Rare Element, any security holder of Rare Element, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3 to this Form 4. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 00:12 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 10,000 | $0.55 | $5,500.00 |
DisclosureSEC source: 0001567619-20-007601 · doc1.xml · nonDerivative · entry 2 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,186 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.54 to $0.55, inclusive. The Reporting Person undertakes to provide to Rare Element, any security holder of Rare Element, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2 to this Form 4. Read SEC document |
| April 02, 2020 Filed Apr 7, 2020 00:12 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 10,000 | $0.56 | $5,600.00 |
DisclosureSEC source: 0001567619-20-007601 · doc1.xml · nonDerivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,186 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.56 to $0.57, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 20:01 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.32 | $0.00 |
DisclosureSEC source: 0001567619-20-007224 · doc1.xml · derivative · entry 3 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2020-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested and became exercisable as follows: 20,000 on 5/22/2015; 20,000 on 9/22/2015; 20,000 on 1/22/2016; 20,000 on 4/22/2016; and 20,000 on 7/22/2016. F2 · derivative.expiration_date: Pursuant to the Rare Element Resources Ltd. 10% Rolling Stock Option Plan, if an option expires during a trading blackout period imposed by the issuer, the option will continue to be exercisable until the tenth business day following the expiration of such trading blackout period. In this case, the reporting person's option expired during a trading blackout period pursuant to an insider trading policy of the issuer, and accordingly, the expiration date of such option was extended to April 1, 2020. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 20:01 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Tax withholdingCommon Shares | 59,814 | $0.54 | $32,299.56 |
DisclosureSEC source: 0001567619-20-007224 · doc1.xml · nonDerivative · entry 2 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,186 Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 20:01 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionCommon Shares | 100,000 | $0.32 | $32,000.00 |
DisclosureSEC source: 0001567619-20-007224 · doc1.xml · nonDerivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 21:38 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001567619-20-004057 · doc1.xml · derivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2025-02-13 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 125,000 on February 13, 2021 and 125,000 on February 13, 2022. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 17:04 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001567619-19-004956 · doc1.xml · derivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2024-02-18 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 125,000 on February 18, 2020 and 125,000 on February 18, 2021. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 18:28 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001140361-17-043331 · doc1.xml · derivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2022-11-17 F1 · derivative.exercise_date: The option vests and becomes exercisable as follows: 125,000 on 11/17/2018 and 125,000 on 11/17/2019. Read SEC document |
| December 29, 2016 Filed Dec 30, 2016 18:02 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001140361-16-091168 · doc1.xml · derivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 200,000 shares Expires 2021-12-29 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 100,000 on 3/31/2017, and 100,000 on 6/30/2017. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:00 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001140361-16-089695 · doc1.xml · derivative · entry 2 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2021-12-13 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 25,000 on 12/13/2016, 12,500 on 3/31/2017, and 12,500 on 6/30/2017. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:00 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001140361-16-089695 · doc1.xml · derivative · entry 1 Scott Randall John · CIK 0001537008 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2021-12-13 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.