Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RARE ELEMENT RESOURCES LTDREEMF · Entity 5262 | Director | December 13, 2021 | April 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RARE ELEMENT RESOURCES LTD
Report date December 13, 2021 · Filed April 18, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 208,200 |
Reported balance
After 2021-12-13 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-12-13 · Grant · Acquired 85,000 · Balance 208,200 F1: On December 13, 2021, the Reporting Person filed a Form 4 that inadvertently reported that 75,000 Common Shares were acquired pursuant to Rare Element Resources Ltd. ("Rare Element")'s rights offering. In fact, 85,000 shares were acquired pursuant to Rare Element's rights offering. The number of Common Shares reported in Column 4 of Table I of this Form 4/A reflects the corrected amount. F2: On April 12, 2021 the Reporting Person filed a Form 4 that inadvertently reported that 24,999 Common Shares were sold. In fact, 25,000 Common Shares were sold. The holdings reported in Column 5 of Table I of this Form 4/A reflect the corrected amount. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 13, 2021, the Reporting Person filed a Form 4 that inadvertently reported that 75,000 Common Shares were acquired pursuant to Rare Element Resources Ltd. ("Rare Element")'s rights offering. In fact, 85,000 shares were acquired pursuant to Rare Element's rights offering. The number of Common Shares reported in Column 4 of Table I of this Form 4/A reflects the corrected amount.
F2: On April 12, 2021 the Reporting Person filed a Form 4 that inadvertently reported that 24,999 Common Shares were sold. In fact, 25,000 Common Shares were sold. The holdings reported in Column 5 of Table I of this Form 4/A reflect the corrected amount.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2022 Filed Jan 7, 2022 12:35 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001567619-22-000825 · doc1.xml · derivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 200,000 shares Expires 2032-01-05 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 100,000 on July 5, 2022 and 100,000 on January 5, 2023. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 22:10 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantCommon Shares | 75,000 | $0.24 | $18,000.00 |
DisclosureSEC source: 0001567619-21-022110 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,121 F1 · shares: Represents common shares of Rare Element Resources Ltd. ("Rare Element") acquired on December 13, 2021 pursuant to Rare Element's rights offering. Read SEC document |
| December 13, 2021 Filed Apr 18, 2022 20:10 UTC Amendment | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantCommon Shares | 85,000 | $0.24 | $20,400.00 |
DisclosureSEC source: 0001567619-22-008624 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,200 F1 · shares: On December 13, 2021, the Reporting Person filed a Form 4 that inadvertently reported that 75,000 Common Shares were acquired pursuant to Rare Element Resources Ltd. ("Rare Element")'s rights offering. In fact, 85,000 shares were acquired pursuant to Rare Element's rights offering. The number of Common Shares reported in Column 4 of Table I of this Form 4/A reflects the corrected amount. F2 · balance_after: On April 12, 2021 the Reporting Person filed a Form 4 that inadvertently reported that 24,999 Common Shares were sold. In fact, 25,000 Common Shares were sold. The holdings reported in Column 5 of Table I of this Form 4/A reflect the corrected amount. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 22:51 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 25,000 | $2.14 | $53,595.00 |
DisclosureSEC source: 0001567619-21-008167 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,121 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.16, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| April 13, 2021 Filed Apr 14, 2021 20:49 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 25,000 | $2.14 | $53,502.50 |
DisclosureSEC source: 0001567619-21-008050 · doc1.xml · nonDerivative · entry 2 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,121 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.25, inclusive. The Reporting Person undertakes to provide to Rare Element, any security holder of Rare Element, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2 to this Form 4. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 22:51 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001567619-21-008167 · doc1.xml · derivative · entry 2 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2031-04-13 F2 · derivative.exercise_date: The option will vest and become exercisable as follows: 50,000 on December 15, 2021 and 50,000 on December 15, 2022. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 20:49 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 25,000 | $2.17 | $54,212.50 |
DisclosureSEC source: 0001567619-21-008050 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,121 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.17, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 22:21 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 25,000 | $2.04 | $50,965.00 |
DisclosureSEC source: 0001567619-21-007920 · doc1.xml · nonDerivative · entry 2 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,121 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.03 to $2.17, inclusive. The Reporting Person undertakes to provide to Rare Element, any security holder of Rare Element, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2 to this Form 4. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 22:21 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 24,999 | $2.10 | $52,530.40 |
DisclosureSEC source: 0001567619-21-007920 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,121 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.12, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 00:03 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-21-007792 · doc1.xml · derivative · entry 6 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2021-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 00:03 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Tax withholdingCommon Shares | 1,790 | $2.34 | $4,188.60 |
DisclosureSEC source: 0001567619-21-007792 · doc1.xml · nonDerivative · entry 4 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,120 Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 00:03 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionCommon Shares | 100,000 | $0.04 | $4,000.00 |
DisclosureSEC source: 0001567619-21-007792 · doc1.xml · nonDerivative · entry 3 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2021 Filed Apr 18, 2022 20:10 UTC Amendment | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Tax withholdingCommon Shares | 1,710 | $2.34 | $4,001.40 |
DisclosureSEC source: 0001567619-22-008623 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,290 F1 · shares: On April 4, 2021 the Reporting Person filed a Form 4 that inadvertently reported that 1,790 Common Shares were withheld for the payment of exercise price or tax liability in connection with his exercise of options to purchase 100,000 Common Shares. In fact, as reported in this amendment, 1,710 shares were withheld for the payment of exercise price or tax liability in connection with his exercise of options. Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 00:03 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001567619-21-007792 · doc1.xml · derivative · entry 5 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 150,000 shares Expires 2022-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested and became exercisable as follows: 75,000 on 3/31/2017 and 75,000 on 6/30/2017. Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 00:03 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Tax withholdingCommon Shares | 10,090 | $2.23 | $22,500.70 |
DisclosureSEC source: 0001567619-21-007792 · doc1.xml · nonDerivative · entry 2 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,910 Read SEC document |
| April 05, 2021 Filed Apr 8, 2021 00:03 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionCommon Shares | 150,000 | $0.15 | $22,500.00 |
DisclosureSEC source: 0001567619-21-007792 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 9, 2020 22:30 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001567619-20-011930 · doc1.xml · derivative · entry 4 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2020-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as follows: 20,000 on 10/17/2015, 20,000 on 2/17/2016, 20,000 on 6/17/2016, 20,000 on 9/17/2016 and 20,000 on 12/17/2016. Read SEC document |
| June 01, 2020 Filed Jun 9, 2020 22:30 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | SaleCommon Shares | 45,551 | $0.97 | $44,184.47 |
DisclosureSEC source: 0001567619-20-011930 · doc1.xml · nonDerivative · entry 3 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.00, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4. Read SEC document |
| June 01, 2020 Filed Jun 9, 2020 22:30 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Tax withholdingCommon Shares | 54,449 | $0.97 | $52,815.53 |
DisclosureSEC source: 0001567619-20-011930 · doc1.xml · nonDerivative · entry 2 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,551 Read SEC document |
| June 01, 2020 Filed Jun 9, 2020 22:30 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | Exercise / conversionCommon Shares | 100,000 | $0.53 | $53,000.00 |
DisclosureSEC source: 0001567619-20-011930 · doc1.xml · nonDerivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 21:37 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001567619-20-004056 · doc1.xml · derivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2025-02-13 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 50,000 on February 13, 2021 and 50,000 on February 13, 2022. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 17:10 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001567619-19-004957 · doc1.xml · derivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2024-02-18 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 50,000 on February 18, 2020 and 50,000 on February 18, 2021. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 18:29 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001140361-17-043332 · doc1.xml · derivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2022-11-17 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 50,000 on 11/17/2018 and 50,000 on 11/17/2019. Read SEC document |
| January 11, 2017 Filed Jan 12, 2017 17:07 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001140361-17-001643 · doc1.xml · derivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Shares · 150,000 shares Expires 2022-01-11 F1 · derivative.exercise_date: The option will vest and become exercisable as follows: 75,000 on 3/31/2017 and 75,000 on 6/30/2017. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:59 UTC | RARE ELEMENT RESOURCES LTD REEMF · Entity 5262 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001140361-16-089694 · doc1.xml · derivative · entry 1 Schlauch Paul John · CIK 0001525245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2021-12-13 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.